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Formative variables are unreal variables: why the formative MIMIC model is invalid

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Abstract

In this rejoinder, we provide a response to the three commentaries written by Diamantopoulos, Howell, and Rigdon (all this issue) on our paper The MIMIC Model and Formative Variables: Problems and Solutions (also this issue). We contrast the approach taken in the latter paper (where we focus on clarifying the assumptions required to reject the formative MIMIC model) by spending time discussing what assumptions would be necessary to accept the use of the formative MIMIC model as a viable approach. Importantly, we clarify the implications of entity realism and show how it is entirely logical that some theoretical constructs can be considered to have real existence independent of their indicators, and some cannot. We show how the formative model only logically holds when considering these ‘unreal’ entities. In doing so, we provide important counter-arguments for much of the criticisms made in Diamantopoulos’ commentary, and the distinction also helps clarify a number of issues in the commentaries of Howell and Rigdon (both of which in general agree with our original paper). We draw together these various threads to provide a set of conceptual tools researchers can use when thinking about the entities in their theoretical models.

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Notes

  1. Of course, we assume here that Diamantopoulos’ lack of clarity was unintentional.

  2. While we are not experts in medical research, an example of such a theory might be that the number of cigarettes smoked is associated with probability of death before a certain age. However, it may also be the case that even such a theory could be extended with the inclusion of unobservable mediating processes/variables needing indirect measurement. Furthermore, the notion of cause is itself unobservable. Some authors would also argue even something as seemingly observable as a probability of death or number of cigarettes is fundamentally unobservable due to measurement error, but such a view would only strengthen our thesis, so it is not necessary to dwell on it here.

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Correspondence to Nick Lee.

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Cadogan, J.W., Lee, N. & Chamberlain, L. Formative variables are unreal variables: why the formative MIMIC model is invalid. AMS Rev 3, 38–49 (2013). https://doi.org/10.1007/s13162-013-0038-9

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