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Adaptive planning strategy for high dose rate prostate brachytherapy—a simulation study on needle positioning errors

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Published 23 February 2016 © 2016 Institute of Physics and Engineering in Medicine
, , Citation M Borot de Battisti et al 2016 Phys. Med. Biol. 61 2177 DOI 10.1088/0031-9155/61/5/2177

0031-9155/61/5/2177

Abstract

The development of magnetic resonance (MR) guided high dose rate (HDR) brachytherapy for prostate cancer has gained increasing interest for delivering a high tumor dose safely in a single fraction. To support needle placement in the limited workspace inside the closed-bore MRI, a single-needle MR-compatible robot is currently under development at the University Medical Center Utrecht (UMCU). This robotic device taps the needle in a divergent way from a single rotation point into the prostate. With this setup, it is warranted to deliver the irradiation dose by successive insertions of the needle. Although robot-assisted needle placement is expected to be more accurate than manual template-guided insertion, needle positioning errors may occur and are likely to modify the pre-planned dose distribution.

In this paper, we propose a dose plan adaptation strategy for HDR prostate brachytherapy with feedback on the needle position: a dose plan is made at the beginning of the interventional procedure and updated after each needle insertion in order to compensate for possible needle positioning errors. The introduced procedure can be used with the single needle MR-compatible robot developed at the UMCU. The proposed feedback strategy was tested by simulating complete HDR procedures with and without feedback on eight patients with different numbers of needle insertions (varying from 4 to 12). In $97\%$ of the cases tested, the number of clinically acceptable plans obtained at the end of the procedure was larger with feedback compared to the situation without feedback. Furthermore, the computation time of the feedback between each insertion was below 100 s which makes it eligible for intra-operative use.

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1. Introduction

Whole-gland low dose rate (LDR) brachytherapy is often implemented in patients with favorable risk prostate cancer since it is a minimally invasive procedure with good long-term clinical outcomes (Zelefsky et al 2007, Henry et al 2010, Hinnen et al 2010). However, toxicity such as acute urinary retention remains a concern with this treatment modality (Stone and Stock 2002, Roeloffzen et al 2011). To reduce toxicity in patients with localized prostate carcinoma, focal treatment has gained increasing interest as an alternative to whole-gland therapy. This may be achieved with focal high dose rate (HDR) brachytherapy (Banerjee et al 2015).

Focal-HDR brachytherapy requires high precision of tumor localization, organs at risk (OARs) localization and dose delivery in order to deliver the high tumor dose safely in a single fraction. In the current practice at the University Medical Center Utrecht (UMCU), needles are manually inserted under transrectal ultrasound (US) guidance, in a parallel configuration based on a template grid, while needle reconstruction, dose planning and needle position verification are assessed using magnetic resonance imaging (MRI). This procedure is not optimal since the use of two imaging modalities, US for needle insertion and afterwards MRI for final needle reconstruction, is time consuming. Furthermore, the US-guided manual insertion of needles leads to suboptimal configurations due to prostate deformations and swelling. As a consequence, the US-based implant configuration may be less optimal when reconstructed using MRI. Therefore, a complete MR-guided focal-HDR procedure is under investigation. For optimal MR guidance during therapy, MR-guided needle insertion is required. This is currently impossible due to space restrictions in a closed-bore MR system.

To support needle placement in the limited workspace inside the closed-bore MRI system, MR-compatible robotic devices are being developed at several institutes (Podder et al 2014); Fischer et al (2007), (2008) and DiMaio et al (2007) have designed robotic assistants for transperineal prostate needle placement. At the UMCU, a single needle robotic device is currently under development. This robotic device is placed between the legs of the patient inside the MR bore and can automatically insert, under MR guidance, the needle into the prostate (Van den Bosch et al 2010). A tapping mechanism is used for needle insertion to restrict prostate movement and tissue deformation (Lagerburg et al 2006). Furthermore, the needle is inserted under different angles in a divergent way, from a single rotation point. This rotation point is placed just beneath the perineal skin to have access to the whole gland. Irradiation dose by successive insertions of the needle. Recently, a fast optimization planning method was proposed for this setup (Borot de Battisti et al 2015).

However, two major events are likely to modify the pre-planned dose distribution during the interventional process.

  • Event 1: needle deviations. Although the robot-assisted needle placement for HDR brachytherapy is expected to be more accurate than the manual template-guided needle placement, some errors in needle positioning may persist; Strassmann et al (2011) showed that the average needle positioning accuracy for the robot-assisted method on a prostate model was $1.8\pm 0.6$ mm.
  • Event 2: unpredictable anatomy modifications. Swelling, displacement (Stone et al 2002) or rotation (Lagerburg et al 2005) of the prostate (related to the trauma caused by the needle insertion) or intra-procedural changes in rectum or bladder filling can cause anatomical modifications during the intervention. As an example, Lagerburg et al (2005) showed that the needle insertion could cause a prostate rotation up to ${{13.8}^{\circ}}$ .

Needle deviations or anatomy modifications during treatment can lead to dramatic changes in dose distribution. With feedback on needle position and anatomy, it is possible to optimize and update the irradiation dose after each needle insertion.

This paper aims to take a step towards MR-guided dose-adaptive focal-HDR brachytherapy. A dose plan adaptation strategy is proposed to address the first aforementioned step (Event 1): a dose plan is made at the beginning of the interventional procedure and updated after each needle insertion to compensate for possible needle deviations. The proposed feedback strategy was evaluated by simulating complete single fraction HDR brachytherapy on eight patients with different numbers of needle insertions (varying from 4 to 12).

