Skip to main content

Advertisement

Log in

Psychomorphospace—From Biology to Perception, and Back: Towards an Integrated Quantification of Facial Form Variation

  • Published:
Biological Theory Aims and scope Submit manuscript

Abstract

Several disciplines share an interest in the evolutionary selection pressures that shaped human physical functioning and appearance, psyche, and behavior. The methodologies invoked from the disciplines studying these domains are often based on different rhetorics, and hence may conflict. Progress in one field is thereby hampered from effective transfer to others. Topics at the intersection of anthropometry and psychometry, such as the impact of sexual selection on the hominin face, are a typical example. Since the underlying (evolutionary) theory explicitly places facial form in the middle of a causal chain as the mediating variable between biological causes and psychological effects, a particularly convenient conceptual and analytic scenario arises as follows. Modern morphometrics allows analysis of shape both “backwards” (by regressions on biology) and “forwards” (via predictions of psychology). The two computations are commensurate, hence the two kinds of effects can be compared and evaluated as directions in the same morphospace. We suggest translating the morphometric methodology of “Darwinian aesthetics” into this space, where psychological and other processes of interest can be coded commensurately. Such a translation permits researchers to relate the effects of biological processes on form to the perceptions of the same processes in one unified “psychomorphospace.”

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Bookstein FL (1991) Morphometric Tools for Landmark Data: Geometry and Biology. New York: Cambridge University Press.

    Google Scholar 

  • Bookstein FL (1996) Biometrics, biomathematics and the morphometric synthesis. Bulletin of Mathematical Biology 58: 313–365.

    Article  Google Scholar 

  • Bookstein FL, Gunz P, Mitteroecker P, Prossinger H, Schaefer K, Seidler H (2003) Cranial integration in homo: Singular warps analysis of the midsagittal plane in ontogeny and evolution. Journal of Human Evolution 44: 167–187.

    Article  Google Scholar 

  • Bookstein FL, Schaefer K, Prossinger H, Seidler H, Fieder M, Stringer C, Weber GW, Arsuaga J-L, Slice DE, James Rohlf F, Recheis W, Mariam AJ, Marcus LF (1999) Comparing frontal cranial profiles in archaic and modern homo by morphometric analysis. The Anatomical Record—The New Anatomist 257: 217–224.

    Google Scholar 

  • Boothroyd LG, Jones BC, Burt DM, DeBruine LM, Perrett DI (2008) Facial correlates of sociosexuality. Evolution and Human Behavior 29: 211–218.

    Article  Google Scholar 

  • Cornwell RE, Boothroyd L, Burt DM, Feinberg DR, Jones BC, Little AC, Pitman R, Whiten S, Perrett DI (2004) Concordant preferences for opposite-sex signals? Human pheromones and facial characteristics. Proceedings of the Royal Society B: Biological Sciences 271: 635–640.

    Article  Google Scholar 

  • DeBruine LM, Jones BC, Little AC, Boothroyd LG, Perrett DI, Penton-Voak IS, Cooper PA, Penke L, Feinberg DR, Tiddeman BP (2006) Correlated preferences for facial masculinity and ideal or actual partner’s masculinity. Proceedings of the Royal Society B: Biological Sciences 273: 1355–1360.

    Article  Google Scholar 

  • Dryden IL, Mardia KV (1993) Multivariate shape analysis. Sankya 55: 460–480.

    Google Scholar 

  • Dryden IL, Mardia KV (1998) Statistical Shape Analysis. Chichester, UK: Wiley.

    Google Scholar 

  • Enlow DH, Hans MG (1996) Essentials of Facial Growth. Philadelphia: Saunders.

    Google Scholar 

  • Feinberg DR, Jones BC, Law Smith MJ, Moore FR, DeBruine LM, Cornwell RE, Hillier SG, Perrett DI (2006) Menstrual cycle, trait estrogen level, and masculinity preferences in the human voice. Hormones and Behavior 49: 215–222.

