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  • On the rDzogs chen Distinction between Mind (sems) and Primordial Knowing (ye shes)Clarifications and Transcendental Arguments
  • David Higgins

The distinction between mind and primordial knowing should be understood by those who are wise.

—Pearl Garland Tantra (Mu tig phreng ba)

The idea that buddhist teachings ought to be applied to one’s life situation in order to discover their true validity and efficacy has been a salient feature of Buddhism since its inception. It is in light of this normative constraint that Buddhism has traditionally called itself a path (mārga)1 or, more accurately, a series of paths formulated to lead individuals of varying needs, abilities, and aspirations toward spiritual awakening (bodhi). The complex diversity of views and practices that developed from the time of the historical Buddha were based on two presuppositions: (1) that the Buddha’s awakening was of the utmost soteriological significance and therefore to be regarded as the ultimate aim of all religio-philosophical inquiry and activity, and (2) that it was to be seen neither as fortuitous nor inexplicable but as a repeatable soteriological process, one that could be personally realized through particular modes of inquiry and praxis available to most (if not all) humans. [End Page 23]

From this second assumption stemmed the idea that humans are predisposed to spiritual awakening, that they, in other words, have within them some germinal capacity (bīja), spiritual affiliation (gotra), element (dhātu), or quintessence (garbha) that is a condition of possibility of this awakening.2 Alongside these “buddha-nature” concepts developed a family of systematically related gnoseological ideas referring to an abiding, unconditioned (asaṃskṛta) mode of consciousness—variously termed the Mind of awakening (bodhicitta), naturally luminous Mind (prakṛtiprabhāsvaracitta), the nature of mind (citta-dharmatā)—that was identified with the condition of awakening itself, but also viewed as the tacit background whence dualistic mind, that is, the source of all error and obscuration, emerges. Central to this cluster of related ideas was the view that conditions of awakening and delusion are both located within the complex and heterogeneous structure of lived experience itself. In Indian Buddhism, this paradigm found its most detailed and influential expression in the hybridized Yogācāra-Tathāgatagarbha works of Maitreya, the Indian Buddhist Siddha literature and the Buddhist tantras.

In light of the foregoing considerations, the doctrinal history of Buddhism may be regarded as an ongoing attempt to work out precisely what it was that made its founder a buddha or “awakened one” so that such knowledge could be systematically pursued by his followers. That this soteriological imperative has been central to Buddhist philosophical and psychological investigations from early on is discernible in the long history of attempts to clarify the defining features of consciousness that can be traced back to the systematic analyses of mind and mental factors (citta-caitta) presented in the Abhidhammapiṭaka of the Pali Canon. For, in investigating the nature and structure of consciousness, Buddhist scholars were above all concerned with articulating the conditions necessary for a sentient being (sems can) to become an awakened one, a being in whom (if we follow the Tibetan rendering of “buddha” as sangs rgyas) all cognitive and affective obscurations have dissipated (sangs) so that inherent capacities for knowing and caring (mkhyen brtse nus ldan) can unfold (rgyas).

In Tibet, this soteriologically oriented investigation of consciousness was central to the philosophy of mind that developed within the syncretistic rDzogs chen3 (“Great Perfection”) tradition of the rNying ma (“Ancient Ones”) school between the eighth and fourteenth centuries. This philosophy developed around a nexus of core soteriological ideas concerning buddha-nature, the nature of reality, and the nature of mind that served to draw attention to a primordial, nondual mode of being and awareness that usually remains hidden behind the mind’s own objectifying and subjectivizing reifications. [End Page 24]

A cornerstone of the rDzogs chen philosophy of mind was a basic distinction between dualistic mind (sems) and primordial knowing (ye shes)4 that was first systematically presented in the seventeen Atiyoga tantras (rgyud bcu bdun) that make up the Heart Essence (snying thig) subclass of the Esoteric Guidance Class (man ngag sde) of...

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