THE INCIDENCE OF LOW-METALLICITY LYMAN-LIMIT SYSTEMS AT z ∼ 3.5: IMPLICATIONS FOR THE COLD-FLOW HYPOTHESIS OF BARYONIC ACCRETION*

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Published 2015 October 8 © 2015. The American Astronomical Society. All rights reserved.
, , Citation Thomas J. Cooper et al 2015 ApJ 812 58 DOI 10.1088/0004-637X/812/1/58

0004-637X/812/1/58

ABSTRACT

Cold accretion is a primary growth mechanism of simulated galaxies, yet observational evidence of "cold flows" at redshifts where they should be most efficient (z = 2–4) is scarce. In simulations, cold streams manifest as Lyman-limit absorption systems (LLSs) with low heavy-element abundances similar to those of the diffuse intergalactic medium (IGM). Here we report on an abundance survey of 17 H i-selected LLSs at z = 3.2–4.4 which exhibits no metal absorption in Sloan Digital Sky Survey spectra. Using medium-resolution spectra obtained at Magellan, we derive ionization-corrected metallicities (or limits) with a Markov-chain Monte Carlo sampling that accounts for the large uncertainty in NH i measurements typical of LLSs. The metal-poor LLS sample overlaps with the IGM in metallicity and can be described by a model where ${71}_{-11}^{+13}\%$ are drawn from the IGM chemical abundance distribution. These represent roughly half of all LLSs at these redshifts, suggesting that 28%–40% of the general LLS population at z ∼ 3.7 could trace accreting gas. An ancillary sample of ten LLSs without any a priori metal-line selection is fit by a model having ${48}_{-12}^{+14}\%$ of metallicities drawn from the IGM. We compare these results with regions of a moving-mesh simulation. The observed and simulated LLS metallicity distributions are in good agreement, after accounting for known uncertainties in both, with the fraction of simulated baryons in IGM-metallicity LLSs within a factor of two of the observed value. A statistically significant fraction of all LLSs have low metallicity and therefore represent candidates for accreting gas; large-volume simulations can establish what fraction of these candidates actually lie near galaxies and the observational prospects for detecting the presumed hosts in emission.

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1. INTRODUCTION

Over the past decade, a new theoretical paradigm describing galaxy evolution and gas accretion has emerged from the synergy between semi-analytic galaxy formation modeling and high-redshift observations. In prevailing models of galaxy formation, spiral galaxies grow largely through a hierarchical merger process, with relatively quiescent star formation driven by gas accretion onto the dark matter halo and major mergers initiating periods of rapid starburst, ultimately resulting in elliptical galaxies with quenched star formation (Toomre & Toomre 1972; Kauffmann et al. 1993; Mo et al. 1998; Hopkins et al. 2007). However, recent morphological evidence indicates that disk galaxies at high redshifts grow largely through smooth gas accretion directly onto the stellar disk (Bournaud & Elmegreen 2009; Bournaud et al. 2009), and mergers may play a less prominent role in their growth (van Dokkum et al. 2013). Additionally, the major-merger rate is too low to explain the number of galaxies at z ∼ 2–3 with a high star formation rate (SFR, Elmegreen et al. 2007; Jogee et al. 2009), and such mergers do not predict morphologies seen in galaxies with high SFRs (Dekel et al. 2009b). Furthermore, a class of massive compact spheroidal galaxies with low SFRs is already well established at z ∼ 2 (Kriek et al. 2006; van Dokkum et al. 2008), inconsistent with a scenario in which they are solely a product of major mergers between disk-like galaxies.

Recent simulation work has explored a complementary galaxy growth mechanism, in which massive galaxies at high redshift are stream-fed large quantities of gas, and properties of the accreting gas influence the resultant SFR and morphology (e.g., Dekel et al. 2009a, 2009b). Central to this framework is the existence of "cold-flow" accretion—filamentary gas traveling directly from the intergalactic medium (IGM) onto the star-forming disks of galaxies, without shock heating at the virial radius. Although simulations disagree on the exact fraction of gas accreting via cold flows (e.g., Nelson et al. 2013), it remains a common feature, fundamental to the growth of early star-forming galaxies.

Observationally, cold flows are expected to manifest as Lyman-limit systems (LLSs), absorption systems along quasar sightlines with τ912 ≳ 2 ($\mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}\gtrsim 17.5$), in the extended intra-halo medium of galaxies. This environment, often referred to as the circumgalactic medium (CGM), forms a regulatory interface between galaxies and the IGM and potentially holds a large reservoir of baryons (Werk et al. 2013).

Although the CGM also contains outflowing and recycling gas from the galaxy that manifests as absorption (e.g., Weiner et al. 2009; Bordoloi et al. 2014), the gas metallicity of absorbers serves as a straightforward diagnostic to distinguish between accreting baryons and other gas. Outflowing and recycling gas have been enriched to high metallicities (Pettini et al. 2002), often approaching solar, whereas gas that is being newly introduced to a galaxy is more likely to have low metallicities consistent with that of the diffuse IGM (Fumagalli et al. 2011b). As such, observations establishing the prevalence of LLSs with pristine elemental abundances would provide significant evidence supporting cold-flow models of baryonic accretion.

Cold-flow accretion should be most efficient at 2.5 ≲ z ≲ 4.5, during the peak of cosmic star formation (Kereš et al. 2009); indeed simulations find significantly larger covering fractions at z ≈ 4 (Faucher-Giguère & Kereš 2011; Kimm et al. 2011). Several groups have reported detections of individual low-metallicity LLSs indicative of cold-flow accretion, but the larger population of high-z LLSs remains mostly unexplored. Crighton et al. (2013) report the discovery of a z = 2.44 LLS with metallicity4 $[{\rm{M}}/{\rm{H}}]$ = −2.00 ± 0.17 near a low-luminosity galaxy mixed with metal-rich material; Levshakov et al. (2003) discuss a z = 2.92 LLS with $[{\text{}}{\rm{C}}/{\rm{H}}]$ = −2.93 ± 0.13; and Fumagalli et al. (2011a) present two LLSs at z = 3.41 (3.10) with upper limits of $[{\rm{M}}/{\rm{H}}]$ < −4.2 (−3.8). Additionally, two of these absorbers (Fumagalli et al. 2011a; Crighton et al. 2013) have clear deuterium detections with column densities consistent with primordial abundances, indicating that the gas comprising the absorbers has had little mixing with gas processed by stars. Fumagalli et al. (2013) construct a composite absorption spectrum from 20 LLSs at z ≈ 2.6–3 selected from a blind QSO survey and find, for the composite, $[{\rm{M}}/{\rm{H}}]$ ≲ −1.5, similar to the observed metallicities of damped Lyα systems (DLAs, absorbers with $\mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}\gt 20.3$).

Studies of the LLS population and CGM are more extensive at low redshift. Lehner et al. (2013) study 28 H i-selected LLSs at z ≲ 1 and find a bimodality in metallicity, with peaks at $[{\rm{M}}/{\rm{H}}]$ ≃ −1.60 and −0.3. Additionally, studies connecting low-redshift metal absorbers with host galaxies find that the distribution of absorbers is azimuthally and morphologically dependent in a fashion consistent with a general picture of gas accretion and galactic winds (e.g., Kacprzak et al. 2012), although such studies have not yet been coupled to metallicity. The low-metallicity branch of the bimodal distribution is consistent with the notion of cold gas reservoirs. However, star formation and accretion rates are much lower during this epoch than at higher redshifts.

In simulations, Neistein et al. (2006) found the average accretion rate onto galactic halos in ΛCDM cosmology varies as $\dot{M}\propto {(1+z)}^{2.25}.$ Dekel et al. (2009a) showed that baryonic-input rates from cold gas streams in cosmological hydrodynamical simulations follow the same expression at high redshift. If the metallicity bimodality of Lehner et al. (2013) reflects a distinction between accreting gas and enriched outflowing or recycling gas, then it should be more pronounced during the peak of cosmic star formation.

There is claimed evidence of cold-flow accretion at low redshift, and theoretical predictions indicate an increasing frequency with redshift. However, there are only a handful of high-redshift observations indicative of cold flows. We seek to determine whether this is due to an observational shortage or a departure from expectations from simulations. The Sloan Digital Sky Survey (SDSS) provides a large, H i-selected high-redshift sample that can be used to perform such a study on the population of high-redshift LLSs.

