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Correlates of suicide risk among Black and White adults with behavioral health disorders in criminal-legal systems

Abstract

Background

Adults with behavioral health disorders in criminal-legal systems are at heightened risk of suicide relative to the general population. Despite documented racial disparities in criminal processing and behavioral health treatment, few studies have examined racial differences in suicide risk in this already high-risk population. This study examined 1) the correlates of suicide risk in this population overall and by race and 2) the moderating role of race in these associations.

Methods

We investigated correlates of clinician-rated suicide risk at baseline in a statewide sample of 2,827 Black and 14,022 White adults with criminal-legal involvement who engaged in community-based behavioral health treatment. Regression-based approaches were used to model suicide risk and test for evidence of interaction effects.

Results

Findings showed the strongest correlates of suicide risk were greater behavioral health needs, evidence of self-harm, and a primary mental health diagnosis or co-occurring diagnosis. In race-specific analyses, correlates of suicide risk were mostly similar for both Black and White clients, with a couple exceptions. Interaction terms testing between-group effects on correlates of suicide risk were non-significant.

Conclusions

Adults with behavioral health disorders in criminal-legal systems experience similar risk factors for suicide as the general population. Similar to prior research, we found that Black adults, in particular, are at lower risk for suicide overall. Contrary to expectations, we found similarities in correlates of suicide risk across race in our sample of felony-level adults with behavioral health disorders in the criminal-legal system. Prior research shows that behavioral health professionals should be cognizant of cultural factors when developing a comprehensive approach to suicide care and treatment. Our findings show correlates of suicide risk are largely stable in Black and White adults involved in criminal-legal systems, suggesting culturally responsive treatment for suicide risk should target shared risk factors.

Peer Review reports

Background

Suicide is the 10th leading cause of death in the United States [1], with approximately one death occurring every 12 min [2]. Over the past two decades, deaths by suicide have increased substantially in many states [3], contributing to a 35% growth in the suicide rate from 1999 to 2018 (i.e., 10.5 per 100,000 residents to 14.2) [4]. Suicide attempts and ideation occur with even more frequency with 1.4 million adults having a nonlethal suicide attempt, 3.3 million making a suicide plan, and 10.7 million giving serious thought about killing themselves [5]. Prior research identifies several risk factors for suicide, including access to lethal means, mental health and substance use disorders, prior suicide attempts and ideation, and deliberate self-harm [6, 7].

A half century of scholarship, however, shows that suicide risk is heterogeneously distributed in society, with certain subpopulations at greater risk of suicide relative to others [8, 9]. One group with elevated risk of suicide relative to the general population—and where there are missed opportunities for intervention—are adults who are involved in criminal-legal systems (e.g., law enforcement, jails, courts, prisons, and community supervision) [10, 11]. Research on criminal-legal populations suggests impairment of interpersonal relationships and prior victimization or trauma [12,13,14] are risk factors for suicide as are experiences unique to criminal-legal involvement; for example, offense type, frequency of system contact, and prior incarcerations [15,16,17,18]. Moreover, criminal-legal systems continue to be overrepresented by persons with behavioral health conditions as 60% of individuals incarcerated in prisons and jails met the Diagnostic and Statistical Manual of Mental Disorders 4th edition (DSM-IV) diagnostic criteria for drug use or dependence [19] and 24% to 40% reporting prior mental health and co-occurring conditions [20, 21], which are both established risk factors for suicide [22, 23].

The process of entry into criminal-legal systems is not always based on justice as racial-ethnic minorities continue to be disproportionately policed, arrested, incarcerated, and sentenced [24,25,26,27]. In particular, Black individuals who end up being involved in criminal-legal systems encounter more challenges in community functioning [28,29,30]. Criminal-legal involvement may also contribute to health disparities between Black and White individuals [31, 32]. Evidence on the relationship between access to community-based treatment services and criminal-legal outcomes has been positive [33, 34]; yet, systemic inequities present in behavioral health care access and treatment across racial groups can further compound health disparities [35,36,37]. In fact, clinical prediction models of suicide may even be harmful to underserved populations [38]. Together, these trends contribute to limited continuity of care for Black individuals, in particular, with behavioral health conditions and opens the door wider for suicide risk.

