Abstract
This study aimed to develop a self-questionnaire index relevant to lower limb functional assessment reflecting clinical symptoms and activity restrictions associated with activities of daily living (ADL) for patients with knee osteoarthritis. This cross-sectional study enrolled patients with knee osteoarthritis (Kellgren/Lawrence grade ≥ 1). Participants evaluated clinical symptoms and activity restrictions using self-reported questionnaires. Radiographic evaluation, knee joint range of motion (ROM), and lower limb muscle strength were assessed. Associations between clinical symptoms, activity restrictions, and knee and hip joint function were evaluated using multiple and logistic regression analysis. Overall, 142 participants were included in the final analysis. Patients with knee pain while rising from a chair had lower knee and hip extension strength (knee extension β = − 0.28; 95% confidence interval (CI), − 0.41 to − 0.14; P < 0.0001; hip extension β = − 0.26; 95% CI, − 0.42 to − 0.08; P = 0.0034), and restricted knee extension ROM (odds ratio [OR] = 2.17; 95% CI, 1.02–4.63; P = 0.041). Patients with knee pain during stair climbing, turning or who were unable to stand on one leg without external support had reduced hip abduction muscle strength (β = − 0.17; 95% CI, − 0.27 to − 0.07; P = 0.0008). Patients with knee pain while rising from a chair or stepping showed more severe knee joint degeneration on radiographic evaluation (OR = 3.26; 95% CI, 1.11–10.91; P = 0.03). The self-questionnaire index reflected clinical symptoms and activity restrictions associated with ADL and was significantly associated with lower limb function in individuals with knee osteoarthritis.
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Introduction
Knee osteoarthritis is a painful disease mainly caused by the degeneration of articular cartilage. The prevalence in Japanese individuals over 60 years old is 47.0% in males and 70.2% in females, indicating it is a common disease [1]. Worsening of the severity of knee osteoarthritis leads to decreased activity and becomes a major factor in increasing care risks suggesting there is a need for prevention of onset or progression [2]. However, effective treatment and preventive methods have not been established, and symptomatic treatment remains the main approach.
The cause of knee osteoarthritic pain has yet to be determined. Categorization of causes based on past reports divides etiology into organic factors such as cartilage degeneration and osteophytes [3] and factors involving surrounding tissues. Indeed, patients with knee osteoarthritis experience muscle weakness of the quadriceps [4] and hip joint muscles [5], as well as range of motion (ROM) limitation of the knee joint [6], which leads to knee pain and dysfunction.
In clinical practice, not only medical history and radiographic evaluation [7] but also functional evaluation of muscle strength [8], tenderness [9], and balancing ability [10] are part of the clinical evaluation of patients with knee osteoarthritis. Furthermore, non-drug therapies, including patient education, weight loss, and exercise are recommended. Thus, treatment for osteoarthritis is broadly classified into drug therapy and non-drug therapy [11]. Among non-drug therapies, exercise has been reported to be effective [12, 13]. In particular, muscular strength training of the knee and hip joint muscles significantly reduced knee osteoarthritis pain [14] and acute hamstring stretch improved knee extension range, peak torque, and stiffness in the final 10% of knee extension ROM [15]. However, patients with severe knee joint damage did not benefit from exercise therapy [16]. Thus, functional evaluation of lower limb muscle strength, joint ROM, and assessment of the severity of knee joint degeneration is important in exercise therapy for osteoarthritis, although it is conceivable that the time and expensive diagnostic systems necessary for comprehensive assessment and non-standardization of treatment may ultimately lead to a subjective evaluation by the clinician. Therefore, predicting lower limb function in patients with osteoarthritis using a simple questionnaire can possibly assist functional evaluation in the clinical setting.
