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Large insulating gap in topological insulators induced by negative spin-orbit splitting

Julien Vidal, Xiuwen Zhang, Vladan Stevanović, Jun-Wei Luo, and Alex Zunger
Phys. Rev. B 86, 075316 – Published 24 August 2012

Abstract

In a cubic topological insulator (TI), there is a band inversion whereby the s-like Γ6c conduction band is below the p-like Γ7v+Γ8v valence bands by the “inversion energy” Δi<0. In TIs based on the zinc-blende structure such as HgTe, the Fermi energy intersects the degenerate Γ8v state so the insulating gap Eg between occupied and unoccupied bands vanishes. To achieve an insulating gap Eg>0 critical for TI applications, one often needs to resort to structural manipulations such as structural symmetry lowering (e.g., Bi2Se3), strain, or quantum confinement. However, these methods have thus far opened an insulating gap of only <0.1 eV. Here we point out that there is an electronic rather than structural way to affect an insulating gap in a TI: if one can invert the spin-orbit levels and place Γ8v below Γ7v (“negative spin-orbit splitting”), one can realize band inversion (Δi<0) with a large insulating gap (Eg up to 0.5 eV). We outline design principles to create negative spin-orbit splitting: hybridization of d orbitals into p-like states. This general principle is illustrated in the “filled tetrahedral structures” (FTS) demonstrating via GW and density functional theory (DFT) calculations Eg>0 with Δi<0, albeit in a metastable form of FTS.

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  • Received 7 February 2012

DOI:https://doi.org/10.1103/PhysRevB.86.075316

©2012 American Physical Society

Authors & Affiliations

Julien Vidal1, Xiuwen Zhang2, Vladan Stevanović1, Jun-Wei Luo1, and Alex Zunger3,*

  • 1National Renewable Energy Laboratory, Golden, Colorado 80401, USA
  • 2Department of Physics, Colorado School of Mines, Golden, Colorado 80401, USA
  • 3University of Colorado, Boulder, Colorado 80309, USA

  • *alex.zunger@colorado.edu

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Issue

Vol. 86, Iss. 7 — 15 August 2012

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