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CHARGED-PARTICLE AND NEUTRON-CAPTURE PROCESSES IN THE HIGH-ENTROPY WIND OF CORE-COLLAPSE SUPERNOVAE

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Published 2010 March 15 © 2010. The American Astronomical Society. All rights reserved.
, , Citation K. Farouqi et al 2010 ApJ 712 1359 DOI 10.1088/0004-637X/712/2/1359

0004-637X/712/2/1359

ABSTRACT

The astrophysical site of the r-process is still uncertain, and a full exploration of the systematics of this process in terms of its dependence on nuclear properties from stability to the neutron drip-line within realistic stellar environments has still to be undertaken. Sufficiently high neutron-to-seed ratios can only be obtained either in very neutron-rich low-entropy environments or moderately neutron-rich high-entropy environments, related to neutron star mergers (or jets of neutron star matter) and the high-entropy wind of core-collapse supernova explosions. As chemical evolution models seem to disfavor neutron star mergers, we focus here on high-entropy environments characterized by entropy S, electron abundance Ye, and expansion velocity Vexp. We investigate the termination point of charged-particle reactions, and we define a maximum entropy Sfinal for a given Vexp and Ye, beyond which the seed production of heavy elements fails due to the very small matter density. We then investigate whether an r-process subsequent to the charged-particle freeze-out can in principle be understood on the basis of the classical approach, which assumes a chemical equilibrium between neutron captures and photodisintegrations, possibly followed by a β-flow equilibrium. In particular, we illustrate how long such a chemical equilibrium approximation holds, how the freeze-out from such conditions affects the abundance pattern, and which role the late capture of neutrons originating from β-delayed neutron emission can play. Furthermore, we analyze the impact of nuclear properties from different theoretical mass models on the final abundances after these late freeze-out phases and β-decays back to stability. As only a superposition of astrophysical conditions can provide a good fit to the solar r-abundances, the question remains how such superpositions are attained, resulting in the apparently robust r-process pattern observed in low metallicity stars.

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1. INTRODUCTION

A rapid neutron-capture process (r-process) in an explosive scenario is traditionally believed to be responsible for the nucleosynthesis of about half of the heavy elements above Fe (Burbidge et al. 1957; Cameron 1957). While in recent years the high-entropy wind (HEW) of core-collapse supernovae has been considered to be one of the most promising sites, hydrodynamical simulations still encounter difficulties to reproduce the astrophysical conditions under which this process occurs. Therefore, a model-independent approach, i.e., the so-called Waiting-Point (WP) approximation, has been utilized for many years (see, e.g., Cowan et al. 1991; Kratz et al. 1993, 2007). This rather simple model, with the basic assumptions of an Fe-group seed, an (n, γ) − (γ, n) equilibrium for constant neutron densities nn at a chosen temperature T over a process duration τ and an instantaneous freeze-out, has helped to gain steadily improved insight into the systematics of an r-process in terms of its dependence on nuclear-physics input and astrophysical conditions. Taking a specific seed nucleus (for convenience often 56Fe was employed), the solar r-process pattern with its three pronounced abundance peaks at A = 80, 130, and 195 can be reproduced for a variation of neutron number densities nn and a given temperature T. Whether the solar r-process residuals Nr,☉NNs,☉ are fully reproduced in each astrophysical event, i.e., whether each such event encounters the full superposition of conditions required, is a matter of debate (see, e.g., Kratz et al. 1993; Wasserburg et al. 1996; Meyer & Brown 1997; Pfeiffer et al. 2001b; Sneden & Cowan 2003; Honda et al. 2006; Qian & Wasserburg 2007; Ott et al. 2008; Farouqi et al. 2009a, and references therein).

In realistic astrophysical environments with time variations in nn and T, it has to be investigated whether at all and for which time duration τ the supposed (n, γ) − (γ, n) equilibrium of the classical approach will hold and how freeze-out effects change this behavior. In general, late neutron captures may alter the final abundance distribution. In this case, neutron-capture reactions will be important. Also β-delayed neutrons (βdn) can play a role in forming and displacing the abundance peaks after freeze-out.

An example of a more realistic astrophysical environment is the HEW expelled from newly formed (hot) neutron stars in core-collapse supernovae, which continue to release neutrinos after the supernova shock wave is launched (Meyer 1993; Qian & Woosley 1996). These neutrinos interact with matter of the outermost proto-neutron star layers which are heated and ejected in a continuous wind. The late neutrino flux also leads to moderately neutron-rich matter (Qian & Woosley 1996) via interactions with neutrons and protons and causes matter ejection with high entropies. However, from the beginning problems were encountered to attain entropies sufficiently high in order to produce the heaviest r-process nuclei (see, e.g., Takahashi et al. 1994; Woosley et al. 1994; Thompson et al. 2001; Wanajo et al. 2001; Terasawa et al. 2002). Recent hydrodynamic simulations for core-collapse supernovae support the idea that these entropy constraints may be fulfilled in the late phase (after the initial explosion) when a reverse shock is forming (Fryer et al. 2006; Arcones et al. 2007; Burrows et al. 2007; Janka et al. 2007).

The question is whether such high entropies occur at times with sufficiently high temperatures when an r-process is still underway (Wanajo 2007; Kuroda et al. 2008). Exploratory calculations to obtain the necessary conditions for an r-process in expanding high-entropy matter have been undertaken by a number of groups (see, e.g., Meyer et al. 1992; Hoffman et al. 1997; Meyer & Brown 1997; Otsuki et al. 2000; Wanajo et al. 2001, 2004; Terasawa et al. 2001; Yoshida et al. 2004; Kuroda et al. 2008). In the present calculations, we focus on (1) the effects of different nuclear-physics inputs (mass models FRDM (Finite Range Droplet Model; Möller et al. 1995), ETFSI-1 (Extended Thomas–Fermi with Strutinsky Integral; Aboussir et al. 1995), a version with quenching of shell closures proportional to the distance from stability ETFSI-Q (Pearson et al. 1996), the mass formula of Duflo & Zuker (DUFLO–ZUKER; Duflo & Zuker 1995) and a recent Hartree–Fock–Bogoliubov approach (HFB-17; Goriely et al. 2009)), and (2) a detailed understanding of the r-process matter flow far off stability, in particular testing equilibria, freeze-out, and effects of delayed neutron capture. To investigate these effects we have applied a full network containing up to 6500 nuclei and the corresponding nuclear masses, cross sections, and β-decay properties.

Starting in the 1990s, in various publications discussing r-process nucleosynthesis, neutrino interactions were predicted to significantly affect the final r-process abundances. Neutrinos can affect r-process environments in four different ways at different stages: (1) by determining the neutron-richness of matter (Ye) via neutrino or antineutrino captures on neutrons and protons (see, e.g., Meyer et al. 1992); (2) by destroying α-particles by neutral current interactions leading to higher seed production, i.e., reducing the neutron to seed ratio (see, e.g., Meyer 1995); (3) by speeding up the flow to heavy nuclei by charged current reactions mimicking fast β-decays (see, e.g., Fuller & Meyer 1995; Qian & Woosley 1996); or finally (4) by acting via neutral-current (spallation) reactions to possibly "filling up" underabundances in the low-mass wings of the A ≃ 130 and neutrino-induced fission (see, e.g., Qian 2002; Kolbe et al. 2004). The stage (2) acts like starting an r-process with a higher Ye, (3) was found to be rather unimportant (Freiburghaus et al. 1999), in (4) the effects of β-delayed neutron emission seem to be dominant (Kratz 2001; Pfeiffer et al. 2001b), and ν-delayed fission was also found to be unimportant. Thus, our calculations are based on trajectories for the matter density ρ(t) and the temperature T(t), originating from the HEW expansions. An extended parameter study of the r-process has been performed in terms of entropy S, electron abundance Ye, and expansion velocity Vexp of the hot bubble, the latter quantity being related to the expansion timescale τexp.

2. THE COMPUTATIONAL FRAMEWORK: HIGH-ENTROPY EXPANSIONS AND NUCLEAR PROPERTIES

In the absence of self-consistent hydrodynamical models which also result in r-process conditions permitting to produce matter all the way up to the third peak and U and Th, we continue to utilize parameterized calculations in order to survey the dependence on nuclear properties and highlight a detailed understanding of the nucleosynthesis processing which has so far not been fully analyzed. As mentioned in the introduction, many of such calculations have been performed in the past which displayed final abundance distributions. We intend here to focus on monitoring for which time intervals equilibria are obtained, for which nuclear mass ranges this applies, and what are the effects of the emission and recapture of β-delayed neutrons on the (final) abundances.

We follow the description of adiabatically expanding homogeneous mass zones as already utilized in Freiburghaus et al. (1999). Different mass zones have different initial entropies so that the overall explosion represents a superposition of entropies. The electron abundance Ye, the entropy S, and the expansion velocity Vexp are parameters representing the degrees of freedom related to the expansion properties for the thermodynamic evolution and the nucleosynthesis in an adiabatic expansion.

2.1. Thermodynamics

If the pressure per unit volume by relativistic particles (photons, electrons, positrons, etc.) is in excess of the total pressure due to non-relativistic particles, the entropy is dominated by radiation. This occurs at high temperatures and moderate to small matter densities. As high temperatures also ensure a nuclear statistical equilibrium composition, it is possible to choose an arbitrary, but sufficiently high, initial temperature, e.g., T9 ≃ 9 (T9 = T/109 K). If the thermal energy kBT is larger than the energy of the rest mass of electrons, we also have to consider the contributions by electrons and positrons. The radiation dominated entropy is given by Sγ = (4/3)aT3/ρ, where Sγ is the entropy per unit mass and a is the radiation constant. Making use of relations for ultrarelativistic fermions, the electron and positron contributions are given by $S_{e^{+},e^{-}}=({7}/{4})S_{\gamma }=({7}/{3}) a{T^{3}}/{\rho }$. The total entropy per unit mass is therefore

Equation (1)

which is a factor (11/4) larger than Sγ. After the temperature has decreased to values where the corresponding energies become comparable or smaller to the rest mass of electrons, the contributions of electrons and positrons can be neglected. The electrons become non-relativistic and the positrons cease to exist. To consider both extreme situations (pure radiation or radiation plus ultra-relativistic electrons and positrons), Witti et al. (1994) introduced a very close approximation for the entropy

Equation (2)

with

Equation (3)

The fit function f(T9) varies between 0 and 1. If we write the entropy S in units of kB per baryon and the density ρ in units of 105 g cm−3 ($\rho _{_{5}}$), the entropy S can be expressed as

Equation (4)

Since the expansion of the hot bubble proceeds adiabatically (TV1/3 = const), the time evolution of the temperature is given by

Equation (5)

where R0 is the initial radius of an expanding sphere and Vexp is the expansion velocity of that sphere. From Equation (4) one can deduce the matter density ρ

Equation (6)

Making use of a typical initial value R0 = 130 km and a sufficiently high initial temperature T9 = 9, which ensures nuclear statistical equilibrium to consist only of neutrons and protons, we have performed calculations for a large grid of expansion velocities (1875, 3750, 7500, 15,000, and 30,000 km s−1, for a given S) and a large grid of entropies (5 ⩽ S ⩽ 415). It should be noted that for the lowest entropies of this grid (S < 15) the above treatment is probably not valid, as the radiation dominance is not fulfilled. However, for the purpose of an r-process survey this parameterization seems still useful.

