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Publicly Available Published by De Gruyter October 1, 2015

The Swedish version of the Insomnia Severity Index: Factor structure analysis and psychometric properties in chronic pain patients

  • Elena Dragioti EMAIL logo , Tobias Wiklund , Peter Alföldi and Björn Gerdle

Abstract

Objective

Insomnia is the most commonly diagnosed comorbidity disorder among patients with chronic pain. This circumstance requests brief and valid instruments for screening insomnia in epidemiological studies. The main object of this study was to assess the psychometric properties and factor structure of the Swedish version of the Insomnia Severity Index (ISI). The ISI is a short instrument designed to measure clinical insomnia and one of the most common used scales both in clinical and research practice. However there is no study in Sweden that guarantees neither its factor structure nor its feasibility in chronic pain patients. We further examined the measurement invariance property of the ISI across the two sexes.

Methods

The ISI was administered to 836 (269 men and 567 women) chronic pain patients from the Swedish Quality Registry for Pain Rehabilitation. This study used demographic data, the Hospital Anxiety and Depression Scale (HADS), the Mental Summary Component (MSC) of the Health Survey (SF-36) and the item 7 from Multidimensional Pain Inventory (MPI). The sample was divided into two random halves: exploratory factor analysis (EFA) was performed in the first sample (N1 = 334, 40%) and confirmatory factor analysis (CFA) in the second half of the sample (N2 = 502, 60%). The measurement and structural invariance of the proposed structure (4-item version) between the two sexes as well as reliability and validity indexes were further assessed.

Results

Exploratory factor analysis using the principal axis factoring method generated one global factor structure for the ISI, explaining 63.1% of the total variance. The one factor solution was stable between the two sexes. Principal component analysis was also applied and indicated almost identical results. The structure was further assessed by CFA, resulting in an adequate fit only after omitting three items. The difference on structural and measurement invariance in the loadings by participants’ sex was not significant (Δχ2 = 10.6; df = 3; p = .69 and Δχ2 = 2.86; df = 3; p = 41 respectively). The shorter version four-item Insomnia Severity Index (ISI-4) was analysed further. The Chronbach’s alpha for the global ISI-4 score was 0.88. The construct validity of the ISI-4 was also supported by the, Hospital Anxiety and Depression Scale, the Mental Summary Component of quality of life and quality of sleep data. Pain intensity was significantly associated with the ISI-4 score (beta = .29, p < 001) whereas no significant correlation between four-item Insomnia Severity Index score and age was observed (p > 05).

Conclusions and implications

Although short, the four-item Insomnia Severity Index (ISI-4) version seemed to effectively assess insomnia in chronic pain patients. An important clinical implication is that the four-item Swedish Insomnia Severity Index can be used in chronic pain cohorts when screening for insomnia problems. Its measurement and structural invariance property across the two sexes shows that the ISI-4 is a valid measure of the insomnia across groups of chronic patients. Our results also suggest its utility both in pain clinical practice and research purposes.

1 Introduction

Insomnia is the most commonly diagnosed comorbidity disorder among patients with chronic pain [1]: 50% of individuals with insomnia disorders suffer from chronic pain and 50–80% of chronic pain patients develop insomnia symptoms [1, 2, 3, 4, 5, 6, 7]. In Sweden, the comorbidity between clinically significant insomnia and pain is almost 65% [8]. A longitudinal study on an adult female population in Norway found that insomnia preceded 2/3 of the incident cases of fibromyalgia [9]. As these data indicate, it is important to evaluate insomnia severity among chronic pain disorders.

Indeed, there is several assessment tools for assessing insomnia of which polysomnography (PSG) is considered the gold standard [10]. Regarding sleep questionnaires, the Insomnia Severity Index (ISI) and the Pittsburgh Sleep Quality Index (PSQI), are the two commonly used instruments for measuring insomnia [11,12]. However, considering the poor availability of PSG in daily routine and time consuming accomplishment of PSQI among pain patients, there is a need of short and valid self-instruments. Therefore the ISI is the one of the most frequently used scale to distinguish clinically significant insomnia [10, 11, 12, 13, 14].

