Skip to main content

The Urban Transition of Disaster Governance in Asia

  • Chapter
Disaster Governance in Urbanising Asia

Abstract

The increasing frequency and severity of natural disasters in Asia are highly correlated with the rapid urban transition now taking place in this world region. Five types of urban transition effects are identified to explain how the urbanization of disasters calls for fundamental changes in approaches to disaster prevention, response, adaptation and resilience. The effects include agglomeration and the formation of mega-urban regions, spatial polarization in high-risk zones, new forms and magnitudes of vulnerability, compound disasters and the expanding ecological reach of cities. Taken together, they call for a shift from expert-centred disaster management to participatory disaster governance as the framework for society-wide engagement in all phases of disaster experiences and responses. Three spatial scales of governance – neighbourhood, city region and transborder riparian region – are among the most critical to be included in the search for innovations in disaster governance.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 39.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 54.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 54.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    The United Nations (2013) finds that direct economic losses over the past three decades in middle- and low-income economies alone totalled more than $300 billion. However, actual costs of disasters are much greater than reported figures indicate (UN 2013). In terms of flooding, from 1970 to 2010 the number of people impacted by annual inundations more than doubled from 30 million to 64 million in Asia. In Asia, 21 million people were displaced by natural disasters in 2012 (DMC 2013; UNISDR/UNESCAP 2012).

  2. 2.

    The Eyjafjallajökull volcanic ash clouds in Iceland in 2010 was one of the most spectacular incidences of an environmental disaster affecting a globalized world as air traffic in most European countries was shut down for six straight days, costing airlines US$1.7 billion in revenues.

  3. 3.

    UNESCAP (2011, 209) defines governance as “the sum of the many ways individuals and institutions, public and private, plan and manage the common affairs of the city. It is a continuing process through which conflicting or diverse interests may be accommodated and cooperative action can be taken”.

  4. 4.

    Cohen and Werker (2008) find that some governments not only underinvest in disaster prevention if they know that they will be bailed out; they also create a racket effect of not preparing for disasters as a way of rent-seeking from humanitarian aid coming with a disaster. Rampant corruption lies at the root of these practices. Devolution of power to local forms of participatory governance is found to be an important, though not sufficient, means to limit these practices.

  5. 5.

    As the mega-urban region of Jakarta has expanded, so has the name for it, beginning in the 1970s with Jabotabek, then Jabodetabek and now Jabodetabek-Punjur to signal its expansion toward Bandung.

  6. 6.

    The gap between low-cost housing provision and demand continues to increase and is now reaching a deficit of 800,000 units (Widoyoko 2007).

  7. 7.

    In the 2007 episode as much as 75 % of the city was flooded, displacing a recorded 430,000 people, mostly poor, from their homes (BBC 2007; Steinberg 2007). Health impacts—diarrhoea, skin and respiratory problems and dengue fever—breakdown of basic urban services and loss of livelihoods lingered long after the floodwaters subsided (Yuniar 2009). Thousands of homes were totally destroyed, and business losses were estimated to total $1 billion (Rukmana 2011). The 2013 torrential rains flooded more than 100,000 homes, left 47 people dead and shut down the entire city of 10 million people for several days (Jakarta Globe 2013). The estimated economic cost of the flood is more than $3 billion.

  8. 8.

    Jakarta DKI (Daerah Khusus Ibukota) is the name given to Jakarta as a special city region with status equal to that of a province.

  9. 9.

    Most large dams are significantly underperforming with reduced holding capacities from silting and thus power-generating ability (Bauer and Rudolph 2001; WCD 2000).

References

  • Alcamo, J. (2009). Climate change and the changing frequency of floods and droughts: Scenario analysis of risk and adaptation in Europe. Earth and Environmental Science, 6, 292016. http://www.iop.org/EJ/toc/1755-1315/6/29. Accessed 7 June 2014.

    Google Scholar 

  • Allen, T. (1998). Watersheds and problemsheds: Explaining the absence of armed conflict over water in the Middle East. Middle East Review of International Affairs, 2(1), 49–51.

    Google Scholar 

  • Arai, K. (2001). Only yesterday in Jakarta: Property boom and consumptive trends in the late new order metropolitan city. Southeast Asian Studies, 38(4), 481–511.

    Google Scholar 

  • Archer, D. (2010, September 19–23). Empowering the urban poor through community - based slum upgrading: The case of Bangkok, Thailand. In 46th ISOCARP Congress, Nairobi.

