KMT-2019-BLG-2073: Fourth Free-floating Planet Candidate with θE < 10 μas

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Published 2021 June 15 © 2021. The American Astronomical Society. All rights reserved.
, , Citation Hyoun-Woo Kim et al 2021 AJ 162 15 DOI 10.3847/1538-3881/abfc4a

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1538-3881/162/1/15

Abstract

We analyze the very short Einstein timescale (tE ≃ 7 hr) event KMT-2019-BLG-2073. Making use of the pronounced finite-source effects generated by the clump giant source, we measure the Einstein radius θE ≃ 4.8 μas and so infer a mass $M=59\,{M}_{\oplus }{({\pi }_{\mathrm{rel}}/16\mu \mathrm{as})}^{-1}$, where πrel is the lens-source relative parallax. We find no significant evidence for a host of this planetary-mass object, though one could be present at sufficiently wide separation. If so, it would be detectable after about 10 yr. This is the fourth isolated microlens with a measured Einstein radius θE < 10 μas, which we argue is a useful threshold for a "likely free-floating planet (FFP)" candidate. We outline a new approach to constructing a homogeneous sample of giant-star finite-source/point-lens (FSPL) events, within which the subsample of FFP candidates can be statistically analyzed. We illustrate this approach using 2019 KMTNet data and show that there appears to be a large θE gap between the two FFP candidates and the 11 other FSPL events. We argue that such sharp features are more identifiable in a sample selected on θE compared to the traditional approach of identifying candidates based on short tE.

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1. Introduction

Characterizing the free-floating planet (FFP) population is the first step in understanding its origins. The FFP candidates were originally identified from their short Einstein timescales,

Equation (1)

where θE is the Einstein radius, M is the mass of the lens, and (πrel, μ rel) are the lens-source relative (parallax, proper motion). Sumi et al. (2011) found evidence for a population of low-mass objects from a bump in the timescale distribution at tE ∼ 1 day, corresponding to roughly Jupiter-mass objects, from their analysis of 2 yr of data from the MOA-II survey. A subsequent analysis of substantially more data from the OGLE-IV survey by Mróz et al. (2017) concluded that there was no such excess of tE ∼ 1 day events, but they did find an excess of shorter, tE ∼ 0.2 day, events. According to the tEM1/2 scaling of Equation (1), this would correspond to roughly Neptune-mass planets.

However, it is difficult to make inferences about the mass of any particular microlens based on the Einstein timescale alone, because this quantity depends on πrel and μrel, as well as the lens mass. That is, at fixed tE, the mass scales as $M\propto {\mu }_{\mathrm{rel}}^{2}/{\pi }_{\mathrm{rel}}$ as a function of these unknown quantities. In particular, μrel can easily vary by a factor of ∼5 for typical lenses, making inferences about individual objects very uncertain. Moreover, in contrast to bound planets with luminous hosts, there is no hope of measuring μrel from subsequent high-resolution observations for FFPs. Hence, one must adopt a statistical approach to derive conclusions about a putative population that generates excess events as a function of timescale.

A substantial step forward was taken by Mróz et al. (2018, 2019, 2020) when they measured the angular Einstein radii of four short tE events, including three with θE < 10 μas, namely, OGLE-2012-BLG-1323, OGLE-2019-BLG-0551, and OGLE-2016-BLG-1540, with corresponding Einstein radii θE = (2.37, 4.35, 9.2) μas. These measurements were made thanks to the fact that, in each case, the lens transited the source, giving rise to "finite-source effects," i.e., deviations from a standard Paczyński (1986) light curve. These θE measurements partially break the three-way degeneracy in Equation (1) by removing μrel as an unknown. Hence, for these three lenses, the mass can be estimated,

Equation (2)

where we have scaled to a typical value of πrel for lenses in the Galactic bulge. If the lenses lay in the Galactic disk, the mass estimates would be lower.

The scaling in Equation (2) illustrates that θE < 10 μas is a qualitative indicator of a "good FFP candidate." That is, at this boundary, a lens would have to have πrel < 1 μas in order to be in the formal brown dwarf regime, M > 13 MJup. Of course, such events (with lens-source distances DLS ≲ 10 pc) can happen, but they are extremely rare. Thus, the appearance of three finite-source/point-lens (FSPL) events in the regime θE < 10 μas is strong evidence of a population of FFPs (or wide-orbit planets for which the host does not give rise to any signal in the event).

All three of the sources are giant stars, with angular source radii θ* = (11.9, 19.5, 15.8) μas. If the sources lie in the bulge at Ds ∼ 8 kpc (as they almost certainly do based on their kinematics and the relative probability of their being lensed), then these correspond to physical source radii R* ∼ (20, 33, 27) R. This is not accidental. Accurate measurement of finite-source effects requires many points over the source crossing time, t* = θ*/μrel, and the chance of obtaining many measurements is enhanced when θ* is large. In fact, the sources in these three events are exceptionally large, even for giants.

Here we report on the discovery of a fourth FFP candidate that satisfies the criterion θE < 10 μas, KMT-2019-BLG-2073, with θE = 4.8 μas. Like the previous three candidates, the lens magnifies a giant star in the Galactic bulge, in this case with θ* = 5.4 μas.

This discovery prompts us to map out a strategy and carry out the preliminary work for a statistical study of FFP candidates that have θE measurements. Such a study, based on θE, has three major advantages over previous efforts using the tE distribution to characterize the FFP population.

First, as mentioned above, it is subject to significantly less ambiguity in the mass of candidates. For a study based on tE, the underlying mass distribution will still be convolved with the μrel distribution. By contrast, one based on θE is independent of the μrel distribution.

Second, a distribution based on θE will have an intrinsically higher proportion of FFP candidates compared to one based on tE. As pointed out by Gould & Yee (2012) in another context, the intrinsic rate of point-lens events that display finite-source effects by any class of objects scales directly with the number density of this class of objects (assuming that all classes of lenses have the same kinematic and physical distribution). That is, the cross section in the rate equation for all events is 2θE (which scales θEM1/2), while the cross section in the rate equation for finite-source events is 2θ*, which has no mass dependence. Thus, low-mass objects, planets in particular, are favored relative to the general rate by a factor ${({M}_{\mathrm{planet}}/{M}_{\mathrm{star}})}^{-1/2}$ = $100{[({M}_{\mathrm{planet}}/{M}_{\mathrm{Neptune}})/({M}_{\mathrm{star}}/0.5{M}_{\odot })]}^{-1/2}$.

Third, the relevant timescale of a search for FSPL events is relatively independent of the lens mass or, more precisely, of the direct observable, θE. The detection and characterization of an event requires that the relevant timescale be longer than the interval between observations, with the characterization improving with increasing timescale. For FFP events, tE becomes comparable to the cadence of microlensing surveys. So, for a tE-based search, it becomes increasingly difficult to detect events as the mass (and so tE) decreases. By contrast, an FSPL-based search relies only on t*, which is independent of mass and is the lower limit on the half-width duration of an FSPL event. For example, the Einstein timescale of OGLE-2016-BLG-1928 was only tE ≈ 0.0288 day, whereas the event itself lasted for an order of magnitude longer due to finite-source effects (Mróz et al. 2020). Hence, to a certain limit (see Section 6), it is no more difficult to detect and characterize small θE events than larger ones. As a result, the selection function for a θE-based study of the FFP population is much simpler than for a tE-based study.

Finally, the fact that the known FSPL FFP candidates all have giant sources leads us to consider a θE search restricted to such sources. This empirical observation results, in part, from the fact that the rate at which finite-source effects occur is proportional to θ*. Hence, one advantage of focusing on giant sources is that they have a higher proportion of FSPL events relative to smaller sources. However, restricting the search to giant sources also has a number of other practical implications, which we discuss in more detail in Section 6. But first, we turn our attention to KMT-2019-BLG-2073, the inspiration for this search.

2. Observations

The Korea Microlensing Telescope Network (KMTNet; Kim et al. 2016) AlertFinder system (Kim et al. 2018a) announced KMT-2019-BLG-2073, at (R.A., decl.)J2000 = (17:49:53.08, −29:35:17.30) [(l, b) = (−0.07, −1.13)], as "clear microlensing" at UT 04:41 on 2019 August 14 (HJD' = HJD–2,450,000 = 8,709.70). The KMTNet is comprised of three identical 1.6 m telescopes with (2° × 2°) cameras at three sites, Siding Spring Observatory, Australia (KMTA), Cerro Tololo Inter-American Observatory, Chile (KMTC), and the South African Astronomical Observatory, South Africa (KMTS). The event lies in the overlap region of KMT fields BLG02 and BLG42, with a combined I-band cadence of Γ = 4 hr−1, with every 10th such exposure complemented by one in the V band.

The event, which had an effective duration of only about 1 day, was essentially over at the time of the alert. Moreover, the first pipeline pySIS light curve (Albrow et al. 2009) was not posted to the KMTNet webpage until about 5 hr later due to a backlog of newly alerted events. Hence, no follow-up observations were possible.

Although many dozens of events, including other FSPL events, were actively modeled in real time during the 2019 season by up to a dozen modelers, this event was not. However, the online light curve showed clear deviations that are indicative of finite-source effects in an ${A}_{\max }\sim 2$ event on a cataloged source with dereddened apparent magnitude I0 = 14.38, implying that $\rho \sim \sqrt{{A}_{\max }^{2}-1}/2\sim 1$ and hence θEθ* ∼ 6 μas (assuming, as proves to be the case, that the source color is similar to the clump). That is, even in the real-time data, this was a very plausible FFP candidate. While this is only one case, it may indicate that there are other FFP candidates that are not being recognized from pipeline data using current human- and machine-review techniques.

The event was first noticed as a potential FFP candidate in 2020 February during a routine inspection of all events found by the KMTNet EventFinder (Kim et al. 2018b), which included the rediscovery of KMT-2019-BLG-2073. The data were then rereduced using a tender loving care (TLC) implementation of the same pySIS algorithm (Albrow et al. 2009), which is a specific variant of difference image analysis (DIA; Tomaney & Crotts 1996; Alard & Lupton 1998).

3. Light-curve Analysis

The light curve appears to be a featureless, symmetric, short-duration bump that is qualitatively consistent with single-lens/single-source (1L1S) microlensing. As mentioned in Section 2, it shows strong deviations from a simple Paczyński (1986) fit, whose geometry is characterized by three parameters (t0, u0, tE), i.e., the time of peak magnification, the impact parameter (scaled to θE), and the Einstein timescale. These deviations are well explained by adding ρ = θ*/θE as a fourth parameter. In addition, there are two parameters ${({f}_{s},{f}_{b})}_{i}$ for each observatory i that represent the source and blended flux, respectively. See Figure 1. In deriving this fit, we adopt a linear limb-darkening parameter Γ = 0.53 based on the source typing (clump giant) given in Section 4.

Figure 1.

Figure 1. Light curve and model for KMT-2019-BLG-2073, which was observed continuously (weather permitting) at a cadence of Γ = 4 hr−1 from three KMTNet observatories (KMTA, KMTC, and KMTS) in two overlapping fields (BLG02 and BLG42). The upper panel shows a 5 day interval containing the brief event, while the lower panel shows a zoom. In fact, the Einstein radius crossing time is only tE ≃ 0.31 day, but the event is stretched by pronounced finite-source effects, which enable a measurement of the Einstein radius: θE = 4.8 ± 0.2 μas. This implies a lens mass of $M=59\,{M}_{\oplus }{({\pi }_{\mathrm{rel}}/16\mu \mathrm{as})}^{-1}$, where πrel is the lens-source relative parallax. This planetary lens has no known host. Each panel also shows residuals.

Standard image High-resolution image

Table 1 shows the results of two fits to the data, one with a free blending parameter fb and the other with fixed fb = 0. These results show that the free fit is consistent with fb = 0 at 1σ. As discussed by Mróz et al. (2020), the blending fractions of η = fb /fbase of (apparently) clump giant sources are bimodal between values close to zero and 1. Because the result is consistent with η = 0, we will eventually adopt the fixed fb = 0 solution. Nevertheless, in order to better understand the implications of this choice, we first carefully examine the free-blending solution.