The ISI consists of only seven items and estimates patient’s perception of insomnia as well as identifies both daytime symptoms and night-time severity of insomnia [11]. Thus, the ISI’s diagnostic criteria for insomnia are in accordance with the Diagnostic and Statistical Manual of Mental Disorders and the International Classification of Sleep Disorders [15,16]. Additionally, the ISI items are related with polysomnography variables [17]. The ISI has been translated into several languages and its psychometric properties have been examined in a variety of versions [13,14,18, 19, 20]. However, the results are mixed and inconsistent across different cultures and populations. Bastien et al. [11] reported a three-factor solution in a clinical sample of middle-aged insomniacs and Savard et al. [19] proposed a two-factor solution using two samples of cancer patients. Results from studies that examined the Spanish ISI are also inconsistent: one study found a one-factor solution using factor analysis in a group of older adults [21], and another study found a three-factor solution in the general population using confirmatory factor analysis [14]. None of these studies examined the factor structure of the Insomnia Severity Index in a sample of chronic pain patients. As a result, the proposed psychometric properties and factor solutions for ISI have not been identified in this target group. Additionally the Swedish version of the Insomnia Severity Index has not been evaluated regarding the generability of the factorial structure underlying it. Even if some studies have reported the psychometric properties of the instrument [22] or its clinical feasibility [8,23], the verification of the proposed factor model as well as the invariance property (e.g., between males and females) are lacking. As such, this study tests the validation of the Swedish ISI and evaluates its psychometric properties using both exploratory factor analysis (EFA) and confirmatory factor analysis (CFA) in a large sample of chronic pain patients.

2 Material and methods

2.1 Subjects and procedure

This study is based on chronic pain patients referred to Pain and rehabilitation centre, University Hospital, Linköping, Sweden. The patients were recruited from the Swedish Quality Registry for Pain Rehabilitation (SQRP). The SQRP is based on questionnaires completed by chronic pain patients referred to approximately 20 clinical specialist departments, which equates to 80% coverage of the clinical departments of pain rehabilitation at the specialist level in Sweden. From this registry we selected only the patients who were fluent in Swedish. All patients were informed that the reports would be confidential and participation in the study was voluntary. Before the assessment and inclusion in the SQRP, all the patients provided informed consent. The study was granted ethical clearance by the Umeå University Ethics Committee (D-nr: 2013/192-31).

2.2 Measures

The survey collected socio-demographic information from the subjects (gender and age) and pain characteristics such as duration and severity of pain. Pain intensity for the previous seven days was registered using an eleven-graded Numeric Rating Scale (NRS7d) with numbers provided for guidance; the endpoints were defined as: 0 = no pain and 10 = worst imaginable pain. The Swedish version of the ISI was used to assess subjective severity of insomnia [22]. Each item was rated on a five-point Likert scale (0 = no problem and 4 = very severe problem), yielding a total score ranging from 0 to 28 [11]. Patients also completed the Hospital Anxiety and Depression Scale (HADS) [24], the Mental Summary Component scales of the Short Form Health Survey (SF-36) [25] and a single-item (item 7) measuring quality of sleep, derived from the Multidimensional Pain Inventory (MPI) [26].

2.3 Statistical analysis

We used exploratory factor analysis (EFA) to examine the three-factor structure proposed by Bastien et al. [11] in the Swedish version of the Insomnia Severity Index. The whole sample was randomly divided into two subsamples (Sample 1, n = 334; 40% and Sample 2, n = 502; 60%). EFA using the principal axis factoring method was applied in Sample 1 (n = 334). The principal axis extraction method of EFA can be distinguished from principal component analysis (PCA) in terms of the measurement error [27]. Confirmatory factor analysis (CFA) using maximum likelihood methodology was applied to the second subsample (Sample 2, n = 502). We used this method in order to avoid recycling the data in the same dataset because exploratory factor analysis and confirmatory factor analysis aimed on different goals and/or outcomes.

Goodness of fit was evaluated using standard reported measures of absolute and relative fit [14,28]. Due to chi square’s sensitivity to the sample size, the relative chi square (χ2/df) is also provided [28]. Then multiple confirmatory factor analysis for testing the measurement invariance across the two sexes was applied. Sex and age differences were also assessed. All statistics were performed using the statistical package IBM SPSS Statistics and AMOS (version 22.0; IBM Inc., New York, USA). A probability of <0.05 (two-tailed) was considered significant in all tests.