2. Methods

The aim of focal single fraction prostate HDR brachytherapy is to obtain the prescribed dose in the complete planning target value (PTV) without exceeding the constraints of the organs at risk. At the UMCU, a dose plan is considered clinically acceptable when:

Equation (1)

Equation (2)

Equation (3)

Equation (4)

where ${{D}_{95\%~\text{PTV}}}$ , ${{D}_{10\%~\text{Ur}}}$ , ${{D}_{1~\text{cc}~\text{Rec}}}$ and ${{D}_{1~\text{cc}~\text{Bl}}}$ are the dose received by $95\%$ of the PTV, by $10\%$ of the urethra and by $1~\text{cc}$ of the rectum and bladder respectively. $D_{95\%~\text{PTV}}^{\text{min}}$ , $D_{10\%~\text{Ur}}^{\text{max}}$ , $D_{1~\text{cc}~\text{Rec}}^{\text{max}}$ and $D_{1~\text{cc}~\text{Bl}}^{\text{max}}$ correspond to the minimal accepted value of ${{D}_{95\%~\text{PTV}}}$ and the maximal accepted value of ${{D}_{10\%~\text{Ur}}}$ , ${{D}_{1~\text{cc}~\text{Rec}}}$ and ${{D}_{1~\text{cc}~\text{Bl}}}$ in order to obtain a clinically acceptable and optimal dose plan.

In this manuscript, we propose a dose plan adaptation strategy with feedback on the needle position. The proposed strategy is based on the re-optimization of the dose plan after each needle insertion. The question is: how to deliver a clinically acceptable dose distribution knowing that we may have needle position deviations? For that, a feedback strategy is proposed which aims to determine the dose plan including the determination of the center of rotation of the setup, the position of the needle tracks, the dwell positions and the dwell times. An initial dose plan is calculated at the beginning of the procedure. Subsequently, the dose plan is adjusted after each needle insertion.

To achieve a re-optimization strategy, the following tasks are proposed (see figure 1).

  • Task 1. At the beginning of the treatment, the initial dose plan for a given number of needle insertions ${{N}_{\text{needle}}}$ is determined. This corresponds to the dose plan in case no needle deviations occur during treatment.
  • Task 2. In general, the needle must follow several tracks to complete the treatment. The user selects the first, or next, needle track to be placed and delivered.
  • Task 3. After selection of the needle track, the needle is inserted. An error in needle positioning may occur during insertion.
  • Task 4. The position of the needle is measured. At this point, the needle has been placed without insertion of the source.
  • Task 5. A re-optimization of the dose plan is performed considering the deviation of the inserted needle. Consequently, (1) the angulation, dwell positions and times of the remaining needle tracks and (2) the dwell positions and times corresponding to the inserted needle are updated.
  • Task 6. The source is inserted in the needle following the updated dose plan. After irradiation, the needle is retracted.
  • Task 7. As long as the complete dose plan is not delivered, Tasks 2–6 are repeated (the dose plan and the sequence of insertion are updated at each iteration).
Figure 1.

Figure 1. Schematic of the dose plan adaptation strategy with feedback on the needle deviation.

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The different tasks can be separated into two categories: optimization tasks (i.e. Tasks 1 and 5, represented by the blue rectangles in figure 1) and interventional tasks (i.e. Tasks 2–4 and 6, represented by the yellow ovals in figure 1). In this study, we will focus on the optimization tasks, i.e. Tasks 1 and 5, and simulate the interventional tasks.

To clarify the benefits of the proposed method on the overall results, the anatomy of the patient (which is delineated before Task 1) is supposed to remain constant throughout the procedure in order to exclude possible artifacts and uncertainties of image registration or dose accumulations. Therefore, only needle positioning errors are taken into account in the scope of this study. The manual needle track selection of Task 2 is simulated according to a well defined strategic intent to place and deliver the needle tracks which may have the most negative impact on dose quality first (this needle track is referred to as 'the most sensitive needle track' in this manuscript), such that re-optimization of the subsequent needles has the best possibility to compensate for needle placement errors. Furthermore, needle tracks are supposed to be straight (no bending of the needle) and the errors in needle positioning will be approximated by an angulation error (the depth of the needle and the center of rotation are according to the initial dose plan in Task 1).

2.1. Assessment of the quality of the dose plan

Throughout Task 1 and Task 5, there is the requirement to select automatically the best dose plan among several others. Therefore the quality of a dose plan must be quantified. For that, the energy E proposed by Borot de Battisti et al (2015) defined as:

Equation (5)

with:

Equation (6)

Equation (7)

Equation (8)

Equation (9)

is used. The parameters A, B, C and D represent the differences between the dose coverage parameters and the clinical constraints (set as input) of the PTV, the urethra, the rectum and the bladder, respectively. For example, if A is positive, the dose plan reached the clinical prescribed dose of the PTV. Conversely, if A is negative, the clinical prescribed dose of the PTV was not achieved. More precisely, the higher the value of A, the higher the dose coverage of the PTV becomes. Consequently, the minimum value over A, B, C and D in equation (5) corresponds to the 'worst' error in dose deposition between the different regions of interest (PTVs and OARs). E represents therefore the quality of the dose plan: the larger E is, the better the dose plan in terms of quality (if E  >  0 all clinical constraints are fulfilled, conversely if E  <  0 they are not).

2.2. Calculation of the initial dose plan (Task 1)

Let $\boldsymbol{r}_{{\text{rot}}}=\left({{x}_{\text{rot}}},{{y}_{\text{rot}}},{{z}_{\text{rot}}}\right)$ be the position of the center of rotation of the setup and $\left({{\theta}_{i}},{{\phi}_{i}}\right)$ be the angle of the ith needle track in the spherical coordinate system. In common practice of HDR brachytherapy, the distance $\Delta $ between the dwell positions along the needle is constant. Due to the finite size of the needle, the number ${{N}_{\text{source}}}$ of possible dwell positions of the source along the needle is limited. The dwell positions $\boldsymbol{r}_{k}^{i}\left(\boldsymbol{r}_{{\text{rot}}},{{\theta}_{i}},{{\phi}_{i}}\right),~k\in \left[1,{{N}_{\text{source}}}\right]$ of the ith needle insertion can then be expressed in the Cartesian coordinates as follows:

Equation (10)

To calculate the initial dose plan for a given number ${{N}_{\text{needle}}}$ of divergent needle insertions, the following parameters must be optimized.