Figure 1 shows the time evolution of T9(t) and $\rho _{_{5}}(t)$, both normalized to 1, for a selected expansion velocity of Vexp = 7500 km s−1. These normalized quantities are identical for different entropies as long as Vexp is kept constant.

Figure 1.

Figure 1. Time evolution of temperature T and density ρ in the expanding hot bubble. The initial values of T and ρ are normalized to 1. The freeze-out of the charged-particle reactions occurs when the initial temperature in units of 109 drops from T9 = 9 to 3, and the freeze-out of a subsequent r-process occurs when Yn/Yr(A > 4) < 1.

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The electron abundance Ye = ∑iZiYi (with proton number Zi and abundance Yi = Xi/Ai (mass fraction over mass number)) is equal to the averaged electron or proton to nucleon ratio <Z/A > and thus is a measure of the proton to neutron ratio in the HEW. This is of key importance for the r-process after the freeze-out of the charged-particle reactions. A neutron-rich wind means that Ye < 0.5. For an initial T9 = 9 only free protons and neutrons exist, leading to 1 = Xn + Xp = Yn + Yp = Yn + Ye. Therefore, a given Ye defines the initial proton and neutron abundances Yp = Ye and Yn = 1 − Ye. The initial value of Ye depends ultimately on all weak interactions (including neutrino interactions) with the available free nucleons in the HEW. While in the early phase of core-collapse supernovae a Ye larger than 0.5 is expected (see, e.g., Fröhlich et al. 2006a, 2006b; Pruet et al. 2006), the late phases are expected to experience Ye < 0.5 and enable the onset of an r-process. In order to test such conditions we have chosen a large grid of Ye (from 0.40 up to 0.499) for our calculations.

2.2. Nuclear Networks and Nuclear Properties

2.2.1. The Charged-particle Network

The nucleosynthesis calculations during the early (hot phase in the) expansion of the wind until charged-particle freeze-out, were performed with the Basel nucleosynthesis code (see, e.g., Thielemann et al. 1996; Brachwitz et al. 2000; Fröhlich et al. 2006a; however, not including neutrino interactions) making use of the nuclear input as described there. Some new experimental rates were added since, but for the majority of two-particle rates and their inverse reactions—especially those for unstable nuclei—the predictions of Rauscher & Thielemann (2000; rate set FRDM) were used. The code includes all neutron and charged-particle induced reactions as well as their inverse reactions, β-decays, electron captures, βdn emission, and particle transfer reactions. The charged-particle nuclear network considered for all simulations of this paper in the early expansion phase, before the onset of the r-process, is shown in Table 1.

Table 1. Dimension of the Full Reaction Network Used Until Charged-particle Freeze-out

Element Z Amin Amax Element Z Amin Amax
H 1 1 3 Cr 24 38 86
He 2 3 6 Mn 25 40 89
Li 3 6 9 Fe 26 42 92
Be 4 7 12 Co 27 44 96
B 5 8 14 Ni 28 46 99
C 6 9 18 Cu 29 48 102
N 7 11 21 Zn 30 51 105
0 8 13 22 Ga 31 53 108
F 9 14 26 Ge 32 55 112
Ne 10 15 41 As 33 57 115
Na 11 17 44 Se 34 59 118
Mg 12 19 47 Br 35 61 121
Al 13 21 51 Kr 36 63 124
Si 14 22 54 Rb 37 66 128
P 15 23 57 Sr 38 68 131
S 16 24 60 Y 39 70 134
Cl 17 26 63 Zr 40 72 137
Ar 18 27 67 Nb 41 74 140
K 19 29 70 Mo 42 77 144
Ca 20 30 73 Tc 43 79 147
Sc 21 32 76 Ru 44 81 150
Ti 22 34 80 Rh 45 83 153
V 23 36 83 Pd 46 86 156

Notes. The particle unstable isotopes 5He, 8Be, and 9B are included implicitly as intermediate nuclei in (formal) two-body representations of three-body reactions. The network contains 1989 nuclei and the neutron.

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2.2.2. The r-process Network

The r-process calculations after charged-particle freeze-out made use of the updated version of the code as documented in Freiburghaus et al. (1999), which includes neutron-induced reactions and β-decay properties as well as a simple formulation for fission. The neutron-capture and β-decay rates were updated and modified in order to study the impact of a variety of mass models (FRDM, Möller et al. 1995; ETFSI-1, Aboussir et al. 1995; ETFSI-Q, Pearson et al. 1996; HFB-17, Goriely et al. 2009) and a mass formula DUFLO–ZUKER (Duflo & Zuker 1995). The size of the network was chosen specific to each mass model because the neutron drip-line is located at different mass number A for each case. Specific care was taken to include βdn emission and their re-capture also during r-process freeze-out. Therefore, temperature-dependent neutron-capture rates had to be introduced. For these purposes both the rate sets based on FRDM and ETFSI-Q of Rauscher & Thielemann (2000) were used for the experimentally unknown rates of neutron-rich nuclei. Details on the nuclear spectroscopy used in the calculation of these rates are given in Rauscher & Thielemann (2001). To study the impact of further mass predictions by ETFSI-1, DUFLO-ZUKER, and HFB-17, the effective neutron separation energies Sn used in the computation of the photodisintegration rate, were modified according to the mass predictions.

The method described here, making use of a splitting between the charged-particle network (until charged-particle freeze-out) and a (fast) r-process network for the neutron-capture phase thereafter, is valid as long as the initial phase (which includes charged-particle reactions) is not producing nuclei beyond the limit of the charged-particle network (Z = 46). This is the case for all conditions in our parameter survey of Ye, S, and expansion timescale. Calculations with very short expansion timescales (Meyer 2002) differ, but we did not consider them here, as it has not been established that such conditions reproduce the abundance pattern of heavy r-process nuclei, which is characterized by β-decay properties acting on longer timescales.

3. EXPLOSIVE BURNING AND CHARGED-PARTICLE FREEZE-OUT

At initially high temperatures, T9 ≈9, the baryonic matter mainly consists of free neutrons and protons. Then follows the recombination of the free nucleons into α-particles. The formation of α-particles proceeds until the temperature drops to values around T9 ≈ 6 when the α-particles dominate the nuclear abundances. The maximum abundance of the α-particles which can be attained at that time, depends on Ye. If Ye < 0.5 and all (initial) protons are consumed to form α-particles, their abundance will be

Equation (7)

and the corresponding mass fraction is

Equation (8)

The mass fraction and the corresponding abundance of the remaining free neutrons is

Equation (9)

Table 2 shows the maximum mass fraction Xmax and the corresponding Xn before any seed can be synthesized, and Figure 2 shows the behavior of the α-particles for a selected Ye-value and six different entropies.

Figure 2.

Figure 2. Production and depletion of the α-particles as a function of decreasing temperature. The maximum mass fraction of the α-particles which can be reached is Xmax = 2 Ye. The depletion of the α-particles depends on both the entropy S and the electron abundance Ye. Beyond a maximum entropy Sfinal, the production of any heavy seed is not possible because of the very small density. Hence, under such conditions an r-process is no longer possible.

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Table 2. The Mass Fractions of α-particles (Xmax) and Neutrons (Xn) out of which the Seed Nuclei are Formed

Ye Xmax in % Xn in %
0.499 99.8 0.2
0.498 99.6 0.4
0.496 99.2 0.8
0.49 98 2
0.48 96 4
0.47 94 6
0.46 92 8
0.45 90 10
0.40 80 20

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Between T9 ≈6 and 3, depending on the matter density, a complete or incomplete recombination of the α-particles can take place. Thereby, the still existing neutrons will help (1) to overcome the bottle-neck regions at A = 5 and 8 and (2) to build neutron-rich seed nuclei.

3.1. The α-rich Freeze-out

When during the expansion of the hot bubble the temperature drops below T9 ≈6, the α-particles start to react with each other to form heavier nuclei via 12C, either following the triple-α reaction

Equation (10)

or, if neutrons are available, the reaction

Equation (11)

followed by 9Be(α, n)12C.

Both Equations (10) and (11) depend on the square of the matter density, and Equation (11) depends in addition on Ye. They represent bottle-necks for the subsequent nucleosynthesis toward heavier nuclei and are the reason for the well-known difference between a normal and an α-rich freeze-out of charged-particle reactions. Further reactions of possible importance like 3He + 4He → 7Be + γ, 7Be + 4He → 11C + γ, 4He + 2H → 6Li + γ, 6Li + 4He → 9Be + 1H, and 9Be + 4He → 12C + γ are already included. In addition, test calculations with Fynbo's triple-alpha reaction rates (Fynbo et al. 2005) have been performed for two entropies S = 100 and 250 kB/baryon, although in several recent publications the data analysis with respect to the "missing" 2+ rotational-band member of the 12C Hoyle state and its astrophysical consequences have been questioned (see, e.g., Freer et al. 2009). We also have tested the NACRE triple-α rate for the above two entropies, and no significant differences in the seed contributions were observed at the charged-particle freeze-out. For high matter densities, i.e., low entropies (ST3/ρ), the three-body reactions of Equations (10) and (11) will remain effective, leading to a total recombination of α-particles and free neutrons. The final abundances at charged-particle freeze-out close to T9 ≈3 are dominated by iron group elements. For a moderate neutron excess or 0.4 < Ye < 0.5, the free neutrons will be consumed completely and no subsequent rapid neutron capture (r-process) will be possible. This is referred to as a normal freeze-out of charged-particle reactions (see, e.g., Woosley et al. 1994; Freiburghaus et al. 1999, and references therein).

