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Publicly Available Published by De Gruyter December 22, 2018

Chronic pain after bilateral thoracotomy in lung transplant patients

  • Pernille L. Petersen EMAIL logo , Pia Bredahl , Michael Perch , Christian H. Møller , Nanna B. Finnerup and Lone Nikolajsen

Abstract

Background and aims

The relative contribution of patient-related factors and intraoperative nerve damage for the development of chronic pain after surgery is unclear. This study aimed to examine chronic pain after bilateral thoracotomy. We hypothesized, that individual patient-related risk factors would be important resulting in an intraindividual uniformity of pain and hyperphenomena between the two sides of the thorax.

Methods

Twenty patients who had undergone lung transplantation via bilateral thoracotomy 6–12 months previously were included from the Danish Lung Transplant program, Rigshospitalet, Denmark, from October 2016 to August 2017. All patients answered questionnaires about pain in and around the scar, completed the Neuropathic Pain Symptom Inventory, and underwent bedside examination for hyperphenomena (brush- and cold-evoked allodynia, pinprick hyperalgesia) and pinprick hypoalgesia.

Results

Nine patients reported spontaneous pain bilaterally, five patients had pain on one side only, and six patients had no pain. Hyperphenomena were present on both sides of the thorax in 13 patients, on one side in four patients, and three patients had no hyperphenomena. The intraindividual uniformity of pain (p=0.029) and hyperphenomena (p=0.011) between the two sides of the thorax suggests that patient-related factors play an important role in the development of chronic pain.

Conclusions

The results of the present study provide support for the hypothesis of an individual predisposition for the development of chronic pain after thoracotomy.

Implications

Patient-related risk factors contribute to the development of chronic pain after thoracotomy. This result most likely can be transferred to chronic pain after other surgical procedures and therefore help us understand risk factors for chronic pain after surgery.

1 Introduction

Chronic pain after surgery is a possible outcome of many common surgical procedures, with incidence rates varying from 5 to 85% dependent on the type of surgery [1], [2], [3], [4]. Considering the large number of surgeries performed worldwide each year, persistent postsurgical pain constitutes a major health issue and is, not surprisingly, scheduled to be included in the upcoming version of the International Classification of Diseases, 11th Revision (ICD-11) [5].

Several risk factors for chronic postsurgical pain have been identified. These include patient-related factors such as young age, female gender, pain genetics, pre-existing pain in the surgical area or elsewhere and psychosocial factors such as anxiety, depression, stress, and poor social support. Other risk factors are surgery-related and include the type, extent and duration of surgery, intraoperative nerve damage, and the severity of acute postoperative pain [6], [7].

Thoracotomy is one of the surgical procedures that are most often followed by persistent pain with a reported prevalence of up to 60%. Intercostal nerve injury caused by sectioning or compression of the intercostal nerves by rib retractors during surgery has been suggested to be the major risk factor for chronic pain after thoracotomy [8], [9], [10], [11]. In fact, studies using neurophysiological methods have demonstrated nerve impairment during and 1 month after thoracotomy [12], [13] and in the study by Benedetti and co-workers there was a correlation to pain [13]. Likewise, Miyazaki and co-workers showed a relationship between pain and perception thresholds to electrical stimulation 4 and 12 weeks after surgery [14]. On the contrary, another study found no relation between nerve damage as assessed by intraoperative nerve conduction and pain after 3 months [15]. Moreover, in a recent comprehensive study of 20 patients with and 20 patients without pain, signs of nerve damage was found on the operated side in all patients regardless of pain status, suggesting that other factors than nerve damage are involved in chronic pain after thoracotomy [16].

Thus, an important question remains unanswered: does patient-related risk factors play a role for the development of chronic pain after thoracotomy or is intraoperative nerve damage the major pathogenetic factor?

We therefore decided to carry out a comprehensive study in which patients were examined thoroughly on both sides of the thorax following bilateral thoracotomy for lung transplantation.

Bilateral thoracotomy represents a unique opportunity to study the contribution of patient-related factors and intraoperative nerve damage in the generation of chronic post-thoracotomy pain.

We hypothesized that patient-related factors would constitute major risk factors for the development of chronic pain, resulting in an intraindividual uniformity of pain and hyperphenomena between the two sides of the thorax.

