1. Introduction
COVID-19 exhibits a diverse range of clinical manifestations, including general neurological symptoms [
1]. Furthermore, cognitive impairment can occur after COVID-19, either in the acute or chronic phases, regardless of COVID-19 clinical severity [
2,
3]. Subsequently, cognitive manifestations after the acute and subacute phases of the disease began to be reported even in patients with mild or asymptomatic forms of the disease. Such manifestations can generally occur with other symptoms, such as fatigue and sleep disorders, in a condition that has been called Long-COVID-19 [
4]. In this sense, Brutto et al. evaluated outpatients with mild cases of the disease six months after infection and, using the MoCA, showed a decline in 21% of patients compared to data from the same patients before the pandemic [
3].
Previous publications have suggested a possible role of
APOE in conferring protection or risk of more severe clinical manifestations of COVID-19, with similar physiopathology processes already described in Alzheimer’s disease (AD) [
5,
6,
7]. Kuo et al. linked more severe COVID-19 in subjects with the ε4 allele of the
APOE gene. The authors of this study hypothesized that this finding might be related to the high level of expression of
APOE genes together with angiotensin-converting enzyme 2 (ACE-2) in the alveolar cells of the lungs [
6]. Another group of researchers studied 249 volunteers with an average age of 49 years and evidenced the E2 allele’s protective role against more severe COVID-19 clinical conditions [
5]. Similarly, Zhang et al. evaluated 142 patients with COVID-19 and found that those with
APOE E4 had elevated inflammatory factors [
8]. In another study, Zorkina et al. did not find any influence of the baseline serological status for COVID-19 and the
APOE gene polymorphism on cognitive rehabilitation in a sample of individuals over 65 years old measured through changes in Mini-Mental State Examination (MMSE) scores [
9]. This association is significant, as the same allele confers a higher risk of sporadic Alzheimer’s disease (AD) [
10]. An article published with the preliminary results of our study did not reveal an association between cognitive impairment and
APOE [
11].
Thus, the possible post-COVID-19 cognitive decline and the relationship between the
APOE polymorphism and post-COVID-19 severe and cognitive conditions raise concerns regarding the subsequent development of neurodegenerative diseases, such as Alzheimer’s disease [
12]. This research aimed to ascertain the link between Long-COVID-19-related cognitive impairment and
APOE gene polymorphism in a larger sample of outpatients in a public university hospital IN Northeast Brazil.
3. Results
Two hundred forty-one individuals were screened, of which 22 were disqualified (10 for lack of neurological symptoms, 10 for testing negative for COVID-19 in the tests, and two for being unable to submit to the application of the batteries) (
Figure 1). Two hundred nineteen patients were finally included in the study, of which 186 provided blood samples for
APOE genotyping, and all the following analysis was conducted. The evaluation of patients occurred approximately 4.5 months after their COVID-19 diagnosis.
Table 1 provides a descriptive overview of the patients’ attributes. Women prevailed (64.8%), the mean age was 46.4 years (SD = 14.5), and most had more than eight schooling years (80.4%). Most patients (74.9%) were not hospitalized during the acute phase of the disease, and only a small percentage had a severe clinical condition requiring ICU admission (5.4%). The main complaint reported by one hundred forty-three patients (65.3%) was memory impairment. Nevertheless, this concern was validated through objective screening tests in 36 patients (16.4%). We identified new cases of dementia or the deterioration of existing dementia in 4.9% of the total sample among patients with cognitive impairment, with a mean age of 69.8 years observed in these patients. Thirty-eight patients (17.1%) had depression, six were diagnosed using the GDS, 32 using the Beck inventory, and 57 (25.7%) had persistent anxiety symptoms.
Table 2 compares sociodemographic, clinical, and post-COVID-19 symptom characteristics between the groups with dementia, MCI, DCS, and normal. The dementia group had a higher mean age than the others (69.8 years;
p < 0.001).
Table 3 compares sociodemographic and clinical characteristics and post-COVID-19 symptoms between groups with cognitive decline (CD) and normal. There was no difference between the groups regarding depression. The cognitive decline group had a higher frequency of anxiety symptoms than the normal group (30.8 vs. 17.1%, respectively,
p = 0.028). The CD group also showed a higher frequency of sleep disorders than the normal group (35.7 vs. 17.1%, respectively,
p = 0.004). There was no significant difference in the patients’ cognitive status regarding schooling or hospitalization. The cognitive decline group was older than the normal group (48 vs. 43 years,
p < 0.001).