In the case of lower matter densities, i.e., higher entropies, the reactions of Equations (10) and (11) cease to be effective for further recombination of α-particles toward heavier nuclei. The degree to which such a production of heavier nuclei is prohibited is a gradual function of S and Ye, ranging from α-particle mass fractions of a few percent to close to 100 Xmax = 200Ye% (e.g., for Ye = 0.45 the maximum amount of the α-particles is 90%) and accordingly small amounts of heavy "seed" nuclei (see Figure 3).

Figure 3.

Figure 3. Remaining abundances of α-particles, heavy "seed" nuclei and free neutrons after the charged-particle freeze-out as a function of entropy for a selected electron abundance and expansion velocity. The r-process starts when the neutron to seed ratio becomes larger than unity, here at S ≈ 100.

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In an α-rich freeze-out the full nuclear statistical equilibrium (NSE) among all nuclei breaks down into quasi-equilibrium (QSE) subgroups (see, e.g., Hix & Thielemann 1999). For a strong α-rich freeze-out and moderately neutron-rich Ye, the dominant abundances of heavy (seed) nuclei during the charged-particle freeze-out can be shifted to mass numbers between 80 and 110, thus overcoming the shell closure at N = 50. The ratio of neutrons to heavy seed nuclei at this point is a function of Ye (measuring the neutron excess) and entropy (determining the ratio of heavy nuclei to α-particles and indirectly also the amount of neutrons consumed in these heavy nuclei). This can be seen from Figure 3 and will be further elaborated in the following subsections. The neutron to seed ratio is a measure of the amount of neutron captures on seed nuclei and the resulting average mass number after an r-process, and indicates therefore the strength of the r-process. The fact that the seed abundances are dominated by nuclei with mass numbers between 80 and 110, is one reason that an r-process in the HEW can be faster than in classical calculations, which typically starts below N = 50.

3.2. Freeze-out Timescale

We define the expansion time τexp between our arbitrarily chosen initial temperature T9 = 9 and its decrease to T9 = 3 as the timescale for the charged-particle reactions and as the time when the freeze-out of such reactions occurs within the expanding and cooling wind. According to Equation (5) one gets

Equation (12)

where R0 is the initial radius of the hot bubble and Vexp is its expansion velocity during the successful supernova explosion. For instance, an expansion velocity of 7500 km s−1 corresponds to an expansion timescale of 35 ms.

3.3. Seed Distribution

After an α-rich freeze-out, matter which surpassed the bottle-neck above A = 4 is predominantly accumulated in nuclei of the Fe-group or beyond. At sufficiently high entropies these nuclei are shifted to mass numbers in the range 80 ⩽ A ⩽ 110. If free neutrons are still available, neutron captures on those seed nuclei can proceed after the freeze-out of the charged-particle reactions, thus leading to a subsequent r-process. For a given Ye, (Vexp, S)-combinations can be chosen which result in a fixed neutron to seed ratio (Yn/Yseed) and a unique distribution of seed nuclei at freeze-out (independent of the expansion timescale for such choices). This is shown in Figure 4 for a selected Ye-value with a constant neutron to seed ratio and for four different expansion velocities. This means that for an r-process with a given strength for a specific Ye, i.e., with a given initial neutron to seed ratio, both the initial temperature (T9 ≈ 3) and the seed distribution are always the same. However, in order to get the same r-process ejecta, i.e., in some sense a universal r-process, similar expansion velocities (timescales) are required. The reason for this is that the r-process path for a given strength also depends on the temperature profile which is related to the expansion timescale. Similar to other authors (Arcones et al. 2007; Wanajo 2007), we use the terms "hot" or "cold" r-process depending on the average temperature experienced when the neutron captures occur (which enables photodisintegrations to be effective or not). For instance, a small expansion velocity (Vexp < 3000 km s−1) leads to a "hot" r-process which is completely governed by an (n, γ) − (γ, n) equilibrium. On the other hand, higher expansion velocities lead to a "hybrid" r-process, which is first equilibrium dominated at high temperatures (T9 ⩾ 1), then followed by a non-equilibrium phase at lower temperatures (T9 < 1), i.e., the "cold" r-process where neutron captures and β-decays compete. In Figure 5, we show the dependence of the seed composition for the same wind characteristics (i.e., the same strength and timescale), but for different electron abundances Ye. In contrast to the quite robust seed distribution of Figure 4, here we observe for a constant Vexp a significant variation with Ye, with the major differences at the highest seed masses above A ≈ 90. Since the mass fraction of α-particles increases with decreasing Ye, the amount of the ejected heavy material (Xheavy = 1 − Xα) is different for the same r-process strength, provided that the expelled matter contains roughly the same amount of mass per entropy interval.

Figure 4.

Figure 4. Seed nuclei distributions for an arbitrary constant neutron to seed ratio of Yn/Yseed = 50, an electron abundance Ye = 0.45 and for four different expansion velocities of the hot bubble, ranging from Vexp = 3750 up to 30,000 km s−1. The corresponding entropies, ranging from S = 140 up to 270 kB/baryon are chosen such that the ratio mentioned above remains constant. The resulting seed distributions look very similar and are robust. The corresponding mass fractions of the α-particles Xα are equal.

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Figure 5.

Figure 5. Seed nuclei distributions for an arbitrary constant neutron to seed ratio of Yn/Yseed = 50, an expansion speed Vexp = 7500 km s−1 and four different electron abundances ranging from Ye = 0.45 up to 0.49. The corresponding entropies are chosen such that the ratio mentioned above remains constant. The resulting seed distributions are not robust. The corresponding mass fraction of the α-particles decreases with decreasing electron abundance.

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3.4. Termination of the Charged-particle Reactions

There is a natural upper limit of the r-process-relevant entropies, i.e., the last entropy which still yields a significant amount of seed nuclei. We label those maximum entropies as Sfinal. Beyond Sfinal the recombination of the α-particles (see Equations (10) and (11)) fails completely and the yields at such entropies only consist of α-particles, free neutrons which decay to protons, and traces of 2H,3H, 3He, 12C and 16O. This is similar to the big bang nucleosynthesis where the dominant protons and the less abundant neutrons recombine to roughly 75% protons, 24%4He, and traces of 6Li and 7Be. Table 3 shows an example of the yields of such a boundary entropy beyond Sfinal. In the limiting case of disappearing protons, the abundance and mass fraction of α-particles and the neutrons are given by Equations (7)–(9), and are shown for some values of Ye in Table 2.

Table 3. Abundances and Mass Fractions Obtained for a Boundary Entropy Beyond Sfinal

Baryon Abundance (Y) Mass fraction (X in %)
4He 0.2439 97.55
n 0.22 × 10−1 2.2
H 0.23 × 10−2 0.23
2H 0.28 × 10−6 0.56 × 10−6
3H 0.73 × 10−7 0.22 × 10−6
12C 0.22 × 10−8 0.26 × 10−7
16O 0.11 × 10−8 0.18 × 10−7
3He 0.41 × 10−9 0.12 × 10−8

Notes. The model parameters are S = 278, Ye = 0.49, and Vexp = 7500 km s−1exp = 35 ms). For further details, see the text.

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Table 4 finally shows the results of simulations for two expansion velocities and a selection of Ye-values. The second and the sixth columns contain the initial entropies (Sinitial) with a strength equal to unity, so that from the respective seed composition a subsequent r-process can occur. The third and seventh columns contain the highest entropy (Sfinal), for which seed nuclei can be formed. Beyond Sfinal, no Fe-group seed nuclei are produced, and hence under such conditions an r-process is no longer possible. Obviously, Ye-values larger than 0.49 will exhibit a depletion of the third peak elements and the actinides Th and U since the maximum Yn/Yseed ratios are smaller than 100.

Table 4. The α-rich Freeze-out Conditions for an r-process at Two Expansion Velocities Vexp = 7500 and 15000 km s−1 which Correspond to Expansion Timescales of 35 and 15 ms, Respectively

Ye 7500 km s−1 15,000 km s−1
  Sinitial Sfinal ΔS $\left(\frac{Y_{n}}{Y_{\rm seed}}\right)_{\rm final}$ Sinitial Sfinal ΔS $\left(\frac{Y_{n}}{Y_{\rm seed}}\right)_{\rm final}$
0.499 206 253 47 17 156 193 37 17
0.498 185 258 73 37 143 194 51 32
0.496 162 263 101 60 128 198 70 50
0.494 153 267 114 72 121 202 81 62
0.492 147 272 125 84 117 205 88 68
0.490 142 277 135 96 113 209 96 78
0.486 136 283 147 109 109 216 107 92
0.482 131 295 164 132 105 223 118 107
0.478 126 303 177 148 101 229 128 120
0.474 122 311 189 167 98 236 138 139
0.470 118 319 201 188 95 242 147 155
0.466 114 327 213 212 92 248 156 174
0.462 111 334 223 233 89 254 165 195
0.458 107 341 234 258 87 260 173 219
0.454 104 348 244 286 84 265 181 239
0.450 100 354 254 311 81 270 189 261
0.400 53 416 363 755 43 320 277 655

Notes. For a given Ye, Sinitial is the entropy which initiates an r-process (Yn/Yseed ≈ 1), Sfinal is the last entropy which is able to build heavy seed nuclei (beyond it no r-process can take place), ΔS = SfinalSinitial, and $\big(\frac{Y_{n}}{Y_{\rm seed}}\big)_{\rm final}$ represents the maximum Yn/Yseed ratio which can be attained when S = Sfinal. For further details, see discussion in the text.

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From Table 4, one can also see that for a given expansion speed, Sfinal changes and increases as Ye decreases. This is because the bottle-neck reaction of Equation (11) additionally depends on Ye, and—provided neutrons are available—it can proceed at densities smaller than those needed by the triple-α reaction since an uncharged particle is involved.