    Article  Google Scholar 

  • Fink B, Grammer K, Mitteroecker P, Gunz P, Schaefer K, Bookstein FL, Manning JT (2005) Second to fourth digit ratio and face shape. Proceedings of the Royal Society B 272: 1995–2001.

    Article  Google Scholar 

  • Folstad I, Karter AJ (1992) Parasites, bright males, and the immunocompetence handicap. American Naturalist 139: 603–622.

    Article  Google Scholar 

  • Gangestad SW (2000) Human sexual selection, good genes, and special design. Annals of the New York Academy of the Sciences 907: 50–61.

    Article  Google Scholar 

  • Gangestad SW, Simpson JA (2000) On the evolutionary psychology of human mating: Trade-offs and strategic pluralism. Behavioral and Brain Sciences 23: 573–587.

    Article  Google Scholar 

  • Good P (2000) Permutation Tests: A Practical Guide to Resampling Methods for Testing Hypotheses. New York: Springer.

    Book  Google Scholar 

  • Goodall CR (1991) Procrustes methods and the statistical analysis of shape. Journal of the Royal Statistical Society B 53: 285–340.

    Google Scholar 

  • Gower JC (1975) Generalized Procrustes analysis. Psychometrika 40: 33–51.

    Article  Google Scholar 

  • Grammer K, Fink B, Møller AP, Thornhill R (2003) Darwinian aesthetics: Sexual selection and the biology of beauty. Biological Reviews of the Cambridge Philosophical Society 78: 385–407.

    Article  Google Scholar 

  • Gunz P, Bookstein FL, Mitteroecker P, Stadlmayr A, Seidler H, Weber GW (2009) Early modern human diversity suggests subdivided population structure and a complex out-of-Africa scenario. Proceedings of the National Academy of Sciences USA 106: 6094–6098.

    Article  Google Scholar 

  • Johnston VS, Hagel R, Franklin M, Fink B, Grammer K (2001) Male facial attractiveness: Evidence for hormone-mediated adaptive design. Evolution and Human Behavior 22: 251–267.

    Article  Google Scholar 

  • Jones BC, DeBruine LM, Perrett DI, Little AC, Feinberg DR, Law Smith MJ (2008) Effects of menstrual cycle phase on face preferences. Archives of Sexual Behavior 37: 78–84.

    Article  Google Scholar 

  • Kent JT (1994) The complex Bingham distribution and shape analysis. Journal of the Royal Statistical Society B 56: 285–299.

    Google Scholar 

  • Klein SL (2000) The effects of hormones on sex differences in infection: From genes to behavior. Neuroscience and Biobehavioral Reviews 4: 627–638.

    Article  Google Scholar 

  • Komori M, Kawamura S, Ishihara S (2009a) Averageness orsymmetry: Which is more important for facial attractiveness? Acta Psychologica 131: 136–140.

    Article  Google Scholar 

  • Komori M, Kawamura S, Ishihara S (2009b) Effect of averageness and sexual dimorphism on the judgment of facial attractiveness. Vision Research 49: 862–869.

    Article  Google Scholar 

  • Kraemer S (2000) The fragile male. British Medical Journal 321: 1609–1612.

    Article  Google Scholar 

  • Little AC, Jones BC, DeBruine LM (2008) Preferences for variation in masculinity in real male faces change across the menstrual cycle: Women prefer more masculine faces when they are more fertile. Personality and Individual Differences 45: 478–482.

    Article  Google Scholar 

  • Lutchmaya S, Baron-Cohen S, Raggatt P, Knickmeyer R, Manning JT (2004) 2nd to 4th digit ratios, fetal testosterone and estradiol. Early Human Development 77: 23–28.

    Article  Google Scholar 

  • Manning JT, Scutt D, Wilson J, Lewis-Jones DI (1998) The ratio of 2nd to 4th digit length: A predictor of sperm numbers and concentrations of testosterone, luteinizing hormone and oestrogen. Human Reproduction 13: 3000–3004.

    Article  Google Scholar 

  • Marcus LF, Corti M, Loy A, Naylor GJP, Slice DE (1996) Advances in Morphometrics. New York: Plenum Press.

