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Point‐of‐care diagnostic tests for sickle cell disease

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Abstract

Objectives

This is a protocol for a Cochrane Review (diagnostic). The objectives are as follows:

  1. To determine the accuracy of point‐of‐care tests (POCT) to screen sickle cell disease (SCD).

  2. To determine the accuracy of the different POCT techniques to screen SCD.

Secondary objectives

  1. To compare the accuracy of POCT to screen SCD in different settings, i.e. controlled laboratory and field settings.

  2. To determine the accuracy of POCT to screen SCD in asymptomatic and symptomatic individuals.

Background

Target condition being diagnosed

Sickle cell disease (SCD) is a heterogeneous group of inherited red blood cell (RBC) disorders, characterised by the presence of an abnormal haemoglobin (hb) molecule, which globally affects more than 300,000 newborns annually (Meier 2012; Rees 2010; Strouse 2016). Sub‐Saharan Africa, India, and the Middle East bear more than 70% of the burden of SCD, and have higher mortality than the rest of the world (Piel 2015). In SCD, the normal haemoglobin beta (β)‐globin chain A (HbA) undergoes a single substitution of glutamic acid for valine at the sixth codon, causing haemoglobin S (HbS (Nikhar 2011)). The HbS is responsible for the pathognomic sickle‐cell shape of erythrocytes in individuals with SCD, and the morbidity that ensues. SCD consists of several conditions characterised by the presence of either two HbS together (sickle cell anaemia (SCA) or HbSS), or HbS with another abnormal haemoglobin gene (e.g. HbC, HbD, and HbE), each with a characteristic phenotypic manifestation (Rees 2010; Serjeant 2013). The most common and severe form of SCD is HbSS, which is clinically indistinguishable from HbSβº thalassaemia (NIH 2014; Rees 2010; Serjeant 2013; WHO 2011). Other common conditions of SCD include HbSC, HbSD, or HbSE. The abnormal hb molecules will (under conditions, such as hypoxia, dehydration, inflammation, and stress) form polymers in the affected person, which cause endothelial damage and vaso‐occlusion of microvasculature, which are responsible for systemic complications of SCD (Rees 2010; Strouse 2016; Stuart 2004). However, there is marked inter‐ and intrapersonal heterogeneity in the clinical manifestation of SCD, modified by factors that include the relative concentration of HbS, foetal haemoglobin (HbF), and co‐inheritance of other genetic factors, such as alpha (α) thalassaemia, the extent and the duration of polymerisation (Chaturvedi 2016; Grosse 2011; Rees 2010).

There are increased risks associated with SCD, including risks of: morbidity and mortality, multi‐system disorders, recurrent hospitalisations, acute painful episodes, and life‐threatening conditions, such as invasive bacterial infections (e.g. pneumococcal infections), acute chest syndrome, progressive multi‐organ damage, chronic haemolysis, severe anaemia, and stroke. Individuals with SCD have a markedly poor quality of life, despite the significant improvement in their management (Nikhar 2011). Early and prompt screening or diagnosis, plus initiation of a comprehensive care package (including life‐saving simple and effective interventions, such as penicillin prophylaxis, immunisations, blood transfusions, and hydroxyurea) improves the quality of life among individuals with SCD (Lee 1995; Nikhar 2011; Sabaranse 2015). However, there are several challenges to ensuring equitable access to screening and diagnosis of SCD, particularly in low‐ and middle‐income countries (Benson 2010; Knight‐Madden 2019; Kuznik 2016; McGann 2017). An effective screening programme requires well established specialised diagnostics, available trained personnel, an efficient and effective system for specimen collection, storage, transportation, diagnosis, follow‐up, and management (Grosse 2011; McGann 2017; Rees 2010). Although the diagnostic equipment used (such as agarose gel electrophoresis, high‐performance liquid chromatography (HPLC), isoelectric focusing (IEF), capillary zone electrophoresis (CZE), and DNA identification techniques) is highly accurate, it is expensive, and not readily accessible to those who need it the most, in resource‐limited settings or in emergency situations (McGann 2017; Rees 2010).

Several countries, such as USA, UK, and Brazil, which have implemented universal newborn screening (Sabaranse 2015; Streetly 2008; Weil 2020), report significant improvement in the number of children with SCD receiving comprehensive care, such as simple, life‐saving, effective preventive measures, and increased life‐expectancy (Benson 2010). However, many low‐ and middle‐income countries (e.g. Angola, Ghana, and Uganda) have only piloted the screening programmes, and have not been able to fully implement them, mainly due to inadequate financial, laboratory, and technical supplies, and a capacity for follow‐up (Benson 2010; Knight‐Madden 2019).

