Skip to content
Licensed Unlicensed Requires Authentication Published by De Gruyter Mouton October 31, 2018

Is smiling during humor so obvious? A cross-cultural comparison of smiling behavior in humorous sequences in American English and French interactions

  • Béatrice Priego-Valverde

    Béatrice Priego-Valverde is a lecturer (Aix-Marseille Université and Laboratoire Parole et Langage, CNRS, Aix en Provence, France). Working within Interactional Linguistics approach, her main topic of research is humor in conversations. On the basis of naturally occurring data (everyday conversations among close acquaintances) she focuses her analyzes on the ways humor is produced by the speaker and on the reactions it triggers, both positive and negative. At the same time, a more controlled data (audio and video recorded), allows studies on multimodal aspects of humor.

    EMAIL logo
    , Brigitte Bigi

    Brigitte Bigi is a researcher at LPL(Laboratoire Parole et Langage, Aix-en-Provence, France). Graduate in Computer Science, her research focuses on corpus creation and annotation of speech recordings. She is the author and developer of SPPAS: Automatic Annotation of Speech, which includes 7 automatic annotation components (Momel and INTSINT, IPUs segmentation, Tokenization, Phonetization, Forced-Alignement, Syllabification, and Repetitions detection).

    , Salvatore Attardo

    Salvatore Attardo is a professor of Linguistics at Texas A&M University-Commerce. He has authored two monographs (Linguistic Theories of Humor, 1994, and Humorous Texts, 2001. For ten years, he was the editor-in-chief of HUMOR: International Journal of Humor Research. He edited the Encyclopedia of Humor Studies (Sage, 2014) and the Handbook of Language and Humor (Routledge, 2017).

    , Lucy Pickering

    Lucy Pickering is a professor of applied linguistics and director of the applied linguistics laboratory at Texas A&M-Commerce. Her research program is focused on aspects of spoken discourse including prosodic development in L2 learners, intonation in discourse and humor in discourse. In 2018 she published Discourse Intonation: A discourse-pragmatic approach to teaching the pronunciation of English with Michigan University Press. She is co-editor of the 2016 volume Talking at work: Corpus-based explorations of workplace discourse with Palgrave Macmillan. She has also been published in a wide range of journals including TESOL Quarterly, Modern Language Journal, Discourse Processes, Discourse Studies, Annual Review of Cognitive Linguistics, Pragmatics & Cognition, World Englishes, and English for Specific Purposes.

    and Elisa Gironzetti

    Elisa Gironzetti is assistant professor of Spanish applied linguistics at the University of Maryland. Her research focuses on humor, pragmatics and language teaching, and Hispanic applied linguistics. She is the founding editor of E-JournALL and associate editor of the Journal of Spanish Language Teaching. She has co-edited the forthcoming Routledge Handbook of Spanish Language Teaching: Metodología, contextos y recursos para la enseñanza and is now conducting experimental research on humor integrating eye-tracking, FACS, and discourse analysis.

From the journal Intercultural Pragmatics

Abstract

The present article is part of a larger cross-cultural research project on speaker-hearer smiling behavior in humorous and non-humorous conversations in American English and French. The American corpus consists of eight computer-mediated interactions between English native speakers, and the French one consists of four face-to-face interactions between French native speakers. The goal of the study is twofold: first, we analyze the link between smiling and humor, focusing on the degree of synchronicity of smiling and the intensity of smiling during humorous and non-humorous segments; second, we investigate the various targets mobilized in conversational humor. The results obtained comparing the two data-sets show a correlation between the presence of humor, an increased smiling intensity, and an increase in the synchronized smiling behaviors displayed by participants. However, the two corpora also differ in terms of the displayed smiling behaviors: French participants display more non-synchronic smiling when humor is absent and more synchronic smiling when humor is present. Regarding the various targets of humor (Speaker, Recipient, Other person, Situation, Speaker+Recipient), while their distribution is different – it is more evenly distributed in the French data – the way in which these are mobilized in order to become humorous is quite similar.