  • The position of the center of rotation of the setup $\boldsymbol{r}_{{\text{rot}}}$ .
  • The angle of the ith needle track $\left({{\theta}_{i}},{{\phi}_{i}}\right)$ ($i\in \left[1,{{N}_{\text{needle}}}\right]$ ).
  • The dwell time $t_{k}^{i}$ of the source position k of the ith needle track ($i\in \left[1,{{N}_{\text{needle}}}\right]$ and $k\in \left[1,{{N}_{\text{source}}}\right]$ ).

Borot de Battisti et al (2015) described a way to determine those parameters, but other methods can also be applied.

2.3. Simulating selection of the needle track (Task 2)

At Task 2, the needle that is about to be inserted is selected by the user. In our simulations, we try to mimic a strategic intent of the user to place the most sensitive needle track first, such that potential errors can still be compensated by the re-optimization of the subsequent needles. To determine the most sensitive needle track, a criterion that quantifies the impact of an inaccurate needle insertion on the dose plan quality is introduced. More precisely, the needle track chosen is the one that may have the most negative impact on the dose plan quality if a deviation occurs during insertion of the needle: inserting the needle into this track leaves the best possibility to compensate for needle placement error by re-optimizing the dose plan for the remaining needle tracks.

Practically, the most sensitive needle track can be selected using a stochastic approach based on simulations as follows.

For all remaining needle tracks i ($i\in \left[1;{{N}_{\text{tracks}}}\right]$ ):

  • (1)  
    Starting from the current dose plan, a random change of angulation of needle track i is simulated. A random angulation change modeled by a Gaussian distribution with a standard deviation of 0.015 rad was found to be a good representation of a typical insertion error (0.015 rad corresponds to a deviation of 3 mm at a distance of 200 mm from the center of rotation).
  • (2)  
    Without any re-optimization, the value of E corresponding to the resulting dose plan is calculated.
  • (3)  
    Steps (1) and (2) are repeated ${{N}_{\text{angle}}}$ times (with ${{N}_{\text{angle}}}$ an integer big enough to be statistically acceptable). After investigation, a typical value of ${{N}_{\text{angle}}}=100$ was found to be a good compromise between speed and accuracy.
  • (4)  
    The 5th percentiles (noted ${{E}_{5\%}}(i)$ ) of the values of E obtained in step (2) are calculated: this quantifies how potentially negative the impact of an inaccurate needle insertion in needle track i is on the dose plan quality.

The selected most sensitive needle track is therefore ${{i}_{\text{selected}}}$ such that:

Equation (11)

2.4. Re-optimization of the dose plan (Task 5)

At Task 5, the recently inserted needle underwent a potential deviation as compared to the targeted dose plan. A re-optimization of the remaining parameters (angles of the needle tracks and dwell times) is thus mandatory to compensate for this deviation and to achieve the clinical prescription. This section presents the method of re-optimization of these remaining parameters.

Supposing that the recently inserted needle is associated to the ${{N}_{\text{ins}}}$ th needle insertion (${{N}_{\text{ins}}}\leqslant {{N}_{\text{needle}}}$ ), the following parameters need to be re-optimized:

  • The angle of the remaining needle tracks ${{\left({{\theta}_{i}},{{\phi}_{i}}\right)}_{{{N}_{\text{ins}}}<i\leqslant {{N}_{\text{needle}}}}}$ .
  • The dwell times $\left(t_{k}^{i}\right)_{{{N}_{\text{ins}}}\leqslant i\leqslant {{N}_{\text{needle}}}}^{1\leqslant k\leqslant {{N}_{\text{source}}}}$ of the needle which has just been inserted ($i={{N}_{\text{ins}}}$ ) and the dwell times of the remaining needle tracks (${{N}_{\text{ins}}}<i\leqslant {{N}_{\text{needle}}}$ ).

Let $p=({{\theta}_{{{N}_{\text{ins}}}+1\cdots {{N}_{\text{needle}}}}},{{\phi}_{{{N}_{\text{ins}}}+1\cdots {{N}_{\text{needle}}}}},t_{1\cdots {{N}_{\text{source}}}}^{{{N}_{\text{ins}}}},\cdots,t_{1\cdots {{N}_{\text{source}}}}^{{{N}_{\text{needle}}}})$ be the vector containing the parameters of the setup to re-optimize and $\Omega $ its corresponding set of feasible solutions. According to the guidelines of AAPM Task Group No. 43 (Nath et al 1995, Rivard et al 2004), the dose $D(\boldsymbol{r},p)$ received at $\boldsymbol{r}$ can be expressed as the sum of the contribution of all source positions:

Equation (12)

where ${{D}_{\text{deliv}}}\left(\boldsymbol{r}\right)$ is the already delivered dose to the patient.

A way to determine the optimal parameters ${{p}_{\text{optimal}}}\in \Omega $ is to approach the dose to a given value ${{D}_{\text{opt}}}\left(\boldsymbol{r}\right)$ for all points $\boldsymbol{r}$ . The determination of ${{p}_{\text{optimal}}}$ is therefore a multi-objective optimization and can be determined by solving the following equations:

Equation (13)

where C(p) is the cost function and $\omega \left(\boldsymbol{r}\right)$ is a spatial weight function (the latter will be detailed in section 2.4.2).

