Introduction

Rheumatoid arthritis (RA) is a chronic, progressive autoimmune disease characterized by inflammation of the synovium, which often results in irreversible joint damage if left untreated. Initial treatment involves conventional synthetic disease-modifying antirheumatic drugs (csDMARDs) such as methotrexate (MTX); if the response to csDMARDs is inadequate, the addition of a biologic or targeted synthetic DMARD is recommended [1, 2]. However, approximately 30% to 40% of patients with RA have an inadequate response to csDMARDs and tumor necrosis factor inhibitors (TNFis) [3,4,5]. Furthermore, although biologics are recommended in combination with csDMARDs, approximately one-third of patients with RA receive biologics as monotherapy [6]. In addition to DMARDs, low-dose glucocorticoids (GCs) are commonly used to treat patients with moderate to severe RA or those experiencing flares [1, 2, 7]; however, chronic use of GCs has been linked to significant morbidity and increased mortality in patients with RA [8, 9].

Tocilizumab (TCZ), a humanized monoclonal antibody that blocks the interleukin (IL)-6 receptor-alpha, has been shown to be a safe and effective treatment for patients with early or established RA in randomized controlled trials, either as monotherapy or in combination with csDMARDs [10,11,12,13,14,15,16,17,18,19,20]. The long-term effectiveness and safety of TCZ have been established in multiple clinical trials [21,22,23,24], thus informing patient care decisions in clinical practice because patients with RA often receive prolonged treatment. However, these trials excluded patients with certain prior therapies; patients who have failed multiple therapies may have more severe disease and be at risk for more comorbid conditions. Studies that include patients with RA who more closely resemble those in clinical practice are needed to further assess the long-term effectiveness and safety of TCZ.

ACT-SURE was a phase IIIb, open-label, single-arm study that further evaluated the safety, tolerability, and effectiveness of TCZ in an RA population more typical of those in clinical practice settings. Patients with RA from 25 countries and 264 centers who had an inadequate response to csDMARDs and/or TNFis [25, 26] were included. The long-term extension (LTE) phase of ACT-SURE assessed the safety and effectiveness of TCZ as monotherapy and in combination with csDMARDs for up to an additional 108 weeks in patients with RA who had at least a moderate response to TCZ after 24 weeks of treatment.

Methods

Patient population

Full inclusion and exclusion criteria for the ACT-SURE core study were published previously [25, 26]. Briefly, patients were ≥ 18 years of age with moderately to severely active RA of ≥ 6 months’ duration and an inadequate clinical response (as indicated by Disease Activity Score in 28 joints [DAS28] > 3.2) after a stable dose of csDMARDs and/or TNFis for ≥ 8 weeks prior to baseline. If patients received oral GCs (prednisone ≤ 10 mg/day or equivalent), they were required to receive stable doses for ≥ 25 of 28 days before baseline. No washout periods for previous TNFis or csDMARDs were required, and other than requiring a DAS28 > 3.2, no specific criteria related to disease activity components (e.g., joint counts, erythrocyte sedimentation rate [ESR], or C-reactive protein [CRP]) were mandated, allowing enrollment of a broader population. Not all countries in the core study participated in the LTE, as these countries had planned to conclude their participation when TCZ became commercially available to the study patients; the nonparticipating countries (11 of 25) were Austria, Belgium, Denmark, Finland, Germany, India, Ireland, Luxembourg, Sweden, Switzerland, and Turkey. Countries participating in the LTE (14 of 25) were Australia, Canada, Czech Republic, France, Greece, Hungary, Italy, the Netherlands, Poland, Portugal, Romania, Spain, Saudi Arabia, and the United Kingdom.

Study design

Patients who completed the 24-week ACT-SURE core study who had at least a moderate response based on the European League Against Rheumatism (EULAR) definition criteria were included in the LTE for up to an additional 108 weeks. The end of the LTE was either a follow-up visit at ≥ 4 weeks after the last dose of TCZ or when TCZ became commercially available, whichever came first. All patients received TCZ intravenously at a dosage of 8 mg/kg (but not exceeding the maximum dose of 800 mg in a single infusion) every 4 weeks.