Table 1. Mean Parameters for 1L1S Models

Parameters1L1S1L1S (fB = 0)
χ2/dof4548.957/45494549.197/4549
t0 $({\mathrm{HJD}}^{{\prime} })$ 8,708.598 ± 0.0058,708.599 ± 0.004
u0 0.241 ± 0.1700.163 ± 0.103
tE (days)0.267 ± 0.0260.272 ± 0.007
ρ 1.184 ± 0.1421.138 ± 0.012
fS (KMTC)0.947 ± 0.1960.873 ± 0.001
fB (KMTC)−0.073 ± 0.196
t* (days)0.313 ± 0.0110.310 ± 0.005
$\hat{S}$ 0.673 ± 0.0350.674 ± 0.014

Note. Here t*ρ tE and $\hat{S}\equiv {f}_{S}/{\rho }^{2}$ are derived quantities and not fitted independently. All fluxes are on an 18th magnitude scale, e.g., ${I}_{S}\,=18-2.5\,\mathrm{log}({f}_{S})$.

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As shown in Table 1, for the free-blending fit, the errors in tE and ρ are 10% and 12%, respectively. However, these are highly anticorrelated, so that the source crossing time t*ρ tE is measured to better than 4%. The fractional error in fs is even larger, 22%. However, we also show in Table 1 the normalized surface brightness,

Equation (3)

which, like t*, has a much smaller fraction error than either of the factors that enter it, i.e., $\sigma (\mathrm{ln}\hat{S})=5 \% $. This parameter combination is motivated by the argument of Mróz et al. (2020), who showed that in the limit of ρ ≫ 1, θE = θ*/ρ is much better determined than either θ* or ρ. The underlying physical reason is that the excess flux due to a lens acting on a very large (→ ) source of uniform surface brightness S is just ${\rm{\Delta }}F=2\pi {\theta }_{{\rm{E}}}^{2}S$. Hence, if the source color (and so surface brightness) is considered known, then the empirically observed excess flux directly gives the Einstein radius θE, even if fs (and therefore θ*) and ρ are poorly measured.

In the present case, we are not in the limit ρ ≫ 1, but the same argument applies reasonably well. That is, if we assume that the source color is known, then θ* scales with $\sqrt{{f}_{s}}$ via

Equation (4)

where θ*,fid is the value of θ* at some arbitrarily chosen value of fs,fid. Then, from the measurement of $\hat{S}$ (Equation (3)),

Equation (5)

The source flux fs is consistent with the baseline flux fbasefs + fb at ∼ 0.4σ (keeping in mind that the errors in fs and fb are almost perfectly anticorrelated). Given that the source lies in or near the clump, it is therefore quite plausible that fs is essentially equal to fbase, and that the apparent difference is due to modest statistical errors. As we have just shown, this would make essentially no difference for the θE determination, which is of primary interest. However, it would affect the proper-motion estimate, which is also of importance. That is, μrel = θE/tE = (θE/t*)ρ. Because θE and t* are nearly invariant, μrelρ. Thus, the principal difference between the fb = 0 and free fb solutions is that the latter have an additional fractional error in μrel equal to that of ρ, i.e., ∼12%. As stated above, we adopt the fb = 0 solution because of the low prior probability of the intermediate blending parameter η. Nevertheless, for applications that depend sensitively on the proper motion (e.g., delay time until future high-resolution imaging), this potential source of proper-motion uncertainty should be given due weight.

4. Color–Magnitude Diagram

4.1. Overview

For essentially all microlensing events, the main goal of the color–magnitude diagram (CMD) analysis is to measure θ*, and so θE = θ*/ρ and μrel = θE/tE. This is also true in the present case but with somewhat different emphasis. First, the θE measurement is of overarching importance. Second, in contrast to typical events, this measurement depends almost entirely on the source color (see Equation (5) and Table 1). Third, this source color cannot be reliably measured from the light curve. Thus, most of this section is focused on quantifying the uncertainty of the source color and the impact of this uncertainty on θE (and also μrel). However, in order not to distract the reader with the details of this investigation, we note at the outset that Equation (6), below, gives our best estimate of the value and statistical error in θE, and that the probability of significant systematic deviation from this result is small.

4.2. Source Color Not Measured from Event

In order to estimate θE, we find the source's position relative to the clump on the CMD (Yoo et al. 2004). Normally, the source color would be derived from observations of the event in two different bands, either by fitting both light curves to the same model or by regression. However, this is not possible in the present case. Despite the brevity of the event, there are four V-band measurements over the peak from KMTC. However, the extinction (estimated below at AI ∼ 3.7) and intrinsically red source imply that the V-band difference fluxes at peak correspond to a roughly V ∼ 22 "difference star." This was too faint for the observations to yield a measurement of useful precision.

4.3. Analysis Assuming that Source = "Baseline Object"

Instead, we evaluate the color of the "baseline object" using archival I-band photometry from the OGLE-III survey (Szymański et al. 2011) matched to archival H-band photometry from the VVV survey (Minniti et al. 2017) to make a first estimate of the source color. See Figure 2.

Figure 2.

Figure 2. Calibrated I vs. (IH) CMD for KMT-2019-BLG-2073 derived by matching OGLE-III I and VVV H photometry. The black point shows the position of the "baseline object" derived from these catalogs, while the red point shows the clump centroid. We derive the source radius θ* both under the assumption that it is unblended (source = baseline) and under the assumption that it is blended. In either case, θ* ∼ 5 μas, implying that the Einstein radius is θE ∼ 5 μas as well.

Standard image High-resolution image

There are two reasons why this approach is appropriate. First, we find that the source position, as determined from astrometry on the difference images from the peak night at KMTC, is aligned within 0.063 pixels (25 mas) of the position of the baseline object on the reference image. Hence, if any star other than the source contributes significantly to the baseline object, it must be very closely aligned with the source. While this could certainly be the case for a star associated with the event (i.e., a companion to the source or a host of the lens), it is very improbable for a random interloper. That is, the surface density of stars that are, e.g., 10% as bright as a clump giant is low, so that the probability of one falling within a few tens of milliarcseconds of a randomly chosen location is extremely low.

Second, the flux parameters shown in Table 1 for free blending imply that most of the baseline-object flux is due to the source, and the baseline flux is consistent with all being due to the source.

Hence, we adopt this fb = 0 assumption to make our first estimate for the source color and magnitude. According to Figure 2, the baseline object (and hence source, under this hypothesis) is separated from the clump by Δ[(IH), I] = ( − 0.16, 0.00) ± (0.02, 0.03). Using the dereddened clump position [(VI), I]clump,0 = (1.06, 14.45) (Bensby et al. 2013; Nataf et al. 2013) and the color–color relations of Bessell & Brett (1988), this implies Δ[(VI), I] = (−0.12, 0.00) ± (0.02, 0.03) and so [(VI), I]s,0 = (0.94, 14.45) ± (0.02, 0.03). Then, again using the color–color relations of Bessell & Brett (1988), as well as the color/surface-brightness relations of Kervella et al. (2004), we obtain,

Equation (6)

where we have employed the fb = 0 solution from Table 1, as is appropriate for these assumptions.

4.4. Possibility that Source ≠ "Baseline Object"

We now consider the possibility that some of the baseline flux is due to another star, i.e., other than the microlensed source. As we noted above, the close astrometric alignment of the source with the baseline object argues against significant light coming from an ambient star. It is also unlikely that substantial additional light is contributed by a companion to the source because it would be subject to the same heavy extinction as the source. Moreover, the main possibility would be a subgiant companion, because giant companions would be extraordinarily rare and main-sequence companions would contribute hardly any light. In this context, we note that the subgiant would contribute a modest amount of flux, which would be of similar color to the baseline object. Hence, by the argument given in Section 3, the Einstein radius estimate would be essentially the same as the θE = 4.8 μas estimate given in Equation (6), while the proper motion μrelρ would be lower by of order 15%. Because this solution is qualitatively the same for μrel and quantitatively nearly identical for θE, we do not pursue it in detail.

Instead, we examine the possibility that significant blended light comes from a (putative) host of the lens. We will derive constraints on this scenario in Section 5, but for the present purposes, we simply note that if a host lay more than a few milliarcseconds away, it would not have any perceptible impact on the light curve, and if it were less than 50 mas, it would not violate the astrometric constraints. Thus, this possibility cannot be ruled out based on existing observations. 12

However, if the putative host lay behind the majority of the dust, it would face the same arguments as given above for a companion to the source. On the other hand, if the lens were relatively nearby to the Sun, it could contribute substantial light both because of its proximity and because it was less extincted than the source. In this case, it could also contribute significant V-band light, which would render the source redder than the baseline object.

From the standpoint of exploring a range of possibilities, this is the main feature of interest because, according to the argument of Mróz et al. (2020), only a change in the source color can alter the estimate of θE. To be concrete, we assume that −8% ± 22% of the I-band light is due to the blend (see Table 1) and that the source color is that of the clump, (VI)0 = 1.06 ± 0.10, which is the most likely color in this region of the CMD. This could, in principle, be achieved if the lens (and so lens companion) lay in the foreground, i.e., in front of a substantial fraction of the dust, and so were Δ(VI) ∼ −1 mag bluer than the source. In any case, it is highly unlikely that the source can be substantially redder than this range because this would put it in a highly underpopulated region of the CMD.

From Equation (5), θE is the product of two terms, the first depending only on the source color and the second being $\hat{S}$. The mean value of the latter does not change for free blending, although its uncertainty becomes larger, i.e., 5%. When the color is increased from (VI)0 = 0.94 to 1.06 ± 0.10, this increases the color term in Equation (5) by 14% ± 11%. Hence, under the assumption that the relatively blue color (for a clump star) of the baseline object is due to "contamination" by the host of the lens (or a companion of the host), θE would be larger by 20% ± 12%, i.e., 5.72 ± 0.57 μas. In addition, if, e.g., 10% of the I-band flux were due to the putative host system, then the proper-motion estimate would be reduced by 5% relative to Equation (6).

We conclude that Equation (6) gives the best estimate of θE and μrel, but even if the baseline object includes substantial blue light due to a putative host of the lens that lies in front of much of the dust, the estimates of θE and μrel do not qualitatively change.

4.5. Comparison of KMT-2019-BLG-2073 and OGLE-2019-BLG-0551

Finally, it is worthwhile to compare how the parameter estimates of KMT-2019-BLG-2073 and OGLE-2019-BLG-0551 (Mróz et al. 2020) are affected by the introduction of free blending. For OGLE-2019-BLG-0551, the color was measured directly from the light curve. Therefore, the assumption of fixed color, employed by Mróz et al. (2020) in their derivation of the invariance of θE, was fully justified. On the other hand, the light curve provided only very weak constraints on fs (equivalently, Is ). Therefore, in their Table 1, θE is nearly identical between the two models, whereas ${\mu }_{\mathrm{rel}}\propto \sqrt{{f}_{s}}$ is much smaller for the free-blend case. In addition, the fact that the measured color of the event was the same as the color of the baseline object provided strong evidence of low blending (although this was not explicitly used in the mathematical analysis).

By contrast, for KMT-2019-BLG-2073, fs is well measured (and close to fbase), while there is no measurement of the source color per se (only of the baseline object). Hence, the Mróz et al. (2020) argument for the invariance of θE cannot be used directly but must be generalized to Equation (5), which includes a color term. The color (and hence color term) is constrained partly by the morphology of the CMD and partly by the fact that fs is measured from the event to be similar to fbase. As a result, the difference in the values of θE are larger for KMT-2019-BLG-2073 than OGLE-2019-BLG-0551, while those of μrel are smaller.

5. Search for a Host

Based on its light curve, KMT-2019-BLG-2073 appears to be an isolated lens of very low mass, i.e., an FFP candidate. However, if it were orbiting a star at sufficiently wide separation, then this host would leave only a weak trace of its existence, or perhaps no trace at all. In this section, we search for such weak traces and characterize the separations that we are able to probe.

