Clin Orthop Surg. 2022 Dec;14(4):557-563. English.
Published online Sep 28, 2022.
Copyright © 2022 by The Korean Orthopaedic Association
Original Article

Anterior Cervical Discectomy and Fusion Using Escherichia coli-Derived Recombinant Human Bone Morphogenetic Protein-2: A Pilot Study

Hee Jung Son, MD,# Bong-Soon Chang, MD, Sam Yeol Chang, MD, Hwan Seong Park, MD and Hyoungmin Kim, MD
    • Department of Orthopedic Surgery, Seoul National University Hospital, Seoul National University College of Medicine, Seoul, Korea.
Received January 23, 2022; Revised April 17, 2022; Accepted April 20, 2022.

This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/4.0) which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited.

Abstract

Background

Recombinant human bone morphogenetic protein-2 (BMP-2) is an osteoinductive growth factor widely used in orthopedic surgery; it is also known to be associated with postoperative airway compromise or dysphagia when applied to anterior cervical discectomy and fusion (ACDF). However, there have been no reports on ACDF using Escherichia coli-derived BMP-2 (E.BMP-2) with hydroxyapatite (HA). This pilot study aimed to investigate the potential efficacy and safety of E.BMP-2 using HA as a carrier in ACDF prior to designing a larger-scale prospective study.

Methods

Patients eligible for inclusion were those who underwent ACDF using 0.3 mg of E.BMP-2 with HA per segment for degenerative cervical disc disease between August 2019 and July 2020 and had at least 1 year of follow-up. Fusion rates were analyzed using computed tomography or flexion-extension radiographs. Visual analog scales for neck pain and arm pain and neck disability index were measured preoperatively and the final follow-up. In cases of cervical spondylotic myelopathy, modified Japanese Orthopaedic Association scores were also evaluated. Postoperative complications such as airway compromise, dysphagia, wound infection, neurologic deficit, hoarseness, heterotopic ossification, seroma, and malignancy were investigated.

Results

A total of 11 patients and 21 segments were analyzed. All clinical outcomes significantly improved at the final follow-up compared with the preoperative indices (p < 0.05). Only 1 case of dysphagia and no cases of airway compromise, wound infection, neurologic deficit, hoarseness, heterotopic ossification, seroma, or malignancy were observed during the follow-up period. Of the 21 segments, 15 segments showed solid fusion at 3 months after surgery, 4 segments at 6 months, and 1 segment at 12 months. Only 1 segment showed pseudoarthrosis, resulting in a fusion rate of 95.2%.

Conclusions

The outcomes of ACDF could be enhanced using 0.3 mg of E.BMP-2 with HA per segment. Based on this study, larger-scale prospective studies can be conducted to evaluate the efficacy and safety of E.BMP-2 in ACDF.

Keywords
Degenerative cervical disc disease; Anterior cervical discectomy and fusion; Escherichia coli-derived bone morphogenetic protein-2; Prevertebral soft tissue swelling

Anterior cervical discectomy and fusion (ACDF) is a highly effective surgical technique for degenerative cervical disc diseases, such as cervical spondylotic myelopathy (CSM) or radiculopathy.1, 2) Although autologous iliac bone grafts (IBG) is the gold standard for ACDF, there are several limitations regarding donor site morbidity. To replace autologous IBG, different types of bone substitutes or growth factors have been introduced.3, 4) Although several bone graft materials have been used, fusion rates in multilevel ACDF is still not satisfactory.5)

Recombinant human bone morphogenetic protein-2 (BMP-2) is an osteoinductive growth factor widely used in orthopedic surgery. The efficacy of BMP-2 in ACDF has been reported in several studies; however, it is also known to be associated with prevertebral soft-tissue swelling after surgery, resulting in airway compromise or dysphagia.3, 6) In 2008, the U.S. Food and Drug Administration (FDA) issued a public health notification of the life-threatening complications associated with BMP-2 in ACDF.7) Nevertheless, BMP-2 has been used off-label to promote fusion in patients who underwent ACDF in the United States: 16.73% in 2007 and 12.01% in 2011.8)

Initially, Chinese hamster ovary cell-derived BMP-2 (CHO–BMP-2) was commonly used. Recently, Escherichia coli-derived BMP-2 (E.BMP-2) has been introduced to overcome the high cost and low yield of CHO–BMP-2.9) Several studies have reported the efficacy and appropriate dose of E.BMP-2 in lumbar spinal surgery to increase fusion rates.10, 11, 12) It can be speculated that a risk of prevertebral soft-tissue swelling after ACDF using E.BMP-2 with hydroxyapatite (HA) as a carrier may be lower than with a collagen carrier. Due to its high affinity for E.BMP-2, HA may be able to prevent the initial burst release of E.BMP-2, which can lead to prevertebral swelling.13) However, the results of using E.BMP-2 with HA in ACDF have not yet been reported. This pilot study aimed to investigate the efficacy and safety of E.BMP-2 using HA as a carrier in ACDF prior to designing a larger-scale prospective study.