At baseline of the 24-week core study, patients initiated TCZ either as monotherapy (for those who were intolerant of their current csDMARD, at the discretion of their rheumatologist) or in combination with their current csDMARD(s). Any prior biologics were discontinued.

This study was approved by the institutional review board and independent ethics committee of the investigational centers. All patients provided written informed consent in accordance with the Declaration of Helsinki.

Study assessments

The primary study endpoint was the incidence of AEs and SAEs from baseline of the core study to the last follow-up visit in patients who received TCZ as monotherapy or in combination with csDMARDs. Key secondary safety endpoints included the number and percentage of patients with AE- and SAE-related withdrawal and time to AE- and SAE-related discontinuation, discontinuation of TCZ for any reason, infusion reaction (an AE that occurred during or within 24 h of an infusion), and AEs of special interest, such as serious infections (including opportunistic infections), anaphylaxis, gastrointestinal perforations and related events, major adverse cardiac events (MACE; defined as myocardial infarction, acute coronary syndrome, and stroke), serious/medically significant hepatic events, spontaneous or serious bleeding, demyelination-related events, and malignant neoplasms (excluding non-melanoma skin cancers that were excised and cured) in the LTE. Patient-years (PY) were calculated as time on study (day of first treatment until the last study day). For events per 100 PY, all events were counted. For incidence (i.e., percentage of patients with ≥ 1 event), the denominator was the number of patients who enrolled in the LTE (intent-to-treat [ITT] population).

Key secondary endpoints assessed effectiveness and included mean change in DAS28 from baseline of the core study, percentage of patients achieving DAS28 remission (< 2.6) or low disease activity (≤ 3.2), proportion of patients with a 20%, 50%, or 70% improvement in response, respectively, per the American College of Rheumatology (ACR20/50/70), and mean changes in CRP levels and ESR from baseline. Quality-of-life was assessed using the measures of function (Health Assessment Questionnaire–Disability Index [HAQ-DI]), disease activity, which incorporated Patient Global Assessment (PtGA) and Physician Global Assessment (PGA), patient global assessment of pain, Medical Outcomes Study 36-item Short Form Health Survey (SF-36), and Functional Assessment of Chronic Illness Therapy–Fatigue (FACIT-fatigue).

Glucocorticoid use

The GC dose remained stable during the 24-week core study unless tapering was required for safety reasons. During the LTE, the GC dose could be decreased if patients achieved ≥ 50% improvement from baseline of the core study in both swollen joint count based on 66 joints (SJC66) and tender joint count based on 68 joints (TJC68). Dose reductions in GCs were not performed within the 8 weeks before visits at weeks 24, 48, 96, and 108.

Statistical analysis

The safety and ITT populations of the core study included all patients who received ≥ 1 dose of TCZ; the safety and ITT populations of the LTE included all patients who received ≥ 1 dose at or after week 24 (day 1 of the LTE). All effectiveness analyses were performed on the ITT population. Due to the variable follow-up of patients in this study, data missing due to discontinuation from the long-term extension portion (which was most frequently due to the availability of the commercial drug in the jurisdiction) was not imputed. However, if a patient was missing joint count components of disease activity (but other components were present), missing data were imputed using the last observation carried forward to derive a disease activity score for the visit. All analyses were completed using SAS. Descriptive statistics were used for all endpoints. Patients were classified according to background csDMARD use according to the number of csDMARDs (in addition to TCZ) that were ongoing at baseline as follows: TCZ monotherapy, TCZ + 1 csDMARD and TCZ + > 1 csDMARD. t tests were used to evaluate the hypothesis of no change from baseline for DAS28 in the LTE study population.

Results

Patient disposition and baseline characteristics

Of the 1681 patients (from 25 countries) enrolled in the 24-week core study, 440 were from the 11 countries that did not participate in the LTE. Of the remaining 1241 patients from 14 countries, 144 did not complete the core study (56 of these due to AE) and 163 did not enter the LTE for logistical, patient preference, or unrelated reasons, including > 50% due to the commercial availability of TCZ. A total of 934 patients from 169 centers continued on to the LTE phase (Fig. 1). Of the 934 patients who received TCZ (ITT population), 827 (89%) completed the LTE. Of the 107 patients (11%) who withdrew from the LTE, 68 (7%) withdrew for reasons not due to safety and 39 (4%) withdrew due to safety reasons.