The evaluation indices for pain and dysfunction in knee osteoarthritis include the Western Ontario and McMaster Universities Arthritis Index (WOMAC) [17], the Medical Outcomes Study 36-item Short Form Health survey (SF-36) [18], and the Japanese knee osteoarthritis measure (JKOM) in Japan [19]. The WOMAC and JKOM are indexes for evaluating pain, stiffness, and functional impairment caused by osteoarthritis of the knee. The SF-36 is an index used to evaluate comprehensive health including knee osteoarthritis. In contrast, there are no evaluation indices currently available focusing on functional evaluation, in particular with respect to the condition of the knee and the hip joint muscles in patients with knee osteoarthritis. Thus, an index capable of evaluating lower limb function, in particular the strength of knee and hip joint muscles, knee joint ROM, and the severity of knee joint degeneration in patients with knee osteoarthritis, with generalizable contents would be useful for functional evaluation in the clinical setting.
Physical function is significantly associated with low levels of physical activity in patients with knee osteoarthritis [20]. Moreover, the degree of knee pain differs depending on the type of physical activity in patients with knee osteoarthritis [21]. Therefore, clinical symptoms such as knee pain, physical functions such as lower limb function, and physical activity, including ADL, are expected to be closely associated. Then, once potential questions assessing clinical symptoms and activity restrictions associated with ADL are developed, it is hypothesized that lower limb functions such as strength of knees and hip muscles, knee joint ROM, and severity of knee joint may be reflected in the responses of specific questions.
Thus, the purpose of this study was to develop a self-questionnaire index with generalizable contents reflecting clinical symptoms and activity restrictions associated with ADL for patients with knee osteoarthritis. Moreover, we also aimed to confirm the relevance of the survey in assessing lower limb function including strength of knee and hip muscles, knee joint ROM, and severity.
Methods
Study design
This was a cross-sectional study involving subjects with knee osteoarthritis.
Participants
Elderly participants reporting current knee pain were identified by a survey via mails and were invited to attend a research site at Kyoto University in September and October 2017. The ethics committee of Kyoto University approved the study (No. C1297), and written informed consent was obtained from all participants before enrollment. All recruited participants had a history of pain in one or both knees. The eligibility criteria included (1) age ≥ 45 years; (2) knees with radiographic osteoarthritis (i.e., Kellgren/Lawrence [K/L] grade ≥ 1 according to the original version [22]) in one or both knees in the medial tibiofemoral compartment, evaluated using weight-bearing anteroposterior radiographs; and (3) an ability to walk independently on a flat surface without any ambulatory assistive device. Participants with bilateral knee osteoarthritis were not differentiated from the unilateral cases. The exclusion criteria included (1) history of knee surgery, (2) rheumatoid arthritis, (3) periarticular fracture, (4) presence of neurological problems, or (5) knee with pre-radiographic osteoarthritis (i.e., K/L grade 0).
Outcome measurements
The following outcome measurements were evaluated: (1) demographic data, (2) radiographic evaluation, (3) knee joint ROM, (4) measurement of lower limb muscle strength, (5) results of self-reported questionnaires to investigate clinical symptoms and activity restrictions associated with ADL.
Demographic data
Data on age, sex, and height were self-reported by patients. Weight was measured on a scale with participants wearing their clothes, but without shoes. The body mass index (BMI) was calculated by dividing the weight by the square of the height. Severity of knee pain and self-reported physical function were evaluated using the JKOM. The JKOM is a patient-based, self-answered evaluation scoring system that assesses “pain and stiffness” (8 questions, 0–32 points), “activities of daily living” (10 questions, 0–40 points), “participation in social activities” (5 questions, 0–20 points), and “general health conditions” (2 questions, 0–8 points), with a maximum score of 100 points in a person-specific assessment [19]. The concurrent and construct validities of the JKOM were established by comparing the WOMAC and the SF-36 surveys [19].