4. THE r-PROCESS

Starting with the conditions resulting from the charged-particle freeze-out presented in the previous sections, we have performed our r-process calculations with the code discussed in Section 2. In addition to the original code version of Freiburghaus et al. (1999), we also have introduced temperature-dependent neutron-capture rates. We have investigated the impact of different mass models and β-decay properties on the r-process duration and the final abundances after β-decay back to stability, and also have examined the role of β-delayed neutrons. Special emphasis was put on a detailed understanding when a chemical equilibrium between neutron captures and photodisintegrations, i.e., an (n, γ) − (γ, n) equilibrium is fulfilled, when the freeze-out from such conditions occurs and how neutron captures of the remaining free neutrons and β-delayed neutrons can affect the final abundance pattern.

4.1. General Results

Here we present a first survey of detailed network calculations for a variety of entropies, followed until the total consumption of neutrons. According to the entries in Table 4, entropies of 175, 195, 236, 270, and 280 kB/baryon result in neutron to seed ratios of about 23, 34, 66, 107, and 121. The first two components lead to abundance patterns with maxima between A = 100–130. The third component populates the rare earth elements (hereafter, REE) in the mass range around A = 162. The fourth component forms the abundances of the A = 195 peak, and the fifth component proceeds to even heavier isotopes, also populating the actinides. These results are displayed in Figures 610, making use of five different mass models/formulae. Fission is here implemented in a simplified way, assuming complete and symmetric fission for nuclei with A > 260. With a superposition of different entropy yields under the assumption that the ejected neutrino wind elements per equidistant entropy interval have equal volumes, final isotopic r-process abundances are obtained, which are displayed in Figures 2428. Deficiencies to the Nr,☉ will be discussed in more detail later in Section 5.2.

Figure 6.

Figure 6. Choice of five entropies which synthesize the mass region beyond A = 110 by using the mass model FRDM (Möller et al. 1995) and the corresponding β-decay properties and neutron-capture rates. The solar r-abundances (black dots with error bars) are scaled such that the value of 130Ter,☉ coincides with the maximum of the S = 195 curve at A = 130. The process durations indicate the time between the freeze-out of the charged-particle reactions and the r-process. Note the depletion of the REE mass region.

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Figure 7.

Figure 7. Choice of five entropies which synthesize the mass region beyond A = 110 by using the unquenched mass model ETFSI-1 (Aboussir et al. 1995) and the corresponding β-decay properties and neutron-capture rates. See the caption of Figure 6 and the text for further details.

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Figure 8.

Figure 8. Choice of five entropies which synthesize the mass region beyond A = 110 by using the quenched mass model ETFSI-Q (Pearson et al. 1996) and the corresponding β-decay properties and neutron-capture rates. See the caption of Figure 6 and the text for further details.

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Figure 9.

Figure 9. Choice of five entropies which synthesize the mass region beyond A = 110 by using the mass formula of DUFLO–ZUKER (Duflo & Zuker 1995). Because of the close similarity between the theoretical β-decay properties and neutron-capture rates calculated based on this mass formula and the ETFSI-Q model (verified for a series of representative cases), for simplicity we use here the ETFSI-Q data sets. See the caption of Figure 6 and the text for further details.

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Figure 10.

Figure 10. Choice of five entropies which synthesize the mass region beyond A = 110 by using the new mass model HFB-17 (Goriely et al. 2009). Again, due to the similarity between the theoretical β-decay properties and neutron-capture rates calculated based on this mass model and the earlier ETFSI-Q version of the same collaboration (Pearson et al. 1996), we use here the ETFSI-Q data sets. See the caption of Figure 6 and the text for further details.

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4.2. Neutron Freeze-out

While the r-process proceeds, the neutron abundance Yn decreases and the amount of the newly formed fresh r-process material increases as function of time. Since neutron captures destroy the seed nuclei, we replace the seed abundance Yseed by the r-process material abundance Yr. With this, we define the neutron freeze-out as the instant when

Equation (13)

and we label the corresponding time as tfreeze. After tfreeze, the remaining neutrons and those produced by β-delayed neutron emission will not change the final abundances dramatically. Figures 610 show for four mass models and one mass formula the freeze-out times tfreeze for five selected entropies, i.e., S = 175, 195, 236, 270, and 280, and the final abundance curves after β-decay back to stability. Table 5 shows a comparison between two specifically selected mass models, i.e., FRDM and ETFSI-Q, for the same astrophysical conditions (Vexp, Ye, and S). Obviously, the nuclear-physics input seems to have a significant impact on the r-process abundances. For instance, with the FRDM mass model a longer process duration (by about a factor 1.5) is needed to produce the second (A ≃ 130) and third (A ≃ 195) r-process peaks than for ETFSI-Q. Similar differences in the timescales are also observed for ETFSI-1, DUFLO–ZUKER, and HFB-17. These differences are mainly due to the strong N = 82 shell closure of the FRDM mass model which in addition leads to an underproduction of the REE mass region.

Table 5. r-process Simulations with Vexp = 7500 km s−1 and Ye = 0.45

Entropy Strength FRDM ETFSI-Q
S (kB/baryon) Yn/Yseed tfreeze (ms) T9 Maximum tfreeze (ms) T9 Maximum
100 1 1 2.95 92Zr 1 2.93 92Zr
130 6 21 2.14 104Ru 34 1.81 102Ru
175 23 91 1.09 126Te 86 1.13 128Te
195 34 197 0.626 129Xe 138 0.818 130Te
215 48 327 0.411 132Xe 208 0.600 140Ce
230 61 375 0.365 132Xe 241 0.531 154Sm
236 66 398 0.346 132Xe 253 0.511 162Dy
260 92 528 0.269 195Pt 322 0.417 192Os
270 107 600 0.239 196Pt 398 0.347 195Pt
280 121 684 0.212 129Xe 470 0.299 206Pb
295 146 860 0.171 129Xe 586 0.244 232Th
300 154 926 0.159 129Xe 629 0.229 130Te

Notes. The first column shows a choice of entropies, the second shows the corresponding r-process strength, i.e., the Yn/Yseed ratio. The third and sixth columns represent the r-process durations, i.e., the time between the freeze-out of the charged-particle reactions and the freeze-out of the following r-process. The fourth and seventh columns show the r-process freeze-out temperatures, and the fifth and last columns show the nucleus with the maximum abundance after decay back to stability for the FRDM and ETFSI-Q mass models, respectively. Note the earlier onset of fission cycling with FRDM.

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The weaker N = 126 shell closure of FRDM causes an underproduction of Pb and an earlier onset of fission cycling than the other mass models. Hereafter, when speaking about freeze-out without any further specifications, the neutron freeze-out (Yn/Yr < 1) is meant.

4.3. Chemical Freeze-out

In case of a chemical equilibrium between neutron captures and reverse photodisintegrations, or a so-called (n, γ) − (γ, n) equilibrium between neighboring nuclei (Z, A) and (Z, A + 1) within an isotopic chain, the abundance ratio of these two nuclei is given by the nuclear Saha-equation

Equation (14)

The neutron separation energy Sn, the nuclear partition function G, and the mass number A represent the nuclear-physics input, whereas the temperature T and the neutron number density nn represent the conditions of the astrophysical environment. In the following, we want to analyze our r-process calculations, testing if in high-entropy expansions an (n, γ) − (γ, n) equilibrium is achieved at all, how long it prevails, and at which time it breaks down. In addition, we will monitor the effect of abundance changes after the freeze-out from such an equilibrium via final captures of remaining free neutrons and those from β-delayed neutron emission. If we express the product kBT in units of T9 Equation (14) can be rewritten as

Equation (15)

From Equation (15), we then obtain

Equation (16)

Sn(Z, A + 1) can also be calculated via

Equation (17)

where mZ,A + 1ex, mZ,Aex, and mnex are the mass excesses of the nuclei (Z, A + 1), (Z, A) and the neutron, respectively. We define the freeze-out with regard to the (n, γ) − (γ, n) equilibrium as the instant, when the ratio of S(n,γ−γ,n)n and Srealn of the nuclei (Z, A + 1) next to those lying in the r-process path (Z, A) which represent the abundance maxima in each isotopic chain computed via the relations given in Equations (16) and (17) diverge from unity, and we label the corresponding time as tchem.

Figures 1113 show the validity and duration of the (n, γ) − (γ, n) equilibrium as a function of time for the entropies which synthesize the second, the REE pygmy and the third r-process abundance peaks. Obviously, the second peak is formed under a full chemical equilibrium. The ratios of the real neutron separation energies and those predicted by the Saha-equation are about unity for the whole Z range (blue color). The break-out from the chemical equilibrium happens 60 ms later, i.e., clearly after the neutron freeze-out. Therefore, for the A ≃ 130 r-process peak one has tfreeze < tchem . The broad REE pygmy peak with its abundance maximum around A ≃ 162 is formed at the limit of a chemical equilibrium, where

However, the A ≃ 195 peak is no longer built under chemical equilibrium conditions. This means

Therefore, the morphology of the rapid neutron-capture process in the neutron-rich HEW can be depicted as a combination of three types.

  • 1.  
    A "hot" r-process, which proceeds and ends already at relatively high temperatures (T9 ≈ 0.8), maintaining a full chemical equilibrium until the A ≃ 130 peak is formed.
  • 2.  
    A "hybrid" r-process, which proceeds at high temperatures and ends at low temperatures (T9 ≈ 0.5), maintaining a partial chemical equilibrium until the REE pygmy peak is formed.
  • 3.  
    A "cold" r-process, which proceeds at high temperatures and ends at even lower temperatures (T9 ≈ 0.35) with no chemical equilibrium until the A ≃ 195 peak is formed (see also Arcones et al. 2007; Wanajo 2007).
Figure 11.