In our search, we consider models with seven parameters (t0, u0, tE, ρ, s, q, α). The first four are similar to our 1L1S search, except that (u0, tE, ρ) are all normalized to the Einstein radius of the combined (binary) lens, which is larger than the FFP Einstein ring by a factor of $\sqrt{q+1}$, where q > 1 is the host/planet mass ratio. Then s is the projected host-planet separation scaled to the host+planet Einstein radius, and α is the angle of the lens-source trajectory relative to the host-planet axis. We place the planetary caustic at the center of our coordinate system, so that u0 ≃ 0 and t0 is similar to the value listed in Table 1. We initially conduct a grid search with (s, q) held fixed and α seeded at six positions drawn from the unit circle. We include 2 yr (2018 and 2019) of data in order to suppress false signals due to low-level source variability of the giant source. See Mróz et al. (2020) for an alternate approach.

We find no double-lens/single-source (2L1S) models with significant χ2 improvement. More specifically, after seeding a new fit that is free in all seven parameters with the best grid point, we find a shallow minimum at (s, q, α) = (53, 246, 12fdg5), with Δχ2 = −6.20 relative to the FSPL (fb = 0) fit for the same 2 yr data set and four additional degrees of freedom (s, q, α, fb ). Even if one were to assume perfect Gaussian statistics (which is certainly not permissible for microlensing data), this would have a significance $p=(1+{\rm{\Delta }}{\chi }^{2}/2)\exp (-{\rm{\Delta }}{\chi }^{2}/2)=18 \% $, which is not significant.

Given that there is no significant evidence for the host in the microlensing light curve, we work to place limits on possible hosts by applying the Gaudi & Sackett (2000) method to the full 2018–2019 KMT light curves. As we show below, this method yields overly strong constraints on hosts because of the low-level variability of the source. Nevertheless, it yields important insights into the real limits, which then serve to guide an analytic estimate of the limits. We implement this method by conducting a three-dimensional (3D) (s, q, α) grid search in order to put upper limits on the presence of a host. We again seed the remaining parameters at the FSPL values from Table 1. The grid is equally spaced in $\mathrm{log}q$ over 1 < q < 106, equally spaced in $\mathrm{log}s$ over 1 < s < 100, and uniformly spaced in α in 10° steps.

We find that the constraints derived from this approach are too strong due to the low-level variability of the source. For example, the model (s, q, α) = (10, 100, 90°) is nominally excluded at Δχ2 = 14, with Δχ2 = 10 coming from the 2018 baseline year. However, close inspection of the 2L1S and 1L1S models shows that they only differ by 7 × 10−5 mag during 2018. 13 There are about N = 6000 points in 2018, with an overall median error σ = 0.032 mag. Hence, the baseline can only be measured to a precision $\sigma /\sqrt{N}=4\times {10}^{-4}$ mag, so it is clearly impossible to distinguish these two solutions using these data. The reason for the formally high Δχ2 is that the data are about 0.01 mag higher than either model (due to source variability). This is a standard systematic effect, which improperly augments the χ2 difference by a factor of 2 × (0.01)/(7 × 10−5) ∼ 300. Hence, we cannot blindly apply this approach.

However, studying the models that are generated by this approach, we find that for each (s, q) in the regime q > 10, the α = 90° model is the most weakly constrained. For all of these models, the constraints come from a long, low-amplitude "bump," which is not seen in the data. When α = 90°, this bump has equal amplitude on either side of the planetary spike. At any other α, it is higher on one side or the other, which only increases its tension with the data. Therefore, we can restrict attention to the 2D parameter space (s, q, α = 90°). We also note that between the two potential features that are due to a distant host, i.e., the long bump and the small caustic at the position of the planet, only the first induces significant changes in the light curve.

In this α = 90° geometry and for s ≫ 1, the separation of the source and host is given by $u=\sqrt{{s}^{2}+{(t-t0)}^{2}/{{qt}}_{{\rm{E}}}^{2}}$, where tE = 0.27 day is the Einstein timescale of the FFP solution. And the excess magnification due to the distant host is well approximated by ΔA = 2/u4. Hence, the FWHM of the bump is given by ${\rm{\Delta }}{t}_{\mathrm{FWHM}}=2(\sqrt{{2}^{1/2}-1}s\sqrt{q}{t}_{{\rm{E}}}=1.3s\sqrt{q}{t}_{{\rm{E}}}$. That is,

Equation (7)

Hence, for q < 1000, both the bump and the adjacent baseline are contained within the 2019 data, which are relatively unaffected by the long-term variability. Taking account of the analytic form of the bump and the photometric errors, we find that for a given q in this regime, s is constrained to be

Equation (8)

On the other hand, for q > 10,000, the bump extends over most of the 2019 season. We must therefore rely on the 2018 baseline measurement, which can only be constrained to within 0.01 mag due to source variability. This implies that the limit is s > 3.3. That is, for this limiting value, u = s − 1/s ∼ 3 so that A − 1 = 0.017, which can clearly be distinguished from the baseline, even with the uncertainty due to variability. That is,

Equation (9)

Finally, in the intermediate regime, as q rises, the limiting value of s must fall sq1/2 in order to keep the bump confined to the 2019 season (according to Equation (7)),

Equation (10)

Finally, we note that in the regime q < 10 (which would correspond to an exotic FFP planet–moon scenario), the caustic plays a dominant role and rules out all s in the ranges considered above.

To gain intuition about the physical implications of these constraints, we consider two test cases. Suppose that the lens corresponds to a Jupiter-mass planet. Then, a 1 M host would have q = 103. The physical Einstein radius for such a system is given by

Equation (11)

where θE,p is the angular Einstein radius of the planet, which is 4.8 μas in this case. Equation (2) gives πrel = 2.8 μas and DL = 7.8 kpc (for DS = 8 kpc). Equation (8) indicates a limit of s > 7, which corresponds to a limit of a = srE > 8.3 au. Alternatively, consider the case of a Neptune mass ratio q = 2 × 104 and a 0.3 M host. In that case, the limit is given by Equation (9), so s > 3.3 or a > 7.1 au. While these constraints are significant, they would not rule out, e.g., a Neptune analog. We discuss how to place additional constraints on the presence (or absence) of a host star in Section 7.2.

6. Outline of Statistical Approach to Isolated-lens Finite-source Events

The detection of two isolated lenses with FFP-class (θE < 10 μas) Einstein radii in 2019 suggests that a statistically meaningful number of such lenses could exist in 4 yr of KMTNet survey data. This motivates us to develop a statistical procedure that can guide future searches, including both archival and prospective data. Here we present the motivations for our approach, describe a specific implementation, and then apply this implementation to the 2019 KMT database.

We strongly emphasize that even though this implementation will yield a statistically well-defined sample, the 2019 sample alone absolutely cannot be used to derive statistical inferences about FFPs. This is because, as stated above, we were motivated to undertake this study due to the detection of two FFP-class events. Hence, our study is, by definition, critically impacted by publication bias. Nevertheless, because the sample is statistically well defined, it will allow us to address possible issues in the construction of a larger, unbiased, statistical sample.

Thus, the primary purpose of this work is to establish the methodology for carrying out a statistical study of FFP candidates using the θE distribution. In future work (e.g., KB172820 in Ryu et al. 2021), we will extend this procedure to the full (unbiased) sample of KMTNet events from which statistical conclusions can be drawn.

6.1. Motivation

Our basic goal is to assemble a homogeneous and complete sample of 1L1S events with secure finite-source effects, i.e., FSPL events, in order to characterize the population of FFPs. As mentioned in Section 1, the focus on FSPL events has several major advantages over trying to characterize the population based on tE alone. If, for the moment, we identify such events as those with z0u0/ρ ≤ 1, then their underlying cross section is 2θ*, independent of the mass, distance, or transverse velocity of the lens. Hence (under the assumption that the distance and proper-motion distributions of the lenses are independent of the lens mass M), each subclass of lenses (classified by, e.g., their mass) will contribute to this homogeneous sample in direct proportion to their number density. This is an advantage over the tE distribution, to which lenses contribute in proportion both to their number density and to (the square root of) their mass.

The second advantage is that, for each member of the sample, the measurement of θE will imply a probability distribution for the lens mass that is directly related to the Galactic-model distribution of the lens-source relative parallax, πrel,

Equation (12)

Thus, a θE-based sample is subject to much less uncertainty than a tE-based sample, for which $M\propto {\mu }_{\mathrm{rel}}^{2}/{\pi }_{\mathrm{rel}}$. Furthermore, there does not appear to be a large population of free-floating Jupiters, but rather the FFP population, should it exist, must peak at lower masses. Hence, because the distribution of ${\pi }_{\mathrm{rel}}^{-1}$ is relatively compact, while the peaks of the planetary and stellar mass functions are separated by several orders of magnitude, the observed distribution of ${\theta }_{{\rm{E}}}^{2}$ should also be bimodal and thus can directly constrain the relative frequency of stars and FFPs.

However, the key to being able to make a statistical statement lies in having a well-defined and statistically robust sample of events with θE measurements. As usual, the devil is in the details of the selection function. For "complete selection," all of the specified class of FSPL events must be identified as microlensing candidates (not necessarily immediately identified as FSPL events) and closely examined with high-quality reductions for the solid detection of finite-source effects. That is, they must be selected independent of θE, or at least with smoothly varying and reasonably well known selection as a function of θE.

6.1.1. Advantages of Giant Sources

These goals are strongly aided by restricting the investigation to giant-star sources. There are a number of reasons for this.

First, the fraction of events with underlying (not necessarily detected) finite-source effects is directly proportional to θ*, which is of order 10 times larger for giants than dwarfs. Thus, it is more efficient to search for FSPL events with giant sources.

Second, the machine classification of source-star characteristics is much more accurate for giant sources because they are typically much less blended. The first implication of this is that it is easier to create a well-defined sample of giant sources. In addition, for lower-mass lenses, for which FSPL events are typically fainter at peak, the true position centroid of dwarf sources is much less likely to be recovered by automated means. Because the accuracy of the centroid affects the quality of the photometry, finite-source event candidates can be more reliably identified for giant sources.

Third, because giant sources are brighter, they tend to have higher-precision photometry simply due to improved photon noise. As just mentioned, better photometry improves the detectability (and characterization) of finite-source effects.

Fourth, the number of giant-source events is an order of magnitude smaller, which makes for a more tractable sample. In addition, it is more likely to be complete than a larger sample. For example, considering dwarf-source events creates an order of magnitude more work in careful vetting of candidates, while we expect a smaller fraction of them to exhibit finite-source effects, and thus increases the chance that a significant fraction of the finite-source events will be missed.

Fifth, because giant sources have a larger θ*, they also have a longer t* at fixed μrel, which has a number of consequences. First, the longer duration means that more observations are taken that characterize the event at fixed cadence. This makes the giant-source FSPL events both better characterized and easier to detect than either dwarf-source FSPL or FFP-candidate point-source/point-lens (PSPL) events. By contrast, t* ∼ 1 hr for dwarf stars, whereas the cadence of the survey fields ranges from 4 hr−1 to 1 day−1 or less. As a consequence, the data probing the finite-source effects are many times fewer (and often completely absent) for dwarf sources.

The second, third, and fourth points all make the selection function simpler and also easier to accurately model for giant sources compared to dwarfs.

6.1.2. Limits of Giant Sources

The fundamental limit of a giant-source FSPL-based search for FFPs is that at sufficiently small masses, the ratio ρθ*/θE rises well above unity, which has two major consequences.

First, when ρ > 1, the excess magnification (Maeder 1973; Agol 2003; Riffeser et al. 2006),

Equation (13)

scales as

Equation (14)

Thus, the photometric and systematic noise and/or the level of source variability (as well as the larger θ*) set the fundamental limit on the mass that can be detected.

Second, the events may no longer look like standard Paczyński (1986) light curves. Hence, they may be missed by an event-detection algorithm designed to detect Paczyński (1986) curves, such as the one used in the standard KMTNet pipeline. While this practical problem of recognition can be ameliorated because it is known, it will need to be studied in detail (see also Section 6.2.2).