The strategy for the resolution benefits from the linear impact of the dwell times on the deposited dose. If $\left({{\theta}_{{{N}_{\text{ins}}}+1\cdots {{N}_{\text{needle}}}}},{{\phi}_{{{N}_{\text{ins}}}+1\cdots {{N}_{\text{needle}}}}}\right)$ are fixed, the determination of $t_{k}^{i}$ reverts to solving a set of linear equations and it is thus feasible to find a direct and efficient solution. However, solving equation (13) for the variables of the needle positioning $\left({{\theta}_{{{N}_{\text{ins}}}+1\cdots {{N}_{\text{needle}}}}},{{\phi}_{{{N}_{\text{ins}}}+1\cdots {{N}_{\text{needle}}}}}\right)$ is highly non-convex and consequently difficult to overcome. The workflow of the dose plan re-optimization is depicted in figure 2. The proposed method relies on the determination of the optimal angulations of the remaining needle tracks which are deduced using heuristic searches (Task 5a) while the optimal dwell times are determined by the resolution of linear equations (Task 5b).

Figure 2.

Figure 2. Steps for the re-optimization of the dose plan (Task 5). This consists in first re-optimizing the needle track angulations (Task 5a), then the remaining dwell times (Task 5b).

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2.4.1. Re-optimization of the position of remaining needle positions (Task 5a).

In this section, the heuristic approach to re-optimize the remaining needle positions of the dose plan is described. We seek a uniform distribution in space of needle tracks that will cover the PTV without crossing the urethra.

For that, the PTV and the urethra are projected from the center of rotation on a transverse plane behind the PTV (see figure 3). The projection of the needle tracks on the same plane can be represented by ${{N}_{\text{needle}}}$ points. To determine a uniform distribution of points, an extension of the procedure described by Borot de Battisti et al (2015) is applied: k-means clustering with the additional constraints of immobility of the cluster centers corresponding to the tracks where the needle was already inserted. Figure 3 shows a typical example of re-optimization of the needle track positions using this method.

Figure 3.

Figure 3. The schematic of the projection of the PTV and the urethra are depicted on the left, and the result of the k-means algorithm to re-optimize the needle positions is shown on the right schematic. $\text{Needle}~1$ was already inserted and dose was delivered and thus its position is fixed (see pink target). Positions of $\text{needle}~\text{tracks}~2$ , 4, 5, 6 changed after re-optimization due to an error in positioning $\text{needle}~3.$

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Consequently, with this method, we can re-optimize the positions of the needle tracks in order to obtain a distribution that is as uniform as possible and the errors in angulation during insertion of the needle can be thus compensated.

2.4.2. Re-optimization of the remaining dwell times (Task 5b).

At this point, the positions of the needle tracks are fixed. The distance $\Delta $ between the dwell positions along the needle remains the same (the coordinates of the source positions are derived from equation (10)). The remaining dwell times must then be determined to complete the re-optimization of the dose plan. To ensure that, the method of dwell times determination described by Borot de Battisti et al (2015) is adapted considering the dose already distributed by the previous needle insertions. Mathematically, the approach consists in slightly modifying the cost function C(p) (defined by equation (13)) in order to determine the dwell times by solving linear equations while excluding unphysical negative results. The numerical implementation of this method is presented in the appendix.

2.5. Validation study of the proposed re-planning tool

A planning study was performed to test our re-optimization procedure. The approach consists in comparing the dose distribution obtained in the scenario with and without feedback of the needle position. For that, complete single fraction HDR brachytherapy procedures with and without the proposed feedback strategy were simulated. In the situation without feedback, no re-optimization of the dose plan was done after the insertion of the needle (i.e. Task 5 was skipped).

The simulations were done on eight patients, with various numbers of needle insertions (${{N}_{\text{needle}}}$ varying from 4 to 12). The anatomy of the patients was obtained using the delineations of the prostate tumors and the OARs considered (urethra, bladder, rectum and rest of the tissues) on 1 mm3resolution MR images by an experienced oncologist.

For all patients, the clinical constraints were: $D_{95\%~\text{PTV}}^{\text{min}}=19$ Gy, $D_{10\%~\text{Ur}}^{\text{max}}=21$ Gy, $D_{1~\text{cc}~\text{Rec}}^{\text{max}}=12$ Gy and $D_{1~\text{cc}~\text{Bl}}^{\text{max}}=12$ Gy. Those constraints are in line with the study of Hoskin et al (2014) and Prada et al (2012) who showed that HDR brachytherapy as monotherapy is feasible with acceptable levels of acute complications by delivering a single fraction dose of 19 Gy to the target. All the MR images used for the simulations of this study are intra-operative images of patients who underwent HDR prostate brachytherapy as monotherapy in a single fraction at the UMCU. These were patients with localized prostate cancer, a prostate-specific antigen level lower than 10 ng ml−1 and a Gleason score of 7 or less. The PTV volumes ranged from 20.7 cm3 to 31.3 cm3 with a median of 24.75 cm3. The acquisition of patient MR images used in this study was approved by the Institutional Review Board.

To simulate the positioning error during the insertion of the needle, we modeled it by a random angulation error described by a Gaussian distribution with a standard deviation of 0.015 rad. Moreover, we supposed that no error occurred in the measurement of the needle position. In that way, only the contribution of the proposed feedback strategy on the needle positioning errors is assessed.

Source positions were chosen according to the common procedure at the UMCU: for each needle insertion, the active source center positions were separated by a step-size of $\Delta =2.5$ mm and situated inside the PTV with margin of 3 mm.

