Factor XI and factor XII as targets for new anticoagulants
Introduction
The holy grail of anticoagulation is to attenuate thrombosis without affecting hemostasis. Although the non-vitamin K antagonist oral anticoagulants (NOACs) come closer to this goal than vitamin K antagonists such as warfarin, we still have a long way to go. Thus, the NOACs have been shown to be at least as effective as warfarin for stroke prevention in atrial fibrillation and for treatment of venous thromboembolism (VTE), but produce less serious bleeding, particularly intracranial bleeding [1, 2]. Nonetheless, serious bleeding still occurs with the NOACs. Thus, the annual rate of major bleeding with the NOACs in patients with AF is 2% to 3%, while the annual rate of intracranial bleeding is 0.3% to 0.5% [1]. Therefore, there remains a need for safer anticoagulants for long-term indications.
Development of safer anticoagulants depends on identification of targets beyond thrombin and factor Xa, the enzymes inhibited by dabigatran and the oral factor Xa inhibitors, respectively. Recent interest has focused on components of the contact pathway, particularly factors XI and XII, as potential targets [3, 4]. Interest in these upstream clotting factors stems from epidemiological evidence that patients with congenital deficiency of factor XI are at lower risk for VTE and ischemic stroke [5, 6], the observation that mice deficient in factor XI or XII have attenuated thrombosis at sites of arterial or venous injury [7, 8], the recent identification of naturally-occurring polyphosphates as potential physiological activators of the contact system [9, 10, 11, 12], and the fact that patients with congenital factor XII deficiency do not bleed [3, 4], and those with congenital factor XI deficiency have only a mild bleeding diathesis [13]. Therefore, if factor XII and XI are important in thrombosis, they are promising targets for development of safer anticoagulants because they have little or no role in hemostasis.
Focusing on factors XI and XII, this review (a) describes the contact activation pathway, (b) identifies the roles of factors XI and XII in thrombosis, (c) lists the factor XI and factor XII directed anticoagulant strategies under development, (d) highlights the relative advantages and limitations of factor XI versus factor XII as targets for new anticoagulants, (e) describes the clinical data with these agents, and (f) summarizes the opportunities and challenges for factor XI or factor XII directed anticoagulant strategies for various indications.
Section snippets
Contact Activation Pathway
Exposure of blood to negatively charged substances or artificial surfaces triggers thrombin generation and fibrin formation via a series of reactions known as contact activation (Figure 1). The process starts with reciprocal activation of factor XII and prekallikrein (PK); reactions that are enhanced in the presence of high molecular weight kininogen (HK) [14, 15]. Factor XIa activates factor IX and the resultant factor IXa binds to factor VIIIa on the activated platelet surface to form
Role of Factors XII and XI in Thrombosis
Epidemiological evidence supports a role for factor XI in thrombosis. Thus, patients with congenital factor XI deficiency appear to be protected from VTE and ischemic stroke [5, 6]. Furthermore, subjects with higher levels of factor XI are at greater risk for VTE and ischemic stroke than those with lower levels [18, 19], and the levels of factor XI correlate with stroke risk in women taking oral contraceptives [20]. Therefore, factor XI appears to be important in the pathogenesis of VTE and
Strategies to Target Factor XII or Factor XI
Strategies to target factor XII and factor XI include (a) factor XII or factor XI directed ASOs that reduce hepatic synthesis of the clotting proteins [27, 28, 29], (b) monoclonal antibodies that bind to factor XII or factor XI and block their activation or their activity [27, 28, 29, 30], (c) factor XII directed aptamers [31], and (d) inhibitors that block the active site of factor XIa [32, 33, 34]; allosteric modulators of factor XI have also been described (Table 1) [35, 36]. Aptamers
Factor XII or Factor XI: Which is the Better Target?
The advantage of factor XII as a target is safety; because factor XII has no role in hemostasis, strategies targeting it will not induce bleeding. In contrast, strategies targeting factor XI may be associated with bleeding, particularly mucosal bleeding, such as bleeding from the oropharynx with dental procedures or excessive menstrual bleeding because these are the complications that can occur in patients with severe factor XI deficiency [13]. A potential limitation of factor XII as a target
Studies in Humans
The only strategy to be tested in humans so far has been the factor XI directed ASO (ISIS-416858), which is given subcutaneously. In a phase I study in healthy volunteers, the ASO reduced factor XI antigen and activity levels in a concentration-dependent manner [42]. In this study, the ASO was administered subcutaneously at doses of 50 to 300 mg. Volunteers received three injections the first week and weekly injections thereafter. As was seen in animals, the maximum decrease in factor XI was
Potential Indications for Factor XII or Factor XI Directed Therapies
The promising results with the factor XI directed ASO in patients undergoing knee arthroplasty not only highlight the potential of this approach, but change our thinking about the pathogenesis of venous thrombosis after surgery. There is no question that thrombin generation is increased after major orthopedic surgery, likely as a result of tissue factor exposure at the surgical site. There are two potential explanations for the reduced risk of VTE with factor XI knockdown that are not mutually
Conclusions and Future Directions
Factor XI and factor XII are promising targets for new anticoagulants that are likely to be safer than those that inhibit downstream enzymes such as factor Xa or thrombin. With the availability of ASOs, antibodies and small molecules, the requisite armamentarium is available to determine whether factor XI or factor XII is the best target and to compare the efficacy and safety of these new strategies with current standards of care for prevention or treatment of thrombosis. Selection of
Conflicts of interest
Dr Weitz has served as a consultant and has received honoraria from Ionis Pharmaceuticals, Bayer, Boehringer Ingelheim, Bristol Myers Squibb, Pfizer, Merck and Daiichi Sankyo.
Acknowledgements
Dr. Weitz holds the Canada Research Chair (tier I) in Thrombosis and the Heart and Stroke Foundation J. Fraser Mustard Chari in Cardiovascular Research.
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