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Impact of INR monitoring, reversal agent use, heparin bridging, and anticoagulant interruption on rebleeding and thromboembolism in acute gastrointestinal bleeding

  • Naoyoshi Nagata ,

    Roles Data curation, Funding acquisition, Methodology, Resources, Writing – original draft, Writing – review & editing

    nnagata_ncgm@yahoo.co.jp

    Affiliation Department of Gastroenterology and Hepatology, National Center for Global Health and Medicine, Shinjuku, Tokyo, Japan

  • Toshiyuki Sakurai,

    Roles Data curation, Methodology

    Affiliation Department of Gastroenterology and Hepatology, National Center for Global Health and Medicine, Shinjuku, Tokyo, Japan

  • Shiori Moriyasu,

    Roles Data curation

    Affiliation Department of Gastroenterology and Hepatology, National Center for Global Health and Medicine, Shinjuku, Tokyo, Japan

  • Takuro Shimbo,

    Roles Conceptualization, Data curation, Formal analysis, Methodology, Supervision

    Affiliation Ohta Nishinouchi Hospital, Koriyama, Fukushima, Japan

  • Hidetaka Okubo,

    Roles Data curation

    Affiliation Department of Gastroenterology and Hepatology, National Center for Global Health and Medicine, Shinjuku, Tokyo, Japan

  • Kazuhiro Watanabe,

    Roles Data curation, Methodology

    Affiliation Department of Gastroenterology and Hepatology, National Center for Global Health and Medicine, Shinjuku, Tokyo, Japan

  • Chizu Yokoi,

    Roles Data curation

    Affiliation Department of Gastroenterology and Hepatology, National Center for Global Health and Medicine, Shinjuku, Tokyo, Japan

  • Mikio Yanase,

    Roles Supervision

    Affiliation Department of Gastroenterology and Hepatology, National Center for Global Health and Medicine, Shinjuku, Tokyo, Japan

  • Junichi Akiyama,

    Roles Supervision

    Affiliation Department of Gastroenterology and Hepatology, National Center for Global Health and Medicine, Shinjuku, Tokyo, Japan

  • Naomi Uemura

    Roles Supervision, Writing – review & editing

    Affiliation Department of Gastroenterology and Hepatology, Kohnodai Hospital, National Center for Global Health and Medicine, Ichikawa, Chiba, Japan

Abstract

Background

Anticoagulant management of acute gastrointestinal bleeding (GIB) during the pre-endoscopic period has not been fully addressed in American, European, or Asian guidelines. This study sought to evaluate the risks of rebleeding and thromboembolism in anticoagulated patients with acute GIB.

Methods

Baseline, endoscopy, and outcome data were reviewed for 314 patients with acute GIB: 157 anticoagulant users and 157 age-, sex-, and important risk-matched non-users. Data were also compared between direct oral anticoagulants (DOACs) and warfarin users.

Results

Between anticoagulant users and non-users, of whom 70% underwent early endoscopy, no endoscopy-related adverse events or significant differences were found in the rate of endoscopic therapy need, transfusion need, rebleeding, or thromboembolism. Rebleeding was associated with shock, comorbidities, low platelet count and albumin level, and low-dose aspirin use but not HAS-BLED score, any endoscopic results, heparin bridge, or international normalized ratio (INR) ≥ 2.5. Risks for thromboembolism were INR ≥ 2.5, difference in onset and pre-endoscopic INR, reversal agent use, and anticoagulant interruption but not CHA2DS2-VASc score, any endoscopic results, or heparin bridge. In patients without reversal agent use, heparin bridge, or anticoagulant interruption, there was only one rebleeding event and no thromboembolic events. Warfarin users had a significantly higher transfusion need than DOACs users.

Conclusion

Endoscopy appears to be safe for anticoagulant users with acute GIB compared with non-users. Patient background factors were associated with rebleeding, whereas anticoagulant management factors (e.g. INR correction, reversal agent use, and drug interruption) were associated with thromboembolism. Early intervention without reversal agent use, heparin bridge, or anticoagulant interruption may be warranted for acute GIB.

Introduction

Acute gastrointestinal bleeding (GIB) in patients who are taking oral anticoagulants is expected to increase as the population ages[1]. Endoscopy in this setting is a high-risk procedure[24] in that it is associated with the potential for rebleeding[4]. However, few data are available on the endoscopic and clinical outcomes of patients receiving anticoagulant therapy compared with those who are not[5,6].