For this paper, we constructed a survey of high-redshift, H i-selected LLSs exhibiting low heavy-element abundances in SDSS spectra. In Section 2, we discuss the selection of sightlines, new observations, and data processing. Our measurements, ionization modeling, and metallicity determination of the LLSs are described in Section 3. Section 4 presents the measured metallicities of the observed LLSs. In Section 5, we discuss properties of the LLS population, quantify the fraction of low-metallicity LLSs that are candidates for the observational signature of cold-flow accretion, and compare with simulations and other observational studies. Section 6 provides a summary. Throughout, we adopt ΛCDM cosmology with cosmological parameters from WMAP9 (Hinshaw et al. 2013): ΩΛ = 0.72, Ωm = 0.28, and H0 = 70 $\mathrm{km}\;{{\rm{s}}}^{-1}$ Mpc−1.

2. DATA

We pre-screened a large, H i-selected sample of LLSs for candidates likely to have low metallicities and obtained higher resolution spectra of 15 candidates. This approach maximized information about the metal-poor end of the LLS distribution, which was not well understood at the outset. However, it also split the statistically characterized H i sample, complicating the broader interpretation of results. The pre-screening proved less efficient than expected in identifying ideal candidates, roughly halving the parent sample. We focused our first observations on this metal-poor subpopulation, and work exploring the full LLS population is underway.

The parent sample is 194 LLSs with ${z}_{\mathrm{LLS}}$ ≥ 3.3 and ${N}_{{\rm{H}}\;{\rm{I}}}$ ≥ 17.5 ${\mathrm{cm}}^{-2}$, compiled by Prochaska et al. (2010, hereafter POW10) using quasar spectra from the SDSS Data-release 7 (DR7). They identified systems by constructing models of the Lyman-series absorption and the Lyman break and applying them to absorbed quasar continua. Although they identify more than 194 LLSs, we only consider their "statistical sample," comprising spectra with ${z}_{\mathrm{QSO}}$ ≥ 3.6 and ${z}_{\mathrm{LLS}}$ ≥ 3.3.

We cross-referenced this list with a C iv λλ1548, 1550 catalog constructed from the SDSS DR7 quasar spectra (Cooksey et al. 2013) and found that 152 of the 188 SDSS spectra in our parent sample did not have associated C iv detections within ±500 $\mathrm{km}\;{{\rm{s}}}^{-1}$ of the LLS redshift. We visually inspected the remaining 152 spectra for typical metal absorption lines at ${z}_{\mathrm{LLS}}$. Several spectra had weak C iv doublets below thresholds of the C iv survey or C iv obstructed by interlopers, and many spectra did not have definitive C iv but had absorption from C ii λ1334 or other low-ionization species. Ultimately, the LLS sample was roughly halved by a metal-line inspection, with definite or probable metal absorption lines associated with 100 of the LLSs, and no corresponding metals seen for 96 of them.

The metal-poor LLS sample presented here was subjected to an additional declination cut for observation at the Magellan telescopes, since they are situated at a latitude of −29° and the SDSS footprint is primarily in the northern sky. Excluding quasars with δ > +21° (corresponding to a transit airmass of ≈1.5) leaves 28 sightlines, 15 of which we observed in this initial survey.

2.1. MagE Spectra

We obtained higher resolution spectra along 15 quasar sightlines (Table 2) selected as described above using the Magellan Echellete Spectrograph (MagE, Marshall et al. 2008) on the 6.5 m Magellan Clay telescope. MagE covers optical wavelengths from 3100 ${\rm{\mathring{\rm A} }}$ to 1 μm. At ${z}_{\mathrm{LLS}}$ = 3.3, the 912 ${\rm{\mathring{\rm A} }}$ Lyman break is redshifted to 3900 ${\rm{\mathring{\rm A} }}$. With a 0farcs85 slit, MagE has a resolution ${\mathcal{R}}=4950$ (or FWHM = 60.7 $\mathrm{km}\;{{\rm{s}}}^{-1}$). Observations were made on UT 2013 March 17/19 and UT 2013 May 05 with typical seeing of 0farcs6–0farcs8. The typical total integration time along a sightline is 3600 s, although there is some variation due to quasar magnitude and sightline observability.

Data were reduced using the MASE pipeline (Bochanski et al. 2009), using GJ 620.1 B/HIP 80300 as a standard for calibration. MASE is an IDL software package designed for reducing MagE data and performs the full extraction and calibration process. We manually construct a cubic-spline fit to the continuum of each spectrum.

Figure 1 shows portions of the SDSS and MagE spectra of J083832 around several of the LLS metal lines for comparison. In this example there is no statistically significant metal absorption from the LLS in the SDSS spectrum (FWHM ≈ 150 $\mathrm{km}\;{{\rm{s}}}^{-1}$) but the MagE spectrum has clear absorption lines.

Figure 1.

Figure 1. Comparison of normalized spectra (black) of J083832 from SDSS and MagE. The red line is the 1σ error; the green line is the continuum (unity). The spectrum cutouts are centered around ${z}_{\mathrm{LLS}}$ (v = 0 $\mathrm{km}\;{{\rm{s}}}^{-1}$). The Si iv λ1393 and Si ii λ1526 lines and C iv doublet are all evident in the MagE spectrum, but are not seen in the SDSS spectrum. Si iv λ1402 is unavailable in both spectra due to a strong interloping absorber.

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2.2. Higher Resolution and Infrared Spectra

Several of the LLSs have no metal absorption in their corresponding MagE spectra. We observed one such object, J124957, with the Magellan Inamori Kyocera Echellette spectrograph (MIKE, Bernstein et al. 2003) at the same telescope on UT 2013 March 20 for 2400 s using a 1'' slit. MIKE is a double echelle spectrograph. The blue arm covers 3200–5100 ${\rm{\mathring{\rm A} }}$, and the red arm covers 4900 ${\rm{\mathring{\rm A} }}$ to 1 μm. With a 1'' slit, the blue/red arms have resolutions of 28,000/22,000 (FWHM = 10.7 $\mathrm{km}\;{{\rm{s}}}^{-1}$/13.6 $\mathrm{km}\;{{\rm{s}}}^{-1}$). All metal lines used in the current survey are in the red portion of the spectrum. MIKE data were reduced using MIKE Redux,5 a series of IDL tools that encompass all calibrations and extractions.

We also make use of an 1800 s medium-resolution infrared spectrum of the same object taken with the Folded-port Infrared Echellette (FIRE, Simcoe et al. 2013), on the 6.5 m Magellan Baade telescope, observed as part of a different survey. FIRE has a bandpass covering 0.8–2.5 μm, at a resolution of ${\mathcal{R}}=6000$ (FWHM = 50 $\mathrm{km}\;{{\rm{s}}}^{-1}$). For data acquisition and reduction details see Matejek & Simcoe (2012).

The primary motivation for the MIKE observation was the possibility of identifying deuterium absorption associated with the H i, which can indicate that gas is unprocessed (e.g., Crighton et al. 2013). Unfortunately, the H i absorption from the LLS along this sightline proved too broad to distinguish deuterium absorption. However, the higher resolution MIKE spectrum enables more sensitive column-density measurements, and the FIRE spectrum allows us to measure several ions not covered by the optical instruments.

2.3. Metal-blind Sample

We are interested in how our sample of metal-poor LLSs compares to the global LLS population. As a comparison sample, we studied spectra from the blind LLS survey of Fumagalli et al. (2013), also conducted with MagE. Since their sample is at slightly lower redshifts than ours, we selected the ten highest-redshift absorbers from their survey (excluding several DLAs and absorbers close to the QSO redshift) to achieve the best redshift overlap with our metal-poor sample. This method of choosing objects also avoids introducing any selection bias with regard to metallicity. The ten LLSs we examined have a median redshift of ${z}_{\mathrm{LLS}}$ = 3.04. For the remainder of the paper, we refer to this dataset as the "metal-blind sample," and to our observations as the "metal-poor sample." We applied identical analysis techniques to reduced spectra in both samples.