Criminal-legal systems are not designed or equipped to adequately deal with complex behavioral health conditions. Systematic racism and inadequate health care systems contribute to Black individuals being more likely to have inaccurate diagnoses and improper treatment of behavioral health conditions [39,40,41]. Recently, several studies examined suicidality among adults with current and prior criminal-legal involvement [10, 12,13,14, 16, 42,43,44], but only one study has specifically focused on racial differences in suicidality among felony-level individuals under community corrections supervision [45]. The authors found unique correlates of suicide attempts and ideation that differentiated racial groups (e.g., lack of insurance, substance dependencies). This work represents a significant and valuable addition to the contemporary criminal-legal literature on race-specific correlates of suicide. Yet, the study did not examine key suicide risk factors, including mental health or co-occurring behavioral health conditions, which are widely prevalent among populations in criminal-legal systems.

With research suggesting an increase in suicide risk among Black individuals in the United States [46, 47], it is important to note that studies find risk factors for suicide differ between Black and White populations. Acculturative stressors [48, 49], erosion of social networks [50, 51], and income and educational inequalities [52, 53] are established risk factors in Black individuals. Protective factors include religious and moral beliefs where suicide is viewed as unacceptable [54, 55] and strong familial networks [50, 56].

To advance research on racial differences in suicide, we report on the correlates of clinician-rated suicide risk using a large statewide dataset from a community-based sample of adults with recent criminal-legal involvement who engaged in behavioral health treatment (N = 16,849). This dataset is used to understand which factors elevate the risk of suicide and how these differ between Black and White individuals. Thus, our aims were to examine 1) the correlates of clinician-rated suicide risk in this population overall and by race and 2) the moderating role of race on the effect of suicide correlates on clinician-rated suicide risk.

Methods

Study Context

Demographically, the state of Indiana had an estimated population of 6,568,645 in 2015. Individuals who identify as White account for the majority of the citizenry, with Black residents making up only 9.2% of the population in Indiana [57]. Indiana’s imprisonment rate was among the highest for Midwestern jurisdictions at year-end 2015 (412 per 100,000 residents), fifth only to South Dakota, Michigan, Ohio, and Missouri [58]. Based on a series of benchmark analyses, Black individuals were overrepresented in Indiana’s prisons and jails while White individuals were underrepresented in the incarceration population [59]. In 2015, 38.2% of individuals who were released in 2012 from the Indiana Department of Correction (IDOC) returned to prison. The recidivism rates for Black and White individuals were comparable, 40.2% and 38.2%, respectively [60]. Over $3,000,000 of state funds in 2015 were allocated to local prevention, treatment, and criminal justice programs in Indiana, such as indigent treatment services, problem-solving courts, jail treatment programs, and evidence-based substance use prevention programs. These monies are critical to local jurisdictions because they are often the only funds received by communities to prevent and reduce behavioral health conditions [61]. This is important in the context of the current study, as will be discussed subsequently, as Indiana stakeholders worked closely with, and supported, community-based treatment services.

In 2015, the Indiana General Assembly passed House Enrolled Act 1006, which created the Forensic Treatment Services Grant Program through the Indiana Family and Social Services Administration’s (FSSA) Division of Mental Health and Addiction (DMHA). This grant program funded the statewide Indiana Recovery Works program; a voucher-based funding program that allows criminal-legal agencies to facilitate the referral process for uninsured or underinsured Indiana adults to behavioral health service providers certified by the DMHA. Upon the start of an episode of care, providers may bill services immediately to the Recovery Works program. Eligible clients must (1) be over the age of 18, (2) be a resident of Indiana, (3) not have a taxable income that exceeds 200% of the federal income poverty level, and (4) have entered the criminal-legal system with a current felony-level charge or prior felony conviction. Both the criminal-legal agency and service provider are responsible for verifying eligibility [62].

Data sources

We acquired secondary data from DMHA on individuals who were referred to and enrolled in the Recovery Works program between October 2015 and March 2018 (n = 36,718). Specifically, data were drawn from the Data Assessment Registry Mental Health and Addiction (DARMHA), which is a data system used by Recovery Works’ providers to collect client metrics for the duration of the episode of care. Through DARMHA, we procured records collected during the start of an episode of care that contained client demographics, diagnostic metrics, and baseline data from the Adult Needs and Strengths Assessment (ANSA). ANSA is a data collection tool used by clinicians upon the beginning and completion of an episode of care. The ANSA integrates data from whatever sources are available to clinicians administering the tool. Research has established evidence for the reliability of the ANSA as a communimetricFootnote 1 measurement tool, with results indicating that the ANSA is reliable at the item level [63, 64]. All data sources included unique numeric identifiers, which facilitated the merging of these data across sources.