Fig. 1
figure 1

Study design and patient disposition. csDMARD, conventional synthetic disease-modifying antirheumatic drug; EULAR, European League Against Rheumatism; LTE, long-term extension; mono, monotherapy; TCZ, tocilizumab. aBased on EULAR criteria. bParticipating countries included Australia, Canada, Czech Republic, France, Greece, Hungary, Italy, the Netherlands, Poland, Portugal, Romania, Spain, Saudi Arabia, and the United Kingdom. cThe end of the LTE was either a follow-up visit at ≥ 4 weeks after the last dose of TCZ (up to 104 weeks) or when TCZ became commercially available in participating countries, whichever came first

A total of 593 patients (63%) were TNFi naïve, 140 (15%) were previous TNFi users (TNFi discontinued > 2 months before baseline), and 201 (22%) were recent TNFi users (TNFi therapy discontinued ≤ 2 months before baseline). From baseline of the core study to the end of the LTE, the 934 patients included in the LTE had a median (range) duration of exposure to TCZ of 64.3 (27.1–151.7) weeks; exposure to study medication was 1228.1 PY. The total on-study duration was 1265.62 PY. In the LTE phase, the 934 patients had a median (range) duration of exposure to TCZ of 38.9 (4.1–123.3) weeks; exposure to study medication in the LTE was 813.3 PY. A total of 117 patients (13%) received TCZ as monotherapy, 612 (66%) received TCZ + 1 csDMARD, and 205 (22%) received TCZ + > 1 csDMARD. Overall, the most common csDMARDs were MTX (666 patients [71%]), hydroxychloroquine (147 patients [16%]), sulfasalazine (129 patients [14%]), and leflunomide (99 patients [11%]) (Online Resource 1).

Demographic data are summarized in Table 1. The majority of patients were female (81%), and the median (range) age was 55 (19–84) years. The median (range) duration of RA was 9.0 (0.5–44.3), 7.2 (0.4–48.7), and 5.7 (0.5–48.2) years in the TCZ monotherapy, TCZ + 1 csDMARD, and TCZ + > 1 csDMARD groups, respectively. In the TCZ monotherapy group, 10 patients (9%) were csDMARD/TNFi naïve before the first dose of TCZ in the core study, whereas in the TCZ + 1 csDMARD and TCZ + > 1 csDMARD groups, 270 patients (44%) and 135 patients (66%) were csDMARD/TNFi naïve, respectively. With regard to previous TNFi use, 39 (33%), 393 (64%), and 161 (78%) patients were TNFi naïve in the TCZ monotherapy, TCZ + 1 csDMARD and TCZ + > 1 csDMARD groups, respectively.

Table 1 Baseline demographics (at week 0 of the core study) in patients included in the LTE

In the 934 patients who went on to enter the LTE, the median SJC was 12.0 and 4.0 and the median TJC was 21.0 and 6.0 at baseline and week 24 of the core study, respectively. The median CRP levels and ESR at baseline were 0.84 mg/dL and 32.0 mm/h, respectively, and 0.13 mg/dL and 6.0 mm/h at week 24, respectively. At baseline and week 24, the median PtGA was 63.0 and 27.0, median PGA was 60.0 and 20.0, patient median global assessment of pain was 58.0 and 26.0, and median HAQ-DI was 1.50 and 1.00, respectively.

Safety

From baseline of the core study to the end of the LTE, 842 patients (90%) experienced a total of 5145 AEs; 675 (72%) experienced an AE considered by the investigator to be related to TCZ (Table 2). The overall event rate (95% CI) of AEs per 100 PY was 406.5 (395.5, 417.8), with rates of 475.6 (439.8, 513.5) in the TCZ monotherapy, 366.2 (353.3, 379.5) in the TCZ + 1 csDMARD, and 487.8 (462.9, 513.6) in the TCZ + > 1 csDMARD groups. During the LTE, 36 patients (4%) had AEs leading to withdrawal, and the median time to an AE-related withdrawal due to TCZ treatment was 374.5 days. AEs leading to dose modification occurred in 172 patients (18%) during the LTE. Infusion reactions occurred in 113 patients (7%) during the core study and 27 (3%) during the LTE. Most infusion reactions were not serious and did not result in dose interruption or discontinuation.