Table 4 reveals that the most prevalent
APOE genotype was ε3/ε3, accounting for 65.9% of cases, with the ε3 allele predominating (96.7%). In the second place, the ε3/ε4 genotype represented 23.2% of all cases, while the ε4 allele was found in 25.9% of instances. The group experiencing cognitive decline exhibited a higher frequency of the
APOE ε4 allele than the normal group (30.8% vs. 16.4%, respectively,
p = 0.038) (
Table 5). Additionally, the presence of the ε4 allele emerged as an independent risk factor for cognitive decline, with an odds ratio of 2.33 (
Table 6). Furthermore, anxiety symptoms remained statistically significant even after multivariate analysis, with an odds ratio of 3.75 (
Table 6). The MMSE and ACE-R scores according to the patients’ age group are shown in (
Table 7). Regarding the comparison of the scores of the tests applied between the groups with dementia, MCI, DCS, and normal, the dementia group had worse scores in the MMSE, total ACE-R, and all sub-items, besides higher scores in the Pfeffer and CDR (
supplementary material). A comparison of the test scores applied between the normal and cognitive decline groups revealed no difference (
Tables S1–S3). In comparing the test scores applied between the groups with and without cognitive decline (CD), the CD group had lower MMSE, total ACE-R, and ACE-R sub-item scores (
Tables S4 and S5). A comparison of
APOE genotyping and its haplotypes between dementia, MCI, DCS, and normal groups revealed no difference between groups (
Table S6). The comparison of genotyping and
APOE alleles between groups with and without cognitive decline showed no differences (
Table S7).
4. Discussion
This study examined a group of outpatients experiencing post-COVID-19 neurological symptoms. Cognitive alterations were the primary concern, even in mild cases. Moreover, the ε4 allele was more frequent in the cognitive decline group. Furthermore, sleep disorders and anxiety symptoms were more common in the cognitive decline group. Our study found a higher, statistically significant frequency of the
APOE ε4 allele in the cognitive decline group than in the normal group, and the
APOE ε4 allele was an independent risk factor for CD. We speculate that this different result derives from the increase in participants and, mainly, that this new study grouped patients with MCI, SCD, and dementia under the term CD, allowing us to compare patients with cognitive complaints versus those without. To date, the studies that cited
APOE’s participation in the COVID-19 manifestations have focused on clinical manifestations, and few studies are showing the role of
APOE polymorphism in the genesis of post-COVID-19 cognitive manifestations [
5,
6]. Kuo et al., for instance, compared the
APOE gene polymorphism with COVID-19 infection by logistic regression in a cohort of 622 participants in the United Kingdom and showed that patients with the ε4/ε4 genotype were more likely to be infected by COVID-19 (OR = 2.31, 95% CI: 1.65–3.24,
p = 1.19 × 10
−6) regardless of history of diabetes, cardiovascular disease, or dementia [
6]. Furthermore, Espinosa-Salinas et al. used multiple comparison tests and investigated the association between the
APOE gene polymorphism and the risk of COVID-19 infection, documenting a protective effect of the ε2 allele (OR: 0.207; CI: 0.0796, 0.538;
p = 0.001) [
5].
Our study also found a higher frequency of sleep complaints and anxiety symptoms in the CD group. Patients with sleep complaints may have a higher frequency of DCS and a higher frequency of anxiety symptoms, as previously reported by Jessen et al. [
13]. Moreover, sleep disorders, such as insomnia or excessive sleepiness, may accompany Long-COVID-19 [
17].