To simulate the irradiation and calculate the dose delivered to the patient, the dose rate was calculated using the point source approximation model because of its minimum time of computation, with a small adaptation as follows to avoid over-optimization of the dose close to the source:

Equation (14)

where SK is the air-kerma strength, $\Lambda$ the dose-rate constant in water, ${{\Phi}_{\text{an}}}(R)$ the one-dimensional anisotropy factor, R0 the reference distance which is specified to be 10 mm, gP(R) to the radial dose function in the case of the point source approximation model and ${{R}_{i}}\left(\boldsymbol{r}\right)$ the distance (in millimeters) between the ith source position at coordinate $\boldsymbol{r}_{{i}}$ and $\boldsymbol{r}$ (${{R}_{i}}\left(\boldsymbol{r}\right)=\,\Vert \boldsymbol{r}_{{i}}-\boldsymbol{r}{{\Vert}_{2}}$ ). With this adaptation of the point source model, the dose has an upper limit value close to the source, therefore reducing the numeric instabilities for ${{R}_{i}}\left(\boldsymbol{r}\right)$ approaching 0. TG43 constants, anisotropy factor and radial dose function for the microSelectron-HDR (Elekta/Nucletron, Veenendaal, The Netherlands) 192-Iridium source were taken from a study of Daskalov et al (1998) ($\Lambda=1.108$ cGy.h−1.U−1) and an arbitrary source strength SK  =  40.80 mGy.h−1.m2 was chosen. The multiplication of the radial dose function gP(R) and the anisotropy factor ${{\Phi}_{\text{an}}}(R)$ was approximated by a 2nd order polynomial fit (${{g}_{P}}(R)\cdot {{\Phi}_{\text{an}}}(R)={{a}_{0}}+{{a}_{1}}R+{{a}_{2}}{{R}^{2}}$ ). The coefficients for the fit were a0  =  1.11, ${{a}_{1}}=-3.30\cdot {{10}^{-3}}$ and ${{a}_{2}}=3.12\cdot {{10}^{-6}}$ , where R is in millimeters.

Due to the randomness of the needle deviations during insertions, both simulations with and without feedback were repeated 100 times to verify the robustness of both procedures.

The dose parameters obtained at the end of the procedure were compared to the aforementioned clinical constraints to verify if the dose distributions were clinically acceptable.

3. Results

In section 3.1, Task 2 is assessed: a typical situation is presented where a needle track must be selected for insertion among the several possibilities proposed by the dose plan. In section 3.2, the results of the planning study are presented: the dose parameters (${{D}_{95\%~\text{PTV}}}$ , ${{D}_{10\%~\text{Ur}}}$ , ${{D}_{1~\text{cc}~\text{Rec}}}$ and ${{D}_{1~\text{cc}~\text{Bl}}}$ ) of two typical cases (patient 1 with ${{N}_{\text{needle}}}=6$ and patient 4 with ${{N}_{\text{needle}}}=4$ ) are presented. Furthermore, the percentages of clinically acceptable final dose plans obtained for all cases described in the planning study are depicted.

3.1. Assessment of the proposed feedback criterion for the needle track selection

As a typical example of Task 2, patient 1 of the planning study with six needle insertions (${{N}_{\text{needle}}}=6$ ) is detailed in figure 4. We first focus our interest on the specific instant of the interventional procedure for which the second insertion of the needle must be simulated (the needle track corresponding to the first needle insertion is noted as $\text{needle}~\text{track}~1$ ). The most sensitive needle track of the current dose plan must be selected. For that, the method described in section 2.3 is applied in order to predict the impact of an inaccurate needle insertion for each individual needle track. The value of E corresponding to each individual needle track ($\text{needle}~\text{tracks}~2$ to 6) is presented in figure 4(a).

Figure 4.

Figure 4. Prediction of the impact of an inaccurate needle insertion in the different needle tracks. (a) The dispersion of the energy E of each needle track. The most sensitive and least sensitive needle tracks are represented by the red and blue circle respectively. For each needle track, the black crosses correspond to the 5th percentile values of E. (b) The position of the needle tracks projected in the transversal plane (same as figure 3).

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The distribution of energy values is different from one needle track to another. For this case, the median(minimum,maximum) of energy corresponding to $\text{needle}~\text{tracks}~2$ , 3, 4 and 5 are 0.9(−0.4, 1.2) Gy, 0.5(−1.3, 1.2) Gy, 0.7(−0.9, 1.2) Gy, 1.0(0.0, 1.2) Gy and 1.1(0.9, 1.2) Gy respectively. The 5th percentile of energy was 0.1 Gy,−0.8 Gy,−0.5 Gy, 0.7 Gy and 1.0 Gy for $\text{needle}~\text{tracks}~2$ , 3, 4 and 5 respectively. The energy value in case of insertions without error was 1.2 Gy. The most sensitive needle track is therefore $\text{needle}~\text{track}~3$ (conversely, $\text{needle}~\text{track}~6$ is the least sensitive needle track). Consequently, the needle track selected for insertion is $\text{needle}~\text{track}~3$ in that case.

3.2. Assessment of the proposed feedback strategy

For all tested patients, the percentages of clinically acceptable plans for the procedures with and without feedback are presented in table 1. When the value is not presented (for example patient 5 for ${{N}_{\text{needle}}}=4$ ), it corresponds to the case where the initial dose plan (without errors in needle placement) obtained at Task 1 did not achieve the clinical constraints: in those cases there was no point in performing the experiment since the dose plan quality will only decrease due to error in needle positioning at each insertion. In all other cases, the dose plan without error in needle placement achieved the clinical constraints.

Table 1. Percentage of clinically acceptable dose plans obtained for eight patients with ${{N}_{\text{needle}}}=4$ , 6, 8, 10 and 12.

Number of needle insertions Clinically acceptable plan (%)
Pat. 1 Pat. 2 Pat. 3 Pat. 4 Pat. 5 Pat. 6 Pat. 7 Pat. 8
without re-opt. with re-opt. without re-opt. with re-opt. without re-opt. with re-opt. without re-opt. with re-opt. without re-opt. with re-opt. without re-opt. with re-opt. without re-opt. with re-opt. without re-opt. with re-opt.
4 39  99 32  79 14 60 47  93  80  99 19 53
6 53 100 31  94 32 94 42  94  9  7  89 100 11 49
8 68 100 40 100 40 97 52  97 17 51 100 100 16 58
10 71 100 78 100 63 90 47 100 25 78 10 71  97 100 22 85
12 76 100 53 100 43 98 78 100 31 80 62 96  97 100 35 90
Prostate (cm3) 102.5 84.7 54.2 65.8 68.5 50.2  85 76.5
PTV (cm3)  26.0 22.8 25.2 24.3 22.8 20.7 30.7 31.3

Note. Prostate and PTV volumes are depicted in the bottom two lines.