Table 2 Principal safety outcomes reported during the core study and LTE

From baseline of the core study to the end of the LTE, 87 patients (9%) experienced a total of 112 SAEs. Of those experiencing ≥ 1 SAE, 9%, 9%, and 10% were in the TCZ monotherapy, TCZ + 1 csDMARD, and TCZ + > 1 csDMARD groups, respectively. The overall event rate (95% CI) of SAEs per 100 PY was 8.8 (7.3, 10.6), with rates of 9.5 (5.0, 16.2) in the TCZ monotherapy, 8.9 (7.0, 11.2) in the TCZ + 1 csDMARD, and 8.4 (5.5, 12.5) in the TCZ + > 1 csDMARD groups.

The overall event rate (95% CI) of infections per 100 PY from baseline of the core study to the end of the LTE was 99.2 (93.8, 104.9), and the overall event rate (95% CI) of serious infections per 100 PY was 2.2 (1.5, 3.2). A total of 541 patients (60%) experienced infection and 26 (3%) had a serious infection. During the LTE period, the overall event rate (95% CI) of infections per 100 PY was 87.2 (80.9, 93.8) and that of serious infections per 100 PY was 2.8 (1.8, 4.2) (Online Resource 2). The event rate of serious infections did not increase with increasing exposure to treatment. During the LTE, 377 patients (40%) experienced infection and 22 (2%) experienced a serious infection.

In the LTE, 3 patients (0.3%) experienced a MACE (myocardial infarction in all 3 patients) and 8 (0.9%) experienced a stroke. A total of 4 patients (0.2%) died during the core study and 3 (0.3%) died during the LTE (Online Resource 2). All patient deaths during the LTE occurred after study treatment had stopped (Online Resource 3).

Laboratory parameters

The overall hematology and clinical chemistry profiles showed that the majority of laboratory values remained within the clinically acceptable range throughout the 108-week period of the LTE, with levels of aspartate aminotransferase (AST) and liver function parameters increasing slightly and levels of alkaline phosphatase decreasing slightly over time. Of the patients who continued on to the LTE phase of the study, 94% had a normal alanine aminotransferase (ALT) value recorded at the core study baseline.

Less than 0.3% of patients had 2 or more consecutive values that were 3× the upper limit of normal (ULN), and no patients had a sustained elevation of ALT. A total of 18 patients (2%) had an ALT elevation > 3× higher than the ULN. None of these patients were in the TCZ monotherapy group, 17 were in the TCZ + 1 csDMARD group (most patients were receiving MTX only, and 2 were receiving leflunomide), and 1 was in the TCZ + > 1 csDMARD group (receiving MTX and sulfasalazine). Four patients (0.4%) had an AST elevation > 3× higher than the ULN at a single time point during the LTE (all receiving MTX only).

Effectiveness

Overall, a statistically significant improvement in mean DAS28 was observed after 4 weeks of treatment in the core study (mean [SD] DAS28 change, −1.91 [1.153]; P < 0.0001) [25], and this improvement increased progressively during the core study and was maintained during the LTE (Fig. 2). In the total patient population, the mean (SD) DAS28 change was − 4.12 (1.18), P < 0.0001, from baseline up to week 108. The percentage of patients in clinical remission (DAS28 < 2.6) was consistent in the LTE independent of the TCZ treatment regimen (Fig. 3). Similar results were observed for Clinical Disease Activity Index (CDAI) and Simplified Disease Activity Index (SDAI) as shown in Online Resources 4 and 5.