    Book  Google Scholar 

  • Meyer DA, Quong MW (1999) The bio-logic of facial geometry. Nature 397: 661–662.

    Article  Google Scholar 

  • Mitteroecker P, Gunz P, Bernhard M, Schaefer K, Bookstein FL (2004) Comparison of cranial ontogenetic trajectories among great apes and humans. Journal of Human Evolution 46: 679–698.

    Article  Google Scholar 

  • Mitteroecker P, Gunz P, Bookstein FL (2005) Heterochrony and geometric morphometrics: A comparison of cranial growth in Pan paniscus versus Pan troglodytes. Evolution and Development 7: 244–258.

    Article  Google Scholar 

  • Neave N, Laing S, Fink B, Manning JT (2003) Second to fourth digit ratio, testosterone and perceived male dominance. Proceedings of the Royal Society B 270: 2167–2172.

    Article  Google Scholar 

  • O’Higgins P (2000) The study of morphological variation in the hominid fossil record: Biology, landmarks and geometry. Journal of Anatomy 197: 103–120.

    Article  Google Scholar 

  • O’Higgins P, Bastir M, Kupczik K (2006) Shaping the human face. International Congress Series 1296: 55–73.

    Article  Google Scholar 

  • O’Higgins P, Collard M (2002) Sexual dimorphism and facial growth in papionin monkeys. Journal of Zoology 257: 255–272.

    Article  Google Scholar 

  • O’Higgins P, Jones N (1998) Facial growth in Cercocebus torquatus: An application of three-dimensional geometric morphometric techniques to the study of morphological variation. Journal of Anatomy 193: 251–272.

    Article  Google Scholar 

  • Penton-Voak IS, Chen JY (2004) High salivary testosterone is linked to masculine male facial appearance in humans. Evolution and Human Behavior 25: 229–241.

    Article  Google Scholar 

  • Penton-Voak IS, Perrett DI (2000) Female preference for male faces changes cyclically: Further evidence. Evolution and Human Behavior 21: 39–48.

    Article  Google Scholar 

  • Perrett DI, Lee KJ, Penton-Voak I, Rowland D, Yoshikawa S, Burt DM, Henzi SP, Castles DL, Akamatsu S (1998) Effects of sexual dimorphism on facial attractiveness. Nature 394: 884–887.

    Article  Google Scholar 

  • Perrett DI, May KA, Yoshikowa S (1994) Facial shape and judgements of female attractiveness. Nature 368: 239–242.

    Article  Google Scholar 

  • Peters M, Simmons LW, Rhodes G (2009) Preferences across the menstrual cycle for masculinity and symmetry in photographs of male faces and bodies. PLoS ONE 4(1) e4138.

    Article  Google Scholar 

  • Potter T, Corneille O (2008) Locating attractiveness in the face space: Faces are more attractive when closer to their group prototype. Psychonomic Bulletin and Review 15: 615–622.

    Article  Google Scholar 

  • Rohlf FJ (1999) Shape statistics: Procrustes superimpositions and tangent spaces. Journal of Classification 16: 197–223.

    Article  Google Scholar 

  • Rohlf FJ (2000) Statistical power comparisons among alternative morphometric methods. American Journal of Physical Anthropology 111: 463–478.

    Article  Google Scholar 

  • Rohlf FJ (2003) Bias and error in estimates of mean shape in geometric morphometrics. Journal of Human Evolution 44: 665–683.

    Article  Google Scholar 

  • Rohlf FJ, Marcus LF (1993) A revolution in morphometrics. Trends in Ecology and Evolution 8: 129–132.

    Article  Google Scholar 

  • Rohlf FJ, Slice DE (1990) Extensions of the Procrustes method for the optimal superimposition of landmarks. Systematic Zoology 39: 40–59.

    Article  Google Scholar 

  • Schaefer K, Bookstein FL (in press) Does geometric morphometrics serve the needs of plasticity research? Journal of Biosciences 34(1).