2 Methods

Twenty patients were recruited from the Danish Lung transplant program, Rigshospitalet, Copenhagen, Denmark, from October 2015 to August 2017. Inclusion criteria were lung transplantation performed via bilateral thoracotomy 6–12 months earlier, age >18 year, and informed written consent. Exclusion criteria were cognitive impairment and very poor general health condition. A letter with information about the study was sent to the patients prior to one of the planned follow-up visits. If patients consented to participate in the study, they completed a pain interview and questionnaires and underwent bedside sensory testing at the next visit. Relevant medical and surgical data of the patients were derived from their medical records. All patients gave informed written consent. The study was waivered by the Regional Ethics Committee (H-15012550) and approved by the Danish Data Protection Agency (ID: 201614 no. 04360).

2.1 Pain assessment

For each side of the thorax, patients completed the Neuropathic Pain Symptom Inventory (NPSI), which contains 12 questions about neuropathic pain characteristics [17]. Patients also answered questions about the frequency of pain in and around the scar during the last week (present constantly, every day, with days interval, no pain) and intensity of pain during the last week and at present at rest, using a numeric rating scale (NRS) from 0 to 10. In addition, without distinguishing between the two sides of the thorax, patients answered questions about the impact of pain in and around the scar on daily activities (no impact, light, moderate, high, very high), sensation of pain elsewhere, and analgesic consumption. Pain catastrophizing was assessed by means of the 13-item Pain Catastrophizing Scale (PCS), which measures thoughts and feelings when experiencing pain [18]. Elements of the PCS include scores of magnification, rumination, and helplessness. Together, these elements provide an overall score of catastrophizing (each item on a scale from 0 to 4, with a maximal score of 52).

2.2 Bedside sensory testing

The same two examiners (PLP, PB) carried out all the testing, which took place in a quiet room with a temperature of 22–23°C with the patient lying relaxed in a comfortable position. Brush-evoked allodynia was assessed by lightly stroking the thoracic wall using a brush (SENSELab™ Brush 0.5; Somedic AB, Hörby, Sweden), which was moved from outside the affected area along eight different lines converging towards the center. Pinprick hyperalgesia, pinprick hypoalgesia (a reference value for pinprick was obtained from a control area in the anterior part of the thorax), and cold allodynia were determined in the same manner using a a monofilament (Touch Test™, 60 g, Stoelting Co., Wood Dale, IL, USA) and a cold thermal roller at 20oC (Somedic AB, Hörby, Sweden), respectively. If present, areas of spontaneous pain, brush- and cold-evoked allodynia, pinprick hyper- and hypoalgesia were mapped on the patients and transferred to a transparent paper, and the area was calculated in square centimetres. Intensities of evoked pain were recorded on the NRS. Scar lengths were also measured.

2.3 Surgical procedure, anesthesia, and pain management

Surgery was performed via bilateral thoracotomy. With the patient in a lateral decubitus position, a posterolateral thoracotomy was performed through the fifth intercostal space or alternatively intercostal space 6. Both the latissimus dorsi muscle and serratus anterior muscles were divided. The intercostal muscle was freed using electrocautery and a chest retractor was inserted. The recipient lung was removed and the donor lung was sewn in. First, the bronchial anastomosis was done on both the membranous wall and on the cartilaginous wall. Second, the pulmonary artery anastomosis was performed. Finally, the left atrial anastomosis was performed. Two 28 F chest tubes were inserted into the pleural cavity before closure. Afterwards, the patient was turned around and an identical procedure was performed on the other side of the thorax.

Prior to anesthesia, a thoracic epidural catheter was inserted at Th 5/6 or alternatively Th 6/7 with the loss of resistance technique. General anesthesia was then induced with fentanyl, midazolam, propofol, and cisatracurium and maintained with remifentanil, propofol, cisatracurium intravenously, and a continuous epidural infusion of bupivacaine with bolus doses as required. Postoperatively, pain was managed with an epidural infusion of bupivacaine for a maximum of 5 days and an oral regimen of modified-release paracetamol, extended-release oxycodone hydrochloride, and pregabalin, supplemented with oral or intravenous oxycodone as required.

2.4 Data analysis and statistics

Statistical analysis was performed using Stata version 12 (StataCorp, College Station, TX, USA) and SPSS version 20, Chicago, IL, USA). Data with normal distribution were presented as mean and standard deviation (SD). Data that did not follow normal distribution were presented as median and ranges. Scar lengths on sides with or without pain were compared with the Mann-Whitney test for unpaired data.