The results presented in table 1 show that in 36 of the 37 cases tested ($97\%$ ), the number of clinically acceptable plans obtained at the end of the procedure was larger with feedback as compared to the scenario without feedback. The only exception was for patient 5 with ${{N}_{\text{needle}}}=6$ : the values in that case were quite similar ($7\%$ and $9\%$ with and without re-optimization respectively). Furthermore, the percentage of clinically acceptable dose plans tended to increase with the number of needle insertions employed in both situations with and without re-optimization.

The dose parameters of two typical examples (patient 1 with ${{N}_{\text{needle}}}=6$ and patient 4 with ${{N}_{\text{needle}}}=4$ ) are depicted in figures 5(a) and (b). Typical dose distributions and the dose-volume histograms (DVHs) obtained from the simulations are shown in figures 5(c)(f) for patient 1 with ${{N}_{\text{needle}}}=6$ . Both the situations with and without re-optimization are presented.

Figure 5.

Figure 5. Dose parameters resulting from simulations of HDR brachytherapy on patient 1 with ${{N}_{\text{needle}}}=6$ (a) and patient 4 with ${{N}_{\text{needle}}}=4$ (b). Blue: without re-optimization, red: with re-optimization. The dose parameters of the dose plan without error in needle placement are represented by the green horizontal lines. Images (c)–(e) present, in the case of patient 1 with ${{N}_{\text{needle}}}=6$ , a slice of MRI image in the transverse plane (with the delineations of the volumes of interest) and an example of the corresponding dose distribution without and with re-optimization respectively. The histogram (f) shows the associated DVH in the situation without (solid line) and with (dashed line) re-optimization. This MR data comes from a patient who underwent a HDR brachytherapy procedure with 16 needles in a parallel pattern, which explains the needle tracks in (c).

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For patient 1 with ${{N}_{\text{needle}}}=6$ , the dose parameters (${{D}_{95\%~\text{PTV}}}$ , ${{D}_{10\%~\text{Ur}}}$ , ${{D}_{1~\text{cc}~\text{Rec}}}$ and ${{D}_{1~\text{cc}~\text{Bl}}}$ ) of the dose plan without error in needle placement were 20.3 Gy, 12.7 Gy, 10.8 Gy and 4.8 Gy respectively. The distributions (median(minimum,maximum)) of ${{D}_{95\%~\text{PTV}}}$ , ${{D}_{10\%~\text{Ur}}}$ , ${{D}_{1~\text{cc}~\text{Rec}}}$ and ${{D}_{1~\text{cc}~\text{Bl}}}$ in the case with error in needle placement were 19.4(14.9, 21.3) Gy, 12.7(11.0, 15.7) Gy, 10.9(8.9, 14.1) Gy and 4.8(4.3, 5.4) Gy respectively without re-optimization and 19.9(19.4, 20.3) Gy, 13.2(11.4, 18.1) Gy, 11.0(10.6, 11.6) Gy and 4.8(3.8, 6.4) Gy respectively with re-optimization. Moreover, without re-optimization, $53\%$ of the dose plans with error in needle placement did not achieve the clinical constraints whereas $100\%$ of them did with re-optimization (those values are reported in table 1). The example presented in figures 5(d)(f) show better PTV coverage for the plans with reoptimization compared to the plans without.

For patient 4 with ${{N}_{\text{needle}}}=4$ , the dose parameters of the dose plan without error in needle placement were 20.2 Gy, 19.1 Gy, 10.9 Gy and $10.4''$ Gy respectively. The distributions (median(minimum,maximum)) of ${{D}_{95\%~\text{PTV}}}$ , ${{D}_{10\%~\text{Ur}}}$ , ${{D}_{1~\text{cc}~\text{Rec}}}$ and ${{D}_{1~\text{cc}~\text{Bl}}}$ in the case with error in needle placement were 19.4(16.9, 20.9) Gy, 19.5(15.2, 26.8) Gy, 10.9(9.4, 12.7) Gy and 10.5(9.7, 11.3) Gy respectively without re-optimization and 19.7(18.4, 20.3) Gy, 19.4(15.8, 21.4) Gy, 11.1(9.9, 12.6) Gy and 10.8(10.4, 11.7) Gy respectively with re-optimization. Without re-optimization, $42\%$ of the dose plans with error in needle placement were clinically acceptable without re-optimization, as compared to $94\%$ for the scenario with re-optimization (values depicted in table 1).

4. Discussion

In this article, a dose plan adaptation strategy for MR-guided HDR prostate brachytherapy with feedback on the needle positioning errors is presented. Before each insertion, a needle track is selected among those proposed by the dose plan. Furthermore, after each needle insertion (and possible deviation of the needle during insertion), a re-optimization of the dose plan (remaining needle track angulations, dwell positions and dwell times) is performed.

The development of adaptative planning in brachytherapy is recent: in locally advanced cervical cancer, image guided adaptive brachytherapy (IGABT) has shown promising impact on treatment outcome, and is currently being implemented in several medical centers (Pötter et al 2006, Pötter et al 2011, Lindegaard et al 2013) with MRI as the imaging modality of choice. Regarding prostate cancer, Cunha et al (2010) developed a workflow incorporating a MR stealth robot and an inverse planning simulated annealing algorithm for permanent seed-implants.