3. ANALYSIS

We inspected the Lyman series absorption in each of the MagE spectra to confirm LLS redshifts found in POW10 using SDSS spectra. We found a difference in redshift of ≲0.01 for all but one of the systems. The outlier J085944 has a weaker absorber ($\mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}\lt 17.5$) at the redshift determined by POW10. The redshift of the LLS (${z}_{\mathrm{LLS}}$ = 3.263) is smaller by ≈0.2 and is the lowest redshift LLS in our study. Since we did not check for metal absorption in the SDSS spectrum at the correct redshift, this system could have biased our sample. However, the absorber serendipitously met the target selection criteria discussed in Section 2, so we included it in our analysis. Additionally, two of the quasar spectra had a second, lower-redshift LLS close enough in redshift to the target system that enough of the Lyman series transitions were available to measure the H i column density. These two LLSs also meet the selection criteria (no metals seen in the corresponding SDSS spectrum) and were included in the analysis.

3.1. H i Column Density

${N}_{{\rm{H}}\;{\rm{I}}}$ is notoriously difficult to measure in the LLS regime; the $\mathrm{Ly}\alpha $ curve-of-growth is flat and higher order transitions, including the Lyman break, are saturated by construction. We found that for the purpose of calculating metallicities, ionization modeling techniques can marginalize over a wide range of H i column densities, at least within the LLS range, as we discuss in Section 3.3.4.

Rather than attempting to find H i explicitly using Voigt profiles, we determined a range of viable column densities for each system, listed in Table 2. We used modified versions of IDL software from the XIDL 6 library in conjunction with the Voigt profile fitting packages VPFIT and RDGEN.7

For each system, the plausible range of ${N}_{{\rm{H}}\;{\rm{I}}}$ is determined by fitting various different aspects of the H i absorption signature (Figure 2). We estimated the Doppler b parameter, a measure of the width of the Voigt profile, using higher order Lyman series transitions. For weaker systems where the Lyman limit is not fully saturated, we were able to constrain ${N}_{{\rm{H}}\;{\rm{I}}}$ using the flux at the Lyman limit and/or fitting higher order Lyman series lines. For the strongest absorption systems, we fit the weak damping wings on the Lyα profile. For systems of middling strength, the saturation of the Lyman limit coupled with the non-existence of Lyα damping wings restricts the range of possible ${N}_{{\rm{H}}\;{\rm{I}}}$.

Figure 2.

Figure 2. Velocity plots of example H i profile fits. The black curves are the normalized spectra, and the red curves are the 1σ error on the flux. Green lines are representative fits, and the cyan shadings fill the regions between the Voigt profiles corresponding to the smallest and largest plausible H i column densities. Left: several Lyα absorption profiles, showing how Lyα fitting contributes in different regimes of ${N}_{{\rm{H}}\;{\rm{I}}}$. The bottom profile has damping wings that tightly constrain H i. The figures above this show how Lyα can place an upper limit on ${N}_{{\rm{H}}\;{\rm{I}}}$ by requiring model profiles to not over-absorb. Center: several Lyman series transitions drawn from the same system. For this absorber, higher order Lyman series transitions (e.g., Ly6 λ930, Ly8 λ923, Ly12 λ917) are used to measure the Doppler b parameter, and lines nearing the Lyman limit are fit to measure ${N}_{{\rm{H}}\;{\rm{I}}}$ (top panel). The saturation at the Lyman limit also places a lower limit on ${N}_{{\rm{H}}\;{\rm{I}}}$. Right: example of a comparatively weak absorption system. The absorption is not fully saturated at the Lyman limit, allowing an ${N}_{{\rm{H}}\;{\rm{I}}}$ estimation. The absorption profile does not vary within the range of ${N}_{{\rm{H}}\;{\rm{I}}}$ allowed by the flux seen at the Lyman limit (top panel).

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The typical ${N}_{{\rm{H}}\;{\rm{I}}}$ uncertainty (defined as max(${N}_{{\rm{H}}\;{\rm{I}}}$) – min(${N}_{{\rm{H}}\;{\rm{I}}}$) for a given system) for both samples is 0.7 dex. This median total deviation is akin to an error bar of ±0.35 dex. The best constrained system had a total deviation of 0.3 dex, while the least constrained had a deviation of 1.7 dex, although the maximum is an outlier, with the next largest being 1.3 dex. These errors are incorporated into our metallicity uncertainty as bounds on a flat prior distribution of allowed ${N}_{{\rm{H}}\;{\rm{I}}}$, defining the range where we explore possible values for our solutions.

3.2. Metal Column Densities

We measure column densities for ionic species using the apparent optical depth method (AODM, Savage & Sembach 1991). For each absorber, we integrated over a fixed velocity width in order to maintain consistency between different species/lines (rounded to the nearest pixel). For ions with multiple available lines, we performed an error-weighted average of the detections. The absorption profiles of the LLSs comprising our metal-poor and metal-blind samples are shown in Figures 3 and 4, respectively.

Figure 3.

Figure 3. Absorption profiles for the metal-poor sample (excluding J123525 and J124957, which are below). For each LLS, we show the normalized spectrum (black) at the position of various metal lines relative to ${z}_{\mathrm{LLS}}$ (v = 0 $\mathrm{km}\;{{\rm{s}}}^{-1}$), as well as several Lyman series transitions. The 1σ uncertainty on the flux is in red, and the green line indicates the continuum (unity). The blue lines indicate the range over which the optical depth was integrated to determine the column density. Where no absorption was detected, the blue lines are instead ± 1 resolution element from the central redshift, indicating the range over which the 3σ upper limit was measured.

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Figure 4.

Figure 4. Absorption profiles for the metal-blind sample, following the same conventions as Figure 3.

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For each line where there was a non-detection, we calculated a 3σ upper limit to the column density corresponding to the error in the spectrum over ±1 resolution element using 100,000 Monte Carlo realizations. For each iteration, we added to the flux a value drawn from a Gaussian distribution with width equal to the error at that pixel, then measured the column density of the resulting mock profile, discarding realizations where the column density was negative. If an equal amount of flux were scattered above and below the continuum level, this would result in a positive column density because the relationship between flux and apparent optical depth is exponential (see Fox et al. 2005). This produced a distribution of the largest possible column densities consistent with the observed lack of absorption. We adopted the column density larger than 99.7% of other trials as the 3σ upper limit. To mitigate the effects of poor continuum fits resembling absorption with low column density, we set the flux to unity and repeated the process if less than 50% of the trials produced a positive column density.

Similar to the H i analysis, we dismiss all metal absorption lines contaminated by interloping absorbers as well as lines obscured by large amounts of noise. The Si ii λ1260 transition, which is a powerful diagnostic for low-metallicity absorbers due to its large oscillator strength, was unavailable for ten of the 17 systems due to confusion with the Lyα forest.

All AOD column density measurements assumed that the absorption profiles reside on the linear portion of the curve-of-growth and are unsaturated. While this assumption is expected to hold for all of the lines in our metal-poor sample, there is no absorption strength cut for the metal-blind sample, so we need to test for saturation. In low- and medium-resolution spectra, absorption profiles can be saturated without clearly exhibiting zero flux, since the instrument blurs the absorption profile. In Table 1 we list the measured column densities, and below we discuss the identification of saturated lines.

Table 1.  Details on Specific Absorbers

Ion λrest $\mathrm{log}{N}_{\mathrm{AODM}}$ $\mathrm{log}{N}_{\mathrm{adopted}}$
Metal-poor Sample
J080853–070940 z = 3.545
C iv 1548 13.38 ± 0.13 13.39 ± 0.11
C iv 1550 13.42 ± 0.21
O i 1302 <13.65 <13.65
Si ii 1304 <13.31 <13.30
Si ii 1526 <13.45
Si iv 1393 12.93 ± 0.12 12.93 ± 0.12
Si iv 1402 <13.36
J083832+200142 z = 3.47595
Al ii 1670 12.73 ± 0.04 12.73 ± 0.04
C ii 1334 14.29 ± 0.02 >14.29
C iv 1548 13.65 ± 0.05 13.70 ± 0.04
C iv 1550 13.85 ± 0.07
Si ii 1526 13.49 ± 0.10 13.49 ± 0.10
Si iv 1393 13.52 ± 0.03 13.52 ± 0.03

Only a portion of this table is shown here to demonstrate its form and content. A machine-readable version of the full table is available.