METHODS

Patient Enrollment

The Institutional Review Board of Seoul National University Hospital approved this pilot study (No. H-1510-127-715) and informed consent was obtained from the enrolled patients. Patients who underwent ACDF using 0.3 mg of E.BMP-2 with HA per segment for degenerative cervical disc disease from August 2019 to July 2020 and had at least 1 year of follow-up were eligible for inclusion. Patients who underwent surgery for trauma, spinal tumors, or infectious diseases or had a history of cervical fusion were excluded. In this study, 11 patents and 21 segments were enrolled.

Surgical Procedures

Under general anesthesia, the Smith-Robinson technique was utilized for an anterior approach.14) When the anterior aspect of the vertebral column was exposed, the appropriate level(s) was confirmed by simple radiography. Following discectomy, cartilaginous endplates were removed by using a high-speed burr to promote fusion. Uncinectomy or removal of the ossification of the longitudinal ligament was performed, if needed. A tricortical bone block with a series of drill holes or a polyetheretherketone cage (Wave Cage; CGBio Inc., Seongnam, Korea) was inserted for interbody fusion. The bone block and cage were each filled with morselized bone obtained through a decompression procedure and 0.3 mg of E.BMP-2 (Novosis, CGBio Inc.) with HA per segment (Fig. 1). Additionally, morselized bone was grafted around the inserted bone block or cage. The anterior cervical plate was then fixed to increase stability (Fig. 2). To minimize postoperative neck swelling, oxidized cellulose (Surgicel; Ethicon, Somerville, NJ, USA) and fibrin sealants (Greenplast Q; GC Pharma, Yongin, Korea or Tisseel; Baxter, Deerfield, IL, USA) were applied over the plate.15, 16) A drain was placed in all patients. In addition, 5 mg of dexamethasone was administered intravenously at the discretion of the surgeon immediately after surgery, considering the risk factors for neck swelling.17, 18) Postoperatively, a rigid cervical orthosis was applied to each patient for 6 weeks. A senior spine surgeon (HK) at a single center performed all surgical procedures under intraoperative neuromonitoring.

Fig. 1
(A) Hydroxyapatite sufficiently absorbing Escherichia coli-derived bone morphogenetic protein-2 (E.BMP-2) solution for 10 minutes. (B) Polyetheretherketone cage filled with morselized bone and 0.3 mg of E.BMP-2.

Fig. 2
A 45-year-old male patient diagnosed with cervical spondylotic myelopathy and receiving 0.3 mg of Escherichia coli-derived bone morphogenetic protein-2 per segment. Anteroposterior (A) and lateral (B) radiographs of the cervical spine at the 3-month follow-up. Flexion (C) and extension (D) radiographs at the 3-month follow-up showing the absence of a maximum of > 2 mm of motion between the spinous processes at the operated levels. Sagittal (E) and coronal (F) computed tomography images at the 3-month follow-up, showing the bridging trabecular bone between the endplates.

Outcome Measures

The visual analog scale for neck pain and arm pain and neck disability index were scored preoperatively and at the final follow-up. In the case of CSM, modified Japanese Orthopaedic Association scores were also evaluated. Postoperative complications such as airway compromise, dysphagia, wound infection, neurologic deficit, hoarseness, heterotopic ossification, seroma, and malignancy were investigated.