    Google Scholar 

  • Asgary, A., Anjum, M. I., & Azimi, N. (2012). Disaster recovery and business continuity after the 2010 flood in Pakistan: Case of small businesses. International Journal of Disaster Risk Reduction, http://dx.doi.org/10.1016/j.ijdrr.2012.08.001. Accessed 7 June 2014.

  • Ashayagachat, A. (2008, November). Dams upriver hurting people living downstream. Indus Asia Online Journal. http://iaoj.wordpress.com/2008/11/14/dams-upriver-hurting-people-living-downstream. Accessed 15 Jan 2009.

  • Asia Development Bank (ADB). (2008). Regional cooperation operations business plan Greater Mekong Subregion 2009–2011. Manila: Asia Development Bank.

    Google Scholar 

  • Asia Development Bank (ADB). (2013, April). Disaster risk management in Asia and the Pacific. ADB, Issues Paper. Manila: ADB.

    Google Scholar 

  • Assmuth, T., Hildén, M., & Benighaus, C. (2009). Integrated risk assessment and risk governance as socio-political phenomena: A synthetic view of the challenges. Science of the Total Environment, 408, 3943–3953.

    Article  Google Scholar 

  • Bahl, R. (2005). Promise and reality of fiscal decentralization. In S. Ichimura and R. Bahl (Eds.), Decentralization policies in Asian development (pp. 1–26). Singapore: World Scientific Publishing.

    Google Scholar 

  • Baker, D., & Refsgaard, K. (2007). Institutional development and scale matching in disaster response management. Ecological Economics, 63, 331–343.

    Article  Google Scholar 

  • Bankoff, G., & Hilhorst, D. (2009). The politics of risk in the Philippines: Comparing state and NGO perceptions of disaster management. Disasters, 33(4), 686–704.

    Article  Google Scholar 

  • Bates, B., Kundzewicz, Z., Palutikof, J., & Wu, S. (2008). Climate change and water. Technical Paper presented at the Intergovernmental Panel on Climate Change. London: IPCC Working Group II Technical Support Unit.

    Google Scholar 

  • Baur, J., & Rudolph, J. (2001). Water facts and findings on large dams. D + C Development and Cooperation, Deutsche Stiftung für internationale Entwicklung (DSE). http://www.inwent.org/E+Z/zeitschr/de201-4.htm. Accessed 7 June 2014.

  • BBC. (2007, February 7). Jakarta’s deadly floods receding. http://news.bbc.co.uk/2/hi/asia-pacific/6333945.stm. Accessed 7 June 2014.

  • Biswas, A.K. (2008). Integrated water resources management: Is it working? International Journal of Water Resources Development, 24(1), 5–22.

    Article  Google Scholar 

  • Boonyabancha, S. (2005). Baan Mankong: Going to scale with “slum” and squatter upgrading in Thailand. Environment & Urbanization, 17(1), 21–46.

    Google Scholar 

  • Bulkeley, H. (2010). Cities and the governing of climate change. Annual Review of Environment and Resources, 35, 229–253.

    Article  Google Scholar 

  • Chellaney, B. (2007, June 26). China aims for bigger share of South Asia’s water lifeline. Japan Times, http://www.japantimes.co.jp/opinion/2007/06/26/commentary/china-aims-for-bigger-share-of-south-asias-water-lifeline/ Accessed 7 June 2014.

  • Cohen, C., & Werker, E. (2008). The political economy of “natural” disasters. The Journal of Conflict Resolution, 52(6), 795–819.

    Article  Google Scholar 

  • Demographia World Urban Areas. (2013, March). Largest urban agglomerations in the world, 9th annual edition. www.demographia.com/db-worldua.pdf . Accessed 7 June 2014.

  • Dinar, A., Dinar, S., McCaffrey, S., & McKinney, D. (2007). Bridges over water: Understanding transboundary water conflict, negotiation and cooperation. New Jersey: World Scientific.

    Book  Google Scholar 

  • Displacement Monitoring Centre (DMC). (2013, May 13). Displaced by disasters: 32.4 million people uprooted in both rich and poor countries. http://blog.internal-displacement.org/category/disasters/. Accessed 1 Aug 2013.

  • Douglas, I. (2009). Climate change, flooding and food security in South Asia. Food Security, 1, 127–136.

    Article  Google Scholar 

  • Douglass, M. (1991). Planning for environmental sustainability in the extended jakarta metropolitan region,” Ch. 12. In N. Ginsburg, B. Koppel and T.G. McGee (Eds.), The extended metropolis: Settlement transition in Asia. Honolulu: UH Press.

    Google Scholar 

  • Douglass, M. (2010). Globalization, mega-projects and the environment: Urban form and water in Jakarta. Environment and Urbanization, 1(1), 45–65.

