Skip to content
Licensed Unlicensed Requires Authentication Published by De Gruyter July 1, 2005

Therapeutic hypothermia: from lab to NICU

  • Alistair Jan Gunn , Malcolm Battin , Peter D. Gluckman , Tania R. Gunn and Laura Bennet

Abstract

The possibility of a therapeutic role for cerebral hypothermia during or after resuscitation from perinatal asphyxia has been a long-standing focus of research. However, early studies had limited and contradictory results. It is now known that severe hypoxia-ischemia may not cause immediate cell death, but may precipitate a complex biochemical cascade leading to the delayed development of neuronal loss. These phases include a latent phase after reperfusion, with initial recovery of cerebral energy metabolism but EEG suppression, followed by a secondary phase characterized by accumulation of cytotoxins, seizures, cytotoxic edema, and failure of cerebral oxidative metabolism from 6 to 15 h post insult. Although many of the secondary processes can be injurious, they appear to be primarily epiphenomena of the ‘execution’ phase of cell death.

This conceptual framework allows a better understanding of the experimental parameters that determine effective hypothermic neuroprotection, including the timing of initiation of cooling, its duration and the depth of cooling attained. Moderate cerebral hypothermia initiated in the latent phase, between one and as late as 6 h after reperfusion, and continued for a sufficient duration in relation to the severity of the cerebral injury, has been consistently associated with potent, long-lasting neuroprotection in both adult and perinatal species.

The results of the first large multicentre randomized trial of head cooling for neonatal encephalopathy and previous phase I and II studies now strongly suggest that prolonged cerebral hypothermia is both generally safe – at least in an intensive care setting – and can improve intact survival up to 18 months of age. Both long-term followup studies and further large studies of whole body cooling are in progress.

:

Corresponding author: Alistair Jan Gunn, M.D. Associate Professor, University of Auckland, Departments of Physiology and Paediatrics, Faculty of Medical and Health Sciences, Private Bag 92019, Auckland 1020/New Zealand.

References

1 Akisu M, A Huseyinov, M Yalaz, H Cetin, N Kultursay: Selective head cooling with hypothermia suppresses the generation of platelet-activating factor in cerebrospinal fluid of newborn infants with perinatal asphyxia. Prostaglandins Leukot Essent Fatty Acids69 (2003) 45Search in Google Scholar

2 Azzopardi D, NJ Robertson, FM Cowan, MA Rutherford, M Rampling, AD Edwards: Pilot study of treatment with whole body hypothermia for neonatal encephalopathy. Pediatrics106 (2000) 684Search in Google Scholar

3 Azzopardi D, JS Wyatt, EB Cady, DT Delpy, J Baudin, AL Stewart, et al.: Prognosis of newborn infants with hypoxic-ischemic brain injury assessed by phosphorus magnetic resonance spectroscopy. Pediatr Res25 (1989) 445Search in Google Scholar

4 Banasiak KJ, Y Xia, GG Haddad: Mechanisms underlying hypoxia-induced neuronal apoptosis. Prog Neurobiol62 (2000) 215Search in Google Scholar

5 Battin MR, JA Dezoete, TR Gunn, PD Gluckman, AJ Gunn: Neurodevelopmental outcome of infants treated with head cooling and mild hypothermia after perinatal asphyxia. Pediatrics107 (2001) 480Search in Google Scholar

6 Battin MR, J Penrice, TR Gunn, AJ Gunn: Treatment of term infants with head cooling and mild systemic hypothermia (35.0 degrees C and 34.5 degrees C) after perinatal asphyxia. Pediatrics111 (2003) 244Search in Google Scholar

7 Beilharz EJ, CE Williams, M Dragunow, ES Sirimanne, PD Gluckman: Mechanisms of delayed cell death following hypoxic-ischemic injury in the immature rat: evidence for apoptosis during selective neuronal loss. Mol Brain Res29 (1995) 1Search in Google Scholar

8 Bernard SA, TW Gray, MD Buist, BM Jones, W Silvester, G Gutteridge, et al.: Treatment of comatose survivors of out-of-hospital cardiac arrest with induced hypothermia. N Engl J Med346 (2002) 557Search in Google Scholar

9 Bohn DJ, WD Biggar, CR Smith, AW Conn, GA Barker: Influence of hypothermia, barbiturate therapy, and intracranial pressure monitoring on morbidity and mortality after near-drowning. Crit Care Med14 (1986) 529Search in Google Scholar

10 Bona E, H Hagberg, EM Loberg, R Bagenholm, M Thoresen: Protective effects of moderate hypothermia after neonatal hypoxia-ischemia: short- and long-term outcome. Pediatr Res43 (1998) 738Search in Google Scholar

