ReviewClimate change adaptation under a social capital approach – An analytical framework for small islands
Introduction
The current debate on the hazardous consequences of global climate change puts small islands in the focus of scientific (cp. Kelman and Khan, 2013, Nurse et al., 2014) and public attention – most recently after the impact of cyclone Pam on Vanuatu (Climate Policy Observer, 2015). A significant rise in sea level has already been noted and in future a further increase is expected – whether global CO2 emissions will be reduced or not (Church et al., 2011, Mimura et al., 2007, Nurse et al., 2014). Among the most affected regions from sea-level rise are low-latitude coastal areas and islands – and small islands in particular (Kelman and West, 2009). Apart from these future threats, small islands are and often have been regarded as particularly vulnerable places. Due to problems such as very limited natural resources, social fragmentation and economic disadvantages on the global market, small islands are vulnerable not only to environmental stresses.
Some scholars, however, suggest that island societies feature a particular socio-cultural resilience, which distinguishes them from continental societies (Campbell, 2009, Turner et al., 1996). The anticipated vulnerability may even lead not only to particular economic and political conditions but also to particular social structures. We argue that adaptation to climate change impacts such as rising sea levels and increased storm surges requires collective action, as adaptation is not only a technical obligation, but a social and political challenge as well. Only by understanding how social features are integrated into local actions and decision-making, and which role collective memory and civil society plays for the effectiveness and acceptance of adaptation measures, community resilience towards sea-level rise can be effectively promoted.
This paper analyses the role of so-called social capital in the context of adaptive capacity on small islands. Despite the concept's lack of a universal definition and its disputed interpretation, it offers a perspective on the effects of collective action and civil society on various scales in the context of adaptation to climate change. Chapter 2 of the paper deals with different perspectives on island vulnerability and resilience followed by a focus on the concept of social capital (chapter 3). The fourth chapter applies insights from empirical case studies to integrate island resilience and social capital into the discourse about collective action for adaptation to climate change and highlights its explanatory power for the discussed research question. This is the basis for the resulting analytical framework (chapter 5) for analysing the role of social capital for adaptation to sea-level rise on small islands. Finally, the conclusion highlights the value of such a framework for empirical case studies.
Section snippets
Small island vulnerability vs. resilience
When trying to define issues particularly related to small islands several questions arise: Do things matter differently on small than on large islands? When is an island small and when is it large? Is it essential to distinguish small from large islands (cp. Logossah, 2007)? For the purpose of this paper it is tedious to define “small”, however, it is important to point out that there are relevant island-related issues, such as the so called “isola effect” (Moro et al., 2005) – islands' shared
The concept of social capital
The concept of social capital suits an analysis of the role of social networks and civil society on small islands – not only in the context of co-management and decision-making, but also for the acceptance of adaptation measures and flows of information. The concept of social capital goes back to the question of what holds societies together, and is used to explain why some societies develop better than others (Narayan and Pritchett, 1999, Serageldin and Grootaert, 2000). In this way the
Adaptation to climate change, adaptive capacity and the role of social capital
Based on literature review as well as insights from quantitative and qualitative research on social capital on the Isles of Scilly (Petzold, 2014) and social-ecological resilience on the Bahamas (Holdschlag and Ratter, 2013), we combine the discourses on climate change adaptation, adaptive capacity and social capital. This will give the basis for the operationalization of the research framework in the last chapter.
According to Nunn (2009), potential adaptation options towards climate change
Results and discussion: analysis framework for adaptive capacity
Based on the findings about the importance of social capital in adaptive capacity for island communities, we developed an analytical framework that suggests a step-by-step approach for the assessment of an island's vulnerability and adaptive capacity. Initially, there is a need for an (1 of Fig. 3) assessment of existing climate change processes and projections for the respective island in close cooperation with climate scientists specialized on regional downscaling of climate change
Conclusion
Our objective was to discuss social capital as a crucial factor of community preparedness and flexibility in order to deal with climate change impacts on small islands. A high level of social capital does not guarantee per se more efficient adaptation and higher adaptive capacity. Besides the relevance of collective social capital and especially the role of civil society organizations it is important to include the linkages between the micro- and macro-level of social capital (cp. also Ratter
Acknowledgement
The research conducted for this paper was funded by the German Research Foundation DFG through the Cluster of Excellence ‘‘Integrated Climate System Analysis and Prediction (CliSAP)’’, EXC 177, University of Hamburg. The authors thank two anonymous reviewers for constructive comments that helped to improve this article.
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