Fig. 2
figure 2

Improvement in mean DAS28 response from week 0 of the core study to week 108 of the LTE. csDMARD, conventional synthetic disease-modifying antirheumatic drug; DAS28, Disease Activity Score based on 28 joints; mono, monotherapy; TCZ, tocilizumab

Fig. 3
figure 3

DAS28 remission and LDA in the 108-week LTE. csDMARD, conventional synthetic disease-modifying antirheumatic drug; DAS28, Disease Activity Score based on 28 joints; LDA, low disease activity; LTE, long-term extension; mono, monotherapy; TCZ, tocilizumab. aPercentage of patients in DAS28 remission and with LDA among patients observed at each time point

Remission was observed in 541 of 930 patients (58%) at week 24 of the core study (LTE week 0), 479 of 759 (63%) at LTE week 24, 276 of 440 (63%) at week 48, 151 of 216 (70%) at week 72, and 30 of 42 (71%) at week 108. The overall ACR response rates increased steadily over the 24-week core study and were maintained during the LTE (Fig. 4), with 95%, 83%, and 60% of patients (cumulative) achieving ACR20/50/70 response, respectively. CRP levels and ESR decreased during the 24-week core study; on day 1 of the LTE, among the total patients, mean values for CRP and ESR were < 0.5 mg/dL and < 9.5 mm/h, respectively.

Fig. 4
figure 4

Cumulative percentage of patients with first ACR20/50/70 response in the 108-week LTE. Solid lines represent ACR20 response, dotted lines represent ACR50 response, and dashed lines represent ACR70 response. ACR20/50/70, 20%, 50%, or 70% improvement in response, respectively, per the American College of Rheumatology; csDMARD, conventional synthetic disease-modifying antirheumatic drug; LTE, long-term extension; mono, monotherapy; TCZ, tocilizumab

The mean HAQ-DI scores improved over time during the core study and improvements were maintained during the LTE (Online Resource 6 1A). By week 24 of the core study, 33% of patients achieved HAQ-DI remission (< 0.5) and 74% showed a clinically meaningful improvement from baseline (change in HAQ-DI ≥ 0.22); these results were maintained during the LTE (data not shown).

The patient-reported outcome (PRO) scores—including the mean PtGA, PGA, pain, FACIT-fatigue, and SF-36 physical and mental component scores—improved from baseline of the core study and were maintained in the LTE (Online Resource 6 1B–1D). Results for all PRO measurements were comparable between patients in the TCZ monotherapy, TCZ + 1 csDMARD and TCZ + > 1 csDMARD groups.

Glucocorticoid use

Among patients in the LTE, 466 (50%) received GCs before the start of the core study and continued them for ≥ 1 day after the first TCZ dose, including 62 of the 117 patients (53%) in the TCZ monotherapy group, 334 of 612 (55%) in the TCZ + 1 csDMARD group and 70 of 205 (34%) in the TCZ + > 1 csDMARD group. Among the 466 patients receiving GCs, 261 (56%) received ≤ 5 mg/day and 205 (44%) received > 5 mg/day at baseline of the core study. At the end of their participation in the LTE, 306 patients (66%) were receiving ≤ 5 mg/day and 160 (34%) were receiving > 5 mg/day (Online Resource 7). A total of 66 patients (TCZ monotherapy, n = 13; TCZ + 1 csDMARD, n = 37; TCZ + > 1 csDMARD, n = 16) had discontinued steroids completely by the end of their participation in the LTE. Although GC tapering was permitted per the study protocol, no consistent pattern of tapering was observed.

Discussion

This LTE of the phase IIIb, multinational, open-label ACT-SURE study demonstrated that the safety, tolerability, and effectiveness of TCZ administered intravenously in patients with moderate to severe RA were maintained with long-term exposure (median exposure of 64.3 weeks) in patients who had responded to TCZ after the 24-week core study. Previous clinical trials have shown the long-term efficacy and safety of TCZ [18, 21,22,23,24, 27]; however, the patient population of the ACT-SURE LTE study was more representative of the broader range of patients with RA seen in clinical practice, given the minimal restrictions on concomitant medications and previous csDMARD and TNFi use and the lack of specific minimum criteria related to specific disease activity components in contrast to what is usually required in most phase III trials in RA. Thus, the ACT-SURE LTE adds to the growing body of evidence supporting the long-term effectiveness and safety of TCZ in a patient population similar to that seen in rheumatology practices.