3 Results

3.1 Demographics

In total, 836 patients at Pain and rehabilitation centre, Linköping completed the questionnaires of the Swedish Quality Registry for Pain Rehabilitation and the Insomnia Severity Index questionnaire: 269 men (M age = 50 y, SD = 15.1, range = 14-85 y) and 567 women (M age = 45 y, SD = 15.7, range = 15-88 y). Age differed significantly between the two sexes (t = -4.495; df = 834; p = .000). Most of the patients (68%) reported severe pain intensity (>7/10); the mean pain intensity was 7.2 (SD = 1.8, range 1-10). Furthermore, women more often reported severe pain intensity than men, a difference that was significant (t = 2.259, df=817, p = 024). Mean quality of sleep was 4.4 (SD = 1.7, range 0-6) and did not differ significantly between the two genders (t = 0.889, df = 832, p = .374).

3.2 Factor analysis

Measures of Sampling Adequacy values were satisfactory (.83-.94). Furthermore, the analysis revealed satisfactory factorability – Bartlett’s test of sphericity (χ2 = 1412.9, df = 21, p < .001). The Kaiser-Meyer-Olkin index was .88, indicating low partial intercorrelations among items. Using a minimum eigenvalue of 1.0 (4.413), we extracted one global factor that explained 63.1% of the total variance (Table 1 ; Fig. 1 ). However, principal component analysis was also applied and yielded similar results to those reported above (Table 2). Both methods were also examined by gender and indicated almost identical results (Tables 1 and 2).

Table 1

Exploratory factor analysis of the insomnia severity index using principal axis factoring.

ISI item Sample 1; (n = 334) Sample 1; Men (n = 109) Sample 1; Women (n = 225)
Factor I (63.1% of variance explained) Communality Factor I (66.8% of variance explained) Communality Factor I (62.4% of variance explained) Communality
1. Difficulty falling asleep .598 .35 .591 .34 .597 .35
2. Difficulty staying asleep .730 .53 .755 .57 .739 .54
3. Waking up too early .601 .36 .690 .47 .651 .42
4. Satisfaction .840 .70 .862 .74 .829 .68
5. Interference .880 .77 .905 .81 .880 .77
6. Notice ability .779 .60 .822 .67 .785 .61
7. Distress .828 .68 .838 .70 .775 .60

Table 2

Exploratory factor analysis of the insomnia severity index using principal component analysis.

ISI item Sample 1; (n = 334) Sample 1; Men (n = 109) Sample 1; Women (n = 225)
Factor I (63.8% of variance explained) Communality Factor I (66.8% of variance explained) Communality Factor I (62.9% of variance explained) Communality
1. Difficulty falling asleep .663 .44 .660 .43 .666 .44
2. Difficulty staying asleep .788 .62 .801 .64 .786 .61
3. Waking up too early .724 .52 .749 .56 .715 .51
4. Satisfaction .858 .73 .877 .76 .851 .72
5. Interference .888 .78 .905 .81 .883 .78
6. Notice ability .827 .68 .848 .71 .818 .66
7. Distress .824 .67 .860 .73 .811 .65

3.3 Confirmatory factor analysis

Confirmatory factor analysis (CFA) was applied to Sample 2 to test the fit of the one global factor structure; however, the fit model with the seven items, as proposed by initial authors, was not satisfactory (Table 3). Next, a series of CFA models were performed by omitting items from the initial scale via a sequential procedure to identify a model with adequate fit. The item exclusion criteria were (a) low communalities, (b) low item-total correlations (removing items that reduced the Cronbach’s alpha coefficient), and (c) CFA fit indices of the resulting models. This procedure resulted in a four-item Insomnia Severity Index (ISI-4) (Fig. 2) that provided satisfactory fit indices (Table 3). However, two other proposed alternative factor models of the CFA were also applied to compare the results of Fernandez-Mendoza et al. [14]. Next, we assessed the sex invariance by comparing two nested models: one model that hypothesized that the loadings were equal irrespective of sex (constrained model) and one unconstrained. The difference between the models was not significant (Δχ2 = 2.86, df=3, p = 41), so the constrained model was preferred. Therefore, there is assumed measurement invariance in the loadings by participants’ sex. The difference of structural invariance between sexes was not statistically significant in either model (Δχ2 = 10.6; df=3; p = .69).