The χ2 test for Hardy-Weinberg equilibrium was used to test for no intraindividual uniformity between the two sides as regards the presence or not of spontaneous pain and hyperphenomena (brush- and cold-evoked allodynia, pinprick hyperalgesia) and hypoalgesia. We calculated Spearman’s correlation coefficient for the within-patient comparison of side differences in reported pain intensity and area of evoked pain. Differences in the maximal area of evoked pain on the two sides of the thorax and differences in reported average pain intensity over the past week on the two sides of the thorax in the individual patient were used for calculation. A positive association would indicate an association between reported pain intensity and area of evoked pain.

The primary outcome was the presence of any pain (i.e. NRS>0) located to the thoracic scar area (bilateral, unilateral pain, or no pain). Secondary outcomes were the presence of moderate to severe pain located to the thoracic scar area (i.e. NRS≥3) and the presence of any hyperphenomena (i.e. either brush and/or cold allodynia and/or pinprick hyperalgesia). Also, the presence of each of the three hyperphenomena and the presence of hypoalgesia were calculated separately.

3 Results

3.1 Patients

Twenty-two patients were approached for participation in the study. Two patients were not included: one did not understand Danish and one did not want to participate. Thus, 20 patients answered pain questionnaires and underwent bedside sensory testing 6–12 months after bilateral thoracotomy (see Table 1 for baseline characteristics). Lung transplantation was performed because of pulmonary fibrosis (n=6), alpha-1 antitrypsin deficiency (n=3), cystic fibrosis (n=3), chronic obstructive lung disease (n=3), lung emphysema (n=2), allergic alveolitis (n=1), childhood infectious lung disease syndrome (n=1), and sequelae following a gas explosion (n=1). Complications occurred in eight patients and included transplant rejection (n=3), diaphragmatic paralysis (n=2), infection (n=2, Epstein Barr virus/Aspergillosis), scar herniation (n=1), and reoperation for costal fracture with lung herniation (n=1). Four of the complications were unilateral. As can be seen from the descriptions below there seems to be no relation between complications and pain and hyperphenomena: one patient was re-operated on the right side because of costal fractures and herniation only on the right side, 10 months after he had severe pain bilaterally and hyperphenomena were similar on the two sides. One patient had a hernia on the left side (no reoperation), 6 months after she had no pain on either side of the thorax and similar objective findings on the two sides of the thorax. One patient had a right sided paresis of the diaphragm, 6 months postoperatively he had no pain on either side of the thorax, and minimal objective findings on both sides of the thorax. One patient had a left sided paresis of the diaphragm, 6 months after he had moderate pain on the left side but no hyperphenomena on this side.

Table 1:

Patient characteristics (n=20).

Sex (M/F) 12/8
Age (year) 50.2 (12.2)
Height (cm) 173.8 (10.8)
Weight (kg) 78.0 (20.7)
PCS 1 (0–45)
Pain problems elsewhere (yes/no) 15/5
Daily consumption of analgesics (yes/no) 9/11
Complications (yes/no) 8/12
  1. Data are presented as mean (SD) or number.

  2. PCS (Pain Catastrophizing Scale) is presented as median (range).

3.2 Pain characteristics

Table 2 summarizes the pain characteristics. Nine patients reported pain on each side of the thorax, five patients had pain on one side only (all on the left side), and six patients had no pain (pain defined as average pain intensity over the past week, i.e. NRS>0). Statistical analysis (χ2-test for Hardy-Weinberg equilibrium) showed an intraindividual uniformity of pain between the two sides (p=0.029). The same uniformity in pain was found when analysing data from patients with spontaneous pain ≥3 on the NRS: 5 with bilateral pain, 4 with unilateral pain, and 11 with either no pain or pain <3 on the NRS (p=0.012).

Table 2:

Description of thoracic pain.

Pain last week Right thorax 9 Left thorax 14
Pain intensity the past week, NRS 0–10, mean (SD) 3.6 (1.9) 3.2 (1.7)
Current pain intensity, NRS 0–10, mean (SD) 1.9 (1.8) 1.7 (1.7)
NPSI, n (% of those reporting pain)
 Burning spontaneous pain 2 (22) 3 (21)
 Pressing spontaneous pain 6 (67) 11 (79)
 Electric shocks 2 (22) 5 (36)
 Pricking/stabbing pain 5 (56) 7 (50)
 Pain provoked by light touch 3 (33) 5 (36)
 Pain provoked by pressure 6 (67) 11 (79)
 Pain provoked by cold stimulation 2 (22) 3 (21)
 Pins and needles/tingling 4 (44) 7 (50)

Nine patients consumed analgesics daily: seven patients because of thoracic pain only and two patients because of thoracic pain and pain elsewhere. Eight patients took opioids and three took pregabalin. Thoracic pain affected daily activities much (n=4), some (n=1), little (n=4), and not at all (n=5) in the 14 patients who reported thoracic pain. PCS scores were generally low (Table 1).