Radiographic evaluation
Anteroposterior radiographs of both knees in the fully extended weight-bearing and foot map positions were obtained after enrollment. The radiographic severity of the medial compartment in the tibiofemoral joint was assessed by a trained examiner. The K/L grade was scored as follows: 0 = normal; 1 = doubtful joint space narrowing (JSN) and possible osteophyte; 2 = definite osteophyte and possible JSN; 3 = multiple osteophytes, definite JSN, some sclerosis, and possible deformity of bone ends; and 4 = large osteophyte, marked JSN, severe sclerosis, and definite deformity of bone ends. The intrarater and interrater agreements for the K/L grade determination were excellent (intrarater, κ: 0.90) [23].
Knee joint range of motion
The flexion and extension ROM of both knee joints were measured passively in the supine position using standard goniometric procedures, following previously validated methods [24]. The goniometer axis was placed in line with the center of the knee, the fixed arm aligned with the greater trochanter and lateral femoral condyle, and the mobile arm aligned with the head of the fibula and lateral malleolus. Negative values of knee extension ROM indicated a lack of full extension of the knee joint. Excellent intraclass correlation coefficients for flexion (0.99) and extension (0.98) have been reported for goniometric measurements of passive ROM [24].
Muscle strength
Maximum isometric knee extensor strengths in both legs were measured using hand-held dynamometry (HHD) in accordance with a previously validated method for community-dwelling elderly fallers [25]. HHD is a simple tool for objectively quantifying muscle strength and is widely used in clinical practice. Maximum force was recorded in Newton meters (Nm) and two repetitions were performed for each test. Participants were instructed to remain seated in an upright position.
To measure maximum isometric knee extensor strength, the knee was placed at 90° flexion, with the HHD attached 10-cm proximal to the lateral malleolus and held in place with an inelastic strap that was looped around the therapy bed and fastened. The length of the straps allowed for an isometric contraction to be performed with the knee at 90° of flexion during testing. Participants were instructed to extend their leg for 5 s. Strong verbal encouragement was provided to ensure maximum effort.
To measure the maximum isometric hip extensor strength, the patient was instructed to lie supine on the therapy bed. The hip was placed in slight flexion with the knee straight in the neutral position of external-internal rotation, with the HHD device attached just superior to the lateral epicondyle of the posterior femur of the lower leg and held inwards. The patient was instructed to extend his/her leg for 5 s. Strong verbal encouragement was provided to ensure maximum effort. The other examiner supported the patient on the contralateral limb.
To measure the maximum isometric hip abduction strength, the patient was instructed to lie supine on the therapy bed. The hip was placed in the neutral position of flexion-extension and external-internal rotation with the knee straight, and with the HHD device attached just superior to the lateral epicondyle of the femur of the upper leg and held inwards. The hip and knee of the lower leg were slightly flexed. The patient was instructed to abduct the leg for 5 s. Strong verbal encouragement was provided to ensure maximum effort.
To provide the value of the moment of force (Nm), the lever arm (length of the femur or tibia) between the knee joint and the HHD device was manually measured, and subsequently normalized to the body mass (Nm/kg). The average of two repetitions was used for statistical analysis. Strong verbal encouragement was provided to ensure maximum effort.
Self-reported questionnaires to investigate clinical symptoms and activity restrictions associated with activities of daily living
To investigate the relationship between clinical symptoms and activity restrictions associated with ADL, and knee and hip muscle function in individuals with knee osteoarthritis, physicians and physiotherapists extracted some of the survey responses and associated these with physical functions. Based on this content, a self-reported questionnaire was designed to investigate the following clinical symptoms and activity restrictions associated with ADL: (1) presence or absence of knee pain while rising from a chair; (2) presence or absence of knee pain while stair climbing or turning, or whether standing on one leg was possible for ≥ 60 s by touching an external support; (3) presence or absence of knee pain while rising from a chair or stepping. We investigated whether all the subjects responded (Yes/No) to the above questions, and the responses were used for statistical analysis.