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3.2.1. Testing for Saturation

The AODM provides a test for saturation through comparison of the AOD profiles for different transitions of the same species (Savage & Sembach 1991). However, this is insufficient when a species only has a single, potentially saturated line. To test for saturation in such species, we performed multi-component Voigt profile fits to see if we recover column densities similar to those measured with AODM. Since the velocity structure of absorbers is typically not well resolved in our spectra, we used Monte Carlo methods to explore the parameter space for each line. For each line, we constructed 200 models to use as input to VPFIT, each having 3–5 components (uniformly selected) placed by splitting the absorber into bins and uniformly selecting redshifts within these bins, such that components extend over the entire absorption profile. Following measurements of C iv Doppler b parameters (Rauch et al. 1996), components have Doppler parameters drawn from a Gaussian distribution with $\bar{b}=12\;\mathrm{km}\;{{\rm{s}}}^{-1}$ and σb = 5 $\mathrm{km}\;{{\rm{s}}}^{-1}$, constrained to be above 6 $\mathrm{km}\;{{\rm{s}}}^{-1}$, with b held fixed during fitting. We allowed VPFIT to remove components and slightly modify redshifts.

The intent of this exercise was not to determine specific models for the unresolved velocity structure of the absorbers but rather to gauge whether there is saturation by seeing if the models with column densities larger than measured by the AODM provided reasonable fits to the spectra. In evaluating the output, we first removed all fits where the structure was reduced to a single component (which tends to produce poor fits with unrealistically large column densities, since the Doppler parameters were fixed) and all fits where the χ2-fit statistic output by VPFIT was more than 2σ above the mean (these are typically trials where the profile is essentially a single component fit with several negligible components). The remaining models provide a distribution of potential column densities for the absorbing ion.

We considered an ion to be saturated if it met two requirements: (i) less than 5% of the trials had column densities less than that obtained via AODM and (ii) the median column density of the modeled distribution exceeded NAODM + max(3σAODM, 0.2 dex). The second criterion prevented lines with Monte Carlo trials resulting in very precise, narrow output distributions only slightly larger than the AODM measurement from being falsely classified as saturated. When we determined that an ion was saturated, we adopted the AODM measurement as a lower limit to its column density.

We found this approach agreed with both our expectations for which lines are saturated based on appearance and AODM testing for saturation. For very weak absorption profiles this technique did not reliably produce meaningful results, but comparing AOD profiles when there are multiple ions shows that such lines are clearly unsaturated, as expected. In our metal-poor sample, we found only one saturated line, a C ii λ1334 line that was misattributed to QSO H i self-absorption in the SDSS spectrum, both due to its location on the QSO Lyα emission peak and the lack of corroborating lines. There are numerous saturated lines in the metal-blind sample, as indicated in Table 1.

An additional point of consideration is that AOD column density measurements assume that absorption features are fully resolved. Features that are not fully resolved have absorption transferred to the wings of their profiles; the column densities we measured from our medium-resolution spectra are therefore expected to be less than the true column densities due to this instrumental blurring. We explore the magnitude of this effect by constructing mock absorption profiles, then comparing the measured AOD column densities to the known input values.

For absorption profiles consisting of a single component, we find that the AOD error becomes appreciable (≈0.1 dex) for the largest column densities we measure. However, the observed absorption profiles are broader than these mock profiles, since they are generally composed of multiple components. Mock profiles composed of multiple components (which look similar to our observed profiles) have AOD column densities much closer to the true values (with errors of order 0.01 dex), since AOD does better with intrinsically broader profiles. Furthermore, we expect that our method presented above for locating saturated lines also identifies lines with underestimated AOD column densities. The several lines for which AOD column densities are suspect all meet our criterion for being saturated and are treated as lower limits. Hence, we find the systematic underestimation of AOD column densities to be insignificant for our purposes and do not attempt to correct it in our analysis.

3.3. Ionization Modeling and Metallicity Determination

The primary interest of our study is the metallicity, $[{\rm{M}}/{\rm{H}}]$, of the absorbers. However, this requires knowledge of elemental abundance ratios, rather than the information on specific ions that we measure. Rather than assuming ionization conditions to convert between ionic and atomic column densities, we used the software package Cloudy (version 13.02, last described by Ferland et al. 2013) to solve for the ionization and metallicity simultaneously. With Cloudy, we modeled the ionization conditions of the absorbers over a range of metallicities, obtained ionic column densities for each model, and determined which models best matched the observed column densities using Monte Carlo simulations. Ionization conditions are typically described by the ionization parameter U, a proxy for hydrogen density ${n}_{{\rm{H}}}$, defined as

Equation (1)

where c is the speed of light and ${n}_{{\rm{H}}}$ = nH i + nH ii + ${n}_{{{\rm{H}}}_{2}}.$ The flux of H i-ionizing photons, Φ, is given by

Equation (2)

where Jν is the specific intensity of the incident radiation and νLL is the frequency corresponding to 1 Ryd.

Specifically, we used Cloudy to calculate the column densities of different species as a function of $\mathrm{log}U$ over a grid of H i column densities, redshifts, and metallicities. The models were generated assuming a plane-parallel geometry of a uniform and isothermal layer of photoionized gas, with the shape of the ionizing radiation spectrum derived from a combination of the cosmic microwave background (CMB) and the cosmic ultraviolet background (UVB) spectrum from Haardt & Madau (2012, CUBA software). The CMB is much weaker than the UVB at all relevant wavelengths, and omitting it caused no appreciable change. We adopted a solar relative abundance pattern for the Cloudy models.

The UVB spectrum includes emission from galaxies and QSOs, as well as a sawtooth absorption pattern due to the He ii Lyman series (Madau & Haardt 2009). Although observations of the hydrogen ionizing flux disagree with the normalization of this spectrum (Faucher-Giguère et al. 2008; Becker & Bolton 2013), Cloudy models adjust the normalization according to the input value of U, so this is inconsequential. Efforts to adjust the shape of the spectrum have found that best-fit models typically require fairly small modifications that ultimately translate to a difference in metallicity of ≲0.2 dex (Crighton et al. 2015), although there are outliers that are best fit with larger modifications to the shape. Since our modeling is based on a small number of ions, we keep the number of fit parameters to a minimum to avoid overfitting and do not let the shape of the spectrum vary in our models. Additionally, this ionizing background (without adjustment) was used in most of the works we compare to in Section 5.3, so any uncertainties in the shape of the spectrum should minimally affect comparison with other observations.

For each LLS, we interpolated on this grid to the absorber redshift, producing for each ionic metal species the column density as a function of $[{\rm{M}}/{\rm{H}}]$, $\mathrm{log}U,$ and ${N}_{{\rm{H}}\;{\rm{I}}}$. In Figures 5 and 6 we sketch the ionization modeling technique for LLSs with and without metal-line absorption, respectively. These examples assume a value of ${N}_{{\rm{H}}\;{\rm{I}}}$ intermediate to the allowed range, so one dimension is missing from this schematic representation of the modeling process.

Figure 5.

Figure 5. Absorption profiles and example ionization model for J123525. Left: the normalized spectrum (black) of J123525 at the position of various metal lines relative to ${z}_{\mathrm{LLS}}$ (v = 0 $\mathrm{km}\;{{\rm{s}}}^{-1}$), following the same conventions as Figure 3. Right: example ionization model. For each ion, the solid and dashed curves show the column density as a function of the ionization parameter for different metallicities. The blue shaded regions are 1σ intervals around the column density detections or, for non-detections, the region below the upper limit. The yellow shaded region is the range of $\mathrm{log}U$ found to have a consistent solution. The black line is the ionization parameter corresponding to the best-fit solution.

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Figure 6.

Figure 6. Same as Figure 5 but for J124957. Left: the normalized spectrum of J124957 at the position where its LLS's various metal lines would be. Since no absorption is detected for any of these lines we only obtain upper limits. Right: without any metal column density measurements to constrain the ionization parameter, we assume $\mathrm{log}U\geqslant -3$ and measure the upper limit of the metallicity at $\mathrm{log}U=-3.$ For each ion, the limiting metallicity is at the upper-left corner of the overlapping shaded regions; the lowest of these gives the upper limit of the metallicity for the LLS. For this system, the strongest constraint at $\mathrm{log}U=-3$ comes from Si ii 1260.