The World Health Organization (WHO) and National Institutes of Health (NIH) advocate for the development of point‐of‐care testing (POCT), to improve access to testing, and prompt initiation of management for several conditions, such as SCD. The aim of POCT is to ensure that safe and effective diagnostics are available to people who might not be able to access a diagnostic test, e.g. in remote settings or in emergencies. Using POCT is expected to improve access to screening and diagnosis, thereby, ensuring that life‐saving, and cost‐effective measures are accessible to those with SCD (Gaston 1986; McGann 2017; St John 2014). Over the years, several innovative POCT methods have been developed and tested to screen individuals with SCD, especially in resource‐limited settings that have a high prevalence of SCD (Alapan 2016; Bond 2017; Kanter 2016; Kumar 2014; McGann 2017; Nwegbu 2017; Obiageli 2019; Segbena 2018; Steele 2019). However, little has been done to rigorously assess the accuracy of POCT for SCD. Therefore, this Cochrane Review will assess the diagnostic accuracy of POCT as screening tests for SCD in different groups across the world. We will include studies with participants in the community (i.e. asymptomatic participants, often newborn babies and pregnant women) and with those presenting at health facilities (i.e. symptomatic participants, usually older children and adults).

Index test(s)

The index tests have several definitions, which differ according to purpose, setting, technological, or operational considerations, or a combination of these (Drain 2014). For this review, we will consider POCT to include the 'simple' tests, developed to bring screening of SCD to the site of patient care, and enable the clinician to provide SCD results during the care episode (Kanter 2016). It is expected that POCT in SCD will increase access to, the availability of, and the inclusivity within healthcare services for a population that is at greater risk of mortality and morbidity, especially those in hard to reach areas, or in emergencies (Kuznik 2016). This population is more prevalent in low‐ or middle‐income settings, emergency settings, or in disadvantaged groups with limited access to advanced centralised laboratories. There are several POCT technologies available or in development, each with a unique ability to identify the causal genes or the pathophysiology of SCD (Kanter 2016; McGann 2016). It is important that the choice of any of the POCT be made according to their advantages, disadvantages, and diagnostic accuracy (Table 1).

Open in table viewer
Table 1. Advantages and disadvantages of the POCT technologies for SCD

Type

Advantage

Disadvantage

Paper‐based hb‐solubility assays (Alapan 2016; McGann 2017)

‐ easy and quick to use

‐ affordable

‐ uses minimal sample

‐ blood clots affect its accuracy

‐ difficult to distinguish between HbSS and HbAS

‐ other hb, such HbF affects its accuracy

Lateral flow immunoassay, e.g. sandwich format and competitive format (Alapan 2016; McGann 2016; McGann 2017)

‐ easy to use

‐ affordable

‐ no expertise needed

‐ high levels of HbF does not reduce accuracy

‐ most antibodies are stable in ambient temperatures

‐ requires no special equipment

‐ qualitative visual assessment in case of fault lines

‐ quantitative assessment of hb not possible

‐ cross‐reactivity for the polyclonal antibodies in the sandwich format

Microengineering hb electrophoresis, e.g. Hemechip (Alapan 2016)

‐ affordable

‐ rapid and robust

‐ high percentage of HbF might reduce the accuracy to detect HbS

‐ requires a stable supply of electricity

Density‐based separation techniques (Kumar 2014)

‐ simple and rapid

‐ stable at high temperatures

‐ use of centrifuge increases cost and time for testing

‐ high levels of HbF reduces accuracy

hb: haemoglobin
HbAS: sickle cell trait
HbF: foetal haemoglobin
HbS: haemoglobin S
POCT: point‐of‐care testing
SCD: sickle cell disease

The types of POCT for screening SCD include the following.

Paper‐based haemoglobin solubility

The paper‐based haemoglobin solubility test builds on the physiologic principle that deoxy‐HbS becomes insoluble in high concentrations of a phosphate buffer, e.g. POCT (Halcyon Biomedical Inc., Friendswood, Texas, USA (Alapan 2016; McGann 2017; Piety 2015; Yang 2012)). The sample is placed in a microfluidic paper‐based analytical device (µPAD) after being mixed with a highly concentrated phosphate buffer (Piety 2015; Yang 2012). The soluble hb (HbA, HbF, HbC) wicks differentially laterally outwards on a patterned chromatography paper substrate with different colour intensity (Alapan 2016; Piety 2015).

Lateral flow immunoassay (LFIA)

The LFIA is based on antibody‐antigen complexes, formed between commercially available antibodies and haemoglobin. The two most common antibodies are polyclonal antibodies, used in the sandwich format, and monoclonal antibodies, used in competitive format (McGann 2017).

The sandwich format, e.g. Sickle cell SCAN assay (Biomedomics, Inc., Research Triangle Park, North Carolina, USA) captures polyclonal antibodies against three Hbβ, i.e. HbA, HbS, and HbC, fixed on the test strip, and a monoclonal antibody against Hbα (Alapan 2016; McGann 2016; McGann 2017; Nwegbu 2017). A fourth line has the control test.