Finally, we note that because giant sources are bright, it will be difficult to impossible to detect excess light due to a dwarf host star (should one exist) while the source and lens are still superposed. While this difficulty can be overcome simply by waiting for the lens and source to separate sufficiently far that they can be resolved, the wait time can be quite long. See Section 7.

Hence, while dwarf sources do have some advantages, including sensitivity to FFPs of substantially smaller θE (and so mass M), it is premature to include them in an initial investigation, i.e., before giant-source events have been thoroughly investigated. Thus, our overall approach is to identify giant-source-star candidates automatically and then vet them by detailed individual investigation.

6.2. Specific Implementation

We present a specific implementation of an FSPL search of giant sources based on KMTNet data. In principle, the same general principles outlined in Section 6.1 could be applied to more complex data sets involving, for example, several microlensing surveys. However, this would significantly increase the complexity of the search process, as well as modeling the selection function. Nevertheless, such an approach could be adopted at a later time.

Each event is selected for further investigation based on the four catalog parameters: Is , u0, tE, and AI . The first three are the source magnitude, the impact parameter, and the Einstein timescale, all derived from the pipeline-PSPL fit. The last is the I-band extinction, which is estimated as AI = 7AK , where AK comes from Gonzalez et al. (2012). We determine ${I}_{s}=28\,-2.5\mathrm{log}({f}_{s})$, where fs is the source flux in KMTC instrumental (ADU) units. We find from extended practice that this is roughly calibrated within about 0.1 mag. For the case of catalog values u0 < 0.001, we adopt u0 = 0.001. Our selection is based on two criteria, which we first list and then motivate:

  • 1.  
    Is,0 < 16, Is,0Is AI and
  • 2.  
    μthresh > 1 mas yr−1, μthreshθ*,est/teff, ${\theta }_{* ,\mathrm{est}}\equiv 3\times {10}^{(16-{I}_{s,0})/5}\,\mu \mathrm{as}$,

where teffu0 tE.

Criterion (1) is simply that the source is a giant (i.e., it has reached the base of the giant branch in its evolution, which is roughly 1.5 mag below the clump). In principle, stars satisfying this criterion could be foreground main-sequence stars. However, if so, these would be eliminated at a later stage.

Criterion (2) is more complex. The overall goal is to eliminate the great majority of giant-source events from consideration, while still preserving essentially all those with FSPL effects and proper motions μrel ≳ 1 mas yr−1. Because a very small fraction of microlensing events have μrel < 1 mas yr−1, the overwhelming majority of FSPL events will survive criterion (2). Specifically, the underlying idea is that μthresh would be the estimated lens-source relative proper motion for the case z0u0/ρ = 1. We note first that μ = θ*/t* = θ*(u0/ρ)/(u0 tE) = z0 θ*/teff. Therefore, μ = z0 μthresh(θ*/θ*,est). Hence, if finite-source effects are detectable, then z0 ≲ 1, and thus events that fail criterion (2) would have μ ≲ (θ*/θ*,est) mas yr−1. The estimate of θ* is based on the assumption that the source has approximately the color of the clump. If this is approximately correct, then any event with detectable finite-source effects that failed criterion (2) would have proper motion μ ≲ 1 mas yr−1. Such events are very rare. For a very small fraction of sources, the source may prove to be substantially redder than the clump, in which case, it could be, e.g., that θ* ∼ 2θ*,est. Then some events with proper motions as high as μ ∼ 2 mas yr−1 could be eliminated automatically, i.e., prior to human review. These are also relatively rare. In any event, this is a well-defined, objective criterion. Hence, it eliminates events in a deterministic way that can be modeled, if necessary. The purpose of this criterion is to avoid detailed investigations of events with a very low probability of having detectable finite-source effects. We will examine the efficacy of the 1 mas yr−1 boundary on selection in Section 6.3. Finally, as noted above, the fact that events with z0 ≲ 1 will generally have detectable finite-source effects implies that events with μrelμthresh will have such effects. This means that events with μthresh ≳ 7 mas yr−1 are excellent FSPL candidates because most microlensing events have proper motions below this threshold. We will specifically test this idea in Section 6.3.

After an event is selected, it is fit both with (FSPL) and without (PSPL) finite-source effects using the final pipeline pySIS reductions, and the Δχ2 = χ2(PSPL) − χ2(FSPL) is noted. If Δχ2 > 15, then it is accepted as an FSPL event, and if Δχ2 < 3, then it is rejected. For the remaining few cases, we made TLC rereductions. Reanalysis then decisively resolved into FSPL (Δχ2 > 20) or PSPL (Δχ2 < 3) for all of these events.

6.2.1. AlertFinder and EventFinder Events

We begin by considering all KMT events discovered during the 2019 season, either by the KMT AlertFinder (Kim et al. 2018a) in real time or the KMT EventFinder (Kim et al. 2018b) in postseason analysis. Comparison of these two samples shows that 581 AlertFinder events were not recovered by EventFinder. While many of these were spurious or very low-quality events, many others are clearly real and therefore were missed either because they were excluded by the automatic selection of candidates or were misclassified as "not microlensing" by the operator. 14

6.2.2. Supplemental Search

To test for (and possibly find) additional FSPL giant-star events that were missed by both AlertFinder and EventFinder, we conduct an additional search based on a modified version of EventFinder. Although we will apply this search to the 2019 sample, we did not expect to find (and we do not find; see below) many new FSPL events in the 2019 data. Rather, this supplemental search was created in the context of the long-term goal of creating a homogeneous sample from 4 yr of survey data, for which the original search algorithms evolved over time.

Hence, in order to both motivate and explain this search, we very briefly review the key features of EventFinder and its evolution. All light curves are modeled by a grid of several thousand two-parameter (t0, teff) Gould (1996) models 15 that are restricted to a ∣tt0∣ < 5 teff baseline. The Δχ2 difference between this fit and a constant model is noted, and the model with the highest such Δχ2 is selected for this event. If this model survives the elimination of the highest Δχ2 point from each observatory, and if it exceeds a certain threshold ${\rm{\Delta }}{\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}}}^{2}\gt {\rm{\Delta }}{\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}},min}^{2}$, it is written to a file.

Before discussing how this file is further processed, it is important to note that beginning halfway through 16 the 2017 EventFinder analysis, this procedure was modified to add a second step. Events that pass the ${\rm{\Delta }}{\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}}}^{2}$ threshold are fitted to a three-parameter Paczyński (1986) model and must similarly exceed a ${\rm{\Delta }}{\chi }_{{\rm{P}}{\rm{a}}{\rm{c}}{\rm{z}}{\rm{y}}{\rm{n}}{\rm{s}}{\rm{k}}{\rm{i}}}^{2}\gt {\rm{\Delta }}{\chi }_{{\rm{P}}{\rm{a}}{\rm{c}}{\rm{z}}{\rm{y}}{\rm{n}}{\rm{s}}{\rm{k}}{\rm{i}},min}^{2}$ threshold. At first sight, this seems more restrictive, but for 2015–2017a, ${\rm{\Delta }}{\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}},min}^{2}=1000$, whereas for 2017b–2019, ${\rm{\Delta }}{\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}},min}^{2}=400$ and ${\rm{\Delta }}{\chi }_{{\rm{P}}{\rm{a}}{\rm{c}}{\rm{z}}{\rm{y}}{\rm{n}}{\rm{s}}{\rm{k}}{\rm{i}},min}^{2}\,=500$. The additional Paczyński test had the effect of finding lower-signal events while at the same time eliminating a much larger fraction of low-signal spurious candidates that would have required manual rejection by the operator. This also enabled the search to include events with effective timescales teff ≥ (3/4)4( = 0.3164) day, whereas the previous approach was limited to teff ≥ 1.0 day.

The next step is to group similar candidates (as determined by their values of t0, teff, and angular position) into groups with a friends-of-friends algorithm. Only the "group leader" (as determined by Δχ2) is further considered. This "group leader" is first vetted against a list of known variables and artifacts, and, if it passes, it is shown to the operator.

For the modified EventFinder, we first restrict attention to potential giant sources, defined by IcatAI < 16.2, where Icat is the input-catalog I-band magnitude. Wherever possible, the input catalog is derived from the OGLE-III star catalog (Szymański et al. 2011), which is on the standard Cousins system. Nearly all of the remaining catalog entries (about 40%) are derived from the Schlafly et al. (2018) catalog based on DECam data. For these cases, Icat is the catalog value of the Sloan Digital Sky Survey (SDSS) i magnitude. 17 This value is similar to Cousins I for low- or moderately extincted red giants but is a few tenths higher ("fainter") for heavily extincted giants because the SDSS i bandpass is bluer than Cousins I. Hence, this could, in principle, reject some sources that have I < 16. However, we will show in Section 6.3 that this is a small effect.

Finally, a small fraction of catalog entries that lie in regions not covered by either the OGLE-III or DECam catalogs are derived from DoPhot (Schechter et al. 1993) photometry of KMT images. This photometry is aligned to the OGLE-III catalog to within about 0.1 mag and so is on the Cousins scale.

In addition to restricting the catalog stars to giants, we also restrict the models to those with effective timescales of teff < 5 days. This is a conservative cut because most longer teff events would be rejected by criterion (2) above. Moreover, those giant-source events that fail this criterion would be very obvious candidates in the regular EventFinder search and so would be unlikely to be missed.

The giant catalog stars selected in this way are then subjected to a Gould (1996) search with ${\rm{\Delta }}{\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}},min}^{2}=1000$ and not subjected to further Paczyński (1986) vetting. In this sense, the search resembles those from 2015 to 2017a. This feature will eventually enable reasonably homogeneous integration of 2016–2017a EventFinder searches into a full statistical search at a later time. However, in contrast to these early searches, it is carried out for effective timescales teff ≥ 0.3164 day rather than 1.0 day.

Finally, to enhance the operator's ability to spot nonstandard events, in particular those with very large finite-source effects, each event is displayed with three fitting panels (for u0 = 0, u0 = 1, and Pacyński fits) rather than one panel (for the best of the u0 = 0 and u0 = 1 fits). Such multiple displays would be of little benefit for relatively long events that roughly approximate a Paczyński (1986) model. However, for short events that are dominated by nonstandard features and possibly short-lived deviations due to systematics, the three displays can be quite different. 18

For 2019 data, one does not expect to find many new FSPL events from this additional search. In particular, most of the 2019 season data have already been searched twice, with AlertFinder and EventFinder, providing some protection against problems and operator error in either search. However, when the FFP study is extended to earlier years, we expect that it may find some very short events, including perhaps FFP candidates that were missed previously due to the higher teff threshold, as well as events like OGLE-2019-BLG-0551 that were missed by the normal EventFinder search in 2019, even though it was found in a separate (AlertFinder) search.

In fact, this supplemental 2019 giant-source EventFinder search finds a total of 254 candidates, of which 18 are "new" (i.e., not found in the regular EventFinder or AlertFinder searches). Applying criteria (1) and (2) to these 18 "new" events yields one candidate for further consideration, which proves not to exhibit finite-source effects. This candidate is designated KBS 0111, where "S" stands for "supplemental." This confirms our general expectation, above, that the supplemental search would not yield many additional finite-source events for 2019.

On the other hand, when we apply criteria (1) and (2) to the remaining sample of (254 − 18 = 236) events, we find that we recover 27 of the 40 candidates found by EventFinder + AlertFinder, including 11 of the 13 with detectable finite-source effects (see Section 6.3). These 11 include both FFP candidates (OGLE-2019-BLG-0551 and KMT-2019-BLG-2073). The two finite-source events that were not found in the supplemental search both failed the teff < 5 day criterion, which was included because these are expected to easily be found by EventFinder. In addition, it recovered two events that were not selected based the EventFinder and/or AlertFinder detections due to incorrect pipeline-PSPL fits. Neither of these have detectable finite-source effects. This shows that the supplemental search is a powerful check, which will be important for the analysis of previous years when AlertFinder was either not operating or operating in very restricted mode.

It is also true that for 2019, there could be EventFinder events with $400\lt {\rm{\Delta }}{\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}}}^{2}\lt 1000$. In Section 6.3, we will show that this is a minor effect. The decision on how to handle such events must be made when a rigorous multiseason analysis is carried out. For the present, we include events that are identified in any of the three searches.