The safety profile of TCZ in the present LTE was consistent with that observed in previous TCZ studies [18, 22, 23, 27], and no new safety signals were observed. The rates of AEs per 100 PY decreased over time (593.0 in the 24-week core study vs 406.5 over the duration of the entire study [core plus LTE]). As expected, the rates of AEs per 100 PY during the LTE period were lower than those during the core study (307.8). The rates of SAEs per 100 PY also decreased over time (20.1 in the core study vs 8.5 over the duration of the entire study). Furthermore, as observed in other studies [21, 28], rates of infection were highest in the first 6 months of exposure. Overall, MACE and malignancies were low, with sporadic events occurring during the LTE. In addition, AEs leading to withdrawal and infusion reactions did not increase over the length of the study.

The rates of SAEs and infections per 100 PY were higher in the TCZ monotherapy group than in the TCZ + 1 csDMARD and TCZ + > 1 csDMARD groups. This could in part be due to the differences in clinical characteristics between the groups. The TCZ monotherapy group had a higher proportion of csDMARD/TNFi-experienced patients. In previous TCZ studies, rates of SAEs were slightly higher in patients who were inadequate responders to TNFis than those who were TNFi naïve [10, 11, 13]. In addition, the duration of disease was longer in the TCZ monotherapy group than in the TCZ + 1 csDMARD and TCZ + > 1 csDMARD groups. Furthermore, patients in the TCZ monotherapy group may also have had potentially more disease burden at baseline, with numerically worse mean HAQ-DI and TJC68 responses, than those in the TCZ + ≥ 1 csDMARD groups.

Effectiveness results were consistent with those in previous studies of TCZ [10, 13, 16, 29, 30]. For the mean change in DAS28 response from baseline of the core study to LTE week 108, the proportion of patients achieving clinical remission (DAS28 < 2.6) and the overall ACR response rates were similar across the TCZ monotherapy, TCZ + 1 csDMARD, and TCZ + > 1 csDMARD groups. Consistent with previous studies, effectiveness was similar between patients receiving TCZ monotherapy and those receiving TCZ in combination with csDMARDs [16, 18, 20, 26] and was maintained over 132 weeks. Improvements in PRO scores were also similar to those in previous studies of TCZ and remained stable over time [10,11,12, 31,32,33].

In the present study, a greater percentage of patients in the TCZ monotherapy group had received prior csDMARDs or TNFis than patients in the TCZ + 1 csDMARD and TCZ + > 1 csDMARD groups. Furthermore, patients receiving TCZ monotherapy had a longer disease duration than patients who received TCZ + ≥ 1 csDMARD. Patients in the TCZ monotherapy and TCZ + 1 csDMARD groups had similar rates of GC use as well as GC doses. These results are similar to those from the multinational, open-label, single-arm TOZURA study [34]. In the present study, the longer disease duration in the TCZ monotherapy group may contribute to monotherapy use because patients with longer disease duration may attempt to taper csDMARDs or develop comorbidities that prevent the use of concomitant csDMARDs.

Overall, fewer patients received GC doses > 5 mg/day at the end of their LTE study participation than at baseline of the core study. Furthermore, the proportion of patients receiving GCs at doses > 7.5 mg/day decreased from 30% at baseline to 20% at the end of the patients’ participation in the study. According to the current EULAR recommendations, long-term use of GCs, especially at doses > 5 mg/day, should be avoided because of the many potential risks associated with doses of > 10 mg/day [2, 35]. Increased overall and cardiovascular mortality has been reported in patients with RA receiving a GC dose > 7.5 mg/day [36]. In addition, results of observational studies have shown a dose-dependent increase in the risk of serious infections in patients with RA who receive GCs [37].

A limitation of this study is the potential bias related to the open-label design and lack of randomization. In addition, only responders to TCZ and patients who had no AEs, SAEs, or conditions that could lead to an unacceptable risk with continued TCZ treatment were included. Due to the length of the study, patients had a variable length of follow-up; therefore, evaluating ACR response rates using a fixed denominator over time would not give an accurate impression of response to treatment. Furthermore, the small number of patients receiving TCZ monotherapy makes comparison among patients based on background csDMARD use difficult; however, the absolute number of patients at each time point was presented to avoid potential bias.

In conclusion, in this LTE of the ACT-SURE study, TCZ as monotherapy or in combination with csDMARDs appeared to be safe, well tolerated, and efficacious over up to 132 weeks in patients with moderate to severe RA who responded to 24 weeks of TCZ.