About the authors

Béatrice Priego-Valverde

Béatrice Priego-Valverde is a lecturer (Aix-Marseille Université and Laboratoire Parole et Langage, CNRS, Aix en Provence, France). Working within Interactional Linguistics approach, her main topic of research is humor in conversations. On the basis of naturally occurring data (everyday conversations among close acquaintances) she focuses her analyzes on the ways humor is produced by the speaker and on the reactions it triggers, both positive and negative. At the same time, a more controlled data (audio and video recorded), allows studies on multimodal aspects of humor.

Brigitte Bigi

Brigitte Bigi is a researcher at LPL(Laboratoire Parole et Langage, Aix-en-Provence, France). Graduate in Computer Science, her research focuses on corpus creation and annotation of speech recordings. She is the author and developer of SPPAS: Automatic Annotation of Speech, which includes 7 automatic annotation components (Momel and INTSINT, IPUs segmentation, Tokenization, Phonetization, Forced-Alignement, Syllabification, and Repetitions detection).

Salvatore Attardo

Salvatore Attardo is a professor of Linguistics at Texas A&M University-Commerce. He has authored two monographs (Linguistic Theories of Humor, 1994, and Humorous Texts, 2001. For ten years, he was the editor-in-chief of HUMOR: International Journal of Humor Research. He edited the Encyclopedia of Humor Studies (Sage, 2014) and the Handbook of Language and Humor (Routledge, 2017).

Lucy Pickering

Lucy Pickering is a professor of applied linguistics and director of the applied linguistics laboratory at Texas A&M-Commerce. Her research program is focused on aspects of spoken discourse including prosodic development in L2 learners, intonation in discourse and humor in discourse. In 2018 she published Discourse Intonation: A discourse-pragmatic approach to teaching the pronunciation of English with Michigan University Press. She is co-editor of the 2016 volume Talking at work: Corpus-based explorations of workplace discourse with Palgrave Macmillan. She has also been published in a wide range of journals including TESOL Quarterly, Modern Language Journal, Discourse Processes, Discourse Studies, Annual Review of Cognitive Linguistics, Pragmatics & Cognition, World Englishes, and English for Specific Purposes.

Elisa Gironzetti

Elisa Gironzetti is assistant professor of Spanish applied linguistics at the University of Maryland. Her research focuses on humor, pragmatics and language teaching, and Hispanic applied linguistics. She is the founding editor of E-JournALL and associate editor of the Journal of Spanish Language Teaching. She has co-edited the forthcoming Routledge Handbook of Spanish Language Teaching: Metodología, contextos y recursos para la enseñanza and is now conducting experimental research on humor integrating eye-tracking, FACS, and discourse analysis.

References

Argyle, Michael. 1988 [1975]. Bodily communication. London: Methuen.10.4324/9780203753835Search in Google Scholar

Attardo, Salvatore. 1994. Linguistic Theories of Humor. Berlin: Mouton de Gruyter.Search in Google Scholar

Attardo, Salvatore. 2001. Humorous Texts: A Semantic and Pragmatic Analysis. Berlin: Mouton de Gruyter.10.1515/9783110887969Search in Google Scholar

Attardo, Salvatore. 2012. Smiling, laughter, and humor. In Paulo Santangelo (ed.), Laughing in Chinese, 421–436. Rome: Aracne.Search in Google Scholar

Attardo, Salvatore, Lucy Pickering & Amanda Baker. 2011. Prosodic and multimodal markers of humor in conversation. Pragmatics and Cognition 19(2). 224–247.10.1075/pc.19.2.03attSearch in Google Scholar

Attardo, Salvatore, Lucy Pickering, Fofo Lomotey & Shigehito Menjo. 2013. Multimodality in conversational humor. Review of Cognitive Linguistics 11(2). 400–414.10.1075/bct.78.12attSearch in Google Scholar

Attardo, Salvatore & Victor Raskin. 1991. Script theory revis(it)ed: Joke similarity and joke representation model. Humor 4(3/4). 293–347.10.1515/humr.1991.4.3-4.293Search in Google Scholar