11 Busto R, WD Dietrich, MY Globus, MD Ginsberg: Postischemic moderate hypothermia inhibits CA1 hippocampal ischemic neuronal injury. Neurosci Lett101 (1989) 299Search in Google Scholar

12 Coimbra C, M Drake, F Boris-Moller, T Wieloch: Long-lasting neuroprotective effect of postischemic hypothermia and treatment with an anti-inflammatory/antipyretic drug. Evidence for chronic encephalopathic processes following ischemia. Stroke27 (1996) 1578Search in Google Scholar

13 Colbourne F, RN Auer, GR Sutherland: Characterization of postischemic behavioral deficits in gerbils with and without hypothermic neuroprotection. Brain Res803 (1998) 69Search in Google Scholar

14 Colbourne F, D Corbett: Delayed postischemic hypothermia: a six month survival study using behavioral and histological assessments of neuroprotection. J Neurosci15 (1995) 7250Search in Google Scholar

15 Colbourne F, D Corbett, Z Zhao, J Yang, AM Buchan: Prolonged but delayed postischemic hypothermia: a long-term outcome study in the rat middle cerebral artery occlusion model. J Cereb Blood Flow Metab20 (2000) 1702Search in Google Scholar

16 Colbourne F, H Li, AM Buchan: Indefatigable CA1 sector neuroprotection with mild hypothermia induced 6 h after severe forebrain ischemia in rats. J Cereb Blood Flow Metab19 (1999) 742Search in Google Scholar

17 Compagnoni G, L Pogliani, G Lista, F Castoldi, P Fontana, F Mosca: Hypothermia reduces neurological damage in asphyxiated newborn infants. Biol Neonate82 (2002) 222Search in Google Scholar

18 Cordey R: Hypothermia in Resuscitating Newborns in White Asphyxia; a Report of 14 Cases. Obstet Gynecol24 (1964) 760Search in Google Scholar

19 Cordey R, R Chiolero, JA Miller, Jr.: Resuscitation of neonates by hypothermia: report on 20 cases with acid-base determination on 10 cases and the long-term development of 33 cases. Resuscitation2 (1973) 169Search in Google Scholar

20 Debillon T, P Daoud, P Durand, S Cantagrel, P Jouvet, C Saizou, et al.: Whole-body cooling after perinatal asphyxia: a pilot study in term neonates. Dev Med Child Neurol45 (2003) 17Search in Google Scholar

21 Dietrich WD, R Busto, O Alonso, MY Globus, MD Ginsberg: Intraischemic but not postischemic brain hypothermia protects chronically following global forebrain ischemia in rats. J Cereb Blood Flow Metab13 (1993) 541Search in Google Scholar

22 Edwards AD, X Yue, MV Squier, M Thoresen, EB Cady, J Penrice, et al.: Specific inhibition of apoptosis after cerebral hypoxia-ischaemia by moderate post-insult hypothermia. Biochem Biophys Res Commun217 (1995) 1193Search in Google Scholar

23 Eicher DJ, CL Wagner, LP Katikaneni, TC Hulsey, WT Bass, DA Kaufman, et al.: Moderate hypothermia in neonatal encephalopathy: Efficacy outcomes. Pediatr Neurol32 (2005) 11Search in Google Scholar

24 Eicher DJ, CL Wagner, LP Katikaneni, TC Hulsey, WT Bass, DA Kaufman, et al.: Moderate hypothermia in neonatal encephalopathy: Safety outcomes. Pediatr Neurol32 (2005) 18Search in Google Scholar

25 Floyer J: An essay to restore the dipping of infants in their baptism; with a dialogue betwixt a curate and a practitioner, concerning the manner of immersion. Holland, London 1722, 79 ppSearch in Google Scholar

26 Gerrits LC, MR Battin, L Bennet, H Gonzalez, AJ Gunn: Epileptiform activity during rewarming from moderate cerebral hypothermia in the near-term fetal sheep. Pediatr Res57 (2005) 342Search in Google Scholar

27 Gluckman PD, JS Wyatt, D Azzopardi, D Ballard, AD Edwards, DM Ferriero, et al.: Selective head cooling with mild systemic hypothermia to improve neurodevelopmental outcome following neonatal encephalopathy. Lancet365 (2005) 663Search in Google Scholar

28 Gordon CJ, JE Heath: Integration and central processing in temperature regulation. Annu Rev Physiol48 (1986) 595Search in Google Scholar

29 Gunn AJ, L Bennet, MI Gunning, PD Gluckman, TR Gunn: Cerebral hypothermia is not neuroprotective when started after postischemic seizures in fetal sheep. Pediatr Res46 (1999) 274Search in Google Scholar