Figure 11. Validity and endurance of the (n, γ) − (γ, n) equilibrium for the A = 130 peak formed by S=195 kB/baryon. Color-coded is the ratio of the neutron separation energies Srealn(Z, A + 1) of the right neighbor of the nucleus (Z, A) with the maximum abundance in the corresponding Z-chain, calculated by using the ETFSI-Q mass model and S(n,γ)−(γ,n)n(Z, A + 1) predicted by the nuclear Saha-equation in case of an existing chemical equilibrium between the nuclei (Z, A) and (Z, A + 1). The equilibrium holds when Srealn/S(n,γ)−(γ,n)n ≈ 1 (see the color codes and ratios given on the y-axis on the right side of the figure). The vertical solid line shows the time of the r-process freeze-out. See the text for further details.

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Figure 12.

Figure 12. Validity and the endurance of the (n, γ) − (γ, n) equilibrium for the A = 162 REE pygmy peak formed by S = 236 kB/baryon. See the caption of Figure 11 for further details.

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Figure 13.

Figure 13. Validity and the endurance of the (n, γ) − (γ, n) equilibrium for the A = 195 peak formed by S = 270 kB/baryon. See the caption of Figure 11 for further details.

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Thus, for the latter two r-process types the neutron-capture rates will play a significant role for the mass region beyond A ≃ 140.

4.4. Dynamical Freeze-out

The dynamical freeze-out occurs when the neutron depletion becomes inefficient, and thus the timescale τn is larger than the hydrodynamical timescale τhyd, i.e.,

Equation (18)

We label the corresponding time with tdyn. Then, Δt = tdyntfreeze is the time interval when the last free neutrons are captured and β-delayed neutrons are recaptured during the decay back to stability. Depending on the capability of the radioactive progenitor nuclei to emit β-delayed neutrons after tfreeze, the freeze-out times tdyn and tfreeze may be identical or can differ from each other. Beyond tdyn the neutron number density nn drops to values ${\le }10^{18} \,\mbox{\mbox{\it n} cm}^{-3}$, thus representing the signature for the end of the r-process.

4.5. The β-flow Equilibrium

During the r-process the abundance flow from each isotopic chain to the next is governed by β-decays. We can define a total abundance in each isotopic chain Y(Z) = ∑AY(Z, A), and each Y(Z, A) can be expressed as Y(Z, A) = Y(Z)P(Z, A), where P(Z, A) represents the population coefficient of the nucleus (Z, A). In case of a steady flow of β-decays between isotopic chains, in addition to an (n, γ) − (γ, n) equilibrium, we also have

Equation (19)

In other words, each Z-chain can be treated as an effective nucleus with a β-decay rate λeff. Under such conditions the assumption of an abundance Y(Zmin) at a minimum Z-value would be sufficient to predict the whole set of abundances as a function of A, provided that an (n, γ) − (γ, n) equilibrium and a steady flow has been reached. Already in the past, various groups have discussed the possibility of either a global r-process steady-flow equilibrium or local (n, γ) − (γ, n) and β-flow equilibria in between neutron shell closures (see, e.g., Burbidge et al. 1957; Seeger et al. 1965; Hillebrandt et al. 1976; Cameron et al. 1983a, 1983b), assuming different astrophysical sites and different theoretical nuclear-physics input. First experimental evidence for a combination of an (n, γ) − (γ, n) equilibrium and a local steady flow at N = 50 and N = 82 came from the work of Kratz et al. (1986), Kratz (1988), and Kratz et al. (1993) in their site-independent approach. This result that the β-flow is not global was shortly afterward confirmed by Meyer (1993) for the specific site of a high-entropy hot bubble. In the present paper, we extend the above steady-flow studies and show under which entropy and temperature conditions which type of equilibrium is reached and when it breaks down.

In Figures 1416, we show the quantity Y(Zeffβ(Z) (color-coded) as a function of time for entropies of S = 195, 236, and 270 which produce the second peak, the REE pygmy peak and the third r-process peak regions, respectively. Those entropies were selected because they indicate best how the β-flow proceeds through both shell closures (N = 82 and 126) and the REE region between them. As a function of time, the following conclusions can be drawn.

  • 1.  
    Before approaching the freeze-out, a β-flow equilibrium is established for isotopic chains with Z < 43, i.e., where the abundance distribution does not populate the N = 82 shell closure.
  • 2.  
    After reaching the freeze-out, another late β-flow proceeds through the most populated Z-chains: (1) Z = 46–49 for the A ≃ 130 mass region, (2) Z = 50–63 for the REE pygmy peak region, and (3) Z = 64–70 for the A ≃ 195 mass region.

Thus, we confirm the earlier conclusions (see, e.g., Kratz et al. 1993; Meyer 1993; Thielemann et al. 1994; Pfeiffer et al. 2001b), that in the r-process a global β-flow equilibrium does not occur, but local equilibria are established in between neutron shell closures where short β-decay half-lives are encountered. These equilibria are essential for a successful reproduction of the Nr,☉ distribution (see Section 5).

Figure 14.

Figure 14. Validity and endurance of the β-flow equilibrium for the A = 130 peak formed by S = 195 kB/baryon as a function of time. Color-coded is the quantity λeff(Z)Y(Z) of each Z-chain. The vertical line shows the time of the r-process freeze-out. Here, a global β-flow equilibrium does not occur, but local equilibria do appear before the r-process freezes out. After the freeze-out the β-flow equilibrium proceeds steadily to higher Z-chains (Z = 47 and 48) around t ≃ 150 ms, and proceeds further to Z = 50 before it completely breaks out.

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Figure 15.

Figure 15. Validity and endurance of the β-flow equilibrium for the REE pygmy peak formed by S = 236 kB/baryon as a function of time. Prior to the freeze-out, a wide-range equilibrium occurs between the Sn (Z = 50) and Nd (Z = 60) Z-chains when the matter flow passes the In (Z = 49) Z-chain at t ≈ 200 ms. After the freeze-out, the equilibrium lasts about 50 ms between the most populated Z-chains in the REE region. See the caption of Figure 14 and the text for more details.

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Figure 16.

Figure 16. Validity and endurance of the β-flow equilibrium for the A = 195 peak formed by S = 270 kB/baryon as a function of time. Prior to the freeze-out, a strong local equilibrium occurs between the Sm (Z = 62) and Er (Z = 68) Z-chains when the mater flow passes the Pm (Z = 61) Z-chain at t ≈ 250 ms. After the freeze-out, a weak equilibrium lasts for about 300 ms between the Er (Z = 68), Tm (Z = 69), and Yb (Z = 70) Z-chains. See the caption of Figure 14 and the text for more details.

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4.6. The Progenitors of 130Te, 162Dy, and 195Pt, and the Role of β-delayed Neutrons

130Te, 162Dy, and 195Pt represent the maxima of the A ≃ 130, the REE and the A ≃ 195 r-process abundance peaks. While it is generally accepted that the two sharp main peaks (both with FWHM widths of about 15 m.u.) are due to the retarded r-matter flow at the N = 82 and N = 126 shell closures, the origin of the broad structured REE pygmy peak distribution (with a total width of about 50 m.u.) as either being a signature of nuclear deformation or as representing the result of a late abundance enhancement by fission cycling, still seems to be under debate. In the following, on the basis of Table 6 and Figures 1728, we will discuss in some detail the formation of the three r-abundance peaks. Table 6 shows the isobaric progenitors of the three peak maxima at A = 130, 162, and 195, respectively, for the three freeze-out types at different times, temperatures, and neutron densities discussed above. Figures 1719 indicate the effects of the late recapture of β-delayed neutrons on the final r-abundances. Figures 2023 show the calculated abundance heights and widths as a function of entropy of the above three peak isotopes for the two selected mass models ETFSI-Q and FRDM. And finally, Figures 2428 present overall fits to the Nr,☉ distribution for the five different mass models chosen in the present study.

Figure 17.

Figure 17. Upper panel shows two abundance distributions for the same astrophysical parameters (S, Ye, Vexp) with (+βdn) and without (−βdn) recapturing of the previously emitted β-delayed neutrons. Their recapture causes the maximum abundance to shift from A = 129 to A = 130. The lower panel shows the ratio of the isotopic abundances for both cases, without and with β-delayed neutrons. See the text for further details.

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Figure 18.

Figure 18. Upper panel shows two abundance distributions for the same astrophysical parameters (S, Ye, Vexp) with (+βdn) and without (−βdn) recapturing of the previously emitted β-delayed neutrons. Their recapture causes the gradual shift of the maximum abundance to A ≃ 162. The lower panel shows the ratio of the isotopic abundances for both cases, without and with β-delayed neutrons. See the text for further details.

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Figure 19.

Figure 19. Upper panel shows two abundance distributions for the same astrophysical parameters (S, Ye, Vexp) with (+βdn) and without (−βdn) recapturing of the previously emitted β-delayed neutrons. Their recapture causes the gradual shift of the maximum abundance from A = 194 to A = 195. The lower panel shows the ratio of the isotopic abundances for both cases, without and with β-delayed neutrons. See the text for further details.

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Figure 20.

Figure 20. Calculated abundances of 130Te, 162Dy, and 195Pt as a function of the entropy S by using the quenched mass model ETFSI-Q. The three curves are scaled with the same factor to normalize the maximum of the 130Te curve to the abundance of 130Ter,☉. Note the good agreement of the relative heights of the peak maxima with the corresponding solar r-abundances in case of a continuous ejection of neutrino wind elements with equal volumes per equidistant entropy interval (V(S) = const).

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Figure 21.

Figure 21. See Figure 20. The mass model used here is FRDM. Again, note the good agreement of the maximum of the 195Pt curve with its corresponding solar r-abundance. The underproduction of the REE mass region is due to the strong N = 82 shell closure of the mass model used.

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Figure 22.

Figure 22. See Figure 20, but with the ejection of neutrino-wind elements with equal masses per equidistant entropy interval (M(S) = const). Note the slight disagreement of the top of the 162Dy and 195Pt curves with their corresponding solar r-abundances.

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Figure 23.

Figure 23. See Figure 20, but with the ejection of neutrino-wind elements with equal masses per equidistant entropy interval (M(S) = const) and by using the FRDM masses. Note the strong underproduction of 162Dy and the slight disagreement of the top of the 195Pt curve with its corresponding solar r-abundance.

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Figure 24.

Figure 24. Superposition of entropies from S = 5 up to the maximum entropy Sfinal = 355 using the mass model FRDM. The overall fit of the mass region from A = 110 to 209 is good, except for the REE mass region which is strongly underproduced by a factor of 3. Furthermore, the left wing of the A = 195 peak is displaced and an abundance trough occurs at A ≈ 205 which leads to a strong underproduction of the Pb mass region.