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3.3.1. Dependence of Results on NH i

Although many systems require us to marginalize over a fairly broad range in ${N}_{{\rm{H}}\;{\rm{I}}}$, ionization modeling within the bounds we consider is surprisingly insensitive to the particular H i column density. Just as Figures 5 and 6 are projections onto an assumed value of ${N}_{{\rm{H}}\;{\rm{I}}}$, in Figure 7 we project along two different values of $\mathrm{log}U$ (at fixed $[{\rm{M}}/{\rm{H}}]$ = −2.5), to clarify how several properties vary with ${N}_{{\rm{H}}\;{\rm{I}}}$.

Figure 7.

Figure 7. Top: model column densities for several ions, assuming $\mathrm{log}U=-2.2$ (solid curves) and $\mathrm{log}U=-2.6$ (dashed curves) with fixed metallicity $[{\rm{M}}/{\rm{H}}]=-2.5.$ The black curve is the total hydrogen column density NH, scaled by 10−8. The intermediate ions (C iv and Si iv), along with ${N}_{{\rm{H}}}$, are quite flat with ${N}_{{\rm{H}}\;{\rm{I}}}$. The low ions are more correlated with ${N}_{{\rm{H}}\;{\rm{I}}}$ although the range of column densities they span is still about one-tenth of that considered in ${N}_{{\rm{H}}\;{\rm{I}}}$. Bottom: slope of the metallicity as measured by a single ion and assuming a fixed value of $\mathrm{log}U.$ This can be used to estimate the uncertainty in $[{\rm{M}}/{\rm{H}}]$ introduced by the uncertainty in ${N}_{{\rm{H}}\;{\rm{I}}}$, although this approach overestimates $[{\rm{M}}/{\rm{H}}]$ uncertainty since it does not consider overlapping constraints from multiple ions.

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In the top panel, we plot the model column density as a function of ${N}_{{\rm{H}}\;{\rm{I}}}$ for several different ions, as well as the total hydrogen column density ${N}_{{\rm{H}}}$, scaled to fit on the same plot. For a given value of $\mathrm{log}U,$ ${N}_{{\rm{H}}}$ does not scale very rapidly with ${N}_{{\rm{H}}\;{\rm{I}}}$; over the two orders of magnitude of ${N}_{{\rm{H}}\;{\rm{I}}}$ shown, ${N}_{{\rm{H}}}$ only changes by about 0.3 dex. The column density curves for C iv and Si iv are comparably flat. The variation in the low-ionization metals with ${N}_{{\rm{H}}\;{\rm{I}}}$ is more appreciable, but is still one order of magnitude smaller than the variation in ${N}_{{\rm{H}}\;{\rm{I}}}$. We do not show the scaling with $[{\rm{M}}/{\rm{H}}]$, although it is as expected—the metal column densities increase by an order of magnitude when $[{\rm{M}}/{\rm{H}}]$ is increased by one. Since ${N}_{{\rm{H}}}$ and most of the metal column density curves are relatively flat functions of ${N}_{{\rm{H}}\;{\rm{I}}}$, the model parameters U and $[{\rm{M}}/{\rm{H}}]$ corresponding to the model that matches measured ionic column densities from an LLS do not vary strongly with ${N}_{{\rm{H}}\;{\rm{I}}}$.

Comparing the model column density curves for the two different ionization parameters plotted, we see that the low ions are not strongly dependent on $\mathrm{log}U.$ C iv and Si iv column densities depend much more strongly on how ionized the gas is, as can also be seen in the right-hand plots of Figures 5 and 6.

We estimate from the Cloudy output how a metallicity measurement (at fixed $\mathrm{log}U$) based on a single ion varies with ${N}_{{\rm{H}}\;{\rm{I}}}$. For ion x corresponding to atom X, with measured column density Nx and model ionization fraction fx = Nx/NX, we can write the metallicity as

where fH i is the H i ionization fraction in the corresponding model. Noting that the measured column density is a constant, we can differentiate with respect to $\mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}:$

The derivative depends only on ionization model output, and is shown in the bottom panel of Figure 7 for several ions.

We first note that all of the slopes are negative, indicating that metallicity decreases with ${N}_{{\rm{H}}\;{\rm{I}}}$ as expected. The Si iv and C iv slopes approach zero above ${N}_{{\rm{H}}\;{\rm{I}}}$ ∼ 18, indicating that modeled metallicities should be very robust in this range of column densities—given NC iv or NSi iv and $\mathrm{log}U,$ the metallicity is independent of ${N}_{{\rm{H}}\;{\rm{I}}}$. Si ii and C ii have larger derivatives with ${N}_{{\rm{H}}\;{\rm{I}}}$, as expected from the column density curves, but weaker dependence on $\mathrm{log}U.$

This suggests that uncertainty of ${N}_{{\rm{H}}\;{\rm{I}}}$ is manageable. Treating the metallicity slope as a proxy for the model uncertainty in the resulting metallicity and integrating the C ii derivative from ${N}_{{\rm{H}}\;{\rm{I}}}$ = 17.5 to 18.5, where the model uncertainty is worst, results in only a ∼ 0.5 dex uncertainty in metallicity. In practice, the uncertainties are significantly less since models are fit using multiple ions.

3.3.2. Matching Ionization Models to LLSs

To compare how well different ionization models fit the data, we define the likelihood function

where i(Ni) is the likelihood for each ion measured given Ni, the model column density obtained by interpolating the grid to the corresponding values of $[{\rm{M}}/{\rm{H}}]$, ${N}_{{\rm{H}}\;{\rm{I}}}$, and $\mathrm{log}U.$ For detections, i is taken to be a Gaussian with a mean and standard error given by the AODM measurements. For upper and lower limits, we let i be unity if the model column density is within the range allowed by the limits, and i decays as a Gaussian with σ = 0.05 beyond the allowed range. In practice, we used $\mathrm{log}{\mathcal{L}}$ to avoid computational instabilities resulting from small likelihoods.

Motivated by the implementation of Crighton et al. (2015), we used the Python module emcee (Foreman-Mackey et al. 2013) to perform a Markov Chain Monte Carlo (MCMC) sampling of the parameter space. This approach allows for calculation of the posterior probabilities of the metallicity and ionization parameter while marginalizing over the possible values of ${N}_{{\rm{H}}\;{\rm{I}}}$. We used flat priors with $\mathrm{log}U,$ $[{\rm{M}}/{\rm{H}}]\in [-4,-1],$ and ${N}_{{\rm{H}}\;{\rm{I}}}$ within the viable range determined for each LLS. We ran 1000 iterations of 100 walkers sampling the parameter space, discarding the first 100 iterations as "burn-in" to allow the walkers to explore the full posterior distribution and to remove the signature of the walkers' initial conditions. We constructed the posterior distribution from the remaining 900 iterations. An example posterior distribution (for J123525) is shown in the top left of Figure 8.

Figure 8.

Figure 8. Top left: posterior distribution for ionization modeling of J123525. Histograms of $[{\rm{M}}/{\rm{H}}]$, $\mathrm{log}U,$ and ${N}_{{\rm{H}}\;{\rm{I}}}$ are along the diagonal, with dashed lines showing the 16th, 50th, and 84th percentiles. The other three plots show the positions of the walkers at each step, outlining correlations between the three variables. $[{\rm{M}}/{\rm{H}}]$ and $\mathrm{log}U$ are not strongly dependent on ${N}_{{\rm{H}}\;{\rm{I}}}$, but $[{\rm{M}}/{\rm{H}}]$ and $\mathrm{log}U$ are tightly correlated. The width in the $[{\rm{M}}/{\rm{H}}]$${N}_{{\rm{H}}\;{\rm{I}}}$ profile reflects the range of acceptable ionization parameters. The bias in ${N}_{{\rm{H}}\;{\rm{I}}}$ results from moderately larger likelihoods for the metal column densities at larger ${N}_{{\rm{H}}\;{\rm{I}}}$ values for this system, but does not appreciably influence the results. Top right: same as top left, for J080853. This system gives a Type 2 upper limit: there are upper limit constraints on the metallicity (i.e., lower limit constraints on the ionization parameter), but the walkers do not converge to a solution. The dashed lines correspond to the 90th, 95th, and 99th percentiles. The red lines are the 95th percentile in $[{\rm{M}}/{\rm{H}}]$ and the 5th percentile in $\mathrm{log}U$ (since U and $[{\rm{M}}/{\rm{H}}]$ are inversely related). Bottom left: J123525 (same as top left), but only half the C iv and Si iv column density, to test the effect of interloping gas that is coincident but unaffiliated with the LLS. The posterior is largely similar to that using the measured column densities. Bottom right: J123525 again, but with C iv and Si iv treated as upper limits. In this scenario, the analysis yields a metallicity upper limit. Figures formatted with the Python module Triangle (Foreman-Mackey et al. 2014).