Bavelas, Janet, Jennifer Gerwing & Sara Healing. 2014. Including facial gestures in gesture-speech ensembles. In Mandana Seyfeddinipur & Marianne Gullberg (eds.), From Gesture in Conversation to Visible Action as Utterance: Essay in honor of Adam Kendon, 15–34. Amsterdam/Philadelphia: John Benjamins.10.1075/z.188.02bavSearch in Google Scholar

Béal, Christine & Kerry Mullan. 2013. Issues in Conversational Humour from a Cross-cultural Perspective: Comparing French and Australian Corpora. In Bert Peeters, Kerry Mullan & Christine Béal (eds.), Cross-culturally Speaking, Speaking Cross-culturally, 107–139. Newcastle: Cambridge Scholars Publishing.Search in Google Scholar

Béal, Christine & Kerry Mullan. 2017. The pragmatics of conversational humour in social visits: French and Australian English. Language and Communication 55. 24–40.10.1016/j.langcom.2016.09.004Search in Google Scholar

Bigi, Brigitte. 2015. SPPAS - Multi-lingual Approaches for the Automatic Annotation of Speech. The Phonetician 111–112(2015-I-II). 54–69.Search in Google Scholar

Bigi, Brigitte & Jorane Saubesty. 2015. Searching and retrieving multi-levels annotated data. In Gaëlle Ferré & Mark Tutton (eds.), Proceedings of Gesture and Speech in Interaction, September 2015. CCSD. Nantes, France. https://hal.archives-ouvertes.fr/hal-01195646Search in Google Scholar

Boersma, Paul. 2002. Praat, a system for doing phonetics by computer. Glot International 5. 9/10.Search in Google Scholar

Brugman, Hennie & Albert Russel. 2004. Annotating multimedia/multimodal resources with ELAN. In Maria Teresa Lino, Maria Francisca Xavier, F’atima Ferreira, Rute Costa & Raquel Silva (eds.), Proceedings of the fourth International Conference on Language Resources and Evaluation (LREC 2004), 2065–2068. Paris: European Language Resources Association.Search in Google Scholar

Brunner, Lawrence J. 1979. Smiles can be back channels. Journal of Personality and Social Psychology 37(5). 728–734.10.1037/0022-3514.37.5.728Search in Google Scholar

Cappella, Joseph N. 1997. Behavioral and judged coordination in adult informal social interactions: Vocal and Kinesic Indicators. Journal of Personality and Social Psychology 72(1). 119–131.10.1037/0022-3514.72.1.119Search in Google Scholar

Chapman, Anthony J. & Hugh Corrie Foot. 1996. Humour and Laughter: Theory, research and applications. London: Wiley.Search in Google Scholar

Coates, Linda Jane. 1991. A collaborative Theory of Inversion: Irony in Dialogue. Victoria: University of Victoria MA Thesis.Search in Google Scholar

Duncan, Starkey, Lawrence J. Brunner & Donald W. Fiske. 1979. Strategy signals in face–To–Face interaction. Journal of Personality and Social Psychology 37(2). 301–313.10.1037/0022-3514.37.2.301Search in Google Scholar

Ekman, Paul. 2003. Darwin, deception, and facial expression. Annals of the New York Academy of Sciences 1000(1). 205–221.10.1196/annals.1280.010Search in Google Scholar

Ekman, Paul. 2007. Emotions Revealed. New York: Henry Holt.Search in Google Scholar

Ekman, Paul, Richard Sorenson & Wallace Friesen. 1969. Pan-cultural elements in facial displays of emotion. Science 164(3875). 86–88.10.1126/science.164.3875.86Search in Google Scholar

Elfenbein, Hillary Anger & Nalini Ambady. 2002. On the universality and cultural specificity of emotion recognition: A meta-analysis. Psychology Bulletin 128(2). 203–235.10.1037/0033-2909.128.2.203Search in Google Scholar

Fusaroli, Riccardo & Tylén Kristian. 2012. Carving language for social interaction: A dynamic approach. Interaction Studies 13(1). 103–123.10.1075/is.13.1.07fusSearch in Google Scholar