    Article  Google Scholar 

  • Douglass, M. (2011). Cross-border water governance in Asia. In S. Cheema (Ed.), Cross-border governance in Asia and the Pacific (pp. 122–168). Tokyo: United Nations University Press.

    Google Scholar 

  • Douglass, M. (2013). Decentralizing governance in a transborder urban age: East Asia and the Busan–Fukuoka “Common Living Sphere”. Pacific Affairs, 86(4), 731–758.

    Article  Google Scholar 

  • EEPSEA. (2009). Climate change and Southeast Asia – Compilation of vulnerability database. http://www.eepsea.cc-sea.org/pages/resource/sociecon.html. Accessed 17 Jan 2014.

  • Firman, T. (2004). New town development in Jakarta metropolitan region: A perspective of spatial segregation. Habitat International, 28, 349–368.

    Article  Google Scholar 

  • Firman, T. (2010). Multi local-government under Indonesia’s decentralization reform: The case of Kartamantul (The Greater Yogyakarta). Habitat International, 34, 400–405.

    Article  Google Scholar 

  • Freire, M. (2006, April 6–9). Urban planning: Challenges in developing countries. Paper presented at the International Congress on Human Development, Madrid.

    Google Scholar 

  • Friedmann, J. (1992). Empowerment: The politics of alternative development. New York: Basil Blackwell.

    Google Scholar 

  • Friedmann, J. (2011). Insurgencies: Essays in planning theory, London and New York. London: Routledge.

    Google Scholar 

  • Global Water Partnership (GWP). (2003). Integrated water resources management toolbox, Version 2. Stockholm: Global Water Partnership Secretariat.

    Google Scholar 

  • GreenAsh. (2013). Natural disaster risk levels of the world’s largest cities. http://greenash.net.au/thoughts/2013/03/natural-disaster-risk-levels-of-the-worlds-largest-cities/. Accessed 8 May 2013.

  • Grimm, N., Faeth, S., Golubiewski, N., Redman, C., Wu, J., Bai, X., & Briggs, J. (2008). Global change and the ecology of cities. Science, 319, 756–760.

    Article  Google Scholar 

  • Gunn, G., & McCartan, B. (2008, August 31). Chinese dams and the Great Mekong floods of 2008. Japan Focus. http://www.japanfocus.org/-B-McCartan/2865. Accessed 14 Apr 2014.

  • Healey, P. (2007). Urban complexity and spatial strategies: Towards a relational planning for our times. New York: Routledge.

    Google Scholar 

  • Healey, P., & Upton, R. (Eds.) (2010). Crossing borders: International exchange and planning practices. Oxon: Routledge.

    Google Scholar 

  • Hirsch, P., & Jensen, K. (2006). National interests and transboundary water governance in the Mekong. Australian Mekong Resource Centre. http://www.mekong.es.usyd.edu.au/projects/mekong_water_gover-nance.htm. Accessed 3 Oct 2008.

  • International Centre for Environmental Management (ICEM). (2007). Pilot strategic environmental assessment in the hydropower sub-sector-Vietnam. Final report—Risks to biodiversity from hydropower in the 6th Power Development Plan. Indooroopilly: ICEM.

    Google Scholar 

  • International Rivers. (2013, March 28). The lower Mekong dams factsheet text: A transboundary water crisis. http://www.internationalrivers.org/resources/the-lower-mekong-dams-factsheet-text-7908. Accessed 6 June 2014.

  • Jabareen, Y. (2013). Planning the resilient city: Concepts and strategies for coping with climate change and environmental risk. Cities, 31, 220–229.

    Article  Google Scholar 

  • Jacobs, J. (2002). The Mekong River commission: Transboundary water resources planning and regional security. The Geography Journal, 168(4), 354–364.

    Article  Google Scholar 

  • Jakarta Globe. (2013, January 24). Jakarta flooding highlights prevention gaps. http://www.thejakartaglobe.com/archive/jakarta-flooding-highlights-prevention-gaps/

  • Jha, A., & Stanton-Geddes, Z. (2013). Strong, safe, and resilient: Strategic policy guide for disaster risk management in East Asia and the Pacific. Washington, DC: The World Bank.

    Book  Google Scholar 

  • Jones, G., & Douglass, M. (Eds.). (2008). The rise of mega-urban regions in Pacific Asia – Urban dynamics in a global era. Singapore: Singapore University Press.

    Google Scholar 

  • Kawata, Y. (2011). Downfall of Tokyo due to devastating compound disaster. Journal of Disaster Research, 6(2), 176–184.