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Although many systems required marginalization over a wide range in ${N}_{{\rm{H}}\;{\rm{I}}}$, often larger than an order of magnitude, we found that the ionic column densities and posterior probabilities are not strongly dependent on ${N}_{{\rm{H}}\;{\rm{I}}}$, consistent with expectations from the discussion in Section 3.3.1.

3.3.3. Metallicity Upper Limits

For LLSs where the absorption line data were insufficient to constrain the solution, we derived upper limits to the metallicity. The way an upper limit was found depends on whether or not there were any metal-line detections. We note that as $\mathrm{log}U$ increases, ${n}_{{\rm{H}}}$ decreases and the gas becomes more highly ionized, resulting in column densities for the ions we measure corresponding to lower metallicities at larger ionization parameters (Figures 5 and 6, and Figure 8 left-middle panel). Hence, lower values of $\mathrm{log}U$ correspond to more conservative upper bounds on metallicity.

For absorbers with only non-detections, we found the limiting metallicity at $\mathrm{log}U=-3,$ a conservative estimate for high-redshift systems consistent with other works (Fumagalli et al. 2011a). We also consider only the smallest allowed value of ${N}_{{\rm{H}}\;{\rm{I}}}$, since this corresponds to the most conservative upper limit. The upper limit is the highest metallicity for which all model column densities (at the smallest ${N}_{{\rm{H}}\;{\rm{I}}}$ allowed) were less than the measured limits at $\mathrm{log}U=-3.$ We refer to these as "Type 1" upper limits. Figure 6 is an example of a Type 1 upper limit. The strongest column density constraint for this example came from Si ii 1260 due to its large oscillator strength, although the Lyα forest made it unavailable for many of our systems.

For absorbers with some detections but not enough to fully constrain the posterior distribution in $[{\rm{M}}/{\rm{H}}]$$\mathrm{log}U$ space, the metallicity upper limit is derived from the posterior distribution. We take the upper limit to be the 95th percentile of the posterior metallicity distribution. We refer to these as "Type 2" upper limits. J080853 is presented as an example in the top right of Figure 8. Note that the posterior distribution for $\mathrm{log}U$ does not extend below −3—if it did, then we would reclassify this system as a Type 1 upper limit.

Type 2 limits generally result in lower metallicity limits than Type 1, since measured metal column densities are able to constrain the ionization parameter to a larger limiting value. Since the posterior distribution for these systems includes the largest ionization parameters and lowest metallicities, the exact value taken as the limit depends on the range of $[{\rm{M}}/{\rm{H}}]$ allowed by our priors, but in practice our prior distribution was realistic enough that large modifications are not physically motivated, and small changes to the priors have negligible effect on the result.

3.3.4. Applicability of Single-cloud Models

Our analysis treated each absorption system as a single cloud comprising gas with minimal phase structure, which is insufficient to capture the full structure and conditions of the CGM. Churchill et al. (2015) constructed mock absorption lines through the CGM of a simulated z = 0.54 dwarf galaxy, investigating the kinematics and phase structure of the gas. For low-ionization metals (e.g., Mg ii λλ2796, 2803) as well as H i, absorption along their simulated sightlines was generally dominated by a narrow, single-phase cloud that could be readily modeled with typical ionization correction techniques. However, absorption from high-ionization gas (e.g., O vi λλ1031, 1036, C iv) often came from more extended structures with varying gas properties, as well as gas unassociated with the H i but with a coincident line-of-sight velocity.

This suggests that the influence of C iv and Si iv on our results needs to be examined, to gauge whether or not they adversely affect our analysis. If an appreciable fraction of the high-ionization metal absorption along a sightline were due to gas more extended than or disjoint from the H i, then the measured high-ionization metal column densities would be upper limits to the associated H i column densities.

To assess how this would influence our ionization modeling, we use the LLS along the sightline to J123525 (Figure 5) as an example. If we treat the C iv and Si iv as upper limits, then the only ion with a measured column density is C ii. Performing the ionization modeling under this assumption, we found a posterior distribution essentially inverse to that of a Type 2 upper limit (Figure 8, bottom right): the metallicity is constrained, but the ionization parameter is not. This could be treated as a Type 1 upper limit, which would have $[{\rm{M}}/{\rm{H}}]$ ≤ −1.5, much larger than the metallicity measured treating C iv and Si iv as detections. The explanation for the large change can be seen in Figure 7. As discussed in Section 3.3.1, model C ii column density is moderately dependent on ${N}_{{\rm{H}}\;{\rm{I}}}$, so without any other lines constraining the result, taking the metallicity limit at the smallest viable value of ${N}_{{\rm{H}}\;{\rm{I}}}$ = 17.8 and $\mathrm{log}U$ = −3 gives a high-metallicity upper limit. When all metal lines are treated as detections, the metallicity is much lower at the same ${N}_{{\rm{H}}\;{\rm{I}}}$ because other detections limit the possible solutions.

However, since there is a C ii detection, treating this as a Type 1 upper limit ignores critical information. An actual Type 1 upper limit posterior distribution would have both $[{\rm{M}}/{\rm{H}}]$ and $\mathrm{log}U$ extending to $[{\rm{M}}/{\rm{H}}]$ = −4, the low-metallicity cutoff of our priors. The C ii detection constrains the metallicities for a given value of $\mathrm{log}U$ and restricts the maximum value of $\mathrm{log}U.$ The posterior distribution for this example gives $[{\rm{M}}/{\rm{H}}]$ = −2.06, fairly close to the nominal metallicity found for this system in spite of the low values of the ionization parameter that are included in the posterior. Restricting the posterior to $\mathrm{log}U\;\gt \;$−3, the modeling gives $[{\rm{M}}/{\rm{H}}]$ = −2.17. Hence, treating C iv and Si iv as upper limits for this LLS changes the posterior distribution for $\mathrm{log}U,$ but $[{\rm{M}}/{\rm{H}}]$ changes by only several tenths of a dex.

Even if some of the high-ionization metals are from interloping gas, ionization modeling still predicts a sizable column density from the LLSs. If, for J123525, instead of treating the C iv and Si iv as upper limits, we take half of the observed column density to be from the LLS, the MCMC posterior distribution (Figure 8, bottom left) is very similar to that found using the actual measured values, with a median metallicity of $[{\rm{M}}/{\rm{H}}]$ = −2.49, slightly lower than the metallicity we measure without altering the measured column densities.

The results found for this example generally extend to other systems with both high- and low-ionization detections: treating high ions as detections leads to the inclusion of low $\mathrm{log}U$ values in the posterior distribution, but ultimately only influences the metallicity by less than 0.5 dex.

There are several LLSs for which we detect only high-ionization metals, most of which are Type 1 or 2 upper limits. Since non-detections of C ii and Si ii tend to place strong constrains on metallicities, treating C iv and Si iv detections as upper limits for these systems tends to produce metallicity upper limits within 0.5 dex of the measured limits. There is one outlier, J115321, a Type 2 upper limit that would become a Type 1 upper limit with a limiting metallicity that is 1 dex larger. There are two LLSs in the metal-blind sample (J234466 and J1025909) with metallicity solutions, but only C iv and Si iv detections. We found that these systems have posterior distributions highly constrained by non-detections of Si ii and C ii, such that treating the high-ionization detections as upper limits produces Type 1 metallicity upper limits that are only ∼0.5 dex larger than the measured metallicities.

4. RESULTS

In Table 2 we list the properties of the quasars and LLSs comprising our metal-poor and metal-blind samples. Of the 17 metal-poor LLSs, nine have metallicity upper limits—six Type 1 limits derived from five LLSs with no metal detections along with one LLS with only C iv, and three Type 2 limits from systems without enough information for the MCMC walkers to converge. In addition to having generally higher metallicities, the metal-blind survey has only one upper limit (Type 2). The metal-blind sample also has one metallicity lower limit, derived from several ions with saturated absorption profiles, with a metallicity well above any seen in the metal-poor sample.

