Optical properties of passivated Si nanocrystals and SiOx nanostructures

L. N. Dinh, L. L. Chase, M. Balooch, W. J. Siekhaus, and F. Wooten
Phys. Rev. B 54, 5029 – Published 15 August 1996
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Abstract

Thin films of Si nanoclusters passivated with oxygen or hydrogen, with an average size of a few nanometers, have been synthesized by thermal vaporization of Si in an Ar buffer gas, followed by subsequent exposure to oxygen or atomic hydrogen. High-resolution transmission electron microscopy and x-ray diffraction revealed that these nanoclusters were crystalline. However, during synthesis, if oxygen was the buffer gas, a network of amorphous Si oxide nanostructures (an-SiOx) with occasional embedded Si dots was formed. All samples showed strong infrared and/or visible photoluminescence (PL) with varying decay times from nanoseconds to microseconds depending on synthesis conditions. Absorption in the Si cores for surface passivated Si nano- crystals (nc-Si), but mainly in oxygen related defect centers for an-SiOx, was observed by photoluminescence excitation spectroscopy. The visible components of PL spectra were noted to blueshift and broaden as the size of the nc-Si was reduced. There were differences in PL spectra for hydrogen and oxygen passivated nc-Si. Many common PL properties between oxygen passivated nc-Si and an-SiOx were observed. Our data can be explained by a model involving absorption between quantum confined states in the Si cores and emission for which the decay times are very sensitive to surface and/or interface states. The emission could involve a simple band-to-band recombination mechanism within the Si cores. The combined evidence of all of our experimental results suggests, however, that emission between surface or interface states is a more likely mechanism. © 1996 The American Physical Society.

  • Received 20 February 1996

DOI:https://doi.org/10.1103/PhysRevB.54.5029

©1996 American Physical Society

Authors & Affiliations

L. N. Dinh

  • Department of Applied Science, University of California, Davis/Livermore, California
  • Chemistry and Materials Science Department, University of California, Lawrence Livermore National Laboratory, Livermore, California 94550

L. L. Chase, M. Balooch, and W. J. Siekhaus

  • Chemistry and Materials Science Department, University of California, Lawrence Livermore National Laboratory, Livermore, California 94550

F. Wooten

  • Department of Applied Science, University of California, Davis/Livermore, California 94550

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Vol. 54, Iss. 7 — 15 August 1996

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