  • Schaefer K, Fink B, Grammer K, Mitteroecker P, Gunz P, Bookstein FL (2006a) Female appearance: Facial and bodily attractiveness as shape. Psychological Science 48: 187–204.

    Google Scholar 

  • Schaefer K, Fink B, Mitteroecker P, Neave N, Bookstein FL (2005) Visualizing facial shape regression upon 2nd to 4th digit ratio and testosterone. Collegium Antropologicum 29: 415–419.

    Google Scholar 

  • Schaefer K, Lauc T, Mitteroecker P, Gunz P, Bookstein FL (2006b) Dental arch asymmetry in an isolated Adriatic community. American Journal of Physical Anthropology 129: 132–142.

    Article  Google Scholar 

  • Schaefer K, Mitteroecker P, Gunz P, Bernhard M, Bookstein FL (2004) Craniofacial sexual dimorphism patterns and allometry among extant hominids. Annals of Anatomy 186: 471–478.

    Article  Google Scholar 

  • Scheyd GJ, Garver-Apgar CE, Gangestad SW (2008) Physical attractiveness: Signals of phenotypic quality and beyond. In: Foundations of Evolutionary Psychology (Crawford C, Krebs D, eds), 239–259. Hillsdale, NJ: Erlbaum.

    Google Scholar 

  • Slice DE (2005) Modern morphometrics. In: Modern Morphometrics in Physical Anthropology (Slice DE, ed), 1–45. New York: Kluwer/Plenum.

    Chapter  Google Scholar 

  • Slice DE (2007) Geometric morphometrics. Annual Review of Anthropology 36: 261–281.

    Article  Google Scholar 

  • Strand Vidarsdottir U, O’Higgins P, Stringer C (2002) A geometric morphometric study of regional differences in the ontogeny of the modern human facial skeleton. Journal of Anatomy 201: 211–229.

    Article  Google Scholar 

  • Swaddle JP, Reierson GW (2002) Testosterone increases perceived dominance but not attractiveness in human males. Education Economics 269: 2285–2289.

    Google Scholar 

  • Symons D (1995) Beauty is in the adaptations of the beholder: The evolutionary psychology of human female sexual attractiveness. In: Sexual Nature, Sexual Culture (Abramson PR, Pinkerton SD, eds), 80–120. Chicago: University of Chicago Press.

    Google Scholar 

  • Thornhill R, Grammer K (1999) The body and face of woman: One ornament that signals quality? Evolution and Human Behavior 20: 105–120.

    Article  Google Scholar 

  • Thornhill R, Møller AP (1997) Developmental stability, disease and medicine. Biological Reviews of the Cambridge Philosophical Society 72: 497–548.

    Article  Google Scholar 

  • Tiddeman B, Burt M, Perrett D (2001) Prototyping and transforming facial textures for perception research. IEEE Computer Graphics and Applications 21(5): 42–50.

    Article  Google Scholar 

  • Weston EM, Friday AE, Johnstone RA, Schrenk F (2004) Wide faces or large canines? The attractive versus the aggressive primate. Proceedings of the Royal Society B 271(S6): 416–419.

    Article  Google Scholar 

  • Weston EM, Friday AA, Liò P (2007) Biometric evidence that sexual selection has shaped the hominin face. PloS ONE 2(6): e710.

    Article  Google Scholar 

  • Windhager S, Slice DE, Schaefer K, Oberzaucher E, Thorstensen T, Grammer K (2008) Face to face: The perception of automotive designs. Human Nature 19: 331–346.

    Article  Google Scholar 

  • Zahavi A, Zahavi A (1997) The Handicap Principle: A Missing Piece of Darwin’s Puzzle. Oxford: Oxford University Press.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Katrin Schaefer.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Schaefer, K., Mitteroecker, P., Fink, B. et al. Psychomorphospace—From Biology to Perception, and Back: Towards an Integrated Quantification of Facial Form Variation. Biol Theory 4, 98–106 (2009). https://doi.org/10.1162/biot.2009.4.1.98

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1162/biot.2009.4.1.98

Keywords

Navigation