The occurrence of acute GIB during anticoagulant therapy raises several difficulties related to the balance between bleeding risk and thromboembolic risk[2,3,7]. These risks are probably related to patient background, endoscopic results, and anticoagulant management[4,6,8,9]. However, which of these actually affect adverse outcomes remains unclear. Importantly, the issues of anticoagulant interruption, heparin bridge, and international normalized ratio (INR) correction during the pre-endoscopic period in the acute GIB setting have not been fully addressed in recent endoscopy guidelines from the United States, Europe, or Asia[2,3,10]. Many gastroenterologists, therefore, likely limit the management of anticoagulated patients to their own experiences.

Recently, direct oral anticoagulants (DOACs) have been approved as alternatives to warfarin[11]. While there may have been increasing recognition of GIB risk in patients on DOACs[1113], limited data are available on differences in endoscopic results and adverse outcomes of GIB between DOAC and warfarin users[14].

The present study builds upon our previous work[15] by adding GIB cases who received oral anticoagulants and newly collecting detailed data on baseline, anticoagulant management, and endoscopic and rebleeding outcomes accordingly. Because only 2%-6% of patients with acute GIB use anticoagulants[1618], we reviewed a large number of GIB patients to (i) determine whether anticoagulated patients with acute GIB have adverse endoscopic and clinical outcomes compared with those not receiving anticoagulants, (ii) elucidate the risk factors for rebleeding and thromboembolism following endoscopy in anticoagulated patients; and (iii) explore differences in the endoscopic and clinical outcomes of GIB between DOACs and warfarin users and between those with upper and lower GI.

Material and methods

Study design, setting, and participants

We conducted a retrospective cohort study at the Department of Gastroenterology, National Center for Global Health and Medicine (NCGM), Japan. NCGM is the largest emergency hospital, with 900 beds, in the Tokyo metropolitan area. All clinical and endoscopic data analyzed were extracted from a prospective electronic medical database (MegaOak online imaging system, NEC, Japan) and an electronic endoscopic database (SolemioEndo, Olympus, Japan), both of which contain searchable collection of records into which physicians or nurses prospectively input all clinical findings immediately after clinical evaluation or endoscopy[19,20]. Fig 1 illustrates the study flow of patient selection.

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Fig 1. Study flow.

Abbreviation. GIB, gastrointestinal bleeding.

https://doi.org/10.1371/journal.pone.0183423.g001

Between January 2009 and May 2016, we identified 1,483 consecutive patients with signs of acute, continuous, or frequent overt GIB (“hematochezia”, “red blood per rectum”, “melena”, “tarry stool”, or “hematemesis”) who were managed in hospital. We then reviewed the clinical and endoscopic data for each patient and excluded those who: (1) did not undergo endoscopy (n = 129); (2) had no overt bleeding within 3 days of endoscopy (n = 43); (3) had some missing clinical information (n = 14); or (4) were electively admitted with GIB (n = 39). This left a cohort of 1,267 patients with acute GIB who underwent endoscopy from which we analyzed data for 157 anticoagulated patients and 157 non-anticoagulated patients matched for age, sex, body mass index, outpatient onset, year of diagnosis, presenting shock, hematochezia, hemoglobin level, and drug use (NSAIDs, low-dose aspirin [LDA], and other antiplatelets).

The requirement for patient consent was waived because this was a retrospective study that was conducted without invasive procedures and data were anonymized and deidentified by the director of the clinical research division at our institution, who was not involved in this study, before our analysis. This study was approved by the ethics committee of the National Center for Global Health and Medicine (No. 1579) and was conducted in accordance with the provisions of the Declaration of Helsinki.

Comorbidities and medication

We collected data on the following background factors: signs of shock, presenting symptoms, history of GIB, co-morbidities, medications, and laboratory data related to GIB. Use of NSAIDs, LDA, non-aspirin antiplatelet drugs, warfarin, DOACs (dabigatran, rivaroxaban, apixaban and edoxaban), or proton pump inhibitors (PPIs) was defined as use within 1 month before admission. We evaluated 16 comorbidities using the Charlson comorbidity index[21]. CHA2DS2-VASc[22] and HAS-BLED[23] scores were calculated. After an episode of GIB, we collected data on anticoagulant management factors: INR in the pre-endoscopic period and use of reversal agent, heparin bridge, and drug interruption. Reversal agents included vitamin K, FFP, prothrombin complex concentrate (PCC), and recombinant activated factor VIIa. For heparin bridge, patients received prophylactic unfractionated heparin infusion intravenously. Only unfractionated heparin is used in Japan because low-molecular-weight heparin is not covered by the health care insurance system[24].

