Skip to main content
Log in

Effect of oxide and nitride films on strength of silicon: A study using controlled small-scale flaws

  • Published:
Journal of Materials Research Aims and scope Submit manuscript

Abstract

Strength properties of silicon substrates containing dense oxide and nitride surface films are investigated using nanoindentations to introduce small flaws of predetermined scale. The indentation flaws provide favored sites for failure in subsequent flexure loading, even in the subthreshold region for indentations without visible corner cracking, confirming that microflaws generated within the indentation zone act as effective crack sources in the substrate. Deposition of the oxide films increases the strength while the nitride films diminish it at any given indentation load. The strength shifts are attributed primarily to the presence of residual compressive stress in the oxide, tensile stress in the nitride. A fracture mechanics formulation based on a previous analysis for monolithic substrates is here adapted to allow for a superposed crack closing or opening stress-intensity factor term associated with the residual stresses. Allowance is also made in the mechanics for the influence of the film on effective hardness and modulus of the substrate. The formulation accounts for the basic strength shifts and enables evaluation of the magnitude of the residual stresses. The results quantify the susceptibility of basic device materials to damage from small-scale contacts and impacts.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. P.M. Sargent: In Micro Indentation Hardness Testing, edited by P.J. Blau and B.R. Lawn (ASTM Special Technical Publication 899, ASTM, Philadelphia, PA, 1986), pp. 160–174.

  2. P.J. Burnett and D.S. Rickerby: The mechanical properties of wear-resistant coatings. I. Modeling of hardness behavior. Thin Solid Films 148, 41 (1987).

    Article  CAS  Google Scholar 

  3. P.J. Burnett and D.S. Rickerby: The mechanical properties of wear-resistant coatings. II. Experimental studies and interpretation of hardness. Thin Solid Films 148, 51 (1987).

    Article  CAS  Google Scholar 

  4. A.K. Bhattacharya and W.D. Nix: Analysis of elastic and plastic deformation associated with indentation testing of thin films on substrates. Int. J. Solids Struct. 24, 1287 (1988).

    Article  Google Scholar 

  5. H. Gao, C-H. Chiu, and J. Lee: Elastic contact versus indentation modelling of multi-layered materials. Int. J. Solids Struct. 29, 2471 (1992).

    Article  Google Scholar 

  6. P-L. Larsson and I.R.M. Peterson: Evaluation of sharp indentation testing of thin films and ribbons on hard substrates. J. Test. Eval. 30, 64 (2002).

    Article  Google Scholar 

  7. T.Y. Tsui, C.A. Ross, and G.M. Pharr: A method for making substrate-independent hardness measurements of soft metallic films on hard substrates by nanoindentation. J. Mater. Res. 18, 1383 (2003).

    Article  CAS  Google Scholar 

  8. B. Bhushan: Nanomechanical characterization of solid surfaces and thin films. Int. Mater. Rev. 48, 125 (2003).

    Article  CAS  Google Scholar 

  9. A. Perriot and E. Barthel: Elastic contact to a coated half-space: Effective elastic modulus and real penetration. J. Mater. Res. 19, 600 (2004).

    Article  CAS  Google Scholar 

  10. Y-G. Jung, B.R. Lawn, M. Martyniuk, H. Huang, and X. Hu: Evaluation of elastic modulus and hardness of thin films by nanoindentation. J. Mater. Res. 19, 3076 (2004).

    Article  CAS  Google Scholar 

  11. A. Pajares, M. Chumakov, and B.R. Lawn: Strength of silicon containing nanoscale flaws. J. Mater. Res. 19, 657 (2004).

    Article  CAS  Google Scholar 

  12. Y-G. Jung, A. Pajares, R. Banerjee, and B.R. Lawn: Strength of silicon, sapphire and glass in the subthreshold flaw region. Acta Mater. 52, 3459 (2004).

    Article  CAS  Google Scholar 

  13. L.B. Freund and S. Suresh: Thin Film Materials: Stress, Defect Formation and Surface Evolution (Cambridge University Press, Cambridge, U.K., 2004).

    Book  Google Scholar 

  14. W.C. Oliver and G.M. Pharr: An improved technique for determining hardness and elastic-modulus using load and displacement sensing indentation experiments. J. Mater. Res. 7, 1564 (1992).

    Article  CAS  Google Scholar 

  15. H. Chai, B.R. Lawn, and S. Wuttiphan: Fracture modes in brittle coatings with large interlayer modulus mismatch. J. Mater. Res. 14, 3805 (1999).