Regarding the selection of the needle tracks, it is interesting to note that the impact of an inaccurate needle insertion on the dose plan quality may be different depending on the needle track chosen. In the case presented in figure 4, although the dose plan without error during insertion is clinically acceptable (see green horizontal line), an error of angulation during insertion of the needle may result in a great decrease of the dose plan quality: in particular, if the needle is inserted with an error in $\text{needle}~\text{tracks}~2$ , 3 or 4, the dose plan after insertion may become not clinically acceptable if no re-optimization of the dose plan parameters is done. In addition, these simulation results indicate that the order in which needles are inserted may play a crucial role. A complete comparison of different strategies with respect to needle selection is beyond the scope of the current work, but should be addressed to achieve robust and reproducible adaptive dose delivery.

Furthermore, the study shows that the proposed re-optimization strategy on the needle positioning results in dose plans with a significantly better quality compared to the scenario without re-optimization. The values of the dose parameters presented for the two cases in figure 5 showed a better distribution with re-optimization compared to the situation without re-optimization: fewer cases showed dose parameters outside of the clinical constraints in the situation with re-optimization compared to the case without re-optimization. What is more, for all cases in the planning study, the percentages of clinically acceptable dose plans were on average 47.8% without re-optimization and 86.4% with re-optimization (see table 1). This points out that the re-optimization procedure is able to compensate for the angulation error during insertion. Finally, all the simulations and dose re-plannings of the validation study were done completely automatically (no human was involved in the process). The algorithm was implemented in Matlab 2015. The computation time of the selection of the needle (Task 2) and the re-optimization of the dose plan (Task 5) took less than 100 s. The re-optimization procedure is therefore eligible for intra-operative use.

It is also relevant to note that the MR images used for the simulations in this study are intra-operative images of patients who underwent HDR prostate brachytherapy as monotherapy in a single fraction at the UMCU. Therefore, the large prostate and PTV volumes depicted in table 1 are due to swelling of the prostate after insertion of the needles.

In the presented study, an open number of needle insertions was chosen. In practice, a compromise has to be found: it is clear that the more needle insertions there are, the better the dose distribution will be. However, the influence of adding one or more needle insertions may lead to additional toxicity: Vargas et al (2005) and Boyea et al (2007) showed the urinary toxicity following HDR brachytherapy is significantly increased by using more than 14 needle insertions. For those reasons, we think that an automatic determination of the number of needle insertions requires additional works and we decided to perform the simulations for different numbers of needle insertions (from 4 to 12). A range of 4–12 needle insertions was chosen because, for this range, clinically acceptable dose plans for all patients were obtained.

The strategy proposed in this manuscript supposed that the position of the needle at Task 4 can be measured. For that, Bergeles et al (2012) proposed a needle tracking method using MRI: needle tracking is achieved using non-selective radio frequency pulses and balanced gradient readouts. Furthermore, Henken et al (2014) showed that optical shape sensing (OSS) could be a good alternative to MR-based needle tracking when the update rate in MRI is too low for high-precision robotic needle steering. OSS may also be valuable in case signal voids from blood vessels, calcifications or other artefacts make image interpretation difficult.

Although the optimizer described here was implemented with the point source approximation for simplicity of calculation (see equation (14)), the proposed method allows the use of more precise source models such as the line source approximation.

In practice of HDR brachytherapy using parallel template geometry, bone interferences can impose restrictions in the prostate gland volume. A limitation of this study is that the problem of bone interference has not been taken into account. However, since the center of rotation of the setup can be chosen such that the divergent needle tracks avoid the bones to have maximal access to the prostate gland, the authors expect less restriction in prostate gland volume using a divergent needle pattern in comparison to a parallel needle geometry.

Moreover, only the needle angulation errors were taken into account in this study although more complex problems may occur during insertion such as needle bending or modification of the patient anatomy during treatment. However, the proposed pipeline is compatible with a re-optimization of the dose plan parameters after each insertion of the needle while taking into account those issues thanks to the proposed experimental setup: in terms of hardware, the robotic device developed in our institution is designed such that the needle can be inserted under MRI guidance, and in terms of software, the calculation time of the optimizer is eligible for intra-operative use. The development of such a feedback strategy for both needle positioning and anatomy changes will be studied in future work.

5. Conclusion

A dose plan adaptation strategy for HDR prostate brachytherapy with feedback on the needle position was proposed in this manuscript. This procedure can be used with the single needle MR-compatible robot developed at the UMCU. The validation study of this strategy, based on simulations, shows the importance of evaluating and compensating the needle positioning errors during HDR prostate brachytherapy intervention. Without dose plan adaptation, the dose delivered to patients may not reach the clinical constraints. Finally, the MR-guidance setup and the computation time of the re-optimization procedure (less than 100 s) are eligible for intra-operative use.

Acknowledgments

This study was funded by Philips Medical Systems Nederland B.V. The authors also thank the European Research Council (project ERC-2010-AdG-20100317, Sound Pharma) and the ITEA (project 12026, SoRTS).

Appendix.: Numerical implementation of the re-optimization of the dwell times

For mathematical simplification, we will consider in this appendix an anatomy composed of the PTV and a single OAR. The extension to multiple OARs will then be straightforward. In the following, $N_{\text{source}}^{\text{tot}}$ is the total number of active source positions of the dose plan, tn and ${{d}_{n}}(\boldsymbol{r})~(n\in \left[1,N_{\text{source}}^{\text{tot}}\right])$ are the dwell time and dose rate at each active source position, respectively. Let us suppose $N_{\text{source}}^{\text{opt}}$ is the total number of dwell-times to re-optimize and $({{t}_{1}}\cdots {{t}_{N_{\text{source}}^{\text{opt}}}})$ are the dwell times to optimize ($({{t}_{N_{\text{source}}^{\text{opt}}+1}}\cdots {{t}_{N_{\text{source}}^{\text{tot}}}})$ are therefore fixed).