The competitive format, e.g. HemoTypeSC assay (Silver Lake Research Corporation, Azusa, California, USA) uses monoclonal antibodies against the three haemoglobins, i.e. HbA, HbS, and HbC, fixed on the test lines, and a reagent antigen that competes with the sample antigen to bind to the immobilised antibody (Quinn 2016; Steele 2019).

Micro‐engineering haemoglobin electrophoresis

The assay is a miniaturised version of cellulose acetate electrophoresis, comprised of an electric field applied using internal electrodes, which causes separation of hb in bands, based on a charge within an alkaline medium, e.g. HemeChip assay (Hemex Health Inc., Portland, OR, USA (Alapan 2016; McGann 2017)). A small amount of sample, which has been mixed with deionised water, is placed on a cellulose paper inside the chamber, and an electric field is applied to separate the hb (Alapan 2016; McGann 2017).

Density‐based separation

The sickled RBCs have an increased tendency to dehydrate, which increases the density of the cell (Alapan 2016; Kumar 2014). Two aqueous multiphase systems (2 & 3) have been developed, based on a resolution to separate particles by density (Kumar 2014). Blood is centrifuged within capillary tubes, which allows for the precipitation of RBC to the bottom of the tubes, according to density. The sediment can be quantitatively analysed for the fraction of dense cells (Kumar 2014).

Smartphone‐based application POC tests

Lastly, there is a smartphone‐based application POCT that takes advantage of the increased density and lower levitation of the sickled RBCs. The smartphone has an attachment (sickle cell tester), with a 3D‐printed holder containing optical components, a battery to power a light‐emitting diode (LED), and two permanent neodymium magnets containing a capillary for loading the blood sample (McGann 2017). The smartphone's built‐in camera is used to capture images.

Clinical pathway

The reference process for screening and diagnosis includes specimen collection, preparation, transportation, and analysis, with a sequential follow‐up confirmatory test for the positive results, within a few months. There are two possible options for screening individuals for SCD. The first option includes screening of asymptomatic individuals, such as during early childhood (i.e. either at birth, in the neonatal period, during immunisation, or childcare follow‐up visits) or pregnancy, or during genetic counselling. The second pathway involves screening symptomatic children and adults who present at health facilities with SCD‐related complications or crises, and no diagnosis.

The blood sample is collected and prepared, using different collection methods, depending on age. The specimen (blood) collection for SCD in babies is similar to that of other genetic diseases, and uses Guthrie's method (the dry blood spot); in older children and adults, samples are collected through venipuncture. The blood sample is then prepared for easy storage and transportation. These two options are represented as 'sample collection and preparation' in a figure describing the clinical pathway (Figure 1). The samples go through the conventional testing process; they are transported to a central specialised laboratory for analysis (which can take months). The results are returned to the individual or carer, often through a scheduled follow‐up visit at the health facility, phone call, or home visit for the individuals who test positive. In low‐income countries, such as Uganda, this process leverages on the already available diagnosis system for an infant that involves 'hub and spoke' facilities (Kanter 2016). The hub is the central facility, and the spokes are the peripheral health facilities where individuals seek their care. Those with a positive SCD test, or their carers, are counselled about the disease, and referred to a comprehensive care centre, where a second, and confirmatory test is done. Symptomatic individuals often receive only one positive test to confirm diagnosis.


Clinical pathway of newborn screening using conventional diagnostic methods and point‐of‐care testing for sickle cell disease

Clinical pathway of newborn screening using conventional diagnostic methods and point‐of‐care testing for sickle cell disease

When using the POCT for SCD, the sample collection, preparation, testing, and communication of results is done on‐site. In this scenario, the POCTs are estimated to have a faster turnaround time, and ensure that people receive their results during a care episode, as shown in Figure 1. Those with positive POCT results for SCD will also be expected to have a confirmatory test, which might include the conventional haemoglobin electrophoresis approach. The POCTs are able to distinguish SCD from sickle cell trait, which includes people with one abnormal and one normal haemoglobin gene. A positive POCT result is important to ensure that management, counselling, and follow‐up plans are initiated during the care episode.

Alternative test(s)

In resource‐limited settings, the diagnosis of SCD starts with a clinical suspicion, often aroused during an emergency. Initial symptoms, such as dactylitis and acute anaemia, often occur when the concentration of HbF reduces for the sickle cell haemoglobin to polymerise in deoxygenated settings. Often, the tests used to screen for SCD are unable to distinguish between SCD and sickle cell trait (HbAS), i.e. the tests can identify the genotype HbS, but are unable to identify those with HbSS or HbSC as SCD genotypes. For example, the sickling test uses the application of sodium metabisulphite to reduce the oxygen tension (Alapan 2016; Huntsman 1970). The reduction in the oxygen tension induces polymerisation of the HbS that causes the sickle cell shape of the RBCs, which are seen by microscope (Schneider 1967). In a solubility test, such as Sickledex, polymerisation is induced by the phosphate buffer solution that forms tactoids, which refract and deflect light rays and produce an observable turbid solution (Huntsman 1970). However, the tests have a high proportion of false positive and false negative results, because of the difficulty in differentiating HbAS and HbSS (Huntsman 1970).