The sampling frame included adults with a prior or current felony-level charge who were admitted into the Recovery Works program, started an episode of care in the community, and were administered an initial behavioral health assessment. We adopted five a priori inclusion criteria to guide our approach for including clients in the current study: (1) an episode of care could be linked to a Recovery Works program enrollment date, (2) engaged in an episode of care (3) unique clients, (4) presence of a behavioral health disorder, and (5) identified race as Black or White. First, Recovery Works program enrollment was used to determine an episode of care occurred while enrolled in the program. Because many clients had recurrent episodes of care with providers prior to their initial enrollment in Recovery Works, we selected the episode of care that was no more than 31 days before a client’s enrollment. Second, all clients had to have a behavioral health assessment tied to an episode of care to indicate that they had officially started (i.e., engaged in) an episode of care. Because clients are often interviewed over multiple visits, we allowed assessments to be administered within 31 days of starting an episode of care. Third, clients could only be represented once in the sample. If a client had multiple episodes of care after enrollment between October 2015 and March 2018, we selected the first episode for inclusion in the sample. Fourth, clients needed to have been diagnosed with a substance use and/or mental health disorder. Fifth, a subsample of clients who identified as Black or White were drawn from the larger extract. Due to the nature of administrative data, missing values on covariates were present within the dataset. In total, 775 out of 16,849 records (4.6%) were incomplete. Missing cells across the entire data matrix represented less than one percent of the data, and covariates that had missingness were missing four or fewer percent of their cases.Footnote 2 Following the application of our inclusion criteria, we used multiple imputation by chained equations. [65, 66] to handle covariates with missing data (final N = 16,849) and set our m at 5 imputations given the relatively low proportion of missing information [67]. All results are derived from pooled parameter estimates across all imputed datasets [68].

Sample

The sample comprised 16,849 Recovery Work clients who were primarily White (M = 0.832, 95% confidence interval [CI] = 0.827 to 0.838) versus Black (M = 0.168, 95% CI = 0.162 to 0.173) and mostly male (M = 0.699, 95% CI = 0.692 to 0.706). Clients were an average age of 34.92 years (SE = 0.08) when admitted into the Recovery Works program and had an average of 1.37 (SE = 0.02) prior substance use episodes. A small proportion of clients had served in the military (M = 0.039, 95% CI = 0.036 to 0.042).

Measures

Demographic characteristics

Demographic variables included age (continuous), prior substance use episodes (count), sex (female; male), diagnosis (substance use only; mental health only; co-occurring), military service (yes; no), and race (Black; White). Age, prior substance use episodes, sex, diagnosis, and military service were used as covariates in the analyses, and race was the primary variable of interest. Due to small samples sizes, clients who identified as a race other than Black or White were removed from the analysis. Clinicians used the Diagnostic and Statistical Manual of Mental Disorders 5th edition (DSM-5) diagnostic criteria or the International Classification of Diseases 10th revision (ICD-10) codes to classify a qualifying diagnosis. As such, clients had clinical information on their mental health or substance use disorder but could have multiple diagnoses reported in their records (i.e., co-occurring mental health and substance use disorder). Accordingly, diagnosis was recoded to account for single or co-occurring disorder.

Adult needs and strengths assessment

The primary outcome measure was clinician-rated suicide risk (evidence found; no evidence found), which was operationalized using baseline ANSA assessments [69]. The ANSA is a communimetric measurement tool that gauges progress throughout a client’s treatment on the needs and strengths of the individual across various domains. It is designed to support service/treatment planning, monitor progress, and evaluate and improve community-based services. Items are organized around six underlying community and psychiatric functioning domains to allow for ease of comprehension by clinicians during treatment referral and planning: life functioning domain (17 items), strengths domain (12 items), acculturation domain (4 items), behavioral health needs domain (10 items), risk behaviors domain (8 items), and caregiver strengths and needs domain (6 items). Additional domains can be assessed based on how clients respond to certain questions (e.g., criminogenic risk). Generally speaking, items are rated by clinicians on a 4-point scale with zero indicating no evidence of a dangerous or disabling need to three indicating a dangerous or disabling need. Items relating to strength assign values of zero (i.e., a critical strength identified) to three (i.e., no strength identified).