The dose $D(\boldsymbol{r},p)$ received at $\boldsymbol{r}$ can be expressed as follows:

Equation (A.1)

The approach takes into account the already delivered dose as follows: the final objective is a high PTV coverage while the OAR is spared as much possible. A way to reach this goal is to approximate the dose to a certain value ${{D}_{\text{PTV}}}$ in the PTV and to 0 in the OAR. That way, the dose distribution will tend to be as homogeneous as possible in the PTV. Consequently, this strategy will contribute to limit the hotspots. The weight coefficients are supposed constant for the PTV and OAR: they are noted ${{\omega}_{\text{PTV}}}$ and ${{\omega}_{\text{OA}{{\text{R}}_{l}}}}$ respectively. In a discrete space, the cost functions ${{C}_{\text{PTV}}}(\,p)$ and ${{C}_{\text{OAR}}}(\,p)$ of the PTV and the OAR can be defined by referring to the definition of C(p) in equation (13), as follows:

Equation (A.2)

Equation (A.3)

These cost functions were divided by the volume of the organs (${{V}_{\text{PTV}}}$ and ${{V}_{\text{OAR}}}$ ) to avoid volume dependency in the optimization. Furthermore, the basic cost function could be expressed as:

Equation (A.4)

The optimal values of ${{\omega}_{\text{OAR}}}$ , ${{\omega}_{\text{PTV}}}$ and ${{D}_{\text{PTV}}}$ are obviously dependent on the anatomy of the patient. Therefore, in the following sections, the algorithm to minimize C(p) for a given value of ${{\omega}_{\text{OAR}}}$ , ${{\omega}_{\text{PTV}}}$ and ${{D}_{\text{PTV}}}$ is presented. Then the method to determine the optimal values of ${{\omega}_{\text{OAR}}}$ , ${{\omega}_{\text{PTV}}}$ and ${{D}_{\text{PTV}}}$ according to the patient's anatomy is described.

A.1. Solution using matrix inversion

To find $({{t}_{1}}\cdots {{t}_{N_{\text{source}}^{\text{opt}}}})$ which minimizes C(p) with the additional condition that for all $n\in \left[1,N_{\text{source}}^{\text{opt}}\right]$ , ${{t}_{n}}\geqslant 0$ , we modify the cost function of the OAR as follows:

Equation (A.5)

By modifying the OAR cost function, ${{C}_{\text{OAR}}}\left(\,p\right)$ will not be null through 'destructive interference' effects between the dwell times and most of the unphysical negative results solutions are therefore excluded.

From now, we note ${{\tilde{\omega}}_{\text{PTV}}}=\frac{{{\omega}_{\text{PTV}}}}{{{V}_{\text{PTV}}}}$ , ${{\tilde{\omega}}_{\text{OAR}}}=\frac{{{\omega}_{\text{OAR}}}}{{{V}_{\text{OAR}}}}$ and the already delivered dose ${{D}_{\text{deliv}}}\left(\boldsymbol{r}\right)=\underset{n=N_{\text{source}}^{\text{opt}}+1}{\overset{N_{\text{source}}^{\text{tot}}}{\mathop \sum}}{{d}_{n}}\left(\boldsymbol{r}\right){{t}_{n}}$ . We then develop the same demonstration described by Goldman et al (2009). The minimum of C(p) is obtained by the following condition:

Equation (A.6)

Using equation (A.4), we obtain $\forall j\in \left[1,N_{\text{source}}^{\text{opt}}\right]$ :

Equation (A.7)

By exchanging the order of summations, equation (A.7) becomes:

Equation (A.8)

where ${{\delta}_{nj}}$ is the Kronecker delta function. Therefore, the values of dwell times can be determined by a matrix inversion:

Equation (A.9)

where $T={{\left({{t}_{j}}\right)}_{j\in \left[1,N_{\text{source}}^{\text{opt}}\right]}}$ is the vector of dwell times (vector of $N_{\text{source}}^{\text{opt}}$ elements), α is a square symmetrical positive matrix of $\left[N_{\text{source}}^{\text{opt}},N_{\text{source}}^{\text{opt}}\right]$ elements, and β is a vector of $N_{\text{source}}^{\text{opt}}$ elements such that:

Equation (A.10)

Equation (A.11)

A.2. Exhaustive search of the weight coefficients (${{\omega}_{\text{PTV}}}$ , ${{\omega}_{\text{OA}{{\text{R}}_{1\cdots {{N}_{\text{OAR}}}}}}}$ ) and the dose approached for the PTV (${{D}_{\text{PTV}}}$ )

It is interesting to note that the matrix inversion in equation (A.9) is low time consuming. It is therefore possible to find the optimal value of ${{\left({{\omega}_{\text{OA}{{\text{R}}_{l}}}}\right)}_{l\in \left[1,{{N}_{\text{OAR}}}\right]}}$ , ${{\omega}_{\text{PTV}}}$ and ${{D}_{\text{PTV}}}$ using an exhaustive search. Therefore, we propose to calculate the dwell times using equation (A.9) for different combinations of ${{\left({{\omega}_{\text{OA}{{\text{R}}_{l}}}}\right)}_{l\in \left[1,{{N}_{\text{OAR}}}\right]}}$ , ${{\omega}_{\text{PTV}}}$ and ${{D}_{\text{PTV}}}$ within the same ranges described by Borot de Battisti et al (2015), which are:

Equation (A.12)

Equation (A.13)

Equation (A.14)

Equation (A.15)

The exhaustive search of ${{\left({{\omega}_{\text{OA}{{\text{R}}_{l}}}}\right)}_{l\in \left[1,{{N}_{\text{OAR}}}\right]}}$ , ${{\omega}_{\text{PTV}}}$ and ${{D}_{\text{PTV}}}$ provides several dose plans. For each obtained dose plan, the metric E, which represents the quality of the dose plan, is calculated (see equation (5)). The optimal dose plan is then automatically determined by selecting the dose plan with the highest value of E.

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10.1088/0031-9155/61/5/2177