Clinical outcomes

The main outcomes of interest were rebleeding and thromboembolism within 90 days of endoscopy. Rebleeding was defined as significant overt bleeding along with unstable vital signs, or the need for a transfusion of ≥ 2 units of packed red blood cells in the first 24 h after onset or endoscopically verified GIB. We defined a thromboembolic event as having acute coronary syndrome, stroke, transient ischemic attack, pulmonary embolism, deep vein thrombosis, or arterial thromboembolism. Workup for thromboembolism included positive computed tomography, magnetic resonance imaging, coronary angiography, ventilation-perfusion scanning, and/or ultrasonography.

Statistics

Categorical data were compared between the groups using the Chi-square test or Fisher’s exact test, as appropriate. Continuous data were compared with Wilcoxon’s rank-sum test. To determine the predictive factors of clinical outcomes, we conducted univariate logistic regression analysis. Odds ratios (ORs) and 95% confidence intervals (CIs) were estimated. In terms of anticoagulant management factors, we developed 4 types of propensity score for DOAC use, PT-INR (onset) ≥ 2.5, reversal agent use, heparin bridge, and anticoagulant interruption by using a logistic regression model for each treatment that included background factors shown to be different (p<0.10) between treatment and non-treatment. Then, we conducted a multivariate analysis adjusted for the 4 types of propensity score to estimate the adjusted ORs for DOAC use, PT-INR (onset) ≥ 2.5, reversal agent use, heparin bridge, and anticoagulant interruption for clinical outcomes. A value of P < 0.05 was considered significant. All statistical analysis was performed using STATA version 14 software (StataCorp, College Station, TX).

Results

Background, endoscopy, and outcomes of anticoagulant users and non-users

The indications for anticoagulant use were as follows (Table 1): atrial fibrillation (n = 104), valvular replacement or valvular disease (n = 28), history of thromboembolism (n = 75); and ≥ 2 of these indications (n = 63). Baseline characteristics for both groups are shown in Table 1. The two groups were well matched for known risk factors, but compared with non-users, anticoagulated patients had significantly higher CHA2DS2-VASc scores, rates of atrial fibrillation and mechanical valve placement, prothrombin time (PT-INR) level, and use of PPIs. Endoscopic diagnosis or therapy is shown in Table 1: 108 patients (69%) underwent endoscopy within 24 h of onset in each group. Among anticoagulant users and non-users, 46.8% had upper sources and 53.2% had lower sources of GIB. The major cause of the bleeding was peptic ulcer disease for upper GIB and colonic diverticular bleeding for lower GIB. There were no significant differences between the two groups in terms of the rate of early endoscopy, upper or lower GIB, endoscopic diagnosis, endoscopic therapy need, transfusion need, rebleeding or thromboembolism. No endoscopy-related adverse events occurred in either group.

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Table 1. Baseline characteristics and outcomes of GIB patients compared between anticoagulant users and matched non-user controls (n = 314).

https://doi.org/10.1371/journal.pone.0183423.t001

Risk factors for rebleeding and thromboembolism in anticoagulated patients

Factors associated with outcomes are shown in Tables 24. Significant predictors of rebleeding were found to be presenting shock, higher comorbidity index (including chronic kidney disease), platelet count < 10 (104/μl), and low-dose aspirin use at admission but not HAS-BLED score (Table 2). No significant predictors of thromboembolic event were found. No associations were found between any of the endoscopic factors (endoscopy timing, bleeding site, etiology, and therapy) and any of the outcomes (Table 3). INR level at onset or pre-endoscopy did not predict rebleeding, but INR level at onset was a significant predictor of thromboembolism (Table 4). No significant difference in rebleeding rate was seen between INR < 2.5 and ≥ 2.5, but INR ≥ 2.5 at onset was a predictor of thromboembolism. The difference in INR value between onset and pre- or post-endoscopy was significantly associated with thromboembolism but not rebleeding. Reversal agent use was significantly associated with thromboembolism but not rebleeding. Heparin bridging was not significantly associated with rebleeding or thromboembolism. All thromboembolic events occurred in anticoagulant interrupted patients before endoscopy. In patients without reversal agent use, heparin bridge, or anticoagulant interruption, there was only one rebleeding event and no thromboembolic events.