30 Gunn AJ, PD Gluckman, TR Gunn: Selective head cooling in newborn infants after perinatal asphyxia: a safety study. Pediatrics102 (1998) 885Search in Google Scholar

31 Gunn AJ, TR Gunn: Changes in risk factors for hypoxic-ischaemic seizures in term infants. Aust N Z J Obstet Gynaecol37 (1997) 36Search in Google Scholar

32 Gunn AJ, TR Gunn, HH de Haan, CE Williams, PD Gluckman: Dramatic neuronal rescue with prolonged selective head cooling after ischemia in fetal lambs. J Clin Invest99 (1997) 248Search in Google Scholar

33 Gunn AJ, TR Gunn, MI Gunning, CE Williams, PD Gluckman: Neuroprotection with prolonged head cooling started before postischemic seizures in fetal sheep. Pediatrics102 (1998) 1098Search in Google Scholar

34 Gunn AJ, JT Parer, EC Mallard, CE Williams, PD Gluckman: Cerebral histologic and electrocorticographic changes after asphyxia in fetal sheep. Pediatr Res31 (1992) 486Search in Google Scholar

35 Gunn TR, NJ Wilson, S Aftimos, AJ Gunn: Brain hypothermia and QT interval. Pediatrics103 (1999) 1079Search in Google Scholar

36 Laptook AR, RJ Corbett, DK Burns, R Sterett: A limited interval of delayed modest hypothermia for ischemic brain resuscitation is not beneficial in neonatal swine. Pediatr Res46 (1999) 383Search in Google Scholar

37 Laptook AR, RJ Corbett, R Sterett, DK Burns, D Garcia, G Tollefsbol: Modest hypothermia provides partial neuroprotection when used for immediate resuscitation after brain ischemia. Pediatr Res42 (1997) 17Search in Google Scholar

38 Laptook AR, L Shalak, RJ Corbett: Differences in brain temperature and cerebral blood flow during selective head versus whole-body cooling. Pediatrics108 (2001) 1103Search in Google Scholar

39 Lorek A, Y Takei, EB Cady, JS Wyatt, J Penrice, AD Edwards, et al.: Delayed (“secondary”) cerebral energy failure after acute hypoxia-ischemia in the newborn piglet: continuous 48-h studies by phosphorus magnetic resonance spectroscopy. Pediatr Res36 (1994) 699Search in Google Scholar

40 Miller JA, Jr., FS Miller, B Westin: Hypothermia in the Treatment of Asphyxia Neonatorum. Biol Neonat20 (1964) 148Search in Google Scholar

41 Nedelcu J, MA Klein, A Aguzzi, E Martin: Resuscitative hypothermia protects the neonatal rat brain from hypoxic-ischemic injury. Brain Pathol10 (2000) 61Search in Google Scholar

42 Nurse S, D Corbett: Direct measurement of brain temperature during and after intraischemic hypothermia: correlation with behavioral, physiological, and histological endpoints. J Neurosci14 (1994) 7726Search in Google Scholar

43 Nurse S, D Corbett: Neuroprotection after several days of mild, drug-induced hypothermia. J Cereb Blood Flow Metab16 (1996) 474Search in Google Scholar

44 Roth SC, AD Edwards, EB Cady, DT Delpy, JS Wyatt, D Azzopardi, et al.: Relation between cerebral oxidative metabolism following birth asphyxia, and neurodevelopmental outcome and brain growth at one year. Dev Med Child Neurol34 (1992) 285Search in Google Scholar

45 Schubert A: Side effects of mild hypothermia. J Neurosurg Anesthesiol7 (1995) 13910.1097/00008506-199504000-00021Search in Google Scholar PubMed

46 Shankaran S, A Laptook, LL Wright, RA Ehrenkranz, EF Donovan, AA Fanaroff, et al.: Whole-body hypothermia for neonatal encephalopathy: animal observations as a basis for a randomized, controlled pilot study in term infants. Pediatrics110 (2002) 377Search in Google Scholar

47 Shuaib A, D Trulove, MS Ijaz, R Kanthan, J Kalra: The effect of post-ischemic hypothermia following repetitive cerebral ischemia in gerbils. Neurosci. Lett186 (1995) 165Search in Google Scholar

48 Silverman WA, JW Fertig, AP Berger: The influence of the thermal environment upon the survival of newly born premature infants. Pediatrics22 (1958) 876Search in Google Scholar

49 Simbruner G, C Haberl, V Harrison, L Linley, AE Willeitner: Induced brain hypothermia in asphyxiated human newborn infants: a retrospective chart analysis of physiological and adverse effects. Intensive Care Med25 (1999) 1111Search in Google Scholar

