Abstract
Indicators based on non-patent references (NPRs) are increasingly being used for measuring and assessing science–technology interactions. But NPRs in patent documents contain noise, as not all of them can be considered ‘scientific’. In this article, we introduce the results of a machine-learning algorithm that allows identifying scientific references in an automated manner. Using the obtained results, we analyze indicators based on NPRs, with a focus on the difference between NPR- and scientific non-patent references-based indicators. Differences between both indicators are significant and dependent on the considered patent system, the applicant country and the technological domain. These results signal the relevancy of delineating scientific references when using NPRs to assess the occurrence and impact of science–technology interactions.
Similar content being viewed by others
Notes
This is because the denominators are adapted to the considered subset. Whereas the volume of patents with NPRs is used as the denominator for the NPR intensity, the volume of patents with scientific NPRs is used as a denominator for the SNPR intensity indicator. If, alternatively, the same denominator is used for both (NPR and SNPR) intensities—namely the total number of patents—then both intensities do differ significantly.
The intensity indicator for EPO becomes higher because of differential drops in the denominator (number of patents containing SNPRs) and the nominator (number of SNPRs).
References
Bishop, C. M. (2006). Pattern recognition and machine learning. New York: Springer.
Callaert, J., Grouwels, J., & Van Looy, B. (2011), Delineating the scientific footprint in technology: Identifying scientific publications within non-patent references. In: E. Noyons, P. Ngulube & J. Leta (Eds.), Proceedings of ISSI 2011—The 13th International Conference on Scientometrics and Informetrics, Durban (pp. 13–18). San Juan: ISSI.
Callaert, J., Van Looy, B., Verbeek, A., Debackere, K., & Thijs, B. (2006). Traces of prior art: An analysis of non-patent references found in patent documents. Scientometrics, 69(1), 3–20.
Guan, J. C., & He, Y. (2007). Patent-bibliometric analysis on the Chinese science—Technology linkages. Scientometrics, 72(3), 403–425.
Harhoff, D., Scherer, F. M., & Vopel, K. (2003). Citations, family size, opposition and the value of patent rights. Research Policy, 32(8), 1343–1363.
Hastie, T., & Friedman, J. (2009). The elements of statistical learning—Data mining, inference, and prediction (2nd ed.). New York: Springer-Verlag.
He, Z. L., & Deng, M. (2007). The evidence of systematic noise in non-patent references: A study of New Zealand companies’ patents. Scientometrics, 72(1), 149–166.
Kotsiantis, S. B. (2007). Supervised machine learning: A review of classification techniques. In I. E. Magogliannis, et al. (Eds.), Emerging Artificial Intelligence Applications in Computer Engineering. Amsterdam: IOS Press.
Lo, S. C. S. (2010). Scientific linkage of science research and technology development: A case of genetic engineering research. Scientometrics, 82(1), 109–120.
Magerman, T., Van Looy, B., & Song, X. (2010). Exploring the feasibility and accuracy of latent semantic analysis based text mining techniques to detect similarity between patent documents and scientific publications. Scientometrics, 82(2), 289–306.
Meyer, M. (2000a). Does science push technology? Patents citing scientific literature. Research Policy, 29, 409–434.
Meyer, M. (2000b). What is special about patent citations? Differences between scientific and patent citations. Scientometrics, 49(1), 93–123.
Michel, J., & Bettels, B. (2001). Patent citation analysis: A closer look at the basic input data from patent search reports. Scientometrics, 51(1), 185–201.
Narin, F., & Noma, E. (1985). Is technology becoming science? Scientometrics, 7, 369–381.
Nelson, A. J. (2009). Measuring knowledge spillovers: What patents, licenses and publications reveal about innovation diffusion. Research Policy, 38, 994–1005.
Salton, G., Wong, A., & Yang, C. S. (1975). A vector space model for automatic indexing. Communications of the ACM, 18(11), 613–620.
Schmoch, U. (2008). Concept of a technology classification for country comparisons. Final report to the world intellectual property organization.
Tijssen, R. J. W., Buter, R. K., & Van Leeuwen, T. N. (2000). Technological relevance of science: Validation and analysis of citation linkages between patents and research papers. Scientometrics, 47, 389–412.
Van Looy, B., Callaert, J., Debackere, K., & Verbeek, A. (2002). Patent-related indicators for assessing knowledge-generating institutions: Towards a contextualised approach. The Journal of Technology Transfer, 28(1), 53–61.
Van Looy, B., Magerman, T., & Debackere, K. (2007). Developing technology in the vicinity of science: An examination of the relationship between science intensity (of patents) and technological productivity within the field of biotechnology. Scientometrics, 70(2), 441–458.
Van Looy, B., Zimmermann, E., Veugelers, R., Verbeek, A., Mello, J., & Debackere, K. (2003). Do science–technology interactions pay off when developing technology? Scientometrics, 57(3), 355–367.
Van Vianen, B., Moed, H., & Van Raan, A. (1990). An exploration of the science base of recent technology. Research Policy, 19, 61–81.
Verbeek, A., Debackere, K., Luwel, M., & Zimmermann, E. (2002). Measuring progress and evolution in science and technology-I: The multiple uses of bibliometric indicators. International Journal of Management Reviews, 4(2), 179–211.
Verspagen, B. (2008). Knowledge flows, patent citations and the impact of science on technology. Economic Systems Research, 20(4), 266–339.
Acknowledgments
This article is an extended version of a paper presented at the 13th International Conference on Scientometrics and Informetrics, Durban (South Africa), 4–7 July 2011 Callaert et al. 2011). The authors want to acknowledge conference participants who contributed with comments and remarks.
Author information
Authors and Affiliations
Corresponding author
Additional information
Authors appear in alphabetical order.
Appendix
Appendix
See Table 7.
Rights and permissions
About this article
Cite this article
Callaert, J., Grouwels, J. & Van Looy, B. Delineating the scientific footprint in technology: Identifying scientific publications within non-patent references. Scientometrics 91, 383–398 (2012). https://doi.org/10.1007/s11192-011-0573-9
Received:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11192-011-0573-9