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Table 2. Patient background factors associated with rebleeding and thromboembolism in anticoagulant users with acute GI bleeding (n = 157).

https://doi.org/10.1371/journal.pone.0183423.t002

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Table 3. Endoscopic factors associated with rebleeding and thromboembolism in anticoagulant users with acute GI bleeding (n = 157).

https://doi.org/10.1371/journal.pone.0183423.t003

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Table 4. Anticoagulant management factors associated with rebleeding and thromboembolism in anticoagulant users with acute GI bleeding (n = 157).

https://doi.org/10.1371/journal.pone.0183423.t004

Even after propensity score adjustment, the risk of DOAC use, PT-INR ≥ 2.5 at onset, heparin bridge, or anticoagulant interruption for any of the clinical outcomes remained unchanged compared with univariate analysis. Reversal agent use was not significantly associated with thromboembolism after propensity score adjustment (Table 5).

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Table 5. Anticoagulant management factors associated with rebleeding and thromboembolism in GI bleeders after propensity score adjustment (n = 157).

https://doi.org/10.1371/journal.pone.0183423.t005

Subgroup analysis of DOAC and warfarin users

Compared with warfarin users, DOAC users had a significantly higher rate of atrial fibrillation, higher levels of hemoglobin and albumin, lower levels of PT-INR and BUN, a lower rate of LDA use, and a higher rate of lower GIB (Table 6). No significant difference was found in the rate of early endoscopy, other endoscopic diagnosis, or other endoscopic therapy between the groups (Table 6). In terms of clinical outcomes, DOAC users received significantly fewer transfusions than warfarin users, and no significant differences were found in endoscopic therapy need, rebleeding, or thromboembolism between the groups (Table 6).

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Table 6. Baseline characteristics and outcomes of GIB compared between direct oral anticoagulant (DOAC) and warfarin users (n = 157).

https://doi.org/10.1371/journal.pone.0183423.t006

Subgroup analysis of patients diagnosed with upper and lower GIB

Compared with lower GI bleeders, there was a significantly higher rate of upper GI bleeders in elderly patients (> 70 years) and patients with shock, hematemesis, tarry stool, lower hemoglobin and albumin levels, or higher BUN level (Table 7). Upper GI bleeders were associated with a significantly higher rate of early endoscopy, endoscopic therapy need (particularly clipping), and transfusion need (Table 7).

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Table 7. Baseline characteristics and outcomes of anticoagulant users compared between upper and lower GI bleeding (n = 157).

https://doi.org/10.1371/journal.pone.0183423.t007

Discussion

This study presents new information on the anticoagulant management for acute GIB. First, there were no apparent differences in endoscopic results or adverse clinical outcomes of GIB between anticoagulant users and non-anticoagulant users matched for age, sex, and important risk factors as controls. Second, only patient background factors were associated with rebleeding, whereas only anticoagulant management factors (e.g. INR correction, reversal agent use, and drug interruption) were associated with thromboembolism. Only one rebleeding event and no thromboembolic events occurred in patients without reversal agent use, heparin bridge, or anticoagulant interruption. Third, some endoscopic results and clinical outcomes differed between DOAC and warfarin users or between those with upper and lower GIB.

In agreement with our findings, Choudari et al[5] found no significant differences in endoscopy therapy need or rebleeding between anticoagulant users and non-anticoagulated users. Konstanticos et al[6] reported differences in transfusion need and mortality between anticoagulant users and non-matched controls with upper GIB. Our study also showed a similar rate of early endoscopy, detailed etiology of GIB, and endoscopy-related adverse events (0%) between the two groups, suggesting that early endoscopy can be safe for anticoagulated as well as non-anticoagulated GI bleeders.