Several hypotheses regarding the genesis of cognitive symptoms after COVID-19 have been formulated, including ischemic brain changes, endothelial injury, and inflammatory reactions [
18,
19]. This last finding is relevant, as microglial inflammation is associated with Alzheimer’s [
20]. Concerning Alzheimer’s, there is evidence that the ε4 allele of
APOE stimulates brain amyloidogenesis via increased production more than the other isoforms of
APOE and increases tau hyperphosphorylation under stress [
21]. Furthermore, a vital link can be created between our findings and recent pathophysiology findings related to neurologic COVID-19 symptoms and neurodegenerative diseases [
22,
23]. Crunfli et al. showed that post-COVID-19 neurological manifestations can be related to astrocytopathy [
22]. Moreover, animal models suggest that the
APOE ε4 allele may be to blame for microglial activation in the early stages of Alzheimer’s [
23]. Ramani et al. evaluated brain organoid neurons and revealed that exposure to SARS-CoV-2 induces stress, whose response leads to aberrant tau protein phosphorylation and apparent neuronal death [
24]. Yet Segev et al. provided evidence that the ε4 allele promotes memory impairment mediated by the integrated stress response [
25]. Zhang et al., using cell culture and animal models, evaluated the role of
APOE in the interaction of the spike protein of SARS-CoV-2 with ACE and subsequent entry into infected cells [
8]. These authors showed a possible protective role of
APOE concerning viral entry into cells, with a worse performance by the ε4 allele compared to the ε3 allele, probably due to the more compact structure of the ε4 allele and, therefore, to its fewer spatial interference in preventing the interaction between virus and cell [
8]. Furthermore, Chen et al. performed a meta-analysis to evaluate the interaction between APOE, the spike protein, and ACE. The authors showed that the APOE ε4 allele downregulates ACE2 protein expression in vitro and in vivo and consequently decreases the conversion of Angiotensin II to Angiotensin 1–7, which may introduce a potential mechanism by which
APOE ε4 is associated with COVID-19 severity [
26]. Lastly, Fernández-de-las-Peñas et al. found no association between the
APOE ε4 allele and the number of COVID-19 symptoms, despite having only included hospitalized patients [
27]. Through these findings, we can propose that the
APOE ε4 allele may contribute to the genesis of cognitive impairment in patients with long-term COVID-19 since it protects less against COVID-19 infection and stimulates a pro-inflammatory response in patients with COVID-19, reducing endothelial repair and antioxidant activity in these patients and inducing greater microglial activation. Furthermore, the possible development of cognitive impairment in patients with Long-COVID-19 who carry the
APOE ε4 allele raises concerns about the later development of neurodegenerative diseases (mainly Alzheimer’s), given the known role of such an allele as a risk factor for sporadic Alzheimer’s, corroborated by animal models that show its role in inducing cerebral amyloidogenesis.
Our study did not find a significant difference between the applied cognitive functionality and psychiatric assessment scales. Other authors have also reported this poor performance of brief cognitive screening batteries in post-COVID-19 cognitive assessment [
28,
29,
30]. Kumar Khanna et al. evaluated 284 patients in India, six months after infection, using the MoCA and found no global decline with that battery. They concluded by emphasizing the importance of a detailed neuropsychological assessment [
28]. In turn, Lynch et al. compared the performance of the MoCA with a neuropsychological assessment evaluating 60 post-COVID-19 patients, and the MoCA was 63.3% accurate in detecting some degree of reduced neuropsychological performance [
30]. While subjective, the complaints reported by patients in our study involved symptoms concerning the cognitive domains of attention, executive functions, and memory [
31]. Studies with more detailed cognitive assessments also found in this cognitive profile an impairment in these cognitive domains [
32,
33]. García-Sanchez et al. evaluated 63 patients with subjective cognitive complaints more than three months after COVID-19 infection with an extensive neuropsychological assessment, denoting that the most affected cognitive domains were attention, executive functions, and memory [
33]. Delgado-Alonso et al. examined 50 patients through a detailed neuropsychological evaluation, with a mean age of 51 years (SD = 11.65) and similar to our study, evaluated more than 6 months after infection, identifying attention, executive functions, and memory [
32]. In other studies, the most affected cognitive domain was memory [
34,
35]. This is important since the limbic structures, the epicenter of the cognitive domain of memory, can be affected by conditions associated with neuroinflammation [
36]. Likewise, memory complaints in patients with more severe clinical conditions may be caused by the hippocampus being sensitive to low oxygen concentrations [
37]. In this sense, Hosp et al. evaluated PET-FDG of the skull in patients in the acute phase of COVID-19 and showed limbic involvement associated with other brain structures [
38]. In two different publications, using PET-FDG of the skull, Hugon et al. evaluated patients with mild COVID-19 and subsequent Long-COVID-19 with impaired memory, attention, and executive dysfunction, pointing to hypometabolism in the pons in three cases and the cingulate cortex in another two cases [
39,
40]. The pons and the anterior cingulate are structures whose injuries can cause executive dysfunction, thus being a possible anatomical substrate responsible for part of the cognitive symptomatology in patients with Long-COVID-19 [
31].