    Google Scholar 

  • Kurniawati, D. (2009, July 24). The floods: A swelling city is at the root of the problem. Jakarta Globe. http://www.thejakartaglobe.com/waterworries/the-floods-a-swelling-city-is-at-the-root-of-the-problem/319991. Accessed 14 Apr 2014.

  • Laquian, A. A. (2005). Metropolitan governance reform in Asia. Public Administration and Development, 25, 307–315.

    Article  Google Scholar 

  • Marcotullio, P. J. (2007). Urban water-related environmental transitions in Southeast Asia. Sustainability Science, 2(1), 27–54.

    Article  Google Scholar 

  • McGee, T.G. (1991). The emergence of desakota regions in Asia: Expanding a hypothesis. In N. Ginsburg, B. Koppel, & T.G. McGee (Eds.), The extended metropolis: Settlement transition in Asia (pp. 3–35). Honolulu: University of Hawaii Press.

    Google Scholar 

  • McHarg, I.L. (1995). Design with nature. London: Wiley.

    Google Scholar 

  • Mekong River Commission (MRC). (2009). The Mekong River commission for sustainable development. http://www.mrcmekong.org/. Accessed 15 Jan 2009.

  • Ministry of Economy, Trade and Industry (METI). (2011). Japanese industry-lasting change in manufacturing industry. Tokyo: METI.

    Google Scholar 

  • Mirfenderesk, H., & Corkill, D. (2009). Sustainable management of risks associated with climate change. International Journal of Climate Change Strategies and Management, 1(2), 146–159.

    Article  Google Scholar 

  • Mirumachi, N., & Mikiyasu Nakayama, M. (2007). Improving methodologies for transboundary impact assessment in transboundary watercourses: Navigation channel improvement project of the Lancang-Mekong River from China-Myanmar boundary marker 243 to Ban Houei Sai of Laos. International Journal of Water Resources Development, 23(3), 411–425.

    Article  Google Scholar 

  • Mol, A. (2009). Urban environmental governance innovations in China. Current Opinion in Environmental Sustainability, 1, 96–100.

    Article  Google Scholar 

  • Mulvihill, P., & Ali, S.H. (2007). Disaster incubation, cumulative impacts and the urban/ex-urban/rural dynamic. Environmental Impact Assessment Review, 27, 343–358.

    Article  Google Scholar 

  • Neumayer, E., & Plümper, T. (2007). The gendered nature of natural disasters: The impact of catastrophic events on the gender gap in life expectancy, 1981–2002. Annals of the Association of American Geographers, 97(3), 551–566.

    Google Scholar 

  • Nicholls, R.J., Hanson, S., Herweijer, C., Patmore, N., Hallegatte, S., Corfee-Morlot, J., Chateau, J., & Muir-Wood, R. (2007). Ranking port cities with high exposure and vulnerability to climate extremes exposure estimates. Paris: OECD.

    Google Scholar 

  • Nussbaum, M. (2002). Capabilities and social justice. International Studies Review, 4(2), 123–135.

    Article  Google Scholar 

  • Peresthu, A. (2005). Jakarta’s “exurbia” kampongs. http://www.etsav.upc.edu/urbpersp/num01/inf01-1.htm. Accessed 14 Apr 2014.

  • Rees, W. (1996). Revisiting carrying capacity: Area-based indicators of sustainability. Population and Environment, 17(3), 195–215.

    Article  Google Scholar 

  • Rukmana, D. (2011). Jakarta annual flooding in 2011. http://indonesiaurbanstudies.blogspot.com/2011/02/jakarta-annual-flooding-in-february.html. Accessed 14 Apr 2014.

  • Satterthwaite, D., Huq, S., Pelling, M., Reid, H., & Romero, P. (2007). Adapting to climate change in urban areas: The possibilities and constraints in low and middle-income nations (International Institute for Environment Working Paper). London: International Institute for Environment and Development.

    Google Scholar 

  • Schneider, A., Friedl, M., & Potere, D. (2009). A new map of global urban extent from MODIS satellite data. Environmental Resources, 4, 111.

    Google Scholar 

  • Sen, A.K. (1990). Food, economics, and entitlements. In J. Staatz & C. Eicher (Eds.), Agricultural development in the third world (pp. 189–205). Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Steinberg, F. (2007). Jakarta: Environmental problems and sustainability. Habitat International, 31, 354–365.

    Article  Google Scholar 

  • Sullivan, J. (2012). Current stories plans for dams on Mekong River could spell disaster for area fisheries.http://www.princeton.edu/main/news/archive/S33/58/78C70/index.xml?section=topstories&via=Princeton. Accessed 14 Apr 2014.