Rationale

Sickle cell disease is very debilitating, often accompanied by severe painful crises, haemolysis, anaemia, stroke, and progressive, multiple organ damage; it has a high mortality rate among children under five years of age in sub‐Saharan Africa (Nietert 2002; Serjeant 2013). Simple interventions, such as penicillin prophylaxis and pneumococcal vaccinations, have been shown to significantly reduce the risk of mortality among children with SCD by more than 70% (Chaturvedi 2016; Gaston 1986; Stuart 2004).

Early screening for SCD enables the prompt initiation of these simple interventions to improve the quality of life among people with SCD (Gaston 1986; Kuznik 2016; McGann 2017). However, implementation of early diagnostic models has been limited to pilot schemes in low‐ and middle‐income countries, in contrast to countries with sustained and adequate financial and human resources, where they are implemented as either universal screening (as seen in the USA, UK, and Jamaica), or as targeted screening in high‐risk groups (in mainland France (Couque 2016; Kadimi 2015; Streetly 2008; Serjeant 2013)). The implementation of SCD diagnostic programmes requires strong healthcare and laboratory systems, which are run with efficient laboratories, sample transportation, record keeping, and follow‐up, in conjunction with an adequate electricity supply (Drain 2014; McGann 2017; St John 2014). Individuals who require a diagnosis during emergency situations face several challenges to receiving it, due to the lack of readily available tests for clinicians in remote or resource‐limited settings.

The availability of innovative and rapid diagnostic POCTs is important for the efficient and rapid screening and diagnosis of SCD at points of care – especially in remote, hard‐to‐reach areas, without proper and comprehensive laboratory systems (Drain 2014). The POCT must be rigorously assessed for accuracy, utility, and costs if they are to be widely adopted (Drain 2014). A narrative review has been published, which discussed the qualities and characteristics of these diagnostic POCT methods for SCD (McGann 2017). Another paper describes the different POCT and where pilots have been conducted in sub‐Saharan Africa (Kanter 2016). Therefore, considering the numerous different tests in the market, there is a need to conduct a systematic assessment of the accuracy of diagnostic POCTs to inform decision‐makers and clinicians.

Objectives

  1. To determine the accuracy of point‐of‐care tests (POCT) to screen sickle cell disease (SCD).

  2. To determine the accuracy of the different POCT techniques to screen SCD.

Secondary objectives

  1. To compare the accuracy of POCT to screen SCD in different settings, i.e. controlled laboratory and field settings.

  2. To determine the accuracy of POCT to screen SCD in asymptomatic and symptomatic individuals.

Methods

Criteria for considering studies for this review

Types of studies

We will include studies that allow for assessment of binomial diagnostic accuracy metrics, i.e. sensitivity and specificity, positive and predictive values, and diagnostic odds ratio of point‐of‐care tests (POCT) in the diagnosis of sickle cell disease (SCD). All the tests should have an identified reference standard.

We will include cross‐sectional studies, also known as single‐gated studies, describing participants receiving the index test and reference standard as (Mathes 2019):

  1. studies in which all participants, or their samples, receive a concurrent single index test and a reference standard during the period of the study;

  2. studies in which all participants, or their samples, receive either the index test or reference standard retrospectively; and

  3. studies in which all participants, or their samples, receive one index test and more than one reference standard concurrently.

We will also include case‐control studies, also known as two‐gated studies, which include participants with or without a prespecified outcome ascertainment of SCD, using the reference standard before the index test. In this case, all participants' samples should be subject to both the index test and reference standard concurrently.

We will exclude studies in which participants did not receive both the index test and reference standard, either concurrently or retrospectively, such as when some participants received the index test, and others received the reference standard.

Participants

This review seeks to include studies with participants receiving a POCT for SCD, specifically, the common SCD genotypes types, such as two HbS together (HbSS), HbS with another abnormal haemoglobin gene (HbSC, HbSD), and HbSβº thalassaemia. The POCTs are relevant for participants of all age groups receiving a screening test for SCD. Participants may be asymptomatic, such as newborns and pregnant women, or symptomatic and undergoing an assessment for SCD.

We will exclude studies that only assess the diagnostic accuracy of POCT among participants with diagnosed SCD, e.g. those receiving hydroxyurea or any HbF‐stimulating chemical (Alapan 2016). We will exclude studies without a control group.