Fusion rates were evaluated using computed tomography (CT) or flexion-extension radiographs at 3 months, 6 months, or 1 year after surgery. If bone union was confirmed at one time point, no additional CT or flexion-extension radiography procedures were performed. Union was defined as the presence of bridging trabecular bone between the endplates in CT or the absence of a maximum of > 2 mm of motion between the spinous processes at the operated level(s) in flexion-extension radiographs.19)

Cage subsidence was defined as a loss of anterior disc height (ADH) or posterior disc height (PDH) of at least 2 mm between the immediate postoperative and final follow-up lateral radiographs (Fig. 3).20) Cervical alignment was measured using Cobb’s angle between C2 and C7 and segmental angle between the superior endplate of the upper vertebra and the inferior endplate of the lower vertebra at an operated level(s) in the postoperative and final follow-up lateral radiographs. A spine fellow (HJS), who did not participate in the surgery, analyzed all radiological data.

Fig. 3
Lateral radiographs showing anterior disc height (ADH) and posterior disc height (PDH) taken postoperatively (A) and at the final follow-up (B). ADH and PDH were defined as a distance between two endplates along the anterior and posterior edge of the vertebral bodies, respectively.

Statistical Analysis

IBM SPSS ver. 25.0 (IBM Corp., Armonk, NY, USA) was used for the statistical analysis. The Wilcoxon signed-rank test was used to assess clinical and radiological outcomes. Statistical significance was set at p < 0.05.

RESULTS

The patients’ demographic data and baseline characteristics are presented in Table 1. The average patient age was 57.7 years, and the mean follow-up period was 15.0 months. All clinical outcomes significantly improved at the final follow-up compared with the preoperative indices (Table 2). Although several cases showed moderate to severe airway swelling in simple radiographs taken 1 to 3 days after surgery (Fig. 4), there was only 1 case of dysphagia at the time point of discharge (patient 11), 1 case of cerebrospinal fluid leakage (patient 11), and 1 case of pneumomediastinum (patient 4), which improved with conservative treatment without readmission or reoperation. However, no cases of airway compromise, wound infection, neurologic deficit, hoarseness, heterotopic ossification, seroma, or malignancy were observed during the follow-up period.

Fig. 4
A 54-year-old male patient diagnosed with cervical spondylotic myeloradiculopathy underwent anterior cervical discectomy and fusion with bilateral uncinectomy and received 0.3 mg of Escherichia coli-derived bone morphogenetic protein-2 per segment. Lateral radiographs of the cervical spine taken at postoperative day 1 (A), postoperative day 2 (B), postoperative day 3 (C), and 3-month follow-up (D). There were no symptoms such as dyspnea or dysphagia, and prevertebral soft-tissue swelling improved without dexamethasone administration.

Table 1
Demographics and Baseline Characteristics of the Patients

Of the 21 segments, 15 segments showed solid fusion at 3 months after surgery, 4 segments at 6 months, and 1 segment at 12 months. Only 1 segment showed pseudoarthrosis, resulting in a fusion rate of 95.2%. Although ADH and PDH significantly decreased postoperatively and at the final follow-up, the differences in ADH and PDH were 0.7 ± 0.7 and 0.4 ± 0.6, respectively; thus, no cases of cage subsidence were found. No significant differences were observed in postoperative and final cervical alignments and segmental angles (Table 3).

DISCUSSION

BMP-2, which has a striking osteoinduction effect, is widely used in spine fusion surgery, including ACDF, to overcome the shortcomings of autologous IBG.8) Frenkel et al.5) reported that the overall fusion rate for the patients who underwent multilevel ACDF without CHO–BMP-2 was 82.6% compared with a 100% fusion rate in the group with 0.2–0.4 mg of CHO–BMP-2 per level. In a prospective study by Buttermann3), ACDF grafting of 0.9 mg of CHO–BMP-2 per segment with allograft was as effective as autologous IBG in terms of clinical outcomes and fusion rates.

However, there have been several reports regarding the life-threatening complications of BMP-2 in ACDF resulting from postoperative neck swelling. Shields et al.21) reported complications of 23.2% after the use of high-dose CHO–BMP-2 (2.1 mg/level) and 8.6% of prolonged hospital stay or readmission due to dysphagia or airway compromise. A meta-analysis showed that the use of BMP-2 is a risk factor for dysphagia after ACDF, with an odds ratio of 5.52.18) However, the incidence of dysphagia or hoarseness was not statistically different in 215,047 patients who used BMP or not in a U.S. database review. Despite reports from the U.S. FDA considering these complication rates, BMP-2 is still used off-label in ACDF.8)