Table 2.  Lyman Limit Systems

QSO ra tb ${z}_{\mathrm{QSO}}$ ${z}_{\mathrm{LLS}}$ Δvc $\mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}$ $\mathrm{log}U$ ${n}_{{\rm{H}}}$ ${\ell }$ $[{\rm{M}}/{\rm{H}}]$ d
    (s)   ($\mathrm{km}\;{{\rm{s}}}^{-1}$) (log(cm−2))   (10−3 cm−3) (kpc)  
Metal-poor Sample
J080853–070940 19.3 4080 3.841 3.545 +80, −80 17.8–18.6 > −2.57 <3.7 >28 <−2.402
J083832+200142 18.2 2400 3.876 3.476 +220, −130 17.9–18.6 ${-2.55}_{-0.05}^{+0.04}$ 2.8–4.7 30–40 ${-1.70}_{-0.07}^{+0.09}$
J085944+212511 18.8 3600 3.699 3.263 +190, −110 18.8–19.6 −2.38 ± 0.04 1.9–3.1 90–110 ${-1.99}_{-0.07}^{+0.06}$
J110657+081643 19.1 3600 4.268 4.105 17.3–17.6 <10.9 >1.4 < −2.191
J115321+101112 19.1 3600 4.127 4.038 +70, −70 17.7–19.0 > −2.22 <1.8 130–190 < −2.902
J123525+014945 19.1 3600 4.031 3.891 +150, −150 17.8–19.0 −2.11 ± 0.06 1.0–1.8 260–330 ${-2.37}_{-0.10}^{+0.11}$
J124957–015928 17.6 1800 3.638 3.524 17.8–19.0 <10.1 >3.4 < −2.701,e
J125949+162005 19.0 3000 3.707 3.547 +110, −110 17.8–18.6 ${-1.94}_{-0.09}^{+0.07}$ 0.6–1.2 650–890 ${-2.92}_{-0.13}^{+0.15}$
J130452+023924 18.4 4200 3.651 3.336 +110, −110 17.9–18.7 −2.08 ± 0.09 0.8–1.7 360–460 $-{2.81}_{-0.17}^{+0.15}$
J130452+023924 3.324 +90, −90 17.9–18.6 > −2.29 <2.0 130–160 < −3.082
J131056+105530 19.0 3200 4.461 4.200 +100, +130 18.2–19.0 −2.45 ± 0.05 2.6–4.1 50–60 $-{2.39}_{-0.10}^{+0.09}$
J134723+002158 19.3 2280 4.308 4.229 +100, −100 17.5–18.1 $-{2.24}_{-0.05}^{+0.04}$ 1.6–2.5 80–140 $-{2.05}_{-0.08}^{+0.10}$
J144027+173038 19.5 2700 3.674 3.566 19.2–19.6 <10.0 >5.2 < −1.681
J144405+165621 18.9 3000 3.745 3.551 +150, −130 17.3–17.6 −2.05 ± 0.12 1.1–1.7 170–290 $-{2.41}_{-0.23}^{+0.20}$
J144405+165621 3.471 17.5–17.8 <10.1 >2.2 < −2.211
J155255+145432 19.9 5400 4.105 3.954 17.8–18.4 <10.5 >3.3 < −2.031
J160320+072104 19.5 3000 4.393 4.375 +60, −60 17.8–18.4 <11.8 >2.8 < −1.921
Metal-blind Sample
J001022–003701 18.4 1200 3.153 3.116 −120, +120 17.8–18.8 $-{2.11}_{-0.05}^{+0.04}$ 1.0–1.7 270–400 $-{2.19}_{-0.16}^{+0.07}$
J014850–090712 18.0 1200 3.322 2.996 −110, +170 17.8–18.7 −2.46 ± 0.03 2.4–3.8 40–70 −2.06 ± 0.05
J030341–002321 17.7 900 3.229 2.941 −150, +150 18.7–19.2 −2.14 ± 0.02 1.2–1.8 300–320 −2.07 ± 0.03
H0449–1325 1100 3.107 2.997 −70, +70 17.8–18.2 > −2.55 <3.8 >30 < −2.692
J093153–000051 18.7 1100 3.209 2.927 −150, +150 18.4–19.3 $-{2.31}_{-0.04}^{+0.03}$ 1.8–2.8 120–140 $-{2.20}_{-0.05}^{+0.06}$
J102509+045246 19.2 900 3.243 3.130 −70, −70 17.8–18.7 $-{2.32}_{-0.12}^{+0.13}$ 1.3–3.3 100–140 $-{2.75}_{-0.12}^{+0.13}$
J161545+060852 18.2 1200 3.062 2.988 −110, +160 17.8–19.5 $-{2.71}_{-0.08}^{+0.06}$ 4.1–7.6 10–20 $-{2.02}_{-0.11}^{+0.14}$
J223819–092106 18.0 1200 3.278 3.127 −160, +170 17.8–19.0 > −2.60 <4.1 >21 > −0.75
J233446–090812 18.0 1200 3.351 3.226 −90, +100 17.8–18.6 $-{2.05}_{-0.06}^{+0.07}$ 0.8–1.5 380–520 $-{2.71}_{-0.15}^{+0.11}$
UM184 3000 3.021 2.929 −110, +110 18.5–19.2 $-{2.51}_{-0.02}^{+0.01}$ 2.9–4.3 40–50 $-{1.78}_{-0.05}^{+0.03}$

Notes.

aQuasar r-band magnitude. bTotal integration time, summing over all exposures (typically two for the metal-blind sample). Exposure times for the metal-blind sample are those listed in Fumagalli et al. (2013). cVelocity width of absorbers, based on metal detections. Ellipses denote that all lines had no absorption. dSuperscripts indicate Type 1 and Type 2 limits. eUsing column density limits from the MIKE+FIRE spectra, we find $[{\rm{M}}/{\rm{H}}]$ < −2.90.

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In Figures 9 and 10, we display a histogram of the metallicities and a comparison of the LLS metallicities with the IGM metallicity as a function of redshift. For both the metal-poor and metal-blind samples, measured metallicities range from ∼ −2.8 to ∼ −1.8. Only considering detections, the metal-poor(blind) sample has median metallicity of −2.21(−2.13). Although the distributions for metallicities we were able to measure are not strikingly different, the metal-poor sample has a much larger fraction of systems for which we were only able to assign an upper limit to the metallicity.

Figure 9.

Figure 9. Metallicities with a bin size of 0.25 dex centered on half-integer values. The shaded region consists of detections, whereas the unshaded portions correspond to upper limits, except for lower limit in the metal-blind sample above $[{\rm{M}}/{\rm{H}}]$ = −1. Although the distribution of the detections is not markedly different, the metal-poor sample contains far more metallicity upper limits.

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Figure 10.

Figure 10. Metallicity as a function of redshift for the metal-poor (black points) and the metal-blind (green) samples. We maintain this color scheme throughout. Arrows indicate upper limits The blue point is the IGM, with shaded regions showing the 1σ and 2σ limits. Both samples are consistent with having a fraction of their metallicities drawn from the IGM.

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Simcoe (2011) find at z = 2.4(4.3), the IGM has an abundance of $[{\rm{C}}/{\rm{H}}]$ = −2.90(−3.55) ± 0.8 dex, as indicated by the shaded region in Figure 10. All of the LLSs in both our samples have metallicities within 2σ of the diffuse IGM metallicity, and several of the systems are in very good agreement, having $[{\rm{M}}/{\rm{H}}]$ ∼ −3.0 at z ∼ 3.5. Considering the large fraction of the metal-poor sample constituting metallicity upper limits, this suggests that the gas comprising a significant fraction of these absorbers has not been highly enriched; if the corresponding absorbers represent circumgalactic material, they are likely accreting onto the galactic disk rather than being expelled.

We also note that the detections and upper limits are not well stratified—although one might expect upper limits to fall below the detections, many of the measured metallicities are below the upper limits. This results from detections constraining the gas as more highly ionized (which typically corresponds to a lower metallicity for the ions we consider) and could mean systems with upper limits likely have even smaller metallicities. Additionally, measuring Type I upper limits at the smallest viable value of ${N}_{{\rm{H}}\;{\rm{I}}}$ and $\mathrm{log}U$ results in conservative limits. If we instead use either the median value of allowed ${N}_{{\rm{H}}\;{\rm{I}}}$ or the median $\mathrm{log}U$ from systems with detections, Type 1 limits become stricter by up to ∼0.5 dex.