Gironzetti, Elisa. 2017. Prosodic and multimodal markers of humor. In S. Attardo (ed.), The Routledge Handbook of Language and Humor, 400–413. London and Ney York: Routledge.10.4324/9781315731162-28Search in Google Scholar

Gironzetti, Elisa, Salvatore Attardo & Lucy Pickering. 2016. Smiling, Gaze, and Humor in Conversation: A Pilot Study. In Leonor Ruiz-Gurillo (ed.), Metapragmatics of humor: Current Research Trends, 235–254. Amsterdam: John Benjamins.10.1075/ivitra.14.12girSearch in Google Scholar

Gironzetti, Elisa & Shigehito Menjo. 2014. Smiling as a Discourse Marker of Humor. Paper presented at the 2nd Conference of the American Pragmatics Association (AMPRA), University of California, Los Angeles, 17–19 October.Search in Google Scholar

Haakana, Markku. 2010. Laughter and smiling: Notes on co-occurrences. Journal of Pragmatics 42(6). 1499–1512.10.1016/j.pragma.2010.01.010Search in Google Scholar

Hay, Jennifer. 2001. The pragmatics of humor support. Humor – International Journal of Humor Research 14(1). 55–82.10.1515/humr.14.1.55Search in Google Scholar

Heerey, Erin A. & Helen M. Crossley. 2013. Predictive and reactive mechanisms in smile reciprocity. Psychological Science 24(8). 1446–1455.10.1177/0956797612472203Search in Google Scholar

Heerey, Erin A. & Ann M. Kring. 2007. Interpersonal consequences of social anxiety. Journal of Abnormal Psychology 116(1). 125–134.10.1037/0021-843X.116.1.125Search in Google Scholar

Hess, Ursula & Patrick Bourgeois. 2010. You smile – I smile: Emotion expression in social interaction. Biological Psychology 84(3). 514–520.10.1016/j.biopsycho.2009.11.001Search in Google Scholar

Izard, Carroll E. 1997. Emotions and facial Expressions. A Perspective from Differential Emotions Theory. In James A. Russell & José Miguel Fernández-Dols (eds.), The Psychology of Facial Expression, 57–76. Cambridge, UK: Cambridge University Press.10.1017/CBO9780511659911.005Search in Google Scholar

Jefferson, Gail. 1979. A technique for inviting laughter and its subsequent acceptance declination. In George Psathas (ed.), Everyday language: Studies in ethnomethodology, 79–96. New York: Irvington.Search in Google Scholar

Jensen, Mikael. 2015. Smile as feedback expressions in interpersonal interaction. International Journal of Psychological Studies 7(4). 95–105.10.5539/ijps.v7n4p95Search in Google Scholar

Kaukomaa, Timo, Anssi Peräkylä & Johanna Ruusuvuori. 2013. Turn-opening smiles: Facial expression constructing emotional transition in conversation. Journal of Pragmatics 55. 21–42.10.1016/j.pragma.2013.05.006Search in Google Scholar

Kotthoff, Helga. 2000. Gender and joking: On the complexities of women’s image politics in humorous narratives. Journal of Pragmatics 32(1). 55–80.10.1016/S0378-2166(99)00031-4Search in Google Scholar

Lewis, Paul. 1989. Comic Effects. Interdisciplinary Approaches to Humor in Literature. Albany: State University of New York Press.Search in Google Scholar

Morreall, John. 1983. Taking Laughter Seriously. Albany: State University of New York Press.Search in Google Scholar

Morreall, John. 2001. Sarcasm, irony, wordplay, and humor in the Hebrew Bible: A response to Hershey Friedman. Humor: International Journal of Humor Research 14(3). 293–301.10.1515/humr.2001.005Search in Google Scholar

Niedenthal, Paula, Silvia Krauth-Gruber & François Ric. 2006. Psychology of Emotion: Interpersonal, Experiential, and Cognitive Approaches. New York: Psychology Press.Search in Google Scholar

Norrick, Neal R. 1993. Conversational Joking. Bloomington: Indiana University Press.Search in Google Scholar