Table 3

Absolute and relative fit indices measurement models of the four-item Insomnia Severity Index (ISI-4; Sample 2, n = 502).

Model Absolute and relative fit measures
X 2 [*] df X2/df GFI RMR RMSEA (p-c lose[*]) NNFI CFI AIC
One factor (Fernandez-Mendoza et al. (2011) 267.64 14 19.12 0.84 0.09 NR 0.69 0.79 295.64
One factor global factor (7 items) 150.12 14 10.8 0.85 0.06 0.139 (<.001) 0.87 0.94 192.12
Four-items one global factor 6.54 2 3.27 0.99 0.02 0.06 (.238) 0.99 0.99 22.54
Two factor (Fernandez-Mendoza et al. (2011) 151.05 13 11.61 0.91 0.06 NR 0.82 0.89 181.05
Two factor (7 items) 96.55 13 7.42 0.94 0.05 0.10 (<.001) 0.89 0.96 138.55
Three factor (Fernandez-Mendoza et al. (2011) 31.65 9 3.51 0.98 0.03 NR 0.95 0.98 69.65
Three factor (7 items) 29.56 9 3.28 0.99 0.02 0.39 (<.001) 0.96 0.99 70.00
  1. NR = not reported.

Fig. 1 
            Scree plot of eigenvalues indicating the one-factor solution for Sample 1.
Fig. 1

Scree plot of eigenvalues indicating the one-factor solution for Sample 1.

Fig. 2 
            Factor structure of the one-global factor of the Swedish version of the four-item Insomnia. Severity Index (ISI-4) for Sample 2 Notes. ISI2 = difficulty staying asleep, ISI4 = satisfaction, ISI5 = interference, ISI7 = distress F1 = one-global factor.
Fig. 2

Factor structure of the one-global factor of the Swedish version of the four-item Insomnia. Severity Index (ISI-4) for Sample 2 Notes. ISI2 = difficulty staying asleep, ISI4 = satisfaction, ISI5 = interference, ISI7 = distress F1 = one-global factor.

3.4 Internal consistency and descriptive indices

The Cronbach’s alpha for global four-item Insomnia Severity Index (ISI-4) score was 0.88, indicating satisfactory reliability. For all components, component-to-total score correlations were high (0.65-0.80). A higher correlation was found between the total score and the satisfaction and the interference component, respectively (Table 4a). High coefficients were observed for all four ISI-4 items with total score of ISI-4 (ranged r= 0.53-0.75). A low coefficient was found between 2 item and 7 item of the ISI-4 (0.53; Table 4b). The ISI-4 score did not differ significantly between the two genders (t= -1.362; df=834; p = .17). Details of correlation matrix and descriptive indices are presented in Table 4a and b.

Table 4

Cronbach’s coefficients alpha and descriptive indices of the four-item Insomnia Severity Index (ISI-4).

a. Cronbach’s alphas, component-to-total correlation analysis and descriptive indices (n = 836)
ISI-4 item Component to-total correlations Alpha if item deleted All mean (±SD) Men (n = 269) mean (±SD) Women (n = 567) mean (±SD)
2. Sleep maintenance .65 0.88 2.61 (±1.2) 2.61 (±1.2) 2.61 (±1.2)
4. Satisfaction .80 0.83 2.82 (±1.1) 2.91 (±1.1) 2.78 (±1.1)
5. Interference .80 0.82 2.62 (±1.2) 2.62 (±1.2) 2.62 (±1.2)
7. Distress .74 0.85 1.88 (±1.3) 2.08 (±1.3) 1.79 (±1.3)
Total score Cronbach’s alpha: 0.88 9.93 (±4.1) 10.22 (±4.2) Cronbach’s alpha: 0.90 9.80 (±4.1) Cronbach’s alpha: 0.87
b. Inter-component analysis (n = 836)
Component
Component ISI-4 item 2 ISI-4 item 4 ISI-4 item 5 ISI-4 item 7
ISI-4 item 2 1
ISI-4 item 4 .63[***] 1
ISI-4 item 5 .60[***] .75[***] 1
ISI-4 item 7 .53[***] .69[***] .73[***] 1
  1. Notes: ISI-4 item 2 = difficulty staying asleep, ISI-4 item 4 = satisfaction, ISI-4 item5 = interference, ISI-4 item7 = distress. The letters stand for the abbreviations of the four items and the numbers correspond to Bastien et al.’s item numbering (2000).