6.3. Application to KMTNet 2019 Season

6.3.1. Final Sample

For its 2019 season, KMTNet found more than 3300 candidate microlensing events, from which we eventually identified 13 giant-source FSPL events, i.e., smaller by a factor of 250. Here we describe this down-selection in detail. We emphasize that machine selection (using criteria (1) and (2)) reduced the original sample by a factor of 60, which is what made detailed human review of the remaining sample feasible.

Machine application of criteria (1) and (2) to the three searches (EventFinder, AlertFinder, and supplemental) yielded a list of a total of 56 potential candidates. Of these, 10 were eliminated by visual inspection. Two (KB192781 and KB192863) had saturated photometry and so could not be analyzed, while the reductions were poor and unrecoverable for one other (KB190578). Rereduced data showed that two (KB192222 and KB193100) of the 10 are not microlensing. Three (KB191841, KB192322, and KB191420) have insufficient data near peak to be analyzed for finite-source effects (the last because it occurred at the end of the season). One (KB192530) appears to be a highly extincted giant in the automated search but is actually a foreground dwarf. And one (KB193100) is a potentially interesting microlensed variable but cannot be analyzed in the present context.

We further eliminate three events that are 2L1S, or possibly 1L2S, rather than 1L1S. The event KMT-2019-BLG-2084 may actually be a "buried planet" event (like MOA-2007-BLG-400; Dong et al. 2009), although there is another q ∼ 1 solution. It is currently under investigation (W. Zang et al. 2021, in preparation). The event OGLE-2019-BLG-0304 (KMT-2019-BLG-2583) has a low-amplitude second "bump" about 70 days after the main peak, which is almost certainly due to a second lens or possibly a second source. The event MOA-2019-BLG-256 (KMT-2019-BLG-1241) is a binary lens, very likely composed of two brown dwarfs (Han et al. 2020).

This leaves 43 events, which we show in Table 2 ranked inversely by the selection parameter, μthresh. The table contains the four input parameters (u0, tE, Is , and AI ) from the KMT web-based catalog, the derived parameters (Is,0 and μthresh), the value of ${\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}}}^{2}$ from the EventFinder program, and a field indicating whether or not the normalized source size, ρ, could be measured (i.e., measurable finite-source effects). It also contains the discovery name of the event, as well as the KMT name, which are the same for 25 out of the 43 events.

Table 2. Events Selected for Investigation

KMT NameName μthresh ρ Meas.? u0 tE Is AI Is,0 Δχ2
KB191820OB19118224.23Yes0.0243.3816.171.4414.7311,187
KB192800KB19280019.13Yes0.0482.2216.692.0414.659392
KB191653KB19165316.50Yes0.0129.2217.412.5214.893690
KB190313KB19031315.52Yes0.0322.6519.974.3715.605305
KB190703KB19070315.28Yes0.0353.3217.782.8314.9512,738
KB190853OB19072612.66Yes0.01311.7217.052.2814.7713,201
KB192073KB19207311.17Yes0.3240.5018.683.7714.912663
KB192528KB1925288.40Yes0.02214.5517.313.2614.05973
KB192555KB1925556.89Yes0.01411.3519.713.7116.002450
KBS0111KBS01116.10No0.0882.9621.526.3315.191754
KB190352KB1903525.47No0.0448.1317.963.2214.744276
KB192291OB1914085.43No0.1092.0317.862.0615.801581
KB191335KB1913355.23No0.02414.0117.652.6814.976777
KB191054KB1910544.89No0.01716.2819.784.2415.544690
KB190061OB1902044.32No0.0535.6216.971.3215.657140
KB192255OB1914153.54No0.1666.3515.001.6613.3417,362
KB190519OB1905513.46Yes0.8171.3014.551.1813.372180
KB192368MB190063.05No0.08712.6815.191.6313.5623,787
KB192542OB1914592.87No0.2792.4117.762.9914.779479
KB191315OB1909532.86Yes0.00578.2919.363.4115.952876
KB191143KB1911432.34Yes0.005200.0018.864.5114.3512,675
KB191053KB1910532.29No0.4935.0316.844.4112.4314,007
KB190289KB1902892.24No0.04734.4716.793.3913.407111
KB190141OB1901711.82No0.02536.5618.223.1315.0914,683
KB190863KB1908631.81No0.08318.7516.963.0113.9513,343
KB192376OB1903821.80No0.3882.9416.221.5814.642689
KB191039OB1907911.73No0.3662.0017.842.1515.6925,760
KB190527KB1905271.65Yes0.03326.7318.663.2815.384147
KB190007OB1901401.63No0.2409.9515.952.7113.2432,049
KB190732OB1906981.62No0.2753.9916.271.3214.9520,609
KB191030KB1910301.54No0.1549.2717.072.5814.4925,535
KB192074KB1920741.49No0.06718.1418.453.5414.9111,579
KB190125OB1902681.42No0.9641.0817.021.6715.352568
KB192422OB1914621.30No0.1819.1018.874.3314.5423,921
KB192297KB1922971.27No0.4064.3720.005.5714.432810
KB192115OB1913071.25No0.04523.8116.981.4115.574363
KB190424KB1904241.21No0.2105.2718.943.3715.576724
KB191477KB1914771.12No0.2893.8420.464.7315.73689
KB190607KB1906071.11No0.05730.0116.631.8314.8011,080
KB191677KB1916771.08No0.12711.6520.665.4915.174728
KB190788KB1907881.06No0.2097.9019.034.0414.998886
KB192263OB1914131.02No0.8214.7614.631.4313.20114,120
KB192220KB1922201.01No0.7833.8519.996.2213.77642

Note. Event names are abbreviations for, e.g., KMT-2019-BLG-1820, OGLE-2019-BLG-1182, and MOA-2019-BLG-006. In KBS0111, "S" indicates that this event was identified in the "supplemental" search described in Section 6.2.2.

Download table as:  ASCIITypeset image

The ordering of the table shows that μthresh is a powerful method of identifying FSPL candidates. Detailed analysis of individual events shows that all of the first nine (μthresh > 6.8 mas yr−1) have ρ measurements, none of the final 15 (μthresh < 1.64 mas yr−1) have them, and four of the 19 in between these limits have ρ measurements. The fact that there is only one ρ measurement for μthresh < 2.3 mas yr−1 and none below 1.64 mas yr−1 strongly suggests that very few FSPL events are lost by criterion (2).

Another notable feature of Table 2 is that there are only three events with ${\rm{\Delta }}{\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}}}^{2}\lt 1000$, namely, KMT-2019-BLG-2528, KMT-2019-BLG-1477, and KMT-2019-BLG-2220. The first of these is a special case. The event is almost completely confined to the month of "preseason data," which were taken for a subset of western fields only by KMTC and only in the I band. This means, first, that the same event occurring slightly later would have had ${\rm{\Delta }}{\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}}}^{2}\gt 1000$ simply because there would have been data from all observatories. Second, the color estimate (hence the estimate of θ*) is more uncertain than most other events because the color is not measured from magnified data. 19 Neither of the other two events have measurable ρ, nor are they expected to given that μthresh ≤ 1.12 mas yr−1 in both cases. Thus, the threshold of ${\rm{\Delta }}{\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}},min}^{2}=1000$ seems generally sensible, although it would be valuable to test its role in a larger data set.

Table 3 gives the FSPL fit parameters for 11 of these 13 events. For the two FFP candidates, OGLE-2019-BLG-0551 (KMT-2019-BLG-0519) and KMT-2019-BLG-2073, these parameters are given in Mróz et al. (2020) and Table 1 of the current paper, respectively.

Table 3. Microlens Parameters for FSPL Giant-star Events

NameKMT Name t0 u0 tE ρ fs,KMTC
OB191182KB1918208695.826290.019983.1290.070135.5886
 (errors)0.000450.000880.0140.000460.0384
KB192800KB1928008758.897730.045342.1460.116173.3195
 (errors)0.003640.010250.0550.003520.1647
KB191653KB1916538684.674920.002325.9750.062273.4576
 (errors)0.000970.000000.0440.000560.0323
KB190313KB1903138578.796420.064792.0180.080180.2269
 (errors)0.000830.007440.1390.006990.0707
KB190703KB1907038613.403610.077592.3120.171152.2435
 (errors)0.000880.003330.0280.002400.0446
OB190726KB1908538639.12940−0.0164911.3150.020252.4698
 (errors)0.000320.000090.0320.000110.0084
KB192528KB1925288525.279420.078149.7880.123063.4655
 (errors)0.005440.003370.1810.002390.0979
KB192555KB1925558581.056350.100382.3020.300192.2663
 (errors)0.001600.014210.0590.009690.1087
OB190953KB1913158662.12889−0.0159429.2530.033300.9185
 (errors)0.001910.000761.0350.001230.0361
KB191143KB1911438644.903250.0066862.1920.061431.9834
 (errors)0.001450.000520.3290.000350.0124
KB190527KB1905278620.789900.0709217.9550.071070.9385
 (errors)0.003430.001780.2340.002460.0170

Note. Event names are abbreviations for, e.g., KMT-2019-BLG-1820. Fluxes are in units of the I = 18 system. For KB192073, see Table 1. For OB190551 ( = KB190519), see Mróz et al. (2020).

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Table 4 gives the values of (θ*, θE, μrel, μthresh, z0), which can all be inferred from Tables 2 and 3, together with the dereddened CMD values [(VI), I]s,0 that are given in Table 4. These CMD values are mostly derived by the standard approach that is described in Section 4 but using KMT V and I magnified data. The exceptions are described in the comments on individual events in Section 6.4.

Table 4. CMD and Derived Parameters for FSPL Giant-star Events

NameKMT NameR.A.Decl.(VI)0 I0 θ* θE μrel μthresh z = u0/ρ
OB191182KB19182018:00:41.45−29:15:42.801.1514.755.8682.199.5824.230.285
KB192800KB19280018:11:24.09−25:01:07.251.3314.278.0869.5411.8419.130.390
KB191653KB19165317:32:12.87−27:35:16.911.1314.426.58107.606.5816.500.037
KB190313KB19031317:42:38.85−26:50:16.331.0515.224.3062.689.9515.520.808
KB190703KB19070317:46:11.29−25:28:43.720.9114.355.4231.695.0015.280.453
OB190726KB19085317:51:43.04−31:08:50.891.0914.695.71281.979.0612.660.814
KB192073KB19207317:49:53.08−29:35:17.300.9414.455.434.776.4111.170.152
KB192528KB19252817:39:03.05−33:20:43.911.8113.1319.59159.275.948.400.635
KB192555KB19255517:39:54.97−28:19:46.741.2513.7110.0433.445.316.890.334
OB190551KB19051917:59:28.75−28:50:25.801.4912.6119.504.354.173.460.673
OB190953KB19131517:43:02.79−27:29:12.261.0514.505.99179.882.242.860.479
KB191143KB19114317:39:43.02−28:28:40.942.8212.9830.10489.432.882.340.077
KB190527KB19052717:27:54.38−26:55:30.220.9914.745.0571.031.451.650.998

Note. Event names are abbreviations for, e.g., KMT-2019-BLG-1820, OGLE-2019-BLG-1182, and MOA-2019-BLG-006.

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By construction, we expect μrelμthresh, and this relation generally holds, except for OGLE-2019-BLG-0551 and KMT-2019-BLG-1143. These outliers are explained by being exceptionally red sources, which causes the magnitude-only machine determination of θ*,est to be underestimated. However, in these two cases, the excess is modest: μrel/μthresh = 1.21 and 1.23, respectively. Recall from Table 2 that there were no events with detectable finite-source effects with μthresh/μlimit < 1.64, where μlimit = 1 mas yr−1 was the selection limit. This comparison again emphasizes the generally conservative character of criterion (2).