The risk of suicide item in the ANSA risk behavior domain was used as our dependent variable. This single item measure of clinician-rated suicide risk indicated the presence of one’s overt or covert thoughts and behaviors at attempting to die by suicide. Clinicians assigned ratings on a four-point scale (0 = no evidence of suicide risk; 1 = history of suicide risk but no recent ideation or gesture during the past 30 days; 2 = recent suicidal ideation or gesture but not in the past 24 h; 3 = current ideation and intent or command hallucinations that involve self-harm). Ratings were dichotomized to create a measure of evidence of suicide risk, indicated by a rating of one or above.

Self-harm (evidence found; no evidence found) was used as a covariate, which was a single item measure of self-injurious behaviors in the ANSA risk behavior domain that indicated repetitive physically harmful behavior that generally served a self-soothing functioning with the client. Clinicians assigned ratings on a four-point scale (0 = no evidence of any forms of intentional self-injury; 1 = history of intentional self-injury but none evident in the past 30 days; 2 = engaged in self-injury that does not require medical attention; 3 = engaged in intentional self-injury that requires medical attention). Ratings were dichotomized to create a measure of evidence of self-harm, indicated by a rating of one or above.

Additional covariates related to community and psychiatric functioning at Recovery Works entry were operationalized using the life functioning (continuous), strengths (continuous), acculturation (continuous), behavioral health needs (continuous), and criminogenic risk (continuous) domains of the ANSA. The life functioning domain is a 17-item scale (α = 0.80), measuring daily activities and skills found in the lives of individuals and their families (e.g., employment functioning, social functioning, residential stability). Comprised of 12 items, the strengths domain (α = 0.83) measures the strengths of clients’ social capital and community connectedness, such as social connectedness, education, and family strengths. The acculturation domain (α = 0.65) uses four items to capture linguistic or cultural barriers experienced in the community for which service providers need to make accommodations (e.g., language barriers, cultural stress, cultural identity). The behavioral health needs domain (α = 0.77) is a 10-item scale, covering a variety of mental health conditions and antisocial behaviors (e.g., depression, interpersonal problems, substance use). To measure criminogenic risk (α = 0.80), clinicians rated clients on 8 items that measure static and dynamic risk factors (e.g., seriousness of criminal behavior, number of prior arrests, criminal social networks). The items within each domain were combined into prorated scale scores (Range: 0–3).Footnote 3 Higher scores on the life functioning, acculturation, behavioral health needs, and criminogenic risk scales represent more dangerous or disabling needs. Higher scores on the strengths scale signify less accessible or useful strengths found in the lives of clients.

Analytic strategy

We conducted all analyses in Stata 15. First, descriptive statistics were conducted on all study variables to assess response distributions overall and by race categories. Measures of age, prior substance use episode, acculturation, and behavioral health needs then underwent natural log or inverse hyperbolic sine transformations to normalize skewed univariate distributions [70, 71]. Second, we conducted bivariable statistics between Black and White clients. We report the associated effect size estimates in text (i.e., Cramer’s V, Cohen’s d). Cramer’s V estimates of 0.10, 0.30, and 0.50 represent small, medium, and large effect sizes, respectively [72]. In terms of d, Cohen suggested corresponding estimates of 0.20, 0.50, and 0.80 indicate small, medium, and large effect sizes, respectively [72]. Third, we conducted multivariable logistic regression models separately for each racial group to model suicide risk. Fourth, we conducted hierarchical logistic regression analysis to test for evidence of between-group effects on correlates of suicide risk. Specifically, we employed nested logistic regression models to test for evidence of differences in covariates across Black and White clients. In a main-effects only model (Block 1), we included race and the remaining covariates as independent predictors of suicide risk. Block 2 included these main effects as well as added interaction terms (i.e., race X covariate). Interaction terms that were constructed with continuous and count variables were centered at the mean [73]. The F-test compared the two nested blocks where the null hypothesis is that the coefficients on the interaction terms in Block 2 are all equal to zero.