Older adults were more susceptible to severe COVID-19 manifestations throughout the pandemic, which also puts this population at risk of cognitive decline after such more clinically severe conditions and also after hospitalization [
41]. However, our study did not find any influence of age on the cognitive complaints identified, which may be due to a relatively young mean age in our sample and because most of our sample comprised patients with mild and outpatient conditions.
Our study found a trend towards an inverse relationship between cognitive impairment and anosmia, which disagrees with other studies. Cristillo et al. found a direct association between cognitive impairment and olfactory disorders in patients with COVID-19. However, in an older population, it likely signaled a marker of brain aging similar to that found in other studies [
42]. Finally, our study found no associations between cognitive impairment and headache. Notwithstanding this, the association between headache and cognitive impairment can be found in patients after the acute phase of COVID-19 [
43].
Furthermore, the origin of cognitive complaints may be due to psychiatric disorders [
44]. Likewise, depressive symptoms are commonly associated with cognitive complaints, as in SCD [
13]. In our study, individuals with cognitive decline did not have a higher frequency of depression. Ishmael et al. evaluated patients with mild COVID-19 and showed that 26.2% of patients persisted with depressive symptoms two months after infection [
45]. Likewise, the impact of the disease on patients’ quality of life may contribute to depressive symptoms [
46].
Our study has some significant limitations. First, there was no control group. Second, we only included patients with neurological symptoms who came to us after an announcement in social media and the media, which indicates a selection bias. Third, we have yet to have a previous cognitive assessment of patients. Furthermore, we have not had a previous cognitive assessment of the patients. Also, the results represent data for a single country. Moreover, the gold standard for classifying patients into MCI or SCD involves a detailed neuropsychological assessment rather than the method used in this study, which is only through cognitive screening tests and targeted anamnesis. It is also crucial to assess how cognitive symptoms will behave after treatment for depression in those patients with this diagnosis. Furthermore, the presence of anxiety symptoms was more frequent in patients with CD, but this complaint was not evaluated on any objective scale. It is also important to point out the additional limitation of not having differentiated the complaints between those reported voluntarily and those who were questioned by the researcher, since the voluntary reporting of complaints may denote a more significant impact on the patient’s life. Likewise, the fact that the ε4 allele correlates with memory impairment associated with the lack of a control group in our study prevents us from determining the direct causal role of Long-COVID-19 in the cognitive manifestations of those carrying this allele. Finally, there was no neuroimaging evaluation, hindering associations between complaints and radiological correlations.
One of our study’s main strengths is the assessment of patients after the acute phase of the disease. Moreover, our sample consisted of young patients with a high level of education, factors linked to greater cognitive reserve, mild forms of the disease, and after the acute/subacute phases of the disease, allowing us to show persistent symptoms even in this population [
47]. Post-COVID-19 cognitive manifestations in patients with mild forms and high cognitive reserve suggest a significant and greater direct role of COVID-19 as a causal factor. Furthermore, grouping patients with dementia, MCI, and SCD under the term CD showed the high frequency of cognitive complaints in the same way that it valued the subjective complaints brought by patients, which motivated the search for care, which was important since the subjective cognitive complaints reported during the pandemic were not initially valued. However, such complaints were later objectively confirmed, primarily when evaluated by a detailed neuropsychological assessment [
33]. Moreover, the analysis of the
APOE polymorphism and possible associations with cognitive symptoms is unprecedented in the literature and strengthens our study.
Our study contributes valuable insights into patients experiencing cognitive issues following COVID-19. We observed that cognitive complaints are prevalent among COVID-19 patients, persisting even after the acute phase and in mild cases. Notably, the ε4 allele was more common in the group with cognitive decline. Long-term monitoring of these patients is crucial to ascertaining the persistence of this cognitive impairment over time. Additionally, conducting comprehensive neuropsychological assessments is essential for thoroughly characterizing subjects with subjective cognitive decline (SCD) or mild cognitive impairment (MCI) and for identifying the most affected cognitive domains. Lastly, it is imperative to explore neurodegenerative disease biomarkers in cerebrospinal fluid or plasma among those with cognitive impairment, linking COVID-19 to the initiation or progression of neurodegenerative disorders [
48].