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Figure 25.

Figure 25. Superposition of entropies from S = 5 up to the maximum entropy Sfinal = 355 using the unquenched mass model ETFSI-1. The overall fit of the mass region from A = 110 to 209 is excellent.

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Figure 26.

Figure 26. Superposition of entropies from S = 5 up to the maximum entropy Sfinal = 355 using the quenched mass model ETFSI-Q. The overall fit of the mass region from A = 110 to 209 is good. However, the mass region between A = 140 and 160 is somewhat overproduced.

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Figure 27.

Figure 27. Superposition of entropies from S = 5 up to the maximum entropy Sfinal = 355 using the mass formula of DUFLO–ZUKER. The overall fit provides the best overall agreement for the REE mass region, but the third r-process peak and the Pb mass region are underproduced. The abundance trough at A = 205 is less pronounced than in the case of FRDM.

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Figure 28.

Figure 28. Superposition of entropies from S = 5 up to the maximum entropy Sfinal = 355 using the mass model HFB-17. Note the slight underabundances in the nuclear shape-transition regions at A ≃ 145 and A ≃ 175. The third r-process peak and the Pb mass region are underproduced. The abundance trough at A = 205 is more pronounced than in the case of DUFLO–ZUKER.

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Table 6. The Main Isobaric Progenitors of 130Te, 162Dy, and 195Pt Using the Mass Model ETFSI-Q

Peak Freeze-out Progenitor Y (10−5) Time (ms) T9 nn (cm−3) Yn/Yheavy
130Te Neutron 130Pd 50 138 0.82 1023 1
  Chemicalb 130Pd 23 171 0.71 1021 10−2
  Chemicale 130Cd 21 414 0.33 1018 10−4
  Dynamical 130Cd 16 415 0.33 1018 10−4
162Dy Chemicalb 162Xe 1.3 220 0.57 1024 9
  Neutron 162Ba 4.0 252 0.52 1023 1
  Chemicale 162Ce 1.9 331 0.41 1019 10−4
  Dynamical 162Nd 0.7 479 0.29 1017 10−5
195Pt Chemicalb 195Ho 1.9 × 10−3 212 0.59 1024 47
  Neutron 195Tm 1.9 396 0.35 1022 1
  Chemicale 195Tm 4.3 422 0.33 1021 0.2
  Dynamical 195Yb 12 701 0.21 1018 10−4

Notes. The model parameters are Ye = 0.45, Vexp = 7500 km s−1, and S = 195, 236, and 270. The neutron, chemical and dynamical freeze-outs mean Yn/Yheavy < 1, the break-out of the (n, γ) − (γ, n) equilibrium and |Yn(t)/$\dot{Y}_n(t)|>|\rho (t)/\dot{\rho }(t)|$, respectively. The superscripts b and e denote the "begin" and "end" of the (n, γ) − (γ, n) equilibrium, respectively.

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In the historical WP approximation of the r-process at the commonly assumed freeze-out around T9 ≃ 1, the main isobaric progenitor of stable 130Te is the N = 82 isotope 130Cd, for which in the meantime the most important nuclear-physics properties (T1/2, Pn, and Qβ) are experimentally known (Kratz et al. 1986; Hannawald et al. 2000; Dillmann et al. 2003). In a fully dynamical r-process model like our present HEW study, however, the situation is more complicated. In the following, we will discuss in detail the formation of 130Cd during the freeze-out phases (see Table 6, and Figures 11, 14, and 17). For this purpose, we consider here the (representative) conditions of an entropy of S = 195, for which the highest partial 130Te abundance is obtained.

Under these conditions, the initial r-matter flux at a neutron density of nn ≃ 1027 occurs further away from the β-stability line than in the later freeze-out phases. As in the classical WP approach, the r-process in the A ≃ 130 region still starts to "climb up the N = 82 staircase" (Burbidge et al. 1957), however only up to Z = 45 127Rh. Already at Z = 46 128Pd, the r-process begins to break out from the magic shell, with comparable timescales for the two competing reactions of further neutron capture and β-decay. In the Z = 46 isotopic chain, the r-process does produce some N = 82 128Pd, but proceeds up to N = 84 130Pd (with the highest isotopic abundance) and N = 86 132Pd. Similarly, also for Z = 47 the r-process partly breaks out from N = 82, still producing 129Ag, but again continuing up to N = 84 131Ag and N = 86 133Ag with comparable initial abundances. In this early stage, for the classical Z = 48 130Cd waiting point, neutron capture out of N = 82 still dominates over β-decay (τnγβ ≃ 0.1) thus forming only a small fraction of its total abundance. Here, the highest initial isotopic yield is obtained for N = 86 134Cd. Finally, the classical N = 82, Z = 49 "break-out" isotope 131In is passed quickly (τnγβ ≃ 0.02), and N = 86 135In is formed with the highest initial isotopic yield.

When focusing in the following on A = 130, we recognize that several isotopes lying beyond N = 82 with high initial abundances act as β-decay and β-delayed 1n to 3n progenitors of neutron magic 130Cd. As mentioned above, the most important isobaric r-process nuclide now is N = 84 130Pd, which contains about 60% of the total abundances of the early progenitors of 130Cd. However, due to its high β-delayed neutron branching ratios (P1n ≃ 73%; P2n ≃ 18%), and the total Pan ≃ 24% of the daughter 130Ag, only about 6% of the initial 130Pd abundance lead to 130Cd. The next important initial β-xn progenitors of 130Cd are 132Pd and 133Ag, both with about 20% progenitor abundance. With these different decay branches, during the early neutron and chemical freeze-out phases (see Table 6), only a part of the total 130Cd abundance is produced. Another sizeable fraction comes from neutron captures of the remaining "free" neutrons. Here again, the most important contribution comes from the initial 130Pd abundance via its strong β-delayed 1n decay branch to 129Ag. When considering the different neutron-capture cross sections for N = 82 129Ag and its β-decay daughter N = 81 129Cd (about a factor 55 in favor of 129Cd) under the relevant time, temperature, and neutron-density conditions at the end of the chemical freeze-out (see Table 6), it is clear that neutron capture predominantly occurs after 129Ag β-decay to 129Cd into N = 82 130Cd. The respective production modes of 130Cd are reflected by the abundance ratios of Y(130Cd)/Y(129Ag) at the beginning and at the end of the chemical equilibrium. In this freeze-out phase, within about 240 ms, this ratio changes by about a factor of 20 from 0.14 to 2.7. These early abundances are further modulated during β-decay back to stability by the capture of the remaining "free" neutrons and the β-delayed neutron recapture. The resulting abundance shifts in the A ≃ 130 peak region from the late recapture of previously emitted β-delayed neutrons are shown in Figure 17. We see that significant effects occur in the rising wing of the peak. At the top, the abundance of 129Xe is reduced by a factor of 2.5, whereas the 130Te abundance increases by about a factor 2.2.

Early debates (see, e.g., Burbidge et al. 1957; Cameron 1957) were related to the possible origin of the REE pygmy peak, either due to mass-asymmetric fission cycling from the trans-actinide region or from the nuclear shapes of the REE progenitor isotopes. In their site-independent approach Kratz et al. (1993) had already recognized obvious deficiencies of the FRDM mass model in the shape-transition regions before and behind the N = 82 and N = 126 shell closures, which resulted in an inadequate REE pattern. More detailed network calculations were then performed by Surman et al. (1997), again using the FRDM mass model and a simplified set of "adapted" β-decay half-lives. They concluded that the REE peak is due to a subtle interplay of nuclear deformation and β-decay, not occurring in the steady-flow phase of the r-process. At about the same time, the conclusion of the above authors were in principle confirmed by r-abundance calculations of Kratz et al. (1998), who compared the REE distributions resulting from (1) the spherical mass model HFB/SkP of Dobaczewski et al. (1984), and (2) the deformed mass model ETFSI-Q of Pearson et al. (1996).

In the present paper, we use five selected (deformed) mass models with different microscopic sophistication to reproduce the overall Nr,☉ distribution. From Figures 2428 one can clearly see the different success of our dynamical network calculations in reproducing the overall shape of the REE pygmy peak. However, with the exception of FRDM, for the other four cases we can consistently confirm and strengthen the earlier conclusions of Surman et al. (1997) and Kratz et al. (1998), that (at least for the HEW scenario) fission cycling seems to be unimportant. And, when considering the FRDM masses, it is highly questionable if its nuclear deficiencies around the magic neutron shells would be "repaired" more or less artificially by assuming strong fission cycling at extremely high entropies (e.g., S > 450 kB/baryon).

From Table 6 one can also see that the REE pygmy abundance peak is formed with the "correct" shape and relative height in a continuous r-matter flow during freeze-out. It is interesting to note that in the early phase (begin of the chemical equilibrium at about 220 ms) the build-up of the whole REE region is still dominated by neutron captures, forming Z = 54 162Xe and Z = 56 162Ba with the highest A = 162 isotopic abundances. Within the following about 100 ms, when approaching the end of the chemical equilibrium, the matter flow has continued to the maximum A = 162 abundance for Z = 58 162Ce. Now, up to this mass region β-decay clearly dominates over further neutron capture. Only in the late phase of the dynamical freeze-out (after about 480 ms), the continued matter flow has formed Z = 59 162Pr and Z = 60 162Nd with their maximum yields. Under these low-temperature conditions (T9 ≃ 0.3), the density of "free" neutrons has already dropped to nn ≃ 1017 so that by now the whole REE region between Z = 54 and Z = 62 is dominated by β-decays. Finally, as is indicated in Figure 18, during even later times of the decay back to stability, an additional gradual abundance shift to A = 162 occurs, which originates from the recapture of previously emitted β-delayed neutrons. Thus, the final shape of the REE pygmy peak is established only at very late non-equilibrium.