Results

Descriptives

Descriptive statistics for the sample overall and by race are presented in Table 1. Roughly one in every five clients presented evidence of suicide risk (M = 0.193, 95% CI = 0.187 to 0.199). A majority of clients had a primary substance use diagnosis (M = 0.529, 95% CI = 0.521 to 0.536), followed by a co-occurring diagnosis (M = 0.417, 95% CI = 0.410 to 0.425) and a primary mental health diagnosis (M = 0.054, 95% CI = 0.050 to 0.057). A small proportion of clients showed evidence of self-harm behaviors (M = 0.106, 95% CI = 0.101 to 0.110).

Table 1 Descriptive statistics overall and by race

Bivariable comparisons

We examined bivariable comparisons between race, covariates, and suicide risk. The bivariable comparisons indicated that Black and White clients diverged significantly from one another on most variables. Black clients were found to possess significantly lower proportions of suicide risk relative to White clients, X2(1) = 117.66, p < 0.001, Cramer’s V = -0.08. Compared to White clients, Black clients were significantly older (t[3782.55] = -6.41, p < 0.001, Cohen’s d = -0.14) and had higher scores in both the criminogenic risk domain (t[4161.62] = -2.31, p = 0.021, Cohen’s d = -0.05) and the acculturation domain (z = -9.86, p < 0.001, Cohen’s d = -0.16). Larger proportions of Black clients had a substance use or mental health diagnosis compared to White clients. Alternatively, more White clients had a co-occurring diagnosis compared to Black clients, X2(2) = 47.57, p < 0.001, Cramer’s V = 0.05. A greater proportion of White clients were female relative to Black clients, X2(1) = 344.33, p < 0.001, Cramer’s V = -0.14. White clients had a larger ratio of presenting evidence of self-harm than Black clients, X2(1) = 107.42, p < 0.001, Cramer’s V = -0.08. In relation to Black clients, White clients had more prior substance use episodes (z = 11.29, p < 0.001, Cohen’s d = 0.20) and had higher scores on the life functioning domain (t[16847] = 18.43, p < 0.001, Cohen’s d = 0.38), strengths domain (t[3913.05] = 2.55, p = 0.011, Cohen’s d = 0.05), and behavioral health needs domain (t[3909.27] = 16.34, p < 0.001, Cohen’s d = 0.35). There were no statistically significant differences between Black and White clients in prior military service.

Multivariable models

Table 2 presents results of multivariable logistic regression models of suicide risk separately for each racial group. While a co-occurring diagnosis relative to a substance use diagnosis (OR = 1.91, 95% CI = 1.35 to 2.70, p < 0.001) was an important predictor of suicide risk in Model 1, the behavioral health needs domain (OR = 9.84, 95% CI = 5.43 to 17.83), self-harm (OR = 8.00, 95% CI = 5.25 to 12.18), the life functioning domain (OR = 2.08, 95% CI = 1.38 to 3.16), and a mental health diagnosis relative to a substance use diagnosis (OR = 1.95, 95% CI = 1.19 to 3.20) were the strongest unique predictors of suicide risk for Black clients, ps ≤ 0.008. Age, military service, prior substance use episodes, the strengths domain, and the acculturation domain were not significantly associated with suicide risk in Black clients, ps ≥ 0.057. In Model 2, the behavioral health needs domain (OR = 8.68, 95% CI = 7.05 to 10.70), self-harm (OR = 5.44, 95% CI = 4.81 to 6.16), and a mental health diagnosis (OR = 1.94, 95% CI = 1.56 to 2.42) or a co-occurring diagnosis (OR = 1.75, 95% CI = 1.57 to 1.94) relative to a substance use diagnosis were the strongest unique predictors of suicide risk in White clients, ps < 0.001, followed by the life functioning domain (OR = 1.45, 95% CI = 1.25 to 1.70, p < 0.001). Age, the strengths domain, and the acculturation domain were not significantly associated with suicide risk in White clients, ps ≥ 0.131. Seven correlates uniquely contributed to the prediction of suicide risk in both models: mental health diagnosis (OR range: 1.94–1.95), co-occurring diagnosis (OR range: 1.75–1.91), self-harm (OR range: 5.44–8.00), female (OR range: 1.16–1.51), life functioning (OR range: 1.45–2.08), behavioral health needs (OR range: 8.68–9.84), and criminogenic risk (OR range: 0.61–0.69), ps ≤ 0.013.