6.3.2. Sanity Checks

Understanding the selection function (or detection efficiency) to events is critical for statistical characterization of the FFP mass function based on any sample. As argued in Sections 1 and 6.1, one of the major advantages of a θE-based characterization is that the selection function is largely independent of lens mass. By contrast, the selection function for a tE-based characterization is strongly dependent on mass and so requires detailed injection-recovery tests in order to reconstruct the underlying distribution. Of course, the selection function of any search may be affected by unanticipated effects, although those will only affect our characterization of the FFP population if those effects depend on the lens mass.

Thus, we now examine several statistical characterizations of this sample, with the aim of probing for "irregularities" in the selection function, whether anticipated or unanticipated. For example, the first investigation examines the cumulative distribution of the impact parameter u0 relative to the normalized source size ρ, which one expects to be uniform. But other investigations are more open ended.

Figure 3 shows the cumulative distribution of z0u0/ρ. Under the assumption that there is no selection bias over the range 0 ≤ z0 ≤ 1, this should be a straight line. One may expect that it is more difficult to detect finite-source effects for z0 ∼ 1, which would result in a deficit at these values, causing the cumulative distribution to flatten. This is because z0 ∼ 1 events would seem to suffer deviations from a standard Paczyński (1986) curve for a shorter time, which would both increase the chance that these effects will be entirely missed due to gaps in the data and reduce the statistical significance of detections to the extent that the data do capture this region. Contrary to this naive expectation, the cumulative distribution seen in Figure 3 is consistent with being uniform over 0 < z < 1.

Figure 3.

Figure 3. The cumulative distribution of z0u0/ρ is quite consistent with a straight line, which would be the expected behavior for a sample without selection biases. In principle, it could be more difficult to detect finite-source effects for z0 ≃ 1 than lower values because the duration of these effects is shorter. However, this effect, if present, does not have a noticeable impact.

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The cause of this robustness may be that finite-source deviations are actually relatively pronounced for zu/ρ ≳ 1. In the high-magnification limit (which generally applies to most of the events in this sample), one finds using the hexadecapole approximation (Gould 2008; Pejcha & Heyrovský 2009) that the fractional change in magnification tends toward

Equation (15)

where Γ is the limb-darkening coefficient (see Section 4). Equation (15) actually works quite well almost to z → 1 (Figure 3 from Chung et al. 2017). Hence, it shows that, e.g., at $z=\sqrt{2}$, the deviation is about δ A/A ∼ 6.6%. Thus, for z0 = 1, the deviations induced by finite-source effects remain at of order this level for ∼2t*. Giant-star events have two advantages in this regard. First, of course, 2t* is longer for these events, typically 5 hr or more. However, there is also a second, more subtle effect. In events for which the lens does not actually transit the source, ρ is highly degenerate with u0, and for most high-magnification events, u0 is degenerate with tE and other parameters. Disentangling these degeneracies requires high-quality data near baseline, i.e., A ∼ few. However, if the source is very faint, then the photometric errors near baseline are large compared to (A − 1)fs . But for giant sources, these fractional errors are much smaller, unless the giant happens to be highly extincted. In brief, Figure 3 suggests that there is no strong bias against detection of finite-source effects at z0 ∼ 1, and theoretical considerations tend to support this suggestion.

Figure 4 shows the distribution of 2019 FSPL events in Galactic coordinates compared to 2019 EventFinder events. By eye, the FSPL events appear to perhaps avoid high-concentration areas of the EventFinder distribution. Figure 5 confirms that a larger fraction of EventFinder events have large numbers of near neighbors, but at the same time, it shows that this effect is not statistically significant.

Figure 4.

Figure 4. Distribution of 2019 KMT FSPL events (red) in Galactic coordinates compared to the corresponding distribution of EventFinder events (black). The FSPL events may appear to "avoid" areas of high event concentration. However, while Figure 5 confirms this impression, it also shows that this feature is not statistically significant. The black squares outline the KMT fields, which are labeled with blue field numbers. Note that to avoid clutter, fields BLG41, BLG42, and BLG43 are shown but not labeled. As shown, they lie toward slightly higher b and lower l compared to the corresponding fields BLG01, BLG02, and BLG03.

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Figure 5.

Figure 5. Cumulative distributions of 2019 FSPL events (red) compared to 2019 EventFinder events (black), ranked by number of EventFinder neighbors within 10' (roughly the size of the red circles in Figure 4). While there is a higher fraction of higher-neighbor-number 2019 EventFinder events (in accord with the visual impression from Figure 4), this is not statistically significant.

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Figure 4 also shows that there are more FSPL events in the northern bulge (seven) than the southern bulge (six), despite the fact that only about 25% of KMT observations are toward the northern bulge. This is somewhat surprising but also not statistically significant. First, we expect that detection of finite-source effects in giant-star events should be substantially less frequent in fields with nominal cadences Γ ≥ 1 hr−1 than those with Γ ≤ 0.4 hr−1 because the former are well sampled over the peak, while the latter are relatively poorly sampled, given that typical giant-star t* ∼ 7 hr. And indeed, there are only three of 13 events in the latter category (in fields BLG12, BLG13, and BLG31). All of the remaining 10 lie in the eight Γ ≥ 1 hr−1 fields that are grouped closest to the Galactic center, i.e., BLG01/41, BLG02/42, BLG03/43, and BLG04 in the south and BLG14, BLG15, BLG18, and BLG19 in the north. There are four events in the first group and six in the second, which is not significantly different. Thus, there is no evidence for unexplained structure in the on-sky distribution of FSPL events.

Tables 2 and 4 show two different estimates of the dereddened source magnitude Is,0. The first, Is,0,web = Is,webAI,Gonzalez, is derived from the pipeline-PSPL-fit source flux and the cataloged extinction estimate derived from Gonzalez et al. (2012). The second, from the CMD analysis, ${I}_{s,0,{\rm{C}}{\rm{M}}{\rm{D}}}={({I}_{s}-{I}_{{\rm{c}}{\rm{l}}})}_{{\rm{D}}{\rm{o}}{\rm{P}}{\rm{h}}{\rm{o}}{\rm{t}}}+{I}_{{\rm{c}}{\rm{l}},0,{\rm{N}}{\rm{a}}{\rm{t}}{\rm{a}}{\rm{f}}}$, is derived by adding the offset of the source relative to the clump in a DoPhot-based CMD to the dereddened magnitude of the clump from Table 1 of Nataf et al. (2013). Comparison shows that Is,0,web is systematically fainter than Is,0,CMD and that the scatter in these offsets is significantly larger than the absolute error in the Is,0,CMD estimate, which is typically σ(Is,0,CMD) ≲ 0.07 mag. That is, the statistical properties of the Is,0 estimates used for event selection are significantly different from the true values. In order to understand the potential impact of this difference, it is first necessary to identify its origin.

With this aim, we define

Equation (16)

That is, X is the difference in the Is,0 estimates, Z is the portion of this difference that is due to a wrong pipeline-PSPL model, and Y is the portion that is due to everything else. We will examine this "everything else" in detail below. But first we note that Figure 6 shows that "everything else" has essentially zero mean offset 〈Y〉 = 0.03 ± 0.07 and relatively small scatter σ(Y) = 0.25. This means that most of the scatter and all of the systematic offset of X in Figure 6 is due to incorrect pipeline-PSPL modeling of the light curve. We will show that most of the scatter from "everything else" is due to the extinction estimate and the approximate calibration of KMT online photometry, both of which impact Is,0,web rather than Is,0,CMD.

Figure 6.

Figure 6. The abscissa X-axis shows the difference between the estimates of the dereddened source magnitude Is,0 from the candidate selection process (KMT Web) and the final (CMD) analysis. The ordinate shows the component of this difference that is due to everything except the difference between the pipeline-PSPL modeling of the event (without finite-source effects) and the human-supervised modeling with finite-source effects. The X-axis distribution displays large scatter and is strongly asymmetric. The Y-axis distribution has much smaller scatter and is symmetric about zero. This shows that essentially all of the systematic offset and most of the scatter is due to the pipeline-PSPL-modeling error, Z = XY. The values of Z can be judged for individual points by noting their horizontal distance to the black diagonal line.

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Therefore, the main consequence of the broad and asymmetric distribution of X is that it affects selection. In particular, it removes of order a third of all candidates 16 > Is,0,true > 15, as well as a few that are brighter, via criterion (1). 20 The unwanted rejection of potential candidates will, of course, adversely affect the size of the sample, but it will not in itself affect its statistical character. Each giant, regardless of how it is selected, should be equally sensitive to isolated lenses, regardless of their mass. The exception would be if the pipeline-PSPL modeling errors were more severe for low-mass events, so that more were artificially driven over the selection boundary by this effect. We see no evidence of this in our very small sample of two FFP candidates. But even if there were such an effect, its overall impact would be small because the affected region of the CMD 16 > Is,0,true > 15 generates relatively few FSPL events, as we discuss in relation to Figure 7 below. And, as just mentioned, only about one-third of these are inadvertently eliminated.

Figure 7.

Figure 7. Location of each of the 13 FSPL events relative to the clump projected onto the dereddened CMD of KMT-2019-BLG-2555. As expected, the FSPL events generally trace the giant branch and red clump but weighted toward brighter (so bigger, i.e., higher cross section) stars.

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We now turn to a more detailed investigation of the various independent terms grouped under Y, i.e., "everything else." Rearranging terms in the equation Y = XZ, we obtain

Equation (17)

Then, after several substitutions, this can be evaluated as

Equation (18)

These five terms are the error in AI,Gonzalez relative to the true value, the error in the adopted KMT pySIS zero-point (I = 28) relative to the true value, the error in fitting the clump centroid in the CMD, the error in that Icl,0 relative to the true value, and the offset between DoPhot and pySIS source-flux fit values relative to the true value (established by, e.g., field star comparison). The last is typically <0.01 mag and can be ignored. Apart from some unknown systematic offset, the penultimate term is also small because the intrinsic variation over the bar is smooth and the values in Table 1 of Nataf et al. (2013) are established by averaging many measurements. The third term varies depending on the density of the clump but is typically 0.05 mag. The second term has two principal components: (1) the source counts for a star of fixed magnitude vary smoothly over the KMT field, with an effective dispersion of 0.05 mag, due to the optics, and (2) the transparency of the images chosen for the template of a given event can vary. We estimate the total dispersion of this term as 0.07 mag. Before examining the first term in detail, we note that given the total observed dispersion, σ(Y) = 0.25 mag, and our estimates of the other four terms, this leaves a dispersion of 0.23 mag for the first term. Several effects contribute. The first is the measurement error in the underlying Gonzalez et al. (2012) catalog, which includes errors in estimating the mean AK over the (${2}^{{\prime} }\times {2}^{{\prime} }$) grid point that is cataloged in the KMT database. The second is the difference between this true mean value and the actual value at the location of the event due to both smooth variation of AK and patchy extinction. The third is the difference between AI and our adopted universal estimate of this as AI = 7AK . These effects can very plausibly account for the 0.2 mag "observed dispersion" that was estimated above. 21 In principle, each of the first, second, and fourth terms could contain a systematic offset. However, if such systematic offsets are present, they happily cancel to within ∼0.06 mag.

The points in Figure 6 are color-coded according to z0u0/ρ. One may generally expect that the pipeline-PSPL fitting program will be "confused" by strong finite-source effects (z ≲ 0.5) because it does not contain ρ as a fitting parameter. Indeed, the three most severe outliers at the left all lie in this regime: KMT-2019-BLG-2555 (z = 0.334), OGLE-2019-BLG-0953 (z = 0.479), and KMT-2019-BLG-1143 (z = 0.077). However, there are many other events with similar z0 that suffer much smaller (or essentially no) pipeline-PSPL modeling problems. With one exception, we are not able to trace additional factors that distinguish the outliers from the others.

The exception is KMT-2019-BLG-2555. EventFinder assigned a catalog star to this event that was 4 mag fainter than the nearest catalog star (and actual source) of the event, which confused the pipeline-PSPL fit.