Sample size
The sample size calculation for multiple linear regression analysis was determined using the G*Power 3 program (Heinrich-Heine-Universität Düsseldorf, Düsseldorf, Germany) [26] to yield a power of 80%, significance level of 0.05, and moderate effect size (f = 0.15) [27]. Moreover, the sample size calculation of logistic regression analysis was determined based on four independent variables [28].
We defined a theoretical sample size of 85 participants. To allow for a potential data loss of 20%, the required sample size was 102 participants.
Statistical analysis
To minimize any bias produced by similarities between the right and left knees of the same patient, only one knee per patient (index knee) was analyzed. The index knee was defined as the more painful knee in either the past or present history. If patients felt that their knees were equally painful, the index knee was selected randomly using a computer-generated permuted block randomization scheme [29].
The characteristics of subjects included in the study are described as the mean ± standard deviation (SD) for continuous variables, and as number and percentage for nominal variables and ordinal variables.
The analysis of the relationship between clinical symptoms and activity restrictions associated with ADL, and the knee and hip muscle function is shown in Supplementary Table 1.
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1.
The association between knee pain while rising from a chair and strength of knee and hip extension. Multiple regression analysis was performed with the strength of knee extension and hip extension as dependent variables and binary variabilization of the presence or absence of knee pain while rising from a chair as the independent variable.
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2.
The association between knee pain while stair climbing or turning or with an inability to stand on one leg and the strength of hip abduction. Multiple regression analysis was performed with the strength of hip abduction as a dependent variable and binary variabilization of the presence or absence of knee pain while stair climbing or turning or the result of the ability or inability to stand on one leg longer than 60 s with external support as the independent variable.
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3.
The association between knee pain while rising from a chair and the range of motion of knee extension. Logistic regression analysis was performed with binary variabilization of knee extension ROM (not less than the normal range [≥ 0° or more] or less than the normal range [< 0°]) as the dependent variable and binary variabilization of the presence or absence of knee pain while rising from a chair as the independent variable.
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4.
The association between knee pain while rising from a chair or stepping and K/L grade. Logistic regression analysis was performed with binary variabilization of the result of radiographic evaluation assessed by the K/L grade (early [grade 1–2] or severe [grade 3–4]) as dependent variables and binary variabilization of the presence or absence of knee pain while rising from a chair or while stepping as independent variables.
For the analyses of 1 and 2 above, multivariate analysis was carried out using age- and sex-adjusted variables, and for the analyses of 3 and 4, multivariate analysis was performed using age-, sex-, and BMI-adjusted variables, respectively.
Moreover, the relationships between each outcome and the JKOM sub-scale (pain and stiffness) were confirmed by multiple regression analysis.
Data analyses were performed using JMP Pro version 12.2 (SAS Institute, Cary, NC, USA). A P value < 0.05 was considered statistically significant.
Results
Overall, 296 participants were recruited, of which 107 (36.1%) were excluded because of the absence of knee pain, 3 (1.0%) were excluded due to a history of knee surgery, 11 (4.0%) were excluded because of pre-radiographic osteoarthritis (K/L grade = 0), and 33 (11.1%) were excluded because of missing data. Thus, a total of 142 participants were included in the final analysis. Baseline demographic and clinical characteristics for the 142 participants are shown in Table 1.
There was no significant relationship between any outcome and the JKOM sub-scale (pain and stiffness) (data not shown).
The association between knee pain while rising from a chair and strength of knee and hip extension
When adjusted by age and sex, patients with knee pain while rising from a chair had significantly decreased strength of knee extension and hip extension (strength of knee extension β = − 0.28; 95% [confidence interval] CI, − 0.41 to − 0.14; P < 0.0001; strength of hip extension β = − 0.26; 95% CI − 0.42 to − 0.08; P = 0.0034) (Tables 2 and 3).