Table 2 Logistic regression models predicting suicide risk, by race

Table 3 presents results of multivariable logistic regression models of suicide risk for the sample overall, adding race as a covariate. Black clients were significantly less likely (OR = 0.75, 95% CI = 0.65 to 0.86, p < 0.001) than White clients to be at risk of suicide. In Block 2, we examined whether race moderated the effect of covariates on suicide risk. Together, the addition of the interaction terms did not contribute to a significant improvement in model fit over Block 1, p = 0.107. We observed no evidence of between-group effects on correlates of suicide risk.

Table 3 Logistic regression models predicting suicide risk

Discussion

Against a backdrop of rising suicide rates within criminal-legal populations, risk factors for suicide can be amplified by barriers to successful community reentry. Our study extends the current literature by examining baseline evaluations of clinician-rated suicide among adults recently involved in criminal-legal systems but additionally have a diagnosed behavioral health disorder, which also places them at an elevated risk of suicide relative to the general population [74]. Among this population, we examined co-occurring mental health and substance use disorder and found significantly higher suicide risk relative to those with substance use alone. This is consistent with prior research and is particularly important to consider in treatment settings [22, 74, 75]. Our study also identified a number of additional factors that were associated with suicide risk, which were generally consistent with other findings [6, 9, 76, 77]. One notable exception was the negative association between criminogenic risk and suicide [15, 18]. Given the criminogenic risk domain was rated by clinicians on 8 items that measure static and dynamic risk factors, our indicator may have captured a different construct than used in prior studies and warrants further investigation.

Our findings showed that Black clients had a lower likelihood of suicide risk in relation to White clients, which is consistent with prior findings [1, 3]. Similar to biases found within clinical prediction models of suicide [38], biases on the part of the clinician (e.g., assuming Black clients have a lower suicide risk based on historical trends) may be contributing to the lower likelihood of clinician-rated suicide risk among Black clients. Suicide misclassification is more likely to occur with Black individuals relative to White individuals [78], which may result from insufficient documentation of behavioral health history [79]. Research shows that perceived discrimination in behavioral health treatment contributes to fragmented episodes of care for Black individuals [80]. Recovery Works’ clinicians score the ANSA based on whatever sources are available to them, but discrepant behavioral health documentation due to known barriers to treatment among Black individuals involved in criminal-legal systems may limit a clinician’s ability to accurately assess suicide risk. This speculation warrants future research.

Our findings also suggest some of the unique markers of suicide risk in adults with criminal-legal contact may actually represent more general risk factors for this population given they operate similarly across both groups. For example, we identified seven consistent correlates of suicide risk for both Black and White clients in the race-specific analyses that included mental health diagnosis, co-occurring diagnosis, self-harm, female, life functioning, behavioral health needs, and criminogenic risk. However, as in other studies [81, 82], we found that a greater number of prior substance abuse episodes and military service were uniquely associated with a higher likelihood of suicide risk for White and not Black clients. While bivariable comparisons and race-specific analyses suggested potential differences by race in some of the correlates of suicide risk, we found no evidence of statistically significant between-group effects in our multivariable model with added interactions terms. These non-significant interactions between race and risk factors for suicide may be the result of the clinician-rated measures we used or driven by our use of a treatment-engaged sample. Risk factors in the absence of treatment could present differently, particularly given disparities in behavioral health treatment utilization between Black and White populations [35,36,37].

Even in the presence of shared risk factors, prior research on culture and suicide reinforce the reality that suicide risk involves a complex interaction between cultural forces, informal social networks, personal situations, and predispositions [83,84,85,86]. As such, treatment services or interventions should not exist in a vacuum. Our findings do not negate the importance of providers and criminal-legal personnel incorporating knowledge on group-specific dimensions for suicide risk into programming for adults with criminal-legal involvement to yield more inclusive approaches to treatment services and interventions [87,88,89]. Understanding both cultural variations and shared factors in risk management of suicide may enhance therapeutic relationships and inform risk evaluations for high-needs populations [90, 91]. Adults with behavioral health conditions in criminal-legal systems have multifaceted needs that require more comprehensive services and individualized responses to each client’s circumstance [92]. Positive psychiatric and community functioning outcomes resulting from diverting individuals with behavioral health disorders away from criminal-legal systems are relatively well-documented [93,94,95]. In the absence of diversion, providing timely linkages upon release from incarceration to affordable behavioral health treatments are essential to psychiatric rehabilitation and community reintegration [96, 97]. Yet, criminal-legal contacts that are influenced by bias, racism, and discrimination contribute to diminished utilization of services and fragmented episodes of care for Black persons in criminal-legal populations.

