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Proceedings of the American Mathematical Society

Published by the American Mathematical Society since 1950, Proceedings of the American Mathematical Society is devoted to shorter research articles in all areas of pure and applied mathematics.

ISSN 1088-6826 (online) ISSN 0002-9939 (print)

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Inequivalent measures of noncompactness and the radius of the essential spectrum
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by John Mallet-Paret and Roger D. Nussbaum PDF
Proc. Amer. Math. Soc. 139 (2011), 917-930 Request permission

Abstract:

The Kuratowski measure of noncompactness $\alpha$ on an infinite dimensional Banach space $(X,\|\cdot \|)$ assigns to each bounded set $S$ in $X$ a nonnegative real number $\alpha (S)$ by the formula \[ \begin {aligned} \alpha (S)= & \inf \{\delta >0 \mid S=\textstyle {\bigcup ^n_{i=1}} S_i \hbox { for some }S_i\\ & \hbox {with }\textrm {diam}(S_i)\leq \delta ,\hbox { for }1\le i\le n<\infty \}. \end {aligned} \] In general a map $\beta$ which assigns to each bounded set $S$ in $X$ a nonnegative real number and which shares most of the properties of $\alpha$ is called a homogeneous measure of noncompactness or homogeneous MNC. Two homogeneous MNC’s $\beta$ and $\gamma$ on $X$ are called equivalent if there exist positive constants $b$ and $c$ with $b\beta (S)\leq \gamma (S)\leq c\beta (S)$ for all bounded sets $S\subset X$. There are many results which prove the equivalence of various homogeneous MNC’s. Working with $X=\ell ^p (\mathbb {N})$ where $1\leq p\leq \infty$, we give the first examples of homogeneous MNC’s which are not equivalent.

Further, if $X$ is any complex, infinite dimensional Banach space and $L:X\rightarrow X$ is a bounded linear map, one can define $\rho (L)=\sup \{|\lambda | \mid \lambda \in \textrm {ess}(L)\}$, where $\textrm {ess}(L)$ denotes the essential spectrum of $L$. One can also define \[ \beta (L)=\inf \{\lambda >0 \mid \beta (LS) \le \lambda \beta (S)\hbox { for every }S\in {\mathcal {B}(X)}\}. \] The formula $\rho (L)=\displaystyle {\lim _{m\rightarrow \infty }} \beta (L^m)^{1/m}$ is known to be true if $\beta$ is equivalent to $\alpha$, the Kuratowski MNC; however, as we show, it is in general false for MNC’s which are not equivalent to $\alpha$. On the other hand, if $B$ denotes the unit ball in $X$ and $\beta$ is any homogeneous MNC, we prove that \[ \rho (L)=\limsup _{m\to \infty }\beta (L^mB)^{1/m} =\inf \{\lambda >0 \mid \lim _{m\to \infty } \lambda ^{-m} \beta (L^mB)=0\}. \]

Our motivation for this study comes from questions concerning eigenvectors of linear and nonlinear cone-preserving maps.

References
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Additional Information
  • John Mallet-Paret
  • Affiliation: Division of Applied Mathematics, Brown University, Providence, Rhode Island 02912
  • Email: jmp@dam.brown.edu
  • Roger D. Nussbaum
  • Affiliation: Department of Mathematics, Rutgers University, Piscataway, New Jersey 08854
  • MR Author ID: 132680
  • Email: nussbaum@math.rutgers.edu
  • Received by editor(s): September 21, 2009
  • Received by editor(s) in revised form: January 16, 2010
  • Published electronically: October 29, 2010
  • Additional Notes: The first author was partially supported by NSF Grant DMS-0500674
    The second author was partially supported by NSF Grant DMS-0701171
  • Communicated by: Nigel J. Kalton
  • © Copyright 2010 American Mathematical Society
    The copyright for this article reverts to public domain 28 years after publication.
  • Journal: Proc. Amer. Math. Soc. 139 (2011), 917-930
  • MSC (2010): Primary 47H08, 46B20; Secondary 46B25, 46B45, 47A10, 47H10
  • DOI: https://doi.org/10.1090/S0002-9939-2010-10511-7
  • MathSciNet review: 2745644