Paxton, Alexandra & Rick Dale. 2013. Multimodal networks for interpersonal interaction and conversational contexts. In M. Knauff, M. Pauen, N. Sebanz & I. Wachsmuth (eds.), Proceedings of the 35th Annual Meeting of the Cognitive Science Society, 2735–2740. Austin, TX: Cognitive Science Society.Search in Google Scholar

Priego-Valverde, Béatrice. 2003. Lhumour dans la conversation familière: Description et analyse linguistiques. Paris: L’Harmattan.Search in Google Scholar

Priego-Valverde, Béatrice. 2017. Does smile can frame an utterance as humorous? An analysis of smiling behavior in conversations? Paper presented at iGesto’17, International Conference on Gesture and Multimodality, Porto, Portugal, 2–3 February.Search in Google Scholar

Priego-Valverde, Béatrice & Brigitte Bigi. 2016. Smiling behavior in humorous and non humorous conversations: A preliminary cross-cultural comparison between American English and French. Paper presented at the 28th Conference of the International Society of Humor Studies (ISHS), Dublin, Ireland, 27 June–1 July.Search in Google Scholar

Raskin, Victor. 1985. Semantic Mechanisms of Humor. Dordrecht, Holland: D. Reidel Publishing Company.10.1007/978-94-009-6472-3Search in Google Scholar

Sacks, Harvey. 1974 [1989]. An analysis of the course of a joke’s telling in conversation. In Richard Bauman & Joel Sherzer (eds.), Explorations in the ethnography of speaking, 337–353. Cambridge, UK: Cambridge University Press.10.1017/CBO9780511611810.022Search in Google Scholar

Schulz, Thomas R. 1996 [1976]. A cognitive-developmental analysis of humour. In Antony J Chapman & Hugh C Foot (eds.), Humor and Laughter. Theory, Research and Applications, 11–36. New Brunswick, NJ: Transaction Publishers.10.4324/9780203789469-2Search in Google Scholar

Wild, Barbara, Michael Eyb, Mathias Bartels & Wolfgang Grodd. 2003. Why are smiles contagious? An fMRI study of the interaction between perception of facial affect and facial movements. Psychiatry Research 123(1). 17–36.10.1016/S0925-4927(03)00006-4Search in Google Scholar

Appendix 1: Transcription conventions

Conventions used for French transcriptions

@: Laughter

@@word@@: Word produced while laughing

↑: Rising intonation

Underlined word: Overlap

*: inaudible

Conventions used for American English transcriptions

//: beginning or ending of a pause unit

Capital letters: prominent syllable

(( )): additional information like laughter, throat

???: inaudible

Appendix 2: Jokes

Frog joke

An engineer was crossing a road one day when a frog called out to him and said, “If you kiss me, I’ll turn into a beautiful princess.”

He bent over, picked up the frog and put it in his pocket. The frog spoke up again and said, “If you kiss me and turn me back into a beautiful princess, I will stay with you for one week.”

The engineer took the frog out of his pocket, smiled at it and returned it to the pocket. The frog then cried out, “If you kiss me and turn me back into a princess, I’ll stay with you and do ANYTHING you want.”

Again the engineer took the frog out, smiled at it and put it back into his pocket. Finally, the frog asked, “What is the matter? I’ve told you I’m a beautiful princess that I’ll stay with you for a week and do anything you want. Why won’t you kiss me?”

The engineer said, “Look I’m an engineer. I don’t have time for a girlfriend, but a talking frog, now that’s cool.”

Donkey joke

A car was involved in an accident in a street. As expected a large crowd gathered. A newspaper reporter, anxious to get his story could not get near the car.

Being a clever sort, he started shouting loudly, "Let me through! Let me through! I am the son of the victim."

The crowd made way for him.

Lying in front of the car was a donkey.

Published Online: 2018-10-31
Published in Print: 2018-10-25

© 2018 Walter de Gruyter GmbH, Berlin/Boston

Downloaded on 24.5.2024 from https://www.degruyter.com/document/doi/10.1515/ip-2018-0020/html
Scroll to top button