It is also crucial to remember that the sample of people with behavioral health disorders examined in this study were referred by someone in the criminal-legal system where research nationally shows Black people experiencing harsher punishments across nearly every encounter [98]. Recovery Works is one of the first statewide, client centered recovery models that offers access to a mix of clinical and wraparound support services through referrals and an integrated system of care for felony-level adults. Investigations into how clients are referred and connected to needed care and where racial disparities might exist in referrals are critically important and are being examined through a separate scope of work. However, the administrative data from this novel program have allowed us to advance the literature by examining the race-specific correlates of suicide risk for adults with criminal-legal involvement seeking behavioral health treatment in the community.

As noted above, the Recovery Works program represents a recovery-oriented system of care, which is based on the Substance Abuse Mental Health Services Administration’s (SAMHSA) conceptualization of recovery. Designated providers employ client-centered techniques (e.g., motivational interviewing, trauma-informed care, harm reduction strategies) in developing and assessing a client’s recovery plan. Research on the effects of these approaches suggest improvements in treatment outcomes across diverse clinical settings [99,100,101], including suicide risk [102, 103]. Suicidality and traumatic stress co-occur in criminal-legal populations [104, 105], which underscores the need for incorporating client-centered principles—such as trauma-informed care—into the evaluation and management of suicide risk. Yet, research on the effect of Recovery Works’ components and content of services on criminal-legal populations who are at risk for suicide—with attention to cultural variations in suicide risk—is needed. This might include assessing the trainings and procedures that prospective agencies undergo to become designated treatment providers or obtaining data on the attributes of providers (e.g., specific provider qualifications, program standards, target population, provided services). Relatedly, behavioral health assessments at the start of an episode of care influence service provision. The accuracy of assessments by clinicians represents an important research avenue to address disparities in need and access.

Limitations

The results should be interpreted with limitations in mind. First, the cross-sectional design of this study limited our ability to establish temporal order or infer causal relationships. Second, the nature of the study limited us to utilizing administrative data collected by DMHA-certified providers, which prevented us from collecting data on referral sources, provider characteristics, and individual-and structural-level risk and protective factors that may have directly or indirectly predicted suicide risk (e.g., personality traits, disabilities, experiences related to victimization and trauma, access to firearms, community disadvantage, quality of service delivery). Relatedly, a single item of clinician-rated suicide risk may not have adequately measured the construct compared to a self-report, multi-item scale. Studies using similar, single item measures of suicide risk from larger inventories, however, were found to be valid [77, 106, 107]. Third, we obtained data representing a large, community-based sample of adults with criminal-legal contact who engaged in behavioral health treatment through a single statewide funding program. Future research should examine similar research questions in other jurisdictions to determine the generalizability of the findings.

Limitations notwithstanding, our study improves on prior research in several respects. We implemented race-specific analyses to explicitly examine potential differences in suicide risk across White and Black adults with criminal-legal involvement, which is a critical step to identifying and targeting interventions toward at-risk individuals who are involved in the criminal-legal system and safely managing those at greatest risk for suicide. We also modeled and adjusted for co-occurring substance use and mental health disorders, which has been understudied in the field. Given the prevalence of comorbidities in the criminal-legal system, models that account for this risk factor may achieve more accurate results. Finally, this study involved a unique sample: a large, community-based sample of adults with criminal-legal contact who engaged in behavioral health treatment (N = 16,849), which is considerably larger and more representative than previous studies in this population [22, 42].

Our results provide several directions for future research. This investigation to our knowledge contributes to a limited body of knowledge that examines the racial differences in suicide risk among a community-based sample of felony-level adults with behavioral health disorders in the criminal-legal system; replication and further research is needed. Our study suggested factors precipitating clinician-rated suicide risk did not vary across race. The role of risk and protective factors on suicide risk may differ as a function of the operationalization of measures, the sample, and the criminal-legal setting. The evolving sociopolitical climate around race and the criminal-legal system also underscores the need for continued dialogue and research on how justice involvement might amplify suicide risk. Lastly, we note the important overlaps between criminal-legal involvement, suicide risk, and the current opioid epidemic in the United States. There have been a number of changes in how local law enforcement agencies have addressed substance use [108], and there have been increases in opioid-related overdose deaths [109] and impairments with community functioning [110] among Black individuals, in particular. Unfortunately, this cross-sectional baseline study only assessed crude measures of substance use and could not examine comprehensive treatment-or recovery-oriented measures. Future research should integrate robust measures of self-reported primary drug use or objective drug test results which would provide a deeper understanding of how drug use influences suicide risk in criminal-legal populations.