Scar length was median 22 cm (range: 16–32 cm; n=2×20) and did not differ between sides with pain [median 21 cm (range: 16–32 cm; n=21)] compared to sides without pain [median 19 cm (range: 19–32 cm; n=19)], p=0.226.

3.3 Sensory testing

As can be seen from Table 3, most patients had positive sensory findings. On the right side of the thorax 18/20 patients had either sensory loss or gain (8/9 with pain). On the left side, 19/20 had either sensory loss or gain (13/14 with pain). Hyperphenomena were present on both sides of the thorax in 13 patients, on one side in four patients, and three patients had no hyperphenomena. Statistical analysis showed an intraindividual uniformity of hyperphenomena between the two sides (p=0.011). The same applied when analysing brush-evoked allodynia (p=0.037) and pinprick hyperalgesia (p=0.026) separately, but not cold-evoked allodynia (p=0.094) and pinprick hypoalgesia (p=0.094).

Table 3:

Pain and sensory findings in 20 lung transplant patients 6–12 months after bilateral thoracotomy.

Right side of the thorax
Left side of the thorax
Pain (NRS, 0–10) Hyperphenomena
Hypo Pinprick Pain (NRS, 0–10) Hyperphenomena
Hypo Pinprick
Brush Cold Pinprick Brush Cold Pinprick
1 0 0 0 18 1 0 0 0 84
0 0 122 107 0 0 0 234 115 39
0 0 0 3 0 2 0 77 77 0
1 0 0 0 0 1 0 0 0 25
4 0 0 91 31 2 0 0 28 30
5 0 0 25 0 4 117 117 84 1
0 0 34 76 0 0 0 0 18 11
0 0 30 0 0 6 0 121 226 31
0 0 0 0 0 0 0 0 0 108
0 10 54 0 50 0 5 50 15 50
5 0 49 15 37 6 18 18 0 55
5 110 200 200 30 4 140 170 175 140
0 18 0 0 0 0 0 25 0 0
0 130 170 40 40 2 0 0 0 40
6 25 25 100 15 4 150 250 250 40
0 0 0 20 17 0 0 0 0 90
0 0 200 0 60 5 0 180 0 30
0 0 70 0 0 3 0 120 0 0
2 0 90 80 0 2 0 50 80 0
3 0 22 0 0 3 0 0 0 0
  1. Pain: average pain intensity over the past week.

  2. Hyperphenomena and Hypophenomena are presented as areas, cm2.

Within subjects, there was no correlation between the difference in average pain scores the past week between the sides of the thorax and the difference in the maximal area of hyperphenomena (brush- and cold-evoked allodynia and pinprick hyperalgesia) (Spearman’s rho=0.064, p=0.79) (Fig. 1) or the difference in the maximal evoked pain intensity (Spearman’s rho=−0.059, p=0.81) or the difference in the area of hypoalgesia (Spearman’s rho=−0.24, p=0.31), suggesting that within subjects there was no relation between patient-reported pain and evoked pain intensity or area of evoked pain or hypoalgesia.

Figure 1: 
            The relationship between differences in the maximal area of evoked pain on the two sides of the thorax (x-axis) and differences in reported average pain intensity over the past week on the two sides of the thorax (y-axis) for individual patients. Positive values indicate more pain/larger areas on the left side compared with the right side.
Figure 1:

The relationship between differences in the maximal area of evoked pain on the two sides of the thorax (x-axis) and differences in reported average pain intensity over the past week on the two sides of the thorax (y-axis) for individual patients. Positive values indicate more pain/larger areas on the left side compared with the right side.

4 Discussion

The present study aimed to study the contribution of patient-related and surgery-related factors for the development of chronic pain and hyperphenomena after thoracotomy by examining 20 patients, who had undergone bilateral thoracotomy. We found an intraindividual uniformity of pain and hyperphenomena between the two sides of the thorax, suggesting that patient-related factors and not only surgery-related factors are important for the development of chronic pain after thoracotomy.