    Article  CAS  Google Scholar 

  16. Y-W. Rhee, H-W. Kim, Y. Deng, and B.R. Lawn: Contactinduced damage in ceramic coatings on compliant substrates: Fracture mechanics and design. J. Am. Ceram. Soc. 84, 1066 (2001).

    Article  CAS  Google Scholar 

  17. P. Miranda, A. Pajares, F. Guiberteau, Y. Deng, and B.R. Lawn: Designing damage-resistant brittle-coating structures: I. Bilayers. Acta Mater. 51, 4347 (2003).

    Article  CAS  Google Scholar 

  18. A.C. Fischer-Cripps: Nanoindentation (Springer-Verlag, New York, NY 2002).

    Book  Google Scholar 

  19. B.R. Lawn, T.P. Dabbs, and C.J. Fairbanks: Kinetics of shearactivated indentation crack initiation in soda-lime glass. J. Mater. Sci. 18, 2785 (1983).

    Article  Google Scholar 

  20. H.M. Chan and B.R. Lawn: Indentation deformation and fracture of sapphire. J. Am. Ceram. Soc. 71, 29 (1988).

    Article  CAS  Google Scholar 

  21. J.G. Bradby, J.S. Williams, J. Wong-Leung, M.V. Swain, and P. Munroe: Mechanical deformation in silicon by microindentation. J. Mater. Res. 16, 1500 (2001).

    Article  CAS  Google Scholar 

  22. J.G. Bradby, J.S. Williams, J. Wong-Leung, S.O. Kucheyev, M.V. Swain, and P. Munroe: Spherical indentation of compound semiconductors. Philos. Mag. A 82, 1931 (2002).

    Article  CAS  Google Scholar 

  23. I. Zarudi, L.C. Zhang, and M.V. Swain: Microstructure evolution in monocrystalline silicon in cyclic microindentations. J. Mater. Res. 18, 758 (2003).

    Article  CAS  Google Scholar 

  24. B.R. Lawn: Fracture and deformation in brittle solids: A perspective on the issue of scale. J. Mater. Res. 19, 22 (2004).

    Article  CAS  Google Scholar 

  25. D.B. Marshall and B.R. Lawn: Residual stress effects in sharpcontact cracking: I. Indentation fracture mechanics. J. Mater. Sci. 14, 2001 (1979).

    Article  Google Scholar 

  26. B.R. Lawn and E.R. Fuller: Measurement of thin-layer surface stresses by indentation fracture. J. Mater. Sci. 19, 4061 (1984).

    Article  Google Scholar 

  27. M.F. Gruninger, B.R. Lawn, E.N. Farabaugh, and J.B. Wachtman: Measurement of residual stresses in coatings on brittle substrates by indentation fracture. J. Am. Ceram. Soc. 70, 344 (1987).

    Article  CAS  Google Scholar 

  28. D.B. Marshall, B.R. Lawn, and P. Chantikul: Residual stress effects in sharp-contact cracking: II. Strength degradation. J. Mater. Sci. 14, 2225 (1979).

    Article  Google Scholar 

  29. B.R. Lawn, A.G. Evans, and D.B. Marshall: Elastic/plastic indentation damage in ceramics: The median/radial crack system. J. Am. Ceram. Soc. 63, 574 (1980).

    Article  CAS  Google Scholar 

  30. B.R. Lawn: Fracture of Brittle Solids (Cambridge University Press, Cambridge, U.K., 1993).

    Book  Google Scholar 

  31. X. Chen and J.J. Vlassak: Numerical study on the measurement of thin film mechanical properties by means of nanoindentation. J. Mater. Res. 16, 2974 (2001).

    Article  CAS  Google Scholar 

  32. H. Wang and X.Z. Hu: Surface properties of ceramic laminates fabricated by die pressing. J. Am. Ceram. Soc. 79, 553 (1996).

    Article  CAS  Google Scholar 

  33. K.S. Lee, S.K. Lee, B.R. Lawn, and D.K. Kim: Contact damage and strength degradation in brittle/quasi-plastic silicon nitride bilayers. J. Am. Ceram. Soc. 81, 2394 (1998).

    Article  CAS  Google Scholar 

  34. W.D. Callister: Materials Science and Engineering: An Introduction (John Wiley & Sons, New York, NY, 1997).

    Google Scholar 

  35. D.R. Lide: In Handbook of Chemistry and Physics (CRC Press, Boca Raton, FL, 2003), pp. 12–97.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Brian R. Lawn.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Jung, YG., Pajares, A. & Lawn, B.R. Effect of oxide and nitride films on strength of silicon: A study using controlled small-scale flaws. Journal of Materials Research 19, 3569–3575 (2004). https://doi.org/10.1557/JMR.2004.0454

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1557/JMR.2004.0454

Navigation