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Ab initio downfolding for electron-phonon-coupled systems: Constrained density-functional perturbation theory

Yusuke Nomura and Ryotaro Arita
Phys. Rev. B 92, 245108 – Published 7 December 2015

Abstract

We formulate an ab initio downfolding scheme for electron-phonon-coupled systems. In this scheme, we calculate partially renormalized phonon frequencies and electron-phonon coupling, which include the screening effects of high-energy electrons, to construct a realistic Hamiltonian consisting of low-energy electron and phonon degrees of freedom. We show that our scheme can be implemented by slightly modifying the density functional-perturbation theory (DFPT), which is one of the standard methods for calculating phonon properties from first principles. Our scheme, which we call the constrained DFPT, can be applied to various phonon-related problems, such as superconductivity, electron and thermal transport, thermoelectricity, piezoelectricity, dielectricity, and multiferroicity. We believe that the constrained DFPT provides a firm basis for the understanding of the role of phonons in strongly correlated materials. Here, we apply the scheme to fullerene superconductors and discuss how the realistic low-energy Hamiltonian is constructed.

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  • Received 20 August 2015

DOI:https://doi.org/10.1103/PhysRevB.92.245108

©2015 American Physical Society

Authors & Affiliations

Yusuke Nomura1,* and Ryotaro Arita2,3

  • 1Department of Applied Physics, University of Tokyo, Hongo, Bunkyo-ku, Tokyo 113-8656, Japan
  • 2Center for Emergent Matter Science (CEMS), RIKEN, Hirosawa, Wako, Saitama 351-0198, Japan
  • 3JST ERATO Isobe Degenerate π-Integration Project, AIMR, Tohoku University, 2-1-1 Katahira, Aoba-ku, Sendai 980-8577, Japan

  • *Present address: Centre de Physique Théorique, École Polytechnique, CNRS, Université Paris-Saclay, F-91128 Palaiseau, France; yusuke.nomura@riken.jp

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Issue

Vol. 92, Iss. 24 — 15 December 2015

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