Index tests

The index tests in this review will include POCTs that have been developed to test for SCD. The POCT will be used either for the screening of asymptomatic participants or the diagnosis of symptomatic participants. We will define the index tests as portable tests, conducted onsite with the individual, with a short turnaround time, facilitating a quick referral to a comprehensive care centre for those receiving a positive diagnosis of SCD. Currently, a number of technologies have been developed, including lateral flow immunoassays, paper‐based hb solubility tests, micro‐engineering hb electrophoresis, and density‐based multiphase systems (McGann 2017).

We will exclude solubility and sodium metabisulfite tests that are unable to distinguish between sickle cell trait (HbAS) and SCD.

Target conditions

The target condition is SCD, a heterogenous genetic condition, characterised by the presence of abnormal haemoglobin S (HbS). Although there are many genotypes of SCD, some are more common, such as HbSS, HbSC, and HbSβº thalassaemia; and are responsible for the majority of the morbidity due to SCD (NIH 2014; Rees 2010). The diagnosis of SCD involves the separation and identification of the different types of hb, using different techniques. The diagnosis of some types of SCD often gives similar results, and is at times indistinguishable, e.g. HbSS and HbSβº thalassaemia, are indistinguishable on qualitative assessment, and HbSC might be wrongly classified as HbAS in some tests (NIH 2014).

Reference standards

The traditional methods for diagnosing SCD are routinely used in identifying, separating, and quantifying the normal and variant haemoglobin molecules, taking advantage of charges on the haemoglobin molecules (McGann 2017). There are four methods of diagnosing SCD, used either alone or in combination in a testing algorithm; these include classical electrophoresis (cellulose acetate and citrate agar), isoelectric focusing (IEF), high‐performance liquid chromatography (HPLC), and capillary zone electrophoresis (CZE). All methods are considered to have sensitivity and specificity of at least 99%.

  • Classic electrophoresis contains a support medium containing a two‐tiered electrophoretic protocol at alkaline pH ~ 8.6 and acidic pH ~ 6.0, which differentially separates mobile, charged, haemoglobin molecules (McGann 2017). The results are interpreted using visual estimation of band intensities and scanning densitometry.

  • IEF is another electrophoretic technique that is an equilibrium process, in which haemoglobins migrate within a gradient to a position of zero net charge, or isoelectric point (pI).

  • HPLC provides precise quantification of haemoglobins at a specific pH. The haemoglobin molecules that adhere to a negatively‐charged resin column are removed from the column by a positively‐charged solution. This solution is added in increasing concentration, and competes for binding to the negatively‐charged resin.

  • CZE has an alkaline buffer in an electrical field to separate haemoglobin (Alapan 2016; McGann 2017). The haemoglobins migrate toward the cathode in the capillary tube by electro‐osmotic flow and optical density, detected by an ultraviolet system.

Any of two methods are used sequentially to diagnose SCD, and these have a sensitivity and specificity of over 99%. DNA‐based assays have also been developed to detect point mutations in the β globin gene, using restriction enzyme digestion, and amplifying the fragments using the polymerase chain reaction (PCR (Alapan 2016)).

Search methods for identification of studies

We will search for all relevant published and unpublished trials, without restrictions on language, year, or publication status.

Electronic searches

The Cochrane Cystic Fibrosis and Genetic Disorders Group's Information Specialist will conduct a systematic search of the Group's Haemoglobinopathies Trials Register for relevant studies, using the terms: sickle cell OR (haemoglobinopathies AND general) AND screening OR diagnosis.

The Haemoglobinopathies Trials Register is compiled from electronic searches of the Cochrane Central Register of Controlled Trials (CENTRAL), updated following each new issue of the Cochrane Library, and weekly searches of MEDLINE. Unpublished work is identified by searching the abstract books of five major conferences: the European Haematology Association conference; the American Society of Hematology conference; the British Society for Haematology Annual Scientific Meeting; the Caribbean Public Health Agency Annual Scientific Meeting (formerly the Caribbean Health Research Council Meeting); and the National Sickle Cell Disease Program Annual Meeting. For full details of all searching activities for the register, please see the relevant section of the Cochrane Cystic Fibrosis and Genetic Disorders Group's website.

The Cochrane Child Health Information Specialist will support the team by conducting the search. Please see Appendix 1 for the search strategies:

  • MEDLINE Ovid (1946 onwards);

  • Embase Ovid (1974 onwards);

  • CINAHL Plus EBSCO (Cumulative Index to Nursing and Allied Health Literature; 1937 onwards);

  • Global Health – CAB Direct (1910 onwards);

  • ISRCTN registry (www.isrctn.com);

  • US National Institutes of Health Ongoing Trials Register ‐ ClinicalTrials.gov (www.clinicaltrials.gov);

  • World Health Organization International Clinical Trials Registry Platform (WHO ICTRP; apps.who.int/trialsearch).

Searching other resources

We will check the bibliographies of included studies and any relevant systematic reviews identified, for further references to relevant studies.