The association between knee pain while stair climbing or turning or with the inability to stand on one leg, and strength of hip abduction
When adjusted by age and sex, patients with knee pain while stair climbing or turning or with the inability to stand on one leg for > 60 s with external support had significantly decreased hip abduction strength (β = − 0.17; 95% CI, − 0.27 to − 0.07; P = 0.0008) (Table 4).
The association between knee pain while rising from a chair and range of motion of knee extension
When adjusted by age, sex, and BMI, patients with knee pain while rising from a chair had a significantly decreased ROM of the knee extension (odds ratio [OR] = 2.17; 95% CI, 1.02–4.63; P = 0.041) (Table 5).
The association between knee pain while rising from a chair or stepping, and K/L grade
When adjusted by age, sex, and BMI, patients with knee pain while rising from a chair or stepping had a significantly worse K/L grade (OR = 3.26; 95% CI, 1.11–10.91; P = 0.03) (Table 6).
Discussion
Our study showed that there was a significant relationship between self-reported questionnaires investigating clinical symptoms and activity restrictions associated with ADL and lower limb function such as the knee and hip muscle strength, knee joint ROM, and the severity of degeneration of the knee joint.
The association between knee pain while rising from a chair and knee and hip extension strength was evaluated. Activities of knee and hip extension muscles were observed in the standing position or when rising from a chair. Previous studies have shown that declining knee extension strength is a commonly observed phenomenon in patients with knee osteoarthritis and have reported that declining knee extension strength also affects the motion of rising from a chair [30]. In patients with knee osteoarthritis, a significant increase in pain and a decrease in quadriceps muscle strength were observed during a 1-year follow-up [31]. A previous report indicated that the value of the quadriceps muscle strength was related to the progress of knee osteoarthritis and instability of the knee joint [32]. These reports suggest that there is a significant relationship between knee osteoarthritic pain and quadriceps muscle strength. Therefore, patients with knee pain while rising from a chair had decreased knee extension strength (quadriceps muscle).
Previous studies have shown that patients with knee osteoarthritis have higher hip extension torque compared to the control group on standing from a chair movement [33]. This report suggests that patients with knee osteoarthritis compensate muscle weakness of knee extension strength with hip extension strength while rising from a chair. Therefore, when the strength of hip extension decreases, the burden on the already weakened knee extension muscles increases, which causes knee pain during standing motion from the chair.
For these reasons, patients with knee pain while rising from a chair had a decrease in the strength of knee and hip extension muscles.
The association between knee pain while stair climbing or turning or the inability to stand on one leg and strength of hip abduction was also evaluated. The hip abductor muscle is a connecting muscle between the pelvis and the lower limbs and is the muscle that contributes to the stability of the pelvis on the frontal plane [34]. According to previous studies, the hip joint angle at which the torque of the hip abductor muscle becomes the maximum is a 10° adduction [35]. This report suggests that the torque of the hip abductor muscle is maximally required at the time of single leg standing. Therefore, subjects who were unable to stand on one leg by touching an external support had decreased strength of hip abduction muscles.
The hip abductor muscle functions to support weight through the pelvis [34]. Moreover, it has been reported that the load applied to the hip abductor muscle at the time of ascending and descending stairs is 5 to 6 times larger than that of usual activities [36]. Furthermore, previous studies have reported that subjects with knee osteoarthritis who had poor results on the “get-up-and-go” (GUG) test with direction change had significantly decreased strength of the hip abductor muscle [37]. Therefore, hip abductor muscular strength is considered important for stair climbing or turning.
The association between knee pain while rising from a chair and ROM of knee extension was considered. Previous studies have reported that patients with knee osteoarthritis have significant contraction of the hamstrings on co-contraction of the quadriceps and hamstrings [38]. Patients with knee osteoarthritis develop excessive co-contractions of knee joint muscles when rising from a chair; in particular, excessive hamstring activity occurs. This excessive activity of the hamstrings while rising from a chair is a pain escape reaction by restricting the knee joint ROM [39]. The hamstring is an agonist of knee flexion. Excessive activity and tension of hamstrings may cause shortening of hamstrings and restriction of knee extension ROM. For these reasons, patients with knee pain while rising from a chair seemed to have found a restriction of knee extension ROM.