Figure 7 shows the positions of all the FSPL source stars relative to the clump centroid compared to the dereddened CMD of KMT-2019-BLG-2555. This event was chosen for the comparison due to its relatively densely populated CMD, although it does suffer relatively high extinction, AI = 3.71. Of course, this dereddening applies only to stars that lie behind the full column of dust seen toward the clump, but these account for the overwhelming majority of the field stars that lie in the part of the CMD that is displayed. Figure 7 shows that 12 of the 13 FSPL sources closely follow the track of red giants and clump giant stars from the CMD. Eight of these 12 are tightly grouped in the clump, which displays a strong overdensity in the field star distribution. One lies on the lower giant branch, below the clump: KMT-2019-BLG-0313. This event is projected close to the edge of a small dark cloud, so its position on the CMD was estimated using a special procedure. See Section 6.4.3. And three of the 12 lie on the upper giant branch. This distribution is qualitatively consistent with expectations. The clump stars are somewhat more numerous than the lower giant branch stars, and they are further favored by both their higher cross section and the fact that (based on the analysis of Figure 6) we expect the selection process to eliminate about a third of the FSPL events with 16 > Is,0,true > 15. Similarly, the upper giant branch is substantially more thinly populated than the clump but favored by a higher cross section. There is also one "outlier," KMT-2019-BLG-1143, at the extreme right. It lies about 0.75 mag below the roughly horizontal track of the upper giant branch field stars. This could be explained either by the source being exceptionally metal-rich or by it being ∼ 3 kpc behind the mean distance to the Galactic bar, either in the far disk or in the distant part of the bar itself. We further remark on this event in the notes on individual events (Section 6.4.5).

6.3.3. Distribution of θE

Figure 8 is a scatter plot of Einstein radius θE versus lens-source relative proper motion μ. The median proper motion is μmed = 5.9 mas yr−1, which is typical of microlensing events with measured μ. Leaving aside the two events at the left edge of the distribution, the remaining 11 events have Einstein radii in the range 31 ≲ θE/μas ≲ 490. That is, if all had the same πrel, then these lenses would span a factor of (490/31)2 = 250 in mass. For example, for πrel = 16 μas, this mass range would be 7.7 MJup to 1.8 M. Of course, not all of the lenses have the same πrel, but this simple calculation suggests that these FSPL events span a wide range of stellar and brown dwarf masses. The two low-θE events are FFP candidates.

Figure 8.

Figure 8. Plot of lens-source relative proper motion μ vs. Einstein radius θE for 13 FSPL giant-source events from 2019. The median proper motion is μmed = 5.9 mas yr−1, which is typical of microlensing events with measured μ. The two FFP candidates (red) have proper motions straddling the median, i.e., 4.2 and 6.4 mas yr−1. The two FFP candidates lie well separated from the rest of the giant-star FSPL events in θE, which are otherwise evenly distributed in $\mathrm{log}{\theta }_{{\rm{E}}}$.

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6.4. Notes on Individual Events

6.4.1. OGLE-2019-BLG-1182

There are Spitzer data for this event, so it may ultimately yield an isolated-object mass measurement. However, the Spitzer data begin 3.53 days after t0,⊕, i.e., at u = 1.13 for this short tE = 3.13 day event. Hence, it is possible that the Spitzer parallax will only yield a relatively large circular-arc constraint in the π E plane (Gould 2019).

6.4.2. KMT-2019-BLG-2800

There are no magnified V-band points for this short (tE = 2.14 day) event. However, the fit to DoPhot (Schechter et al. 1993) reductions shows that it is consistent with zero blending, so that the color can be estimated from the baseline object. We identify the baseline object on a [ZK, K] VVV (Minniti et al. 2017) CMD, from which we determine that it lies Δ(ZK) = 0.18 mag redward of the clump. Using an (IZK) color–color diagram, we determine that this corresponds to Δ(IK) = 0.23, and then using Bessell & Brett (1988), that this implies Δ(VI) = 0.27. The resulting θ* = 8.1 μas leads to a relatively high lens-source relative proper motion, μrel = 11.8 mas yr−1. However, this is less surprising after considering that the Gaia baseline-object proper motion is μ base(N, E) = (−10.28, −4.72) ± (0.32, 0.39) mas yr−1. Given the low/zero blending, this measurement can be taken as a proxy for μ s .

6.4.3. KMT-2019-BLG-0313

In the finding chart, this event is seen to lie near the edge of a small dark cloud, perhaps one of a string of such clouds that extends southwest to northeast, diagonally through the field. The cloud is far too small to form a CMD of stars of similar extinction, which is the normal basis of the Yoo et al. (2004) technique. Instead, we form such a CMD from the larger field and then project the source along the reddening vector, using a slope RVI = dI/d(VI) = 1.37 until it hits the lower giant branch at [(VI), MI ] = (1.05, 0.71).

6.4.4. KMT-2019-BLG-2528

This event is almost entirely contained in "preseason" data taken at the end of the night only from KMTC and only in the I band. This observing program was motivated to constrain the parallax measurement of KMT-2018-BLG-1292 (Ryu et al. 2019) but carried out in all western KMTNet fields. Hence, the source color cannot be measured from the light curve.

Unfortunately, the fit to DoPhot (Schechter et al. 1993) reductions shows that the source is blended, so we cannot simply derive the color from that of the baseline object. However, it is still the case that η = fb /fbase = 0.166 is relatively small. We therefore begin with a modified version of this approach (see Section 6.4.2).

First, we find that the baseline object lies Δ(ZK) = 0.49 redward of the clump. If we assume that the blend has the same color as the baseline object (which is extremely red), we obtain from the IZK color–color diagram that Δ(IK) = 0.62. Then, following the same procedures as above, we derive (VI)base,0 = 1.69, and so (VI)s,0 = 1.69.

However, because the blend is 1.75 mag fainter in I than the source, hence I0 ∼ 14.88, it most likely is a clump star or first-ascent giant just below the clump and hence would have (VI)0,b ∼ 1.04 and thus Δ(IK)0,b = −0.03 relative to the clump. Then, instead of the blend accounting for 16.6% of the K-band light of the baseline object, it would account for only 9.9%. Thus, the source would be redder yet by δ(IK) = 0.08 mag, implying (VI)s,0 = 1.81. Finally, conceivably, the blended light could be due to an extreme foreground object (e.g., the lens), in which case, it would account for a tiny fraction of the K-band flux from the baseline object, and so (VI)s,0 ∼ 1.9. We finally adopt (VI)s,0 = 1.81, recognizing that there is some additional uncertainty in the color for this event. However, this added uncertainty has no material impact on the scientific conclusions in the current context.

6.4.5. KMT-2019-BLG-1143

This event has a complex discovery history and also posed some challenges in measuring the source color. The event designation KMT-2019-BLG-1143 derives from an alert posted to the KMT webpage on June 6 (HJD' = 8,640.66) as "probable" microlensing when the event was at magnification A = 14.6, corresponding to an I = 14.4 "difference star." This is surprisingly late. Moreover, the subsequent DIA light curve used to classify alerts did not seem to confirm the microlensing interpretation, and it was reclassified as "not-ulens." Then the same event was apparently "rediscovered" by EventFinder, with the DIA light curve tracing a very well-defined and obvious microlensing event.

This puzzling discrepancy was resolved as follows. The EventFinder catalog star lies 3farcs5 roughly north of the AlertFinder catalog star. The AlertFinder program actually triggered on the former on March 26, i.e., 72 days earlier, when the (A − 1) = 0.22 magnification produced a difference star of I = 18.9. The candidate was then "misclassified" as a variable 22 and was thus not shown to the operator again as it further evolved. Then, as the event neared peak, it became so bright that the excess flux inside the more southerly catalog-star aperture rose sufficiently to trigger a human review. Finally, after the "rediscovery," the program that cross-matches AlertFinder and EventFinder discoveries identified them as the same event. Note that even if KMT-2019-BLG-1143 had not been "rediscovered" by EventFinder, it would have been recognized as having the wrong coordinate centroid, which would have been corrected, in the end-of-year rereductions. Unfortunately, in 2019, there was not sufficient computing power to properly recentroid already-discovered events contemporaneously with other real-time tasks. Otherwise, the event would have almost certainly been chosen as a Spitzer target.

The DoPhot fit shows that the source is blended with another much-bluer star that is ΔI = 1.36 ± 0.07 mag fainter. The blended star is well localized to lie in the clump, but the source V-band flux is not reliably measured. We therefore adopt a similar approach as for KMT-2019-BLG-2528 (Section 6.4.4), with two adjustments. First, we assume that the blend is a clump giant rather than considering a range of possibilities. Second, we adopt the Two Micron All Sky Survey measurement K = 10.375 in place of the VVV measurement K = 10.963 because the latter is saturated. We then find that the source lies Δ(ZK) = 1.07 mag redward of clump, which we transform to Δ(IK) = 1.40, and finally Δ(VI) = 1.76. Because the source is an M giant, we use the M giant color/surface-brightness relation of Groenewegen (2004) to evaluate θ*.

We note that KMT-2019-BLG-1143, which has the largest Einstein radius of the sample, θE = 489 μas, also has a well-measured annual microlensing parallax, π E(N, E) = (0.146, 0.278). Together, these yield a lens mass M = θE/κ πE = 0.19 M and relative parallax πrel = 0.154 mas. Assuming that the source is in the bulge at πs = 0.12 mas, the lens distance is then DL = 3.7 kpc.

7. Discussion

7.1. Fourth FSPL FFP Candidate with θE < 10 μas

The event KMT-2019-BLG-2073 is the fourth FFP candidate with measured θE < 10 μas. The previous three had 3–4 yr intervals between them: OGLE-2012-BLG-1323 (Mróz et al. 2019), OGLE-2016-BLG-1540 (Mróz et al. 2018), and OGLE-2019-BLG-0551 (Mróz et al. 2020). The discovery of KMT-2019-BLG-2073 in the same year as OGLE-2019-BLG-0551 (Mróz et al. 2020) may be just due to chance, but it could also reflect the improved sensitivity of the KMT selection procedures to short FSPL events (e.g., searches for events with teff < 1 day). The event KMT-2019-BLG-2073 was found independently by AlertFinder in real time and EventFinder in postseason analysis. AlertFinder was in full operation for the first time in 2019. (In 2018, it essentially operated only in the northern bulge and only for about half the season.) EventFinder found it as a teff = 0.42 day event. In 2016, the search was conducted only for teff ≥ 1 day, and this remained so for 60% of sources in 2017. Hence, it is possible that FFP-candidate events remain undiscovered in the database of KMT light curves.

7.2. Future Adaptive Optics Search for Host

A key open question for KMT-2019-BLG-2073 is whether or not the lens is indeed an FFP rather than a planet on a wide orbit. In Section 5, we discussed the limits on a possible host star that can be inferred from the microlensing light curve alone. A more powerful test is to image the system directly to search for light from a host star. Due to the brightness of the source star, this is only really feasible by waiting for the lens and source to separate, so that light from the lens can be resolved.

Because the source is a bright giant (J, H, K)s = (15.28, 14.16, 13.72), a high contrast-ratio sensitivity is required to detect even the brightest putative host, i.e., a main-sequence star in the Galactic bulge. For example, for a Sun-like host in the bulge, the extincted apparent magnitudes would be (J, H, K)Sun-like ≃ (19.7, 18.7, 18.3), and it would therefore have contrast ratios Δ(J, H, K) = (4.4, 4.5, 4.6) mag.

As a point of comparison, Bowler et al. (2015) achieved contrast ratios of ΔK = 5 mag for several of their targets at separations of Δθ = 100 mas using a coronagraph on Keck. This comparison immediately raises three issues. First, at its measured lens-source relative proper motion, μrel = 6.4 mas yr−1, the system will not reach 100 mas separation until 2035. Second, at Ks = 13.7, the source star is too faint for the Keck coronagraph. While conventional adaptive optics observations would be possible, their contrast performance is inferior to that of coronagraphs. Third, Bowler et al. (2015) found that the next significant improvement in contrast ratio came at Δθ = 300 mas, where it increased to about ΔK = 11 mag. See their Figure 3.