We will also consult experts in the field of SCD for suggestions of any studies not found through our electronic searching. We will identify these experts through the co‐ordinating centre for the Sickle Cell Disease Implementation Consortium (SCDIC), supported by the National Institutes of Health.

Data collection and analysis

Selection of studies

Two review authors (IK and EK) will independently select studies in two phases. In the first phase, two review authors will independently screen the titles and abstracts of identified reports. During this phase, we will exclude reports by relevance, according to the title and abstract; all included studies will report on SCD. In phase two, two review authors (IK and EK) will screen the full text of the remaining studies, applying the inclusion and exclusion criteria. We will resolve any disagreements in the second phase through consensus, or when required, by consulting with a third review author (DM). When there are insufficient data to determine the eligibility of a potential eligible study, we will contact the study authors for more information.

We will show the process of study selection in a PRISMA flow chart (Figure 2).


Study flow diagram

Study flow diagram

We will summarise information from the included and excluded studies, and reasons for exclusion, in separate tables.

Data extraction and management

We will use a data extraction form to record key study characteristics and data, which we extract from all eligible studies. Two review authors (IK and EK) will independently extract the data from included publications into the data tables. A third review author (RM) will verify the data on a random 10% of the included studies. We will resolve any disagreements on data extraction by discussion and consensus; however, if we are not able to reach a consensus, a third review author (DM) will help resolve any issues. We will extract key summaries from the studies, including: unique study identifier; study title; name(s) of first author(s); diagnostic index test and its manufacturer; type of rapid diagnostic test; study setting; publication date; publication number; study design; mean age of participants (±2 standard deviations (SDs)); cadre of health professionals performing the test (laboratory or non‐laboratory staff); study setting (laboratory or field); reference tests; sample size; follow‐up duration; true positives (TP); true negatives (TN); false positives (FP); false negatives (FN) for HbS, HbC, and HbA; and information to answer the questions in the Quality Assessment of Diagnostic Accuracy Studies 2 (QUADAS‐2 (Whiting 2011)). We will construct a 2 x 2 diagnostic contingency table for each index test (see below). We will contact authors of studies for missing information.

Assessment of methodological quality

We will use the QUADAS‐2 tool to assess the quality of the included studies with respect to the risk of bias and their applicability. Briefly, QUADAS‐2 defines four domains: participant selection; index test; reference standard; and flow and timing. We will assess the risk of bias for each of these domains using the signalling questions, and a question to judge applicability of participant selection, index test, and reference standard. For each domain, the signalling questions guide the risk of bias assessment to low risk, high risk, or unclear, depending on whether the responses are yes, no, or unclear. If the answers to all signalling questions for a domain are yes, then the risk of bias is low. If the answer to any question is no, then a potential risk of bias exists (Whiting 2011).

The adaption of the QUADAS‐2 in the review is informed by the inclusion and exclusion criteria in terms of the participants, index tests, and reference standards, as set out in the table below.

Adapting QUADAS‐2 to the review

Participant selection

Risk of bias: review author has to ascertain whether the selection of participants could have introduced risk of bias.

A study should describe the enrolment procedure of participants as either consecutive or random, and not exclude participants inappropriately.

Explanation: we will remove the third signalling question in the risk of bias assessment, 'Was a case‐control design avoided?', because we will include studies with case‐control designs or two‐gated studies, in which the diseased and reference populations are enrolled separately.

Question 1: Was a consecutive or random sample of participants enrolled? (yes, no, unclear)

Yes ‒ if consecutive or random; if stored samples are used, the sampling and collection procedure before storage must be consecutive or random

No ‒ if a study does not describe the population from which the samples were drawn

Unclear ‒ if the sampling procedure is not explicitly stated

Question 2: Did the study avoid inappropriate exclusions? (yes, no, unclear)

Yes ‒ if the study's eligibility criteria do not exclude certain groups, such as on the basis of sex

No ‒ if the study excludes participants inappropriately, e.g. based on other clinical characteristics

Unclear ‒ if a study is lacking information on inclusion and exclusion criteria

Applicability

Are there concerns that the included participants and setting do not match the review question in terms of severity of target condition, demographic features, presence of differential diagnosis or comorbid conditions, setting of the study, and previous testing protocols? (yes, no, unclear)

Yes ‒ matches the review question, e.g. participants appropriately diagnosed

No ‒ does not match the review question, e.g. participants who did not have a diagnosis of SCD

Unclear ‒ insufficient information

Index test

Risk of bias: review author has to ascertain whether the conduct or interpretation of the index test could have introduced bias

Explanation: the assessment of the risk of bias in the index test includes determining if blinding was undertaken. and if the interpretation of the results is consistent with protocols

Question 1. Were the index tests results interpreted without the knowledge of the results of the reference standards? (yes, no, unclear)

No ‒ studies that include participant samples according to their disease (as for this review) are not blinded

Question 2. Was the interpretation of the index test or values described? (yes, no, unclear)

Yes ‒ studies should describe the interpretation for the detection of the haemoglobins in the review (A, S, C, and F); although there are several haemoglobins, the review will focus on the detection of A, S, C, and F

No ‒ interpretation is not described

Unclear ‒ insufficient information

Applicability

Are there concerns that the index test, its conduct, or its interpretation differ from the review question? (yes, no, unclear)

Yes ‒ the POCTs can be used at the POC setting during a care episode

No ‒ the POCTs cannot be used at the POC setting during a care episode

Unclear ‒ insufficient information

Reference standard

Risk of bias: a review author has to ascertain whether the reference standard, its conduct, or its interpretation could have introduced bias.