The formation of the A ≃ 195 Nr,☉ peak, which is related to the N = 126 shell closure, is similar to that of the A ≃ 130 (N = 82) peak but not exactly the same. There are several differences with respect to both astrophysical as well as nuclear-physics parameters. Starting with a similar initial neutron density of nn ≃ 1027, the higher entropy of S = 270 (compared to S = 195 for the A ≃ 130 peak) leads to a higher neutron to seed abundance ratio of Yn/Yseed ≃ 105 (compared to Yn/Yseed = 36 for S = 195). This results in an initial r-process path further away from β-stability than in the A ≃ 130 region, involving extremely neutron-rich progenitor isotopes with on the average higher β-delayed neutron branching ratios. In consequence, the description of the formation of the A ≃ 195 abundance peak and its modulation during the decay back to β-stability is more complicated. Apart from the "bottle-neck" behavior of the N = 126 shell closure, we have to face a detailed interplay between captures of "free" neutrons, β-decays, emission of β-delayed neutrons and their recapture. For some snapshots of the freeze-out during the first 750 ms, see Table 6 and Figures 13, 16, and 19. And at the end, we will argue why the top of the A ≃ 195 Nr,☉ peak occurs with 195Pt at an odd mass number, and not—as one would expect—at an even mass number.

In principal similarity to the formation of the early A ≃ 130 Nr,☉ peak, the initial r-matter flux enters the A ≃ 195 peak region at the "lighter" N = 126 waiting points, producing small fractions of Z = 62 188Sm to Z = 66 192Dy. Already from Z = 67 on upward, the early r-process breaks through the closed shell. In this phase, in the whole mass region neutron capture strongly dominates over β-decay.

At the end of the chemical equilibrium freeze-out phase after about 420 ms (see Table 6), the abundances of N = 126 191Tb to 196Yb have increased between 1 up to 7 orders of magnitude, all approaching their maximum values during the first 750 ms of the freeze-out. For all "lighter" N = 126 isotopes up to Z = 68 194Er, now β-decay dominates over neutron capture. Under these conditions, 194Er has the highest N = 126 isotopic abundance. For Z = 69 195Tm and Z = 70 196Yb neutron capture and β-decay timescales become comparable; hence, the break-out from N = 126 now has shifted to higher Z values. At the time when the dynamical freeze-out occurs (after about 750 ms; see Table 6), the abundances of the lighter N = 126 isotopes up to Z = 67 (Ho) have already decreased by more than an order of magnitude due to their β-decays, whereas under these late conditions finally also the abundances of the "heaviest" N = 126 isotopes from Z = 71 (Lu) to Z = 74 (W) have reached their maximum values. Interestingly, the abundance of Z = 68 194Er has only decreased by about a factor of 4, and the abundance of 195Tm has remained constant. In this late dynamical freeze-out phase, for all N = 126 nuclei β-decay dominates over neutron capture.

As mentioned above, at the end of this section we want to come back to the question why the top of the A ≃ 195 Nr,☉ peak occurs at an odd mass number and not at the—as expected—even mass A = 194 of the most abundant classical N = 126 waiting-point isotope 194Er. At the end of the chemical equilibrium and in the subsequent dynamical freeze-out phase, a subtle interplay of several β-decay, β1n- to β3n-decay, and neutron-capture channels occurs, which leads to kind of reaction cycles. Recapture of β-delayed neutrons does not yet play a significant role. Under these conditions, the maximum abundance in the peak is still 194Er closely followed by 195Tm. When neglecting β-delayed neutron recapture, obviously this signature is held during the whole decay back to stability, resulting in a final abundance ratio of Y(194Pt)/Y(195Pt) ≃ 1.3. However, when allowing the recapture of previously emitted β-delayed neutrons, which occurs relatively late during the β-back decay, a significant upward abundance shift with Z occurs in the whole rising wing up to the top of the peak. Beyond A = 195, for a few masses the reverse effect is observed. This is shown in Figure 19. In our calculations, the final abundance ratio now changes to Y(194Pt)/Y(195Pt) ≃ 0.5. Hence, we again conclude that the recapture of β-delayed neutrons has to be included in detailed r-process calculations.

5. REPRODUCTION OF THE SOLAR-SYSTEM R-PROCESS ABUNDANCES

5.1. The Entropy Weights

In our attempt to not only understand the behavior of individual entropy components, but rather to find an explanation of the solar system isotopic r-abundance residuals Nr,☉NNs,☉, we need to consider a recipe for the weights in such entropy superpositions, similar to the superposition of neutron number densities in classical r-process calculations (Kratz et al. 1993, 2007; Cowan et al. 1999; Pfeiffer et al. 2001a). Hereafter, we will discuss two simple approaches, assuming the ejection of neutrino-wind elements per equidistant entropy interval with equal masses (dM(S)/dS = const) or with equal volume (dV(S)/dS = const), where the entropy spans from S = 5 to Sfinal. This is a pure assumption not resulting from dynamic explosion calculations; but we will show that this simple weighting leads to excellent fits to the solar r-process abundances between the rising wing of the A ≃ 130 peak and the Pb-Bi peak.

5.1.1. Ejecta per Equidistant Entropy with Equal Volumes

If the ejected neutrino-wind elements are equal-sized (hereafter, assumption 1), one obtains

Since S ∼ 1/ρ, one obtains for an entropy S

Equation (20)

where Sref represents an arbitrary reference entropy which we set equal to 5 kB/baryon, the smallest entropy in our network calculations. From Equation (20), one infers that the entropy weight is

Equation (21)

Hence, by integrating over different entropies, the accumulated abundance Ysum(Z, A) of a given nucleus (Z, A) is

Equation (22)

Therefore, the ejected mass fraction of heavy material per entropy is given by

Figures 20 and 21 show the calculated abundances of 130Te, 162Dy, and 195Pt as a function of entropy. The agreement of the peak heights of our simulations with the corresponding solar-system r-abundances is excellent for the mass models ETFSI-Q and FRDM. However, the latter mass model underproduces the REE mass region because of its very strong N = 82 shell closure.

5.1.2. Ejecta per Equidistant Entropy with Equal Masses

Here we show (as a different example) superpositions with equal amounts of ejected mass per entropy interval (hereafter, assumption 2). When the ejected masses per entropy are equal, the entropy weights will be the same, i.e., w(S) = 1. The accumulated abundance of a given nucleus then is

Equation (23)

Figures 22 and 23 show the results for ETFSI-Q and FRDM. Both mass models show similar (but slightly worse) fits to the solar r-abundances and thus indicate that within the expected uncertainties both assumptions 1 and 2 yield good agreement. This might indicate what one would expect from realistic scenarios. For the attempt to reproduce the solar r-abundances, in the following we use the assumption 1.

5.2. Fitting the Solar r-process Abundances

In the past, many attempts were undertaken to reproduce the solar r-process abundances. In the frame of the WP approximation, based on an (n, γ) − (γ, n) equilibrium with static temperatures and neutron number densities, it has been shown that only a superposition of several of neutron number density components with weights given by the realistic heights of the three Nr,☉-peaks (Y(80Se) ≃24.3, Y(130Te) ≃1.69, Y(195Pt) ≃0.457; Käppeler et al. 1989) can achieve this goal (Kratz et al. 1993). Freiburghaus et al. (1999) used an entropy-based superposition with an analytical fit function $g(S)=x_1e^{-x_2S}$, where x1 and x2 represent two fit parameters. We follow the method described in this work by using our above assumption 1. Figures 2428 show the results for a selected constant expansion velocity of Vexp = 7500 km s−1 and a specific electron abundance Ye = 0.45. It is surprising that this simple parameterization of the HEW components provides a good fit to the overall solar r-abundances above A = 110, especially with the mass models ETFSI-1 and ETFSI-Q. The mass formula of DUFLO–ZUKER slightly underproduces the A ≃ 195 and the Pb mass regions, and the new mass model HFB-17 shows deficiencies in the A ≃ 145 and A ≃ 175 mass regions where nuclear phase transitions occur. In these regions, the mass model prescriptions may still have systematic deficiencies. HFB-17 also underproduces the A ≃ 195 and the Pb mass regions. The mass model FRDM has deficiencies in producing the REE, the A ≃ 200 and the Pb mass regions.

The overproduction of the mass region below A < 110 by the HEW is well-known and was discussed by several authors in the past (see, e.g., Woosley et al. 1994; Freiburghaus et al. 1999). It has been referred to as a model deficiency due to the α-rich freeze-out component, where the r-process cannot start because the neutron to seed ratio is still smaller than unity. Figure 29 shows the fit to the solar elemental r-abundances by using the mass model ETFSI-Q. It is quite evident from this figure that the abundance overproduction mentioned above concerns the elements between Sr and Ag. However, in our new understanding of the HEW nucleosynthesis one can avoid this disagreement by considering an additional superposition in terms of Ye.

Figure 29.

Figure 29. Solar-system elemental abundances obtained with the same method described in Figure 25. Significant deviations of the fit from the solar r-abundances occur at the elements below Cd (Z < 48). For further discussion, see the text.

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Since S increases and Ye decreases with time, it is reasonable to consider the ejecta of a core-collapse supernova explosion as a mixture of different S and Ye-components. Figure 30 shows the mass fraction of the expected heavy ejecta (A > 4) for a selection of Ye-values as a function of S. Thereby, one can see that the weight of the ejecta increases as Ye decreases. Figure 31 shows that the whole mass region from Sr (Z = 38) up to U (Z = 92) can be fitted by using four different Ye-values (0.498, 0.496, 0.490, and 0.482). Thereby, we have normalized the solar r-abundances so that $Y(\mbox{Nb})_{r,\odot }=Y(\mbox{Nb})_{Y_{e}=0.498}$. We have chosen the element Nb because it can serve as normalization for the elemental and isotopic solar r-abundances since it has only one stable isotope. From Figure 31 one can infer:

  • 1.  
    Sr, Y, Zr, and Nb (Z = 38–41) are formed under condition of Ye = 0.498;
  • 2.  
    Mo and Ru (Z = 42 and 44) are formed under conditions of Ye = 0.496;
  • 3.  
    Rh, Pd, and Ag (Z = 45–47) are formed under further decreasing Ye-conditions of Ye = 0.490; and
  • 4.  
    Cd and the elements beyond (Z ⩾ 48) are formed under more neutron-rich conditions of Ye = 0.482.
Figure 30.

Figure 30. Mass fractions of the expected heavy ejecta (A > 4) as a function of entropy S and electron abundance Ye in case of ejection of neutrino-wind elements per equidistant entropy interval. The mass fraction of the heavy ejecta decreases with increasing S and Ye.