This comparison makes it clear that very little can be accomplished with current instruments for many decades. Long before this time, next-generation extremely large telescopes (ELTs) will come on line. Because planet imaging is a major driver for these projects, it is likely that they will mount coronagraphs. To be specific, we will consider that these are operational in 2032, i.e., when Δθ = 83 mas. Scaling to the experience of Bowler et al. (2015), we estimate that the 39 m European ELT (EELT) will achieve ΔK = 11 mag of contrast at Δθ = 300/3.9 = 77 mas. That is, it could probe for putative bulge hosts down to K = 24.7, i.e., MK = 9.7, which is below the bottom of the main sequence. While, as mentioned above, the source star is too faint for the Keck coronagraph, the magnitude limit for an EELT coronagraph should increase by $5\mathrm{log}(39/10)=3.0\,$ mag, even without further improvements in instrument design. Thus, it is plausible that an EELT coronagraph could probe for hosts down to the bottom of the main sequence.

We note that several other FFP candidates have favorable characteristics for EELT observation, including OGLE-2012-BLG-1323, KMT-2017-BLG-2820, OGLE-2016-BLG-1928, and OGLE-2016-BLG-1540, which will have separations of Δθ = 112, 128, 138, and 168 mas, respectively.

7.3. Future FFP Statistical Studies

In Section 6, we have presented a detailed outline of a statistical approach to measuring the relative frequency of FFPs compared to stars and brown dwarfs. Our approach has two main features. First, it uses the θE distribution, which is a more robust measure of lens mass than the tE distribution. Second, we focus on events with giant sources, which are more likely to yield the finite-source effects needed to measure θE and have a number of other practical advantages (described in Section 6).

We apply this method to the 2019 season as a case study to identify and explore any unexpected challenges in this approach. We derived a sample of 43 giant-source events from the KMT event database, which was based on the union of events found by AlertFinder and EventFinder, together with a supplemental search using a version of EventFinder that was tuned to giant-source-star events with finite-source effects. We found that 13 were FSPL events, implying that they yielded measurements of ρ and so θ*, θE, and μ. We found a factor of 6 gap in θE between the two FFP candidates and the 11 other events. The cumulative distribution of the latter (Figure 9) is consistent with being linear in $\mathrm{log}{\theta }_{{\rm{E}}}$. That is, ${dN}/d\mathrm{log}{\theta }_{{\rm{E}}}\,\sim \,$const.

Figure 9.

Figure 9. Cumulative distribution of log Einstein radii $\mathrm{log}{\theta }_{{\rm{E}}}$ for 13 giant-star FSPL events from 2019. The cumulative distribution is consistent with linear for θE ≳ 30 μas, i.e., a flat differential distribution. Because $M\,=0.0069\,{M}_{\odot }{({\theta }_{{\rm{E}}}/30\mu \mathrm{as})}^{2}/({\pi }_{\mathrm{rel}}/16\,\mu \mathrm{as})$, this uniform-in-log distribution corresponds to a wide range of stellar and brown dwarf masses. The sudden plateau below θE < 30 μas may reflect a real absence of lower-mass objects. However, the apparent excess events (within this "desert") at θE ∼ 5 μas cannot be used to make inferences about FFPs due to publication bias.

Standard image High-resolution image

We emphasized at the outset (and we repeat here) that no scientific conclusions about FFPs can be drawn from this sample because it was motivated by an apparently "large number" (i.e., two) of FFPs during the 2019 season and so suffers from publication bias. In addition, to draw statistical conclusions about FFPs, one would have to study the selection function of low-θE events in the underlying KMT database. As θE is reduced, an FSPL light curve will become dominated by finite-source effects rather than the Paczyński curve. Thus, the EventFinder and AlertFinder algorithms (built for PSPL curves) will eventually fail to identify the events as potential microlensing. And, even before that happens, the operator may fail to correctly classify the event as microlensing. Application of this approach to the full KMTNet sample and a more detailed characterization of the selection function (e.g., through an injection-recovery test) will be the subject of future work, which is already underway (e.g., Ryu et al. 2021).

However, neither of these concerns weighs heavily for the sample of larger θE events. Of these 11 events with FSPL effects, all were found by EventFinder, and all but three (KMT-2019-BLG-2528, KMT-2019-BLG-2800, and KMT-2019-BLG-2555) were found by AlertFinder. The first of these occurred in "preseason" data, long before AlertFinder started 2019 operations. The second peaked at HJD' = 8,759, i.e., October 2, 27 days after AlertFinder had ceased operations. The third event peaked at HJD' = 8,581, i.e., April 7. This was 11 days after AlertFinder began 2019 operations, so this event should have been found. Nevertheless, the failure rate for these events, which are typically both bright and relatively high-magnification, is low. So the chance that they would be missed by both search algorithms or lie in the fraction of the season where they were only searched by EventFinder and missed is also low. Furthermore, all of the FSPL events were rediscovered by the special supplemental search that we carried out, except for the two that were excluded from this search because they had teff > 5 days (and so were expected to be easily detected in the regular searches). The first concern (publication bias) also does not apply to this subsample of 11; almost nothing was known about the subsample prior to undertaking this investigation.

We prefer to wait for a larger, multiseason sample of the higher-θE events before undertaking a systematic investigation. However, here we would like to point out two robust features of the 2019 sample. First, the fact that the θE distribution is approximately uniform in $\mathrm{log}{\theta }_{{\rm{E}}}$ implies that lens mass distribution is consistent with being uniform in $\mathrm{log}M$. As we have emphasized, the event rate for FSPL events is directly proportional to their frequency. Hence, future statistical studies on a larger sample could probe this mass function.

Second, the paucity of lenses with θE ≲ 30 μas appears to be real. The first two events above this gap (KMT-2019-BLG-0703 and KMT-2019-BLG-2555) are bright, relatively high-magnification events that were easily selected for inspection by the EventFinder algorithm and easily recognizable as microlensing in the completed-event visual inspection. Events like these are not likely to escape detection. Hence, this gap in the θE distribution could reflect a dip in the mass function of isolated objects. A larger statistical sample will clarify this. Even better would be to directly measure masses for FFPs from a combination of θE from finite-source effects and πE from satellite parallaxes (Gould et al. 2021). The experience gained now from FSPL searches is essential to planning such endeavors.

7.4. FFPs or Wide-orbit Planets?

The main caveat with searches for microlensing FFPs is that, generally, one cannot be certain from the microlensing light curve alone that a planetary-mass lens is truly isolated. There are several ways to investigate whether or not the planetary-mass lens population is free-floating as opposed to having host stars at large separations (Ryu et al. 2021 also discussed this issue in detail). First, one can investigate the continuum of planets with increasing s (e.g., Poleski et al. 2018, 2021) to see if this population is consistent with being an extension of the known population of bound planets. Second, the situation should be much clearer for the FFP-candidate population probed by Roman (Johnson et al. 2020), because Roman will have FFP events with dwarf sources and will also often have a sufficiently high resolution to resolve out unrelated blends. Hence, Roman FFP candidates will either have detections of excess light due to a host star or much stronger limits on such light.

Third, the FFP candidates identified from ground-based FSPL events can be followed up using high-resolution imaging to search for host stars, as discussed in Section 7.2 for KMT-2019-BLG-2073. Because μrel is directly measured for FSPL events, the separation between the lens and source can be predicted as a function of time. Hence, once enough time has passed, high-resolution imaging can be used to search for the flux from a host star. This ability to search for host stars is another major advantage of a θE-based study over one based on tE (for which μrel is unknown, so it can be difficult or impossible to definitively associate or exclude a given source with the event).

There are two caveats. First, the larger the separation of the lens and source, the more likely it is for an unrelated star to lie at the expected separation from the source. Second, if the planet is on a very wide (e.g., 1000 au) orbit, the host star will be sufficiently displaced from the lens to distort the measurement.

However, both of those caveats can be overcome simply by taking two epochs of high-resolution imaging. This will show that the magnitude of the proper motion matches that expected from the microlensing light curve. Furthermore, as discussed in Ryu et al. (2021), it can distinguish between planets in Kepler-like (∼100 au) and Oort-like (∼1000 au) orbits because, while the magnitude of the host proper motion will be correct, the direction will be displaced from the direction of the source in proportion to the semimajor axis (see also Gould 2016).

Work by A.G. was supported by JPL grant 1500811. This research has made use of the KMTNet system operated by the Korea Astronomy and Space Science Institute (KASI), and the data were obtained at three host sites of CTIO in Chile, SAAO in South Africa, and SSO in Australia. Work by C.H. was supported by grants of the National Research Foundation of Korea (2017R1A4A1015178 and 2019R1A2C2085965).

Footnotes

  • 12  

    Note that this exercise should not be mistaken for an estimate of light from a putative host. It simply considers the maximum impact one might have on the interpretation of the source.

  • 13  

    The baselines systematically differ as a natural consequence of the fact that the 2L1S model has a long, ∼100 day low-amplitude bump, which is not seen in the data, so the model automatically depresses the baseline flux to minimize χ2.

  • 14  

    There were also 969 EventFinder events that were missed by AlertFinder. However, this shortfall is to be expected because AlertFinder did not operate in the wings of the 2019 season, does not fit data from the falling part of the light curve, and does not simultaneously fit data from overlapping fields.

  • 15  

    In fact, Kim et al. (2018b) fit to two variants of the two-parameter models, the original Gould (1996) "high-magnification" (u0 = 0) model and a second "low-magnification" (u0 = 1) model. Kim et al. (2018b) showed that for perfect data, these provide remarkably similar fits over the ±5 teff baselines that they modeled. However, these two variants can differ in their response to imperfect data, leading to different Δχ2 and, more importantly, different automated displays. This will be important below.

  • 16  

    As discussed below, about 60% of the catalog stars come from the OGLE-III catalog (Szymański et al. 2011), and the great majority of the remainder come from the DECam catalog (Schlafly et al. 2018). The changeover occurred in 2017, after processing the OGLE-III stars and before processing the DECam stars.

  • 17  

    When there are no i-band source fluxes tabulated by Schlafly et al. (2018), a more complex procedure is applied to estimate Icat. However, a giant would have to suffer extreme extinction and hence have nearly unusable photometry to be lacking an i measurement.

  • 18  

    In fact, while FFP candidate OGLE-2019-BLG-0551 (Mróz et al. 2020) was recovered by AlertFinder as KMT-2019-BLG-0519, it was not recovered by EventFinder for two distinct reasons. First, it failed the ${\rm{\Delta }}{\chi }_{{\rm{P}}{\rm{a}}{\rm{c}}{\rm{z}}{\rm{y}}{\rm{n}}{\rm{s}}{\rm{k}}{\rm{i}}}^{2}\gt 500$ test (despite having ${\rm{\Delta }}{\chi }_{{\rm{G}}{\rm{o}}{\rm{u}}{\rm{l}}{\rm{d}}}^{2}\gt 2000$). This was the motivation for eliminating the ${\rm{\Delta }}{\chi }_{{\rm{P}}{\rm{a}}{\rm{c}}{\rm{z}}{\rm{y}}{\rm{n}}{\rm{s}}{\rm{k}}{\rm{i}}}^{2}$ cut from the giant-star special search. But, in addition, the display of the best (i.e., u0 = 0) Gould (1996) fit really does not look like microlensing and was rejected by the operator despite relaxed standards for the initial trial of the giant-source special search. However, the displays derived from both the u0 = 1 Gould (1996) fit and, especially, the Paczyński (1986) fit both look like "obvious microlensing." This motivated the expanded display.

  • 19  

    However, the situation is qualitatively similar for KMT-BLG-2019-2073. See Section 4.

  • 20  

    As analyzed in the discussion of Table 4, all of the events obey μrelμthresh, so the automated selection of candidates for review is not seriously impacted by inaccurate input parameters in this respect. In any case, as shown in that discussion, the μthresh boundary is set very conservatively, so that even this rare error would result in deselection of very few viable candidates.

  • 21  

    The interactive site http://mill.astro.puc.cl/BEAM/calculator.php does not quote errors for AK but typically quotes σ[E(JK) ≳ 0.1]. By our empirical estimate, σ(AK ) ∼ 0.03 is several times smaller.

  • 22  

    It is actually a low-level variable, but the microlensing signal already substantially exceeded the level of source variability.

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10.3847/1538-3881/abfc4a