50 Sirimanne ES, RM Blumberg, D Bossano, M Gunning, AD Edwards, PD Gluckman, et al.: The effect of prolonged modification of cerebral temperature on outcome after hypoxic-ischemic brain injury in the infant rat. Pediatr Res39 (1996) 591Search in Google Scholar

51 Tan WK, CE Williams, MJ During, CE Mallard, MI Gunning, AJ Gunn, et al.: Accumulation of cytotoxins during the development of seizures and edema after hypoxic-ischemic injury in late gestation fetal sheep. Pediatr Res39 (1996) 791Search in Google Scholar

52 The Hypothermia after Cardiac Arrest Study Group: Mild therapeutic hypothermia to improve the neurologic outcome after cardiac arrest. N Engl J Med 346 (2002) 54910.1056/NEJMoa012689Search in Google Scholar PubMed

53 Thoresen M, J Penrice, A Lorek, EB Cady, M Wylezinska, V Kirkbride, et al.: Mild hypothermia after severe transient hypoxia-ischemia ameliorates delayed cerebral energy failure in the newborn piglet. Pediatr Res37 (1995) 667Search in Google Scholar

54 Thoresen M, M Simmonds, S Satas, J Tooley, I Silver: Effective selective head cooling during posthyoxic hypothermia in newborn piglets. Pediatr Res49 (2001) 594Search in Google Scholar

55 Thoresen M, A Whitelaw: Cardiovascular changes during mild therapeutic hypothermia and rewarming in infants with hypoxic-ischaemic encephalopathy. Pediatrics106 (2000) 92Search in Google Scholar

56 Tooley J, S Satas, R Eagle, IA Silver, M Thoresen: Significant selective head cooling can be maintained long-term after global hypoxia ischemia in newborn piglets. Pediatrics109 (2002) 643Search in Google Scholar

57 Tooley JR, S Satas, H Porter, IA Silver, M Thoresen: Head cooling with mild systemic hypothermia in anesthetized piglets is neuroprotective. Ann Neurol53 (2003) 65Search in Google Scholar

58 Trescher WH, S Ishiwa, MV Johnston: Brief post-hypoxic-ischemic hypothermia markedly delays neonatal brain injury. Brain Dev19 (1997) 326Search in Google Scholar

59 Wagner BP, J Nedelcu, E Martin: Delayed postischemic hypothermia improves long-term behavioral outcome after cerebral hypoxia-ischemia in neonatal rats. Pediatr Res51 (2002) 354Search in Google Scholar

60 Wass CT, JR Waggoner, DG Cable, HV Schaff, DR Schroeder, WL Lanier: Selective convective brain cooling during normothermic cardiopulmonary bypass in dogs. J Thorac Cardiovasc Surg115 (1998) 1350Search in Google Scholar

61 Weinrauch V, P Safar, S Tisherman, K Kuboyama, A Radovsky: Beneficial effect of mild hypothermia and detrimental effect of deep hypothermia after cardiac arrest in dogs. Stroke23 (1992) 1454Search in Google Scholar

62 Westgate JA, AJ Gunn, TR Gunn: Antecedents of neonatal encephalopathy with fetal acidaemia at term. Br J Obstet Gynaecol106 (1999) 774Search in Google Scholar

63 Westin B, JA Miller, Jr., A Boles: Hypothermia induced during asphyxiation: its effects on survival rate, learning and maintenance of the conditioned response in rats. Acta Paediatr52 (1963) 49Search in Google Scholar

64 Westin B, JA Miller, Jr., R Nyberg, E Wedenberg: Neonatal asphyxia pallida treated with hypothermia alone or with hypothermia and transfusion of oxygenated blood. Surgery45 (1959) 868Search in Google Scholar

65 Williams CE, A Gunn, PD Gluckman: Time course of intracellular edema and epileptiform activity following prenatal cerebral ischemia in sheep. Stroke22 (1991) 516Search in Google Scholar

66 Yager J, J Towfighi, RC Vannucci: Influence of mild hypothermia on hypoxic-ischemic brain damage in the immature rat. Pediatr Res34 (1993) 525Search in Google Scholar

67 Zhou WH, XM Shao, Y Cao, C Chen, XD Zhang: Safety study of hypothermia for treatment of hypoxic-ischemic brain damage in term neonates. Acta Pharmacol Sin23 (2003) 64Search in Google Scholar

Published Online: 2005-07-01
Published in Print: 2005-07-01

© Walter de Gruyter

Downloaded on 19.4.2024 from https://www.degruyter.com/document/doi/10.1515/JPM.2005.061/html
Scroll to top button