  • Tunas, D. (2008). The spatial economy in the urban informal settlement. Leuven: Faculteit Sociale Wetenschappen, Katholieke Universiteit.

    Google Scholar 

  • Turner, B.A. (1976). The organizational and interorganizational development of disasters. Administrative Science Quarterly, 21, 378–397.

    Article  Google Scholar 

  • United Nations (UN). (2011). Global assessment report on disaster risk reduction 2011. New York: United Nations.

    Google Scholar 

  • United Nations (UN). (2013). Global assessment report on disaster risk reduction 2013. New York: United Nations.

    Google Scholar 

  • United Nations Development Programme (UNDP). (2006). The challenges of governance. New York: United Nations.

    Google Scholar 

  • United Nations Development Programme (UNDP). (2012). The millennium development goals report 2012. http://www.un.org/en/development/desa/publications/mdg-report-2012.html. Accessed 14 Apr 2014.

  • United Nations Development Programme (UNDP). (2013), Disaster risk reduction, governance & mainstreaming. New York: United Nations.

    Google Scholar 

  • UNESCAP. (2012). The state of Asian cities 2010/11. Bangkok: UNESCAP.

    Google Scholar 

  • United Nations Environment Programme (UNEP). (2006). GEO yearbook 2006 – An overview of our changing environment. Nairobi: UNEP.

    Google Scholar 

  • United Nations Environment Programme (UNEP). (2007). Global outlook for ice and snow. Nairobi: UNEP Division of Early Warning and Assessment.

    Google Scholar 

  • UNESCAP. (2011). The state of Asian cities 2010/11. Bangkok: United Nations Economic and Social Commission for Asia and the Pacific.

    Google Scholar 

  • UNESCO (United Nations Educational, Scientific and Cultural Organization). (2006), Water: A Shared Responsbility – the United Nations World Water Development Report 2.www.unesco.org/water/wwap.Accessed 22 August 2015.

  • UNISDR/UNESCAP. (2012). Asia-Pacific disaster report 2012 – Reducing vulnerability and exposure to disasters. Bangkok: UNESCAP.

    Google Scholar 

  • Varis, O., Keskinen, M., & Kummu, M. (2008a). Mekong at the crossroads. Ambio, 37(3), 146–149.

    Google Scholar 

  • Varis, O., Rahaman, M.M., Virpi, S. (2008b). The rocky road from integrated plans to implementation: Lessons learned from the Mekong and Senegal river basins. International Journal of Water Resources Development, 24(1), 103–121.

    Google Scholar 

  • Vogel, R.K., Savitch, H.V., Xu, J., Yeh, A.G.O., Wu, W., Sancton, A., Kantor, P., Newman, P., Tsukamoto, T., Cheung, P.T.Y., Shen, J., Wu, F., & Zhang, F. (2010). Governing global city regions in China and the West. Progress in Planning, 73(2010), 1–75.

    Article  Google Scholar 

  • Widoyoko, D. (2007). Good governance and provision of affordable housing in DKI Jakarta, Indonesia. Loughborough: Loughborough University Water, Engineering and Development Centre.

    Google Scholar 

  • World Bank. (2005). East Asia decentralizes. Washington, DC: IBRD.

    Book  Google Scholar 

  • World Commission on Dams (WCD). (2000). Dams and development: New framework for decision-making. London: Earthscan.

    Google Scholar 

  • World Wildlife Fund (WWF). (2008). Mekong–Protecting the river of life from source to sea. http://www.worldwildlife.org/what/wherewework/mekong/. Accessed 7 June 2014.

  • Wyatt, A.B., & Baird, I.G. (2007). Transboundary impact assessment in the Sesan river basin: The case of the Yali Falls Dam. International Journal of Water Resources Development, 23(3), 427–442.

    Article  Google Scholar 

  • Yuniar, Y. (2009, March 28). Indonesia dam bursts, killing scores. Asia News. http://online.wsj.com/article/SB123812301079354491.html. Accessed 14 Apr 2014.

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Mike Douglass .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2016 Springer Science+Business Media Singapore

About this chapter

Cite this chapter

Douglass, M. (2016). The Urban Transition of Disaster Governance in Asia. In: Miller, M., Douglass, M. (eds) Disaster Governance in Urbanising Asia. Springer, Singapore. https://doi.org/10.1007/978-981-287-649-2_2

Download citation

  • DOI: https://doi.org/10.1007/978-981-287-649-2_2

  • Publisher Name: Springer, Singapore

  • Print ISBN: 978-981-287-648-5

  • Online ISBN: 978-981-287-649-2

  • eBook Packages: Social SciencesSocial Sciences (R0)

Publish with us

Policies and ethics