Only few other studies have examined the uniformity of pain in other surgical models and to the best of our knowledge, we are the first to use the unique patient model of bilateral thoracotomy for the study of chronic pain after surgery. In a questionnaire study, Bruce and co-workers studied chronic pain in patients who had undergone cardiac surgery with sternotomy and saphenous vein grafting 28 months previously. Of the 1080 responders, 130 reported chronic chest pain only, 100 chronic post-saphenectomy pain only, and 194 pain at both surgical sites [19]. More recently, Streit and co-workers examined the uniformity of pain in 122 double amputees: 84 developed phantom pain in both limbs, 32 developed phantom pain in neither limb and only six patients developed phantom pain in one limb but not the other [20]. Thus, our results support the findings by others, suggesting that patient-related factors do indeed contribute to the development of chronic pain after surgery.

Prospective studies have suggested that patient related factors including genetic, psychological, and cognitive factors play a role the development of chronic post-thoracotomy pain and other postsurgical pain conditions [21], [22], [23]. In contrast, a recent paper studying predictors for the development of chronic pain after thoracic surgery found no association with preoperative demographic or psychosocial factors; but they reported an association between the degree of acute postoperative pain and development of chronic pain [24]. However, the study has been criticized for the relative small sample size and a large number of associations tested.

Several studies have suggested that intraoperative nerve damage caused by sectioning or compression of the intercostal nerves by rib retractors is a major risk factor for chronic pain after thoracotomy as described in the introduction section. Furthermore, in a systematic review of 281 studies on chronic pain after surgery, including 45 studies on chronic pain after thoracotomy, the pain was probable or definite neuropathic in 66% of cases, according to the neuropathic grading system proposed by the International Association for the Study of Pain [25], [26]. Thus, while chronic pain after thoracotomy is considered neuropathic in many cases, it is not clear why some patients develop pain while others do not. In the present study, almost all patients had sensory abnormalities based on bedside sensory testing in line with the high risk of nerve damage following thoracotomy. However, not all patients reported pain, and we did not see a clear relationship between sensory abnormalities and pain. Our study suggests that personal factors are important and may determine why only some patients with nerve damage develop neuropathic pain.

The absence of neuropathic pain after damage to the peripheral somatosensory nervous system is well-known. One study performed quantitative sensory testing in 13 patients with and 35 patients without chronic pain after video-assisted lobectomy and thoracotomy and found that thresholds to tactile and thermal stimulation were increased on the operated side compared with the contralateral side in all 48 patients [27]. Another study, in which 88 patients were examined 30 years. After thoracotomy in childhood, revealed increased tactile and pressure thresholds on the operated side, but again there was no clear relation between sensory findings and pain [28].

A few limitations of the present study must be considered. First, since lung transplantation is a rare procedure, only a low number of patients were examined. Second, the study did not register patients’ characteristics preoperatively and therefore the possible role of preoperative demographic or psychosocial factors for chronic postoperative pain cannot be evaluated. Third, the intensity of postoperative pain, including the quality of epidurals, was not recorded. It can be argued that this is an important limitation. Postoperative pain is associated with chronic pain after surgery and we cannot exclude that different levels of chronic pain on each side could have modified the results. However, the association is probably weak: in a recent multicentre study of 503 thoracotomy patients, the inclusion of moderate or intense pain at 24h postoperatively did not substantially improve the predictive value of a risk factor model for chronic pain [29].

In conclusion, despite the limitations listed above, we still believe that the results of the present study provide support for the hypothesis of an individual predisposition for the development of chronic pain after thoracotomy. This finding is not only of merely academic interest, as the results most likely can be transferred to chronic pain after other surgical procedures and therefore help us understand the mechanisms underlying chronic pain after surgery. Larger prospective studies with detailed recordings of modifiable, individual pre- and postoperative factors, including postoperative pain on both sides of the thorax, are needed.

  1. Authors’ statements

  2. Research funding: Authors state no funding involved.

  3. Conflict of interest: Authors state no conflict of interest.

  4. Informed consent: Informed consent has been obtained from all individuals included in this study.

  5. Ethical approval: The research complies with all relevant national regulations, institutional policies and was performed in accordance with the tenets of the Helsinki Declaration. The study was waivered by the Regional Ethics Committee and approved by the Danish Data Protection Agency.

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Received: 2018-08-09
Revised: 2018-10-24
Accepted: 2018-10-29
Published Online: 2018-12-22
Published in Print: 2019-04-24

©2018 Scandinavian Association for the Study of Pain. Published by Walter de Gruyter GmbH, Berlin/Boston. All rights reserved.

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