The ASGE guideline recommends that INR < 2.5 is reasonable to perform endoscopic therapy[2]; however, the evidence for this is not well established. We found here that any INR category level—including INR ≥ 2.5—and a continuous INR value were not significant risk factors for rebleeding. Wolf et al[8] showed that neither a continuous INR value nor INR category was a predictor of rebleeding. Rubin et al[25] found that the rebleeding rate in patients with supratherapeutic INR (≥ 4.0) were not significantly different from those with INR 2.0–3.9. Taken together with our results, endoscopy in acute GIB would appear to be effective even in patients with elevated INR before the procedure. However, we found that INR ≥ 2.5 at onset was a significant predictor of thromboembolism. We believe this means that rapid correction of INR during the peri-endoscopic period in patients with INR ≥ 2.5 at onset confers increased risk. Because the ASGE guideline recommends performing endoscopic therapy in GI bleeding patients with INR < 2.5[2], many physicians quickly reduce the INR level in the peri-endoscopic period, especially in patients with INR ≥ 2.5 at onset. We also speculate that it takes several days for the INR to reach therapeutic anticoagulation[26], during which time a hypercoagulable state may occur due to the procedure itself or drug interruption[27], leading to thromboembolism risk.

No data are available on the role of heparin bridge in acute GIB, and endoscopic guidelines do not mention this topic[2,3]. In our study, heparin bridge did not significantly increase or decrease the risk of rebleeding, or thromboembolism. In a recent randomized controlled trial, the heparin bridge group experienced more major bleeding than the non-bridged group, with no difference in thromboembolism in the periprocedural period[28]. Therefore, heparin bridge might be ineffective in the acute GIB setting. We also had only one rebleeding event and no thromboembolic events in patients who had no reversal agent use, heparin bridge, or anticoagulant interruption. To summarize these points and the results of safe endoscopy in anticoagulant users, early endoscopy without INR correction, reversal agent use, heparin bridge, or anticoagulant interruption may be warranted for acute GI bleeders.

In our sub-analysis, DOAC users had a significantly higher rate of lower GIB and fewer received transfusions than warfarin users, and no significant differences were found between the groups in the rate of endoscopic therapy need, rebleeding, or thromboembolism. With respect to GIB outcomes, only one study (involving 13 dabigatran users and 26 warfarin users) has reported that dabigatran users had a lower rate of hypotension at baseline and a lower rate of transfusion need[13], similar to our findings. The reason for this remains to be elucidated, but warfarin users had a lower hemoglobin level and higher INR level at baseline, which affect blood loss, and this resulted in transfusion requirement.

Our study showed outcomes differences in anticoagulated patients between those with upper and lower GIB. Although 44% of patients used PPIs before the onset of upper GIB and all patients were administered them during their hospital stay, upper GI bleeders were associated with a higher rate of transfusion need and endoscopy therapy need than were lower GI bleeders. This finding suggests that anticoagulated GI bleeders may need to be managed differently, with upper GI bleeders handled more cautiously. Yamaguchi et al[29] showed that patients taking antithrombotics exhibited more severe clinical signs in upper GIB, which supports our findings.

One of the strengths of our study was the analysis of detailed clinical and endoscopic data that was collected from 314 GI bleeders. Another was that we identified a difference in the endoscopic results and clinical outcomes of the subgroup analyses of DOAC and warfarin users and of upper and lower GI bleeders. We also recognize several limitations. First, the 90-day outcome rate in anticoagulant users was 13.4% for rebleeding and 5.7% for thromboembolism in our study—similar to that of a Western study of 14%, and 4%, respectively[9]—but obtained with a relatively small number of subjects in this study. Second, INR correction, reversal agent use, and heparin bridging were at the discretion of the treating physicians, so further randomized controlled trials are needed to examine the role of these practices in managing acute GIB. Third, this was a single-center retrospective cohort investigation, and a prospective multicenter study is needed to generalize the results of this study.

In conclusion, endoscopy appears to be safe for anticoagulant users with acute GIB compared with non-users. Patient background factors were associated with rebleeding, whereas anticoagulant management factors (e.g. INR correction, reversal agent use, and drug interruption) were associated with thromboembolism. Early intervention without reversal agent use, heparin bridge, or anticoagulant interruption may be warranted for acute GIB.

Acknowledgments

We wish to thank Ms. Kuniko Miki, Ms. Eiko Izawa, Ms. Kenko Yosida, Ms. Akiko Shimizu, Ms. Chie Watanabe, and Ms. Hisae Kawashiro for assistance with data collection. None received financial compensation.

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