Chapter 16 - Deep brain stimulation: state of the art and novel stimulation targets

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Abstract

Levodopa therapy represents a major breakthrough in the treatment of Parkinson’s disease (PD). As time and disease severity progresses, however, the shortcomings and adverse effects of this neurotransmitter replacement strategy become apparent and patients develop disabilities despite best medical therapy. The heightened awareness of these difficulties has given birth to a re-examination of functional neurosurgery for advanced PD. In the 20 years since the renewed interest in deep brain stimulation (DBS), approximately 60,000 patients with PD have undergone this surgery, with an annual accrual of 8000–10,000 new patients per year worldwide. Clinical studies have confirmed the beneficial effects of DBS surgery for the treatment of the cardinal motor features of PD. The likelihood of improvement, however, varies from symptom to symptom and from patient to patient. Surgery is very effective in reducing the motor fluctuations and dyskinesias—the primary reasons for patients’ intolerance to medical therapy. Other problems are less or non-responsive. Further, despite the widespread use of this technology, the mechanism through which DBS alleviates symptoms is not fully understood. This review will discuss the patient population most likely to benefit from surgery, what aspects of the disease are most responsive, the current limitations of DBS, and new therapeutic targets that are being examined to address these limitations.

Introduction

Surgery for Parkinson’s disease (PD) initially focused on treating tremor. Early treatments were ablative, producing lesions in the brain using open or stereotactic techniques in the subcortical structures, the basal ganglia, and the thalamus. Since the 1950s, neurosurgeons have performed temporary and reversible focal inactivations or modulations of the intrinsic neural elements prior to making lesions. These tests used a variety of strategies, including injections of local anesthetics, cooling, or electrical stimulation, to both predict efficacy and warn of potential adverse effects with permanent lesions. It is in the course of these tests that the therapeutic effects of electrical stimulation were characterized. Benabid expanded and pursued the observation that tremor was reliably arrested during high-frequency stimulation in the thalamus (Benabid et al., 1987, Benabid et al., 1989). He applied the same principle to another structure, the subthalamic nucleus (STN), and showed improvement of tremor, rigidity, and bradykinesia, as well as a reduction in the required levadopa dose (Benabid et al., 1994). Others targeted additional structures, including sites in the basal ganglia, thalamus, and cortex, and their input and output pathways.

The use of deep brain stimulation (DBS) became widespread in the late 1990s, and several large studies have subsequently confirmed the efficacy and safety profile of the procedure (Burchiel et al., 1999, Deuschl et al., 2006, Hariz et al., 2008, Krack et al., 2003, Rodriguez-Oroz et al., 2005). Recently, a multicenter randomized controlled trial of DBS versus medical therapy concluded that, at 6 months, the surgery was more effective in improving motor function, quality of life, and reducing dyskinesias (Weaver et al., 2009).

DBS has become an established tool in the management of patients with advanced PD. This review highlights the benefits and limitations of DBS in various brain targets and discusses some of the understanding of the mechanism of action.

Section snippets

Benefits

Unlike ablative procedures, adjustable settings for DBS allow for maximization of benefits and minimization of side effects. This, combined with the low morbidity of the procedure, has contributed to the appeal of DBS. For such reasons, ablative procedures have now largely been replaced by DBS. The DBS targets most often used to treat PD are the STN and the globus pallidus internus (GPi). The choice between GPi and STN continues to be evaluated, and the best target still needs to be defined

Contraindications

Contraindications to functional neurosurgical intervention include serious systemic medical co-morbitidies such as unstable heart disease, active infection, disabling cerebrovascular disease, or malignancy associated with markedly reduced life expectancy (Lang et al., 2006a). Candidates for surgery should have symptoms consistent with idiopathic PD without evidence of extensive multiple system involvement, since DBS is generally not effective in patients with non-levodopa responsive features.

Limitations of therapy

The recent pathological characterization of α-synuclein-positive inclusions has provided a neuroanatomical basis for the symptoms of PD that predate the motor phase of the illness, as well as the symptoms that appear later in the disease course. The availability of antibodies to α-synuclein has allowed the mapping out of inclusion pathology throughout the neuraxis in patients with PD. There is a good correlation between the presence and distribution of such inclusions and the symptomatology in

Novel stimulation targets

Dopaminergic motor symptoms represent only one facet of the disease, and as the chronological sequence of pathological events is becoming better characterized, there is an increasing appreciation of both the so-called non-motor components of the illness as well as the non-dopaminergic components. These include disorders of sleep and cognition, depression, olfactory disturbances, autonomic disturbances, gait and postural disturbances. It has been challenging to delineate the neuroanatomical

Mechanism of action

Despite two decades having passed since the introduction of DBS, the precise mechanism of action remains unclear (Gradinaru et al., 2009). The effects of stimulation of the STN and GPi are similar to the effects of ablative procedures, though the reversibility of stimulation indicates that the effect is not due to a permanent lesion. This has been supported by primate studies, showing only 5% decrease in cell count after 7 months of high-frequency stimulation (Wallace et al., 2007), as well as

Conclusions

DBS offers relief of the cardinal symptoms similar to the best response to levodopa, without the adverse side effects. Good candidate patients for DBS surgery continue to respond to levodopa but are disabled by the motor complications of medication therapy. The clinical benefits of DBS are likely due to disruption of the pathological activity in the cortical-thalamic-basal ganglia-cortical motor loop, and symptoms unrelated to this circuit, such as mood, cognition, gait, and posture, are

Acknowledgments

AML is a Canada Research Chair (tier 1) in Neuroscience.

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