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Figure 31.

Figure 31. Solar-system elemental yields are compared to the results of four electron abundances ranging from 0.498 down to 0.482. For each Ye the superposition of the entropies spans from S = 5 to the maximum entropy Sfinal(Ye). The elemental solar r-abundances are scaled such that Yr,☉(Nb) = Y0.498(Nb). The element Nb is chosen as reference because it has only one stable isotope and therefore can also be used as reference for the isotopic solar r-abundances.

Standard image High-resolution image

Thus, the well-known overproduction of the mass region from A = 88 to 110 in the HEW in Figures 2428, is due to the fact that only one Ye is used. A superposition of several Ye-values (as, e.g., performed by Meyer et al. (1992) for a selected entropy), however in addition to the superposition of S-values used in our study, could help to resolve this problem.

5.3. The Amount of the r-process Ejecta

Based on our assumptions concerning the entropy weights, which provide a good fit to the solar r-abundances beyond the A = 110 mass region, we will estimate the amount of the (neutron-capture) r-process material which is ejected,

Equation (24)

The range from Sinitial to Sfinal indicates the entropy interval which permits the production of r-process nuclei. Furthermore, our calculations show that the entropy-dependent r-process mass fraction Xr = 1 − 4Yα can be well approximated by a function $f(S)=x_{1}S^{x_{2}}$. Equation (24) then reads

Equation (25)

Replacing the term of the matter density in Equation (25) by its term in Equation (6), one obtains

Equation (26)

in units of solar masses M. The parameters x1 and x2 vary with Vexp and Ye. If we complete the integration in Equation (26), one finally gets

Equation (27)

Table 7 shows the results according to Equation (27) for two expansion velocities. The amount of the estimated mass of the ejecta then depends only on the electron abundance Ye. For instance, at a given expansion speed a Ye = 0.45 will produce roughly 10 times more r-process material than 0.49. This is due to the higher entropy needed to start an r-process with the latter Ye-value.

Table 7. The Total Mass of r-process Material which can be Ejected from the HEW of Core-collapse Supernovae for Two Different Expansion Velocities of Vexp = 7500 and 15,000 km s−1

Mass in 10−4M
Ye 7500 km s−1 15,000 km s−1
0.450 3.42 3.30
0.458 2.71 2.57
0.462 2.34 2.28
0.474 1.43 1.37
0.482 0.89 0.85
0.490 0.43 0.41
0.494 0.22 0.21
0.498 0.05 0.04

Notes. For each electron abundance Ye, the integration over the entropies starts from Sinitial(Yn/Yseed ≈ 1) to the maximum entropy Sfinal(Ye). For more details, see the text.

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6. SUMMARY AND CONCLUSIONS

We have performed large-scale parameterized dynamical network calculations in the context of an adiabatically expanding high-entropy wind as expected in core-collapse supernovae. We have used four mass models and a mass formula to test in great detail the validity of the (n, γ) − (γ, n)- and the β-flow equilibria and the time intervals during which they are fulfilled during an r-process. We have defined different kinds of freeze-out, (1) chemical, (2) neutron, and (3) dynamical, that are related to (1) the break-out of the (n, γ) − (γ, n) equilibrium, (2) to the consumption of neutrons, i.e., Yn/Yheavy < 1, and (3) to the time at which the neutron depletion timescale becomes larger than the hydrodynamical timescale, i.e., $\left|Y_n/ \dot{Y}_n\right|>\left|\rho (t)/\dot{\rho }(t)\right|$, respectively. In our attempt to provide the best possible fit to the solar r-process abundances, we have explored the consequences of two simple assumptions concerning the matter ejection from the newly born proto-neutron star in the HEW. The first assumption is based on the ejection of neutrino-wind elements with equal sizes, and the second assumption is based on the ejection of neutrino-wind elements with equal masses per equidistant entropy interval. Since the first assumption yielded exactly the same ratios of the solar r-abundance peaks (130Ter,☉/162Dyr,☉ ≈ 16 and 130Ter,☉/195Ptr,☉ ≈ 3.5) we made use of it to determine the entropy weights, in order to superpose the entropy yields and to estimate the amount of the r-process material which can be ejected by the HEW of a core-collapse supernova explosion.

Furthermore, we can draw the following conclusions.

  • 1.  
    The entropies generated by the HEW exhibit maximum values after which the production of heavy seed nuclei via the bottle-neck nuclear reactions (Equations (10) and (11)) fails. We have labeled those entropies with Sfinal. The seed distributions beyond Sfinal, consisting mainly of α-particles, neutrons, protons, and traces of 12C and 16O, do not allow an r-process to proceed because of the bottle-neck regions at A = 5 and 8. Furthermore, for a given expansion velocity of the matter in the HEW, the maximum entropies Sfinal increase with decreasing Ye because the three-body bottle-neck nuclear reaction (Equation (11)) depends on the availability of neutrons in the wind. It can therefore proceed at lower densities than the triple-α-reaction since an uncharged particle is involved. An interesting observation is that (independent of Sfinal) Ye-values larger than 0.49 do not yield neutron to seed ratios large enough to synthesize the third r-process peak elements and Th and U.
  • 2.  
    The mass region between Fe and Zr (depending somewhat on Ye) which is historically thought to be the beginning of the "weak" r-process, is obviously formed by rapid charged-particle reactions in the HEW at low entropies. From about Nb on, our model predicts a smooth transition into a true rapid neutron-capture r-process. This seems, indeed, to be confirmed by recent astrophysical and cosmochemical observations (see, e.g., Kratz et al. 2008; Farouqi et al. 2009a, 2009b). Therefore, in this mass region the classical definition of the so-called solar system r-process "residuals" defined as NNs,☉ = Nr,☉ should no longer be applied.
  • 3.  
    While in our calculations the lightest trans-Fe elements up to about Kr are underproduced by 1–2 orders of magnitude relative to the solar system abundances, the region between Sr and Ag appears to be overproduced by about a factor of 4 when using the full entropy range. These two kinds of differences relative to Nr,☉ may be explained in the following way: (a) for the region between Fe and about Kr by missing abundance contributions from the νp process (see, e.g., Fröhlich et al. 2006a, 2006b) and/or by additional contributions from a new type of rs-process (Pignatari et al. 2008); and (b) for the region between Sr and Ag by the assumption of a unique, constant electron abundance in the HEW when integrating over the entropy yields.
  • 4.  
    We also have shown by our HEW r-process studies that for electron abundances slightly below Ye = 0.50, e.g., for Ye = 0.498, only the mass region below the A ≃ 130 peak can be formed. The region of the classical "main" r-process up to the full 3rd peak requires somewhat more neutron-rich winds with Ye values in the range 0.48; and finally, a full r-process including sufficient abundances of the actinides Th and U can only be produced with even lower Ye values in the range below about 0.478. This is due to the fact that the amount of heavy ejecta as a function of S increases with decreasing Ye.
  • 5.  
    The solar system r-process residuals beyond A ≃ 110 can be well fitted by assuming that the HEW of core-collapse supernova explosions will eject a series of neutrino wind elements per equidistant entropy interval. Thereby, the relative heights of the A ≃ 130 and A ≃ 195 major peaks as well as the intermediate REE pygmy peak in the r-abundance fits reproduce the Nr,☉ distributions quite well for a variety of microscopic global mass models. Depending on Ye, the total r-process masses lie between 10−6 and 10−4M, in good agreement with Galactic chemical evolution studies (Truran & Cameron 1971; Hillebrandt 1978; Cowan et al. 1991). Both, nuclear-physics and astrophysical parameters have sizeable effects on the process duration to overcome the major bottle-neck in the r-process matter flow at the N = 82 shell thereby forming the A ≃ 130 abundance peak, as well as the total r-process duration to produce sufficient amounts of Th and U. For example, by using the same astrophysical parameters (Ye = 0.45, S ⩽ 280 and Vexp = 7500 km s−1) for the quenched mass model ETFSI-Q the full r-process up to the actinides is about a factor of 3 "faster" than for the older, unquenched mass model FRDM. Therefore, for any type of modern r-process calculation in whatever astrophysical scenario, a sophisticated nuclear-physics input, in particular around the magic neutron shells, remains crucial.
  • 6.  
    The morphology of the r-process in the HEW can be depicted as:
  • 7.  
    The REE pygmy peak of the solar system r-process abundances in between the two major peaks at A ≃ 130 (caused by the N = 82 shell closure) and at A ≃ 195 (caused by the N = 126 magic shell) is formed in rather small entropy ranges for the more recent microscopic mass models, with the exception of the still frequently used older macroscopic–microscopic model FRDM. With this, our results clearly show that with an appropriate choice of the nuclear-physics input, fission cycling is not necessary to reproduce the correct shape of the REE pattern.
  • 8.  
    Without considering effects from the emission and recapture of β-delayed neutrons, the two main r-abundance peaks with their tops at A = 130 and A = 195 would occur at A = 129 and A = 194. The late recapture of β-delayed neutrons is the main reason for the gradual shifts from A = 129 to the classical major N = 82 "waiting-point" isotope 130Cd in a quasi-chemical equilibrium, and the respective shift from A = 194 to the classical N = 126 "waiting-point" nuclide 195Tm under non-equilibrium conditions.
  • 9.  
    The β-flow equilibrium is confirmed not to occur globally during the whole r-process. Only local equilibria are achieved, partly at the magic neutron shells and in between the different shell closures.

We thank an anonymous referee for his careful reading of the manuscript, the helpful suggestions for corrections which led to an improved clarity of our results.

This work is supported in part at the University of Chicago by the National Science Foundation under grants PHY 02-16783 and PHY 08-22648 for the Physics Frontier Center "Joint Institute for Nuclear Astrophysics" (JINA), by the "Deutsche Forschungsgemeinschaft" (DFG) under contract KR 806/13-1, by the Helmholtz Gemeinschaft under grant VH-VI-061 and by the Swiss National Science Foundation (SNF).

J.W.T. and K.F. acknowledge support from the Argonne National Laboratory, operated under contract No. DE-AC02-06CH11357 with the DOE.

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10.1088/0004-637X/712/2/1359