Conclusion

Risk and protective factors for suicide in the general population are well-documented, but there is limited evidence on how important these factors are within criminal-legal populations in general and behavioral health populations in a criminal-legal system context in particular. The current findings suggest that adults with behavioral health disorders and recent criminal-legal system contact experience similar risk factors for suicide as the general population. Black individuals, in particular, are at lower risk for suicide overall. Contrary to prior research demonstrating racial differences in correlates of suicide risk, the current study revealed similarities in correlates of suicide risk across Black and White adults in criminal-legal systems. However, it remains to be seen whether these findings generalize to other jurisdictions and other behavioral health populations in criminal-legal systems. Future research and replications should address the limitations noted in this study. Given documented racial disparities in behavioral health services and criminal-legal systems, research that integrates shared risk factors and known culture-specific influences on suicide risk may advance suicide prevention efforts.

Availability of data and materials

The measures section provides references to where all materials used in this article can be obtained from. The analysis script for the present research can be obtained from the authors upon request.

Notes

  1. Communimetrics represents a communication theory of measurement in human service settings. Ease of interpretation and utility underscore design and selection of communimetric measures, without compromising replicability and accuracy. The primary reason to measure within a communimetrics approach is to better assist providers in the translation of assessment information into practical service planning for their clients [111].

  2. Percent missing of each covariate: 4.02% for diagnosis, 0.59% for criminogenic risk, and 0.04% for age. All other covariates had no missing data.

  3. Scale scores were prorated by averaging the nonmissing items for cases that had no more than 20% of the item responses missing within each ANSA domain [112]. The life functioning domain had 96.4% of complete data, and 100% of cases were scoreable. The strengths domain had 95.8% of complete data, and 100% of cases were scoreable. The criminogenic risk domain had 99.4% of complete data, and 99.4% of cases were scoreable. The remaining domains had 100% of complete data, thus, 100% of cases were scoreable.

Abbreviations

DSM-IV:

The fourth edition of the Diagnostic and Statistical Manual of Mental Disorders

IDOC:

Indiana Department of Correction

FSSA:

Family and Social Services Administration

DMHA:

Division of Mental Health and Addiction

DARMHA:

Data Assessment Registry Mental Health and Addiction

ANSA:

Adult Needs and Strengths Assessment

CI:

Confidence interval

DSM-5:

The fifth edition of the Diagnostic and Statistical Manual of Mental Disorders

ICD-10:

The tenth revision of the International Classification of Diseases

SAMHSA:

Substance Abuse Mental Health Services Administration

OR:

Odds ratio

SE :

Standard error

M :

Mean

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Acknowledgements

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Funding

This work was funded by the Indiana Division of Mental Health and Addiction. EL and BR received funding to complete this work. The findings and conclusions expressed herein are solely those of the authors and do not necessarily represent the views or opinions of the Division of Mental Health and Addiction or the State of Indiana.

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Each author contributed significantly to the work. SL and EL designed the study, analyzed the data, and drafted the manuscript. BR contributed to the interpretation of the findings and manuscript editing. All authors read and approved the final manuscript.

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Correspondence to Spencer G. Lawson.

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This research study was conducted retrospectively from data obtained for clinical purposes. The study was approved by the Institutional Review Board (IRB) of Indiana University and George Mason University through expedited review with the requirement for informed consent waived (Reviewing IRB Study Number 1605873609 and Relying Site Study Number 1652680–1). These data were collected as part of evaluation activities, and analyses were conducted using an anonymized dataset.

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Lawson, S.G., Lowder, E.M. & Ray, B. Correlates of suicide risk among Black and White adults with behavioral health disorders in criminal-legal systems. BMC Psychiatry 22, 163 (2022). https://doi.org/10.1186/s12888-022-03803-8

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