3.5 Demographic and pain characteristics effects

Multiple linear regression analysis was used to assess possible differences in the total score regarding age and sex as well as pain characteristics. Both sex and pain duration significantly (although only slightly) affected the score of the four-item Insomnia Severity Index (beta = 07, p = 03, and beta = 08, p = 01 respectively), whereas pain intensity was significantly associated with the ISI-4 score (beta = .29, p < 001). No significant correlation between four-item Insomnia Severity Index score and age was observed (p > 05).

3.6 Correlations with other measures

The next step in the analysis was the assessment of the correlations between the four-item Insomnia Severity Index score and the HADS scores [24] as well as the Mental Summary Component scales of SF-36 [25]. The ISI-4 correlated positively with both sub-scales of HADS (anxiety: r=0.37 and p = 000; depression: r = 0.35 and p = 000) and quality of sleep (r = 0.65; p = .000) while negatively with mental dimension of quality of life (r=-0.35 and p = 000).

4 Discussion

In this study, we examined the factor structure and the psychometric properties of the Insomnia Severity Index (ISI) in a large sample of chronic pain patients. The exploratory factor analysis (EFA) of the Swedish version found one global factor solution, replicating to some extent results found by Sierra et al. [21]. However, the confirmatory factor analysis (CFA) model showed that the fit of the one-factor model with the seven items was not adequate, a finding that was also reported in a previous study [14]. However, both analytic methods did not replicate the three-factor solution described by Fernandez-Mendoza et al. the only previous CFA results reported on the ISI [14]. Therefore, we used an alternative approach assessing the individual item’s contributions to the instrument, which is known as a “refining” procedure [29,30]. This procedure, using a shorter version consisting of only four items, resulted in satisfactory fit indices and supported the proposed structure with respect to exploratory factor analysis. Further evidence was supported in terms of item response pattern, internal consistency, and convergent validity. Given these results, this is the first study to report the factor structure of the ISI in Swedish patients with chronic pain.

The findings of the present study provide additional information about the factor structure of the ISI in chronic pain samples. In particular, we found a better fit to our data after excluding three items of the initial version. The following three items had the lowest communalities or reduced the Cronbach’s alpha coefficient: Item 1 - “Difficulty falling asleep”; Item 3 - “Problem waking up too early”; and Item 6 - “How noticeable to others do you think your sleep problem is in terms of impairing your quality of your life?” These results mean that the dimensions of severity of sleep onset, early morning awakening, and noticeability may not add significantly to the insomnia severity in the chronic pain patients in our study. Morin et al. [13] found higher endorsement of responses for insomnia maintenance (Item 2), for satisfaction (Item 4), for interference (Item 5), and for distress (Item 7). One explanation for this might be the different cultural and clinical context of the study [13]. It has been suggested that many health-related terms tend to have different meanings for individuals in different contexts [11,13,14,18,19,20]. Additionally, many investigators have reported different factor structure of the ISI regarding different cultures and samples [11,18,19,20]. Furthermore, for patients with high levels of pain, the primary impairment is in the perception of sleep quality rather than sleep quality per se [2,3,4,5,6,7,13]. Therefore, Morin et al. [13] concludes that epidemiological studies can use an instrument with only two or three key items to identify insomniacs.

Structural and measurement invariance between men and women groups were supported for the four-item Insomnia Severity Index (ISI-4) scores. Even though our sample included more women than men, the difference on ISI-4 scores between the two sexes was not statistically significant and the dimension of sex only slightly affected the score of the four-item Insomnia Severity Index. Age did not affect the scores with respect to regression analysis. The Cronbach’s alpha for ISI-4 score was very good, almost excellent, with respect to reliability. Furthermore, the correlations between the ISI-4 and the HADS scales were positive, replicating the results that suggest depression and anxiety are related to insomnia severity in chronic pain patients [8]. As expected, we found negative correlations with mental dimension of quality of life and positive correlations with the one item of MPI concerning quality of sleep.