Explanation: ideally, the current reference tests for SCD (including electrophoresis, IEF, CZE, and HPLC) have sensitivity and specificity of at least 99%.

Question 1. Is the reference standard likely to correctly classify the target condition? (yes, no, unclear)

Yes ‒ the studies should explicitly indicate the test used; and the reference test should be performed independently of the index test

No ‒ the studies do not explicitly indicate the test used; and the reference test is not performed independently of the index test

Unclear ‒ insufficient information

Question 2. Were the reference standard results interpreted without the knowledge of the results of the index tests? (yes, no, unclear)

Applicability

Are there concerns that the target condition, as defined by the reference standard, does not match the question? (yes, no, unclear)

Yes ‒ the test is used to determine the haemoglobins relevant to the review

No ‒ the test is not used to determine the haemoglobins relevant to the review

Unclear ‒ insufficient information

Flow and timing

Risk of bias: a review author has to ascertain whether the participant flow could have introduced bias

Explanation: SCD is a genetic condition and treatment does not change the diagnosis. Thus, the question on the interval between the tests is not relevant.

Question 1. Did all the participants receive the same reference standard? (yes, no, unclear)

Yes ‒ it is explicit that all the participants who had an index test also had a reference test

No ‒ not all the participants who had an index test also had a reference test

Unclear ‒ insufficient information

Question 2. Were all the participants included in the analysis? (yes, no, unclear)

Yes ‒ clear and explicit that all participants were included in the analysis

No ‒ not all participants included in the analysis

Unclear ‒ not clear if all participants included in the analysis

Two review authors, who are methodological experts, will independently assess the quality of methods for each study, and compare their assessments. They will resolve any disagreements through discussion and consensus. However, if they are unable to reach consensus, a third review author will act as an arbiter. If we classify studies as having a high or unclear risk of bias in at least one domain, we shall regard these as having a low‐quality methodological design.

Statistical analysis and data synthesis

We will extract and analyse data using Review Manager 5 (RevMan 5) software (Review Manager 2020). We will also compare the results of each diagnostic POCT with the reference standard. We will construct a 2 x 2 table for each test and hb in the usual way.

REFERENCE TEST

POSITIVE

NEGATIVE

INDEX TEST

Positive

TP

FP

(TP + FP)

Negative

FN

TN

(FN + TN)

(TP + FN)

(FN + TN)

N

  1. TP ‒ true positive, i.e. the number of participants in a study with a positive result from the index test of any of the conditions of SCD, confirmed by a positive result from the reference standard

  2. FN ‒ false negative, i.e. the number of participants in a study with a negative result from the index test of any of the conditions of SCD, but positive result from the reference standard

  3. FP ‒ false positive, i.e. the number of participants in a study with a positive result from the index test of any of the conditions of SCD, but a negative result from the reference standard

  4. TN ‒ true negative, the number of participants in a study with a negative result from the index test of any of the conditions of SCD, confirmed by a negative result from the reference standard

From these we can compute:

  1. sensitivity (sn) ‒ TP/(TP + FN);

  2. specificity (sp) ‒ TN/(FP + TN);

  3. positive predictive value (PPV) ‒ TP/(TP/FP);

  4. negative predictive value (NPV) ‒ TN/(TN + FN);

  5. positive likelihood ratio ‒ sensitivity/(1 ‐ specificity); and

  6. negative likelihood ratio ‒ (1 ‐ sensitivity)/specificity.

We will extract the TP, FP, FN, and TN from each study for our data set. If a study does not have sufficient data to construct the 2 x 2 table, but provides the sensitivity and specificity, we will back‐calculate the data for each cell.

For each test, we will display study‐specific sensitivities and specificities and their corresponding 95% confidence intervals (CIs) in paired forest plots. We will also display study‐specific sensitivities and sensitivities in the summary receiver operator characteristic (ROC), using different symbols or colours where applicable. The size of points will be scaled proportionally to the precision of sensitivities and specificities. We anticipate performing a diagnostic meta‐analysis to determine the average sensitivity and specificity. We will assess the heterogeneity of the studies, assessing the thresholds of the index tests and differences in the reference standards. We will generate a summary ROC curve using bivariate models to estimate the joint sensitivity and specificity with 95% CI, because there are several POCTs with various techniques and thresholds. We will perform the analysis of the bivariate model in Stata (Stata 2017), using generalised linear mixed models through the metandi approach (Chu 2006). We will use the bivariate model to adjust for covariates, such as settings and symptomatic versus asymptomatic individuals. We will import the results into RevMan 5 to generate the summary curve (Review Manager 2020) .