Recently, E.BMP-2 has been used to overcome the limitations of the high cost and low yield rate of CHO–BMP-2. In a clinical study by Cho et al.,11) lumbar posterolateral fusion (PLF) using 6 mg of E.BMP-2 per level bilaterally showed a 100% fusion rate 24 weeks after surgery. Choi et al.10) reported a 100% PLF rate using 2.5 mg of E.BMP-2 per level unilaterally in addition to lumbar interbody fusion, and a solid fusion was observed at a mean of 4.5 months after surgery. Son et al.12) compared grafting autologous IBG and E.BMP-2 when performing lumbar interbody fusion and an additional one-sided PLF. They concluded that 1.0 mg of E.BMP-2 was effective and safe in short-level lumbar PLF, reporting a 100% fusion rate. Wang et al.22) reported a union rate of 82.9% at 6 months postoperatively and 100% at 12 months postoperatively when grafting E.BMP-2 with β-tricalcium phosphate granules in ACDF. In previous studies using BMP-2 in spine fusion surgery, a solid union was observed within a relatively short follow-up period after surgery.10, 11, 12, 22) Likewise, 15 of 21 segments (71.4%) showed solid fusion at 3 months after surgery and 19 of 21 segments (90.4%) at 6 months after surgery in the present study. This is considered to be a great advantage of BMP-2. And the final fusion rate of 95.2% using E.BMP-2 was not lower than that of 84.8% to 100% using autologous IBG in previous studies.23)

Although the exact cause of postoperative prevertebral soft-tissue swelling when using BMP-2 in ACDF is not known, it is related to a robust inflammatory reaction and an excessive dose of BMP-2.16) In a meta-analysis, complication rates including reoperation, readmissions, reintubations, or tracheostomies were higher in cohorts with higher BMP doses per level and were significantly positively correlated with the dose of BMP used per level. Moreover, 0.2–0.6 mg of BMP-2 per level was enough to gain good fusion in the multilevel fusion of the cervical spine.24)

In the present study, only 1 case of dysphagia and no case of airway compromise were observed. We attributed these favorable findings to the fact that we performed the following perioperative procedures. First of all, a low dose of 0.3 mg of E.BMP-2 per level was used. Secondly, E.BMP-2 was used with HA as a carrier. BMP-2 should be used with a carrier, such as collagen sponge, for the best outcomes. Because of the poor mechanical strength of the collagen sponge matrix, BMP-2 is easily released under pressure, which can lead to an ectopic bone formation and robust inflammation, followed by neck swelling.25) In contrast, the BMP-2 solution is not bound to the surface of HA but is physically entrapped in the highly porous structure of HA granules. After implantation, E.BMP-2 is expected to be slowly and continuously released from HA through diffusion, desorption, or degradation with lower risk of early leakage causing adjacent soft-tissue inflammation such as severe neck swelling.13, 26) Third, oxidized cellulose was used for hemostasis, and fibrin sealants were used to prevent the spread of E.BMP-2.15, 16) Finally, dexamethasone was administered intravenously, if needed.17, 18)

Of the 11 patients, 1 patient (9.1%) had dysphagia, which was operated at the C3/4 level (patient 11). Although the sample size was small, it was within the incidence range of previous studies that reported the incidence of dysphagia from 1% to 79% in ACDF with or without BMP-2. It is difficult to conclude that there is a definite correlation between E.BMP-2 use and dysphagia in this patient because the upper surgical level at C3/4 is one of the risk factors for dysphagia after ACDF.18) However, as several cases showed significant airway swelling, the following prospective large study should address the soft-tissue swelling and dysphagia in a quantitative way, using more systematic and objective tools. It was supposed that cerebrospinal fluid leakage (patient 11) and pneumomediastinum (patient 4) were not related to E.BMP-2 use.

To the best of our knowledge, this is the first study to report the clinical results of E.BMP-2 using HA as a carrier in ACDF. However, this study has several limitations, including the small sample size without a control group, the short-term follow-up period, and the inability to establish an appropriate dose of E.BMP-2 for a solid and safe union. In addition, the use of oxidized cellulose, fibrin sealants, and dexamethasone might have helped to lower the risk of E.BMP-2 causing severe neck swelling. However, omitting these perioperative procedures poses an ethical challenge because the safety of E.BMP-2 in ACDF has not yet been established. It will be necessary to establish the efficacy and safety of E.BMP-2 with HA in ACDF compared to IBG through longer follow-up studies with higher levels of evidence in larger patient groups.

Notes

CONFLICT OF INTEREST:No potential conflict of interest relevant to this article was reported.

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