One caveat of our study is that our team did not perform the initial backward translation procedure. To our knowledge, this is the most frequently used version adapted to Swedish language and culture [8,22,23]. All the cultural adaptation procedures have performed by well established guidelines i.e., forward translation, expert panel back-translation, pre-testing and cognitive interviewing and final version [22]. Although we may have not examined the stability of the ISI-4 and the criterion validity of the new version of the instrument, our study’s large sample gives us statistical power to derive solid inferences. Future research efforts should include these issues as well as the screening capacity of the Swedish four-item Insomnia Severity Index. It should be noted that the convergent validity of the ISI-4 scale was measured using only one single-item. Upcoming studies could improve on the present design by using other validated insomnia instruments, which would help to further launch the construct validity of the ISI-4. Additional research is also needed to further refine this version among different chronic pain conditions, duration of pain, and chronic pain intensity.

One may argue that we have not taken into account the two of the most prevalent clinical indicators of sleep problems, by not including item 1 and item 3 in this shorter version. However our results do not exclude that “Difficulty falling asleep” and “problem waking up too early” can be important problems for patients with chronic pain. Hence, herein we only underline that these two aspects had the lowest variation in our sample and therefore they were not considered important in both EFA and CFA. Nevertheless, we have not been able to control for the pharmacological treatment in this sample data and it could partly explain the observed variation among the items of ISI.

Despite these limitations, we conclude that this shorter version of the initial instrument is adequate as it provides satisfactory factor structure, internal reliability, and concurrent validity. Therefore, we believe the four-item Swedish Insomnia Severity Index (ISI-4) accurately identifies insomnia in a chronic pain population (see the Appendix).

5 Conclusions

This is the first study of the psychometric properties and factor structure of the Swedish version of the Insomnia Severity Index in chronic population. The results suggest that a shorter version, consisted of only four items of the initial instrument, could effectively evaluate insomnia in chronic pain patients.

Highlights

  • The feasibility of the Insomnia Severity Index (ISI) was examined.

  • 836 patients from the Swedish registry for pain rehabilitation were recruited.

  • We report a shorter version for evaluation of insomnia in chronic pain patients.


DOI of refers to article: http://dx.doi.org/10.1016/j.sjpain.2015.07.001.



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  1. Clinical implications: An important clinical implication is that the four-item Insomnia Severity Index (ISI-4) can be used in chronic pain cohorts when screening for insomnia problems. Thus, its measurement and structural invariance property across the two sexes shows that the ISI-4 is a valid measure of the insomnia across males and females groups of chronic patients. The presented results are valid for patients with severe chronic pain conditions and have to be confirmed in other cohorts e.g. in healthy subjects without pain and in subjects with pain in the population. Our results also suggest its utility both in pain clinical practice and research purposes.

  2. Conflict of interest: The authors report no conflicts of interest.

  3. Funding source: The present study was supported by grants from the Vårdal Foundation (Rehsam) (RS2011/002).

Acknowledgment

We acknowledge research nurse Eva-Britt Lind for her valuable help.

Appendix A. Appendix

The four-item Swedish insomnia severity index (ISI-4) for chronic pain patients.

2 1. Vakna upp under natten?
Waking up during the night?
4 2. Hur missnöjd är du med ditt nuvarande sömnmönster?
How satisfied/dissatisfied are you with your current sleep pattern?
5 3. I hur pass hög grad anser du att dina sömnsvårigheter stör dig i din vardag (t.ex. trötthet, arbete, fritid, koncentration, minne och humör)?
To what extent do you consider your sleep problem to interfere with your daily functioning (e.g., fatigue, work, free time, concentration, memory, and mood)?
7 4. Hur oroad är du over dina nuvurande sömnsvårigheter?
How worried/distressed are you about your current sleep problem?
  1. Note: The first column of numbers corresponds to Bastien et al.’s numbering (2000).

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Abbreviations

ISI

Insomnia Severity Index

PSG

polysomnography

PSQI

Pittsburgh Sleep Quality Index

HADS

Hospital Anxiety and Depression Scale

MSC

Mental Summary Component

MPI

Multidimensional Pain Inventory

EFA

exploratory factor analysis

PCA

principal component analysis

CFA

confirmatory factor analysis

ISI-4

four-item Insomnia Severity Index

SQRP

Swedish Quality Registry for Pain Rehabilitation.

Received: 2015-04-02
Revised: 2015-06-01
Accepted: 2015-06-06
Published Online: 2015-10-01
Published in Print: 2015-10-01

© 2015 Scandinavian Association for the Study of Pain

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