The different methods for the index tests will include paper‐based haemoglobin solubility, lateral flow assay, density‐based, micro‐engineering, or smartphone technology. We will determine the index tests' ROC curves and area under the curve (AUC) for the different graphs. We will also conduct bivariate models with random‐effects models for the index test methods extended to differences in their variances.

We will determine the sensitivities and specificities in different settings, i.e. controlled and field settings. We define controlled settings as those in which the index test is performed in a laboratory environment, or if the test is conducted by trained laboratory personnel; field settings will include clinic, community, or bedside environments. We will also assess whether the participants were symptomatic or asymptomatic before the test.

Investigations of heterogeneity

We will explore heterogeneity by visually inspecting the paired forest plots of sensitivities and specificities and the colour‐coded summary ROC (SROC). We will explore sources of heterogeneity using a bivariate model and adding covariates, such as the type of SCD, because we anticipate differences in accuracy of identifying these conditions. Other covariates will include the different levels of HbF, which affect the accuracy of tests for SCD (Edoh 2006; Hebbel 2018). We will assess performance of the tests and note if they were performed by a non‐laboratory health professional, such as nurse, medical doctor, or community health worker. The use of POCT might differ according to the expertise of the tester, as tests in non‐laboratory settings are more likely to be used by non‐laboratory health professionals.

Sensitivity analyses

We will conduct sensitivity analyses by alternatively including and removing studies judged to have either a high or unclear risk of bias in any of the QUADAS‐2 domains assessed: participant selection, index test, reference standard, and flow and timing. We will compare the results at each step to a model in which all the studies are included, to assess the robustness of the test accuracy estimates. We will keep studies with a low risk of bias in any of the domains in the model at all iterations.

Assessment of reporting bias

There are currently no recommended methods for assessing reporting bias in Cochrane Reviews of diagnostic test accuracy.

Summary of findings of the review

We will summarise the results for each index test in separate tables. We will summarise the participants or population, prior testing, settings, index test and method, reference standard, and target condition. We will also report the numbers of true‐positives, true‐negatives, false‐positives, and false‐negatives per 1000 tested (Bossuyt 2013). Since GRADE for Diagnostic Test Accuracy reviews is still under development (Gopalakrishna 2014), we will consider the following to assess the strength of the evidence.

  1. Precision of study estimates

  2. Heterogeneity in study findings

  3. Risk of bias

  4. Concerns about applicability

  5. Indirect test comparisons

These issues cover the main GRADE domains (except publication bias).

Clinical pathway of newborn screening using conventional diagnostic methods and point‐of‐care testing for sickle cell disease

Figures and Tables -
Figure 1

Clinical pathway of newborn screening using conventional diagnostic methods and point‐of‐care testing for sickle cell disease

Study flow diagram

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Figure 2

Study flow diagram

Table 1. Advantages and disadvantages of the POCT technologies for SCD

Type

Advantage

Disadvantage

Paper‐based hb‐solubility assays (Alapan 2016; McGann 2017)

‐ easy and quick to use

‐ affordable

‐ uses minimal sample

‐ blood clots affect its accuracy

‐ difficult to distinguish between HbSS and HbAS

‐ other hb, such HbF affects its accuracy

Lateral flow immunoassay, e.g. sandwich format and competitive format (Alapan 2016; McGann 2016; McGann 2017)

‐ easy to use

‐ affordable

‐ no expertise needed

‐ high levels of HbF does not reduce accuracy

‐ most antibodies are stable in ambient temperatures

‐ requires no special equipment

‐ qualitative visual assessment in case of fault lines

‐ quantitative assessment of hb not possible

‐ cross‐reactivity for the polyclonal antibodies in the sandwich format

Microengineering hb electrophoresis, e.g. Hemechip (Alapan 2016)

‐ affordable

‐ rapid and robust

‐ high percentage of HbF might reduce the accuracy to detect HbS

‐ requires a stable supply of electricity

Density‐based separation techniques (Kumar 2014)

‐ simple and rapid

‐ stable at high temperatures

‐ use of centrifuge increases cost and time for testing

‐ high levels of HbF reduces accuracy

hb: haemoglobin
HbAS: sickle cell trait
HbF: foetal haemoglobin
HbS: haemoglobin S
POCT: point‐of‐care testing
SCD: sickle cell disease

Figures and Tables -
Table 1. Advantages and disadvantages of the POCT technologies for SCD