The association between knee pain while rising from a chair or while stepping and K/L grade was considered. Previous studies have reported that the thickness of the femoral articular cartilage correlates with the strength of the quadriceps [40]. Moreover, according to previous studies, in patients with osteoarthritis of the knee, the lower the muscle strength of the quadriceps muscle, the worse the condition of the knee joint on radiographic evaluation [41]. There is a close relationship between the quadriceps, which is the knee extension muscle and the severity of the knee joint in radiographic evaluation. As there is a significant relationship between knee pain while rising from a chair and muscle weakness of the quadriceps muscle, those with knee pain while rising from a chair showed a greater severity of the knee joint damage on radiographic evaluation.
Furthermore, a previous study showed that higher peak and impulse of knee adduction moment (KAM) were each associated with worsening of medial bone marrow lesions [42]. Moreover, subjects with higher peak and impulse of KAM also reported increased knee pain [43, 44]. For this reason, since the KAM increases when standing on one leg, stepping, and walking, knee pain while stepping in these patients was associated with the severity of the knee joint damage on radiographic evaluation.
A significant relationship was found between the self-questionnaire index developed in this study and lower limb function such as strength of knee and hip muscles, knee joint ROM, and severity of the knee joint damage, indicating that a difference in lower limb function could be reflected by specific survey question items. Therefore, by combining these question items, it may be possible to evaluate lower limb function for each subject and the self-questionnaire index may be a useful and a time-saving tool for functional evaluation, bypassing the requirement of an expensive diagnostic system and standardization of treatment in the clinical setting. By applying the function evaluation of this questionnaire, it would be possible to provide a home-exercise program, such as knee and hip muscular strength training and hamstring stretching, based on the severity of the knee joint, which is personalized for each individual.
There are several limitations to this study. First, participants in this study were motivated individuals, because they actively enrolled for the study by responding to e-mails and were recruited via public relation magazines; thus, there may have been a selection bias. Second, self-reported questionnaires may not always provide precise data due to recall bias. Third, this study was cross-sectional; therefore, any cause-effect relationship between knee pain accompanying daily activities and function of knee and hip muscles in individuals with knee osteoarthritis remains unknown. Further investigations, including prospective studies, are required to confirm our results.
Conclusions
In this study, a self-questionnaire index was developed to reflect the clinical symptoms and activity restrictions associated with ADL for patients with knee osteoarthritis with generalizable contents. The study also investigated the relevance of the index with regard to lower limb function such as strength of knee and hip muscles, knee joint ROM, and the severity of knee joint degeneration.
The self-questionnaire index was found to be significantly related to lower limb function in individuals with knee osteoarthritis. Moreover, as hypothesized in this study, the lower limb function such as strength of knee and hip muscles, knee joint ROM, and the severity of knee joint degeneration could be successfully assessed by specific target questions.
Combining these question items, it was possible to evaluate the lower limb function for each subject and to provide an individualized exercise program for each patient.
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Acknowledgments
The authors thank the students of Human Health Sciences at Kyoto University for their help with the data collection. We would like to thank Editage (www.editage.jp) for the English language editing.
Funding
Funding was provided by Omron Healthcare Co., Ltd.
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Ethics declarations
The ethics committee of Kyoto University approved the study (No. C1297), and written informed consent was obtained from all participants before enrollment.
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Suzuki, Y., Iijima, H., Tashiro, Y. et al. Development of a questionnaire survey to evaluate lower limb function of patients with knee osteoarthritis. Clin Rheumatol 37, 3115–3123 (2018). https://doi.org/10.1007/s10067-018-4229-5
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DOI: https://doi.org/10.1007/s10067-018-4229-5