4.1. Ionization Parameters

Larger values of the ionization parameter U generally correspond to lower derived abundances for the ions we considered, so systematically overestimated ionization parameters would drive our results to artificially low metallicities. Fumagalli et al. (2011a) compiled results from published high-redshift LLSs (z > 1.5, their Figure S6) and determine that all systems have $-3\lt \mathrm{log}U\lt -1,$ with most systems in the range of $-3\lt \mathrm{log}U\lt -2.5.$ These systems generally have smaller redshifts than our sample. For all of the absorbers with detected heavy-element absorption in our metal-poor sample, we find $-2.7\lt \mathrm{log}U\lt -1.9,$ with most clustered around $\mathrm{log}U=-2.3$ (Figure 11).

Figure 11.

Figure 11. Ionization parameters derived for both of our samples and from the literature. In our work, black and green correspond to the metal-blind and metal-poor samples, respectively. LLSs giving metallicity limits are not included. In the literature histogram, the black corresponds to Fumagalli et al. (2011a, and references therein), and the hashed region is absorbers from Crighton et al. (2015), who perform an analysis similar to ours. The literature sample is generally at lower redshift, and contains numerous systems with ${N}_{{\rm{H}}\;{\rm{I}}}$ lower than our sample.

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There are several plausible explanations for the moderately larger ionization parameters we measured. The ionization parameters in Fumagalli et al. (2011a) were compiled from studies using varying modeling techniques and ionizing radiation spectra. In addition, the complete literature sample comprises a relatively small sample, roughly the same size as our survey, often with redshifts and H i column densities different than our sample, suggesting that they may not form a uniformly selected comparison group for our results. Indeed, Fumagalli et al. (2011a) used the values from the literature only to show that $\mathrm{log}U=-3$ is a justifiable lower limit. The absorbers in Crighton et al. (2015) are at z = 2.5 and have sub-LLSs H i column densities.

Lehner et al. (2013) studied absorbers with $16.2\lt \mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}\lt 18.5$ at z ≲ 1 and found $\mathrm{log}U=-3.3\pm 0.6.$ Werk et al. (2014) looked at LLSs located near L* galaxies at z ≲ 0.2 (overlapping the sample from Lehner et al. 2013) and measured a mean ionization parameter $\mathrm{log}U=-2.8.$ A trend of LLS ionization parameter moderately increasing with redshift is supported by the studies previously mentioned and by our sample, although the total sample size is small.

The hydrogen density, ${n}_{{\rm{H}}}$, for each LLS follows from the ionization parameter U from Equation (1). To calculate Φ, we used Equation (2) using the shape of the UVB spectrum from Haardt & Madau (2012), renormalized to match the observed H i photoionization rates from Becker & Bolton (2013). Under the uniformity assumption, the sizes of the gas clouds can be estimated via = ${N}_{{\rm{H}}\;{\rm{I}}}$/(χH i${n}_{{\rm{H}}}$), where the neutral hydrogen ionization fraction χH i is output by the ionization models. In Table 2 we list the range of densities corresponding to the ionization parameter posterior distribution, and the range of sizes that follow assuming the central value of $\mathrm{log}U$ over the range of viable ${N}_{{\rm{H}}\;{\rm{I}}}$. Typical densities are of the order of 10−3 ${\mathrm{cm}}^{-3}$, and typical lengths are a few tens to hundreds of kiloparsecs, with a median of 160 kpc.

A uniform cloud with the median estimated size of 160 kpc at z = 3.5 would have a velocity gradient of ∼60 $\mathrm{km}\;{{\rm{s}}}^{-1}$ due to Hubble expansion, significantly larger than the typical Lyα forest Doppler parameter of b ∼ 30 $\mathrm{km}\;{{\rm{s}}}^{-1}$ (Hu et al. 1995). However, this is also roughly the size of a MagE resolution element, and we routinely see absorption that is ∼3 resolution elements wide (e.g., Figure 5), suggesting that the LLSs we measure often have multiple absorbing components (as is sometimes evident from metal absorption profiles).

Since we make no attempt to measure the multiple component structure of the LLSs using the medium-resolution data, our estimated cloud sizes represent an aggregate measurement of all components contributing to each LLS. Allowing for variation in the ionization state/density, individual components may have sizes that are of the order of 1–10 times smaller than the aggregate cloud sizes; although the absorbers' aggregate sizes are large, their individual substructures will be smaller, and could plausibly have sizes consistent with expectations for accretion flows.

In Figure 12, we plot $[{\rm{M}}/{\rm{H}}]$ over the overdensities $\delta ={n}_{{\rm{H}}}/{\bar{n}}_{{\rm{H}}}$ of the absorbers, where ${\bar{n}}_{{\rm{H}}}$ is the cosmic mean baryon density at the redshift of the absorber: ${\bar{n}}_{{\rm{H}}}$ = Ωbρc(1 + z)3/mp, where Ωb = 0.04 is the cosmic baryon density relative to ρc, the critical density of the universe, and mp is the proton mass. The systems with detections have typical overdensities ranging from δ ∼ 10–100. This figure also portrays how conservative the limits are: the Type 1 upper limits correspond to limiting overdensities at least two-fold greater than the detections, implying that the metallicities may be significantly lower than the limits we adopted.

Figure 12.

Figure 12. Metallicities and overdensities derived from ionization modeling. Uncertainties on the ionization parameter (which corresponds to ${n}_{{\rm{H}}}$) and H i photoionization rates from Becker & Bolton (2013) used to renormalize the ionizing spectrum contribute roughly equally to the overdensity uncertainties. The large limiting overdensities on the Type 1 upper limits suggest that the actual metallicities may be much lower.

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4.2. Effect of High-resolution and Infrared Spectrum

The high-resolution MIKE spectrum of J124957 confirmed that the lack of metal lines in the MagE spectrum of the same object was not a resolution effect, and the IR FIRE spectrum likewise shows no absorption at expected locations. In Figure 13 we compare the SDSS, MagE, and MIKE spectra for J124957, as well as showing cutouts of several portions of the FIRE spectrum where absorption is expected. It is evident that the four-fold increase in resolution provided by MIKE does not reveal any weak lines in this particular case.

Figure 13.

Figure 13. Top: comparison of SDSS, MagE, and MIKE data over a portion of the J124957 spectrum. The MIKE spectrum has a blue line indicating the transition from the blue and red arms of the instrument. Bottom: portions of the normalized spectra around expected LLS lines, showing no absorption. The absorption offset by 250 $\mathrm{km}\;{{\rm{s}}}^{-1}$ in the Si iv panel is an interloping C iv line at z = 3.102. To the right are three cutouts of the FIRE spectrum, also showing no absorption.

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We obtained stricter upper limits on the column density with the high-resolution spectrum, allowing us to measure a metallicity upper limit of $[{\rm{M}}/{\rm{H}}]$ < −2.90, 0.2 dex less than the upper limit measured with MagE. The limits we measure from the FIRE spectrum are not as strict, since it has lower resolution. When we use column density limits from both MIKE and FIRE, the ions measured with FIRE do not influence the result. Using only ions from the FIRE spectrum, we find an upper limit of $[{\rm{M}}/{\rm{H}}]$ < −2.60.

It remains to be seen whether high-resolution observations could reveal weaker lines in other examples, but in light of current sensitivities and to maintain consistency among the sample, we use the metallicity limit obtained from the MagE spectrum in subsequent analysis.

4.3. Survival Analysis

A complete description of the distribution of metallicities needs to incorporate information provided by both detections and upper limits. To that end, we employ survival analysis methods developed to deal with censored datasets containing a mixture of measurements and limits.

For univariate data, the Kaplan–Meier estimator provides a general, non-parametric maximum likelihood estimate of the population from which a censored sample was drawn. For details on the application of the Kaplan–Meier method to similar datasets, see Simcoe et al. (2004) and references therein.

Briefly, the Kaplan–Meier method constructs a cumulative distribution function (CDF) for the sample, handling ambiguities introduced by upper limits by including them in probability calculations only when they are guaranteed to be unambiguous. For example, an upper limit of $[{\rm{M}}/{\rm{H}}]$ < −2.5 is guaranteed to be less than $[{\rm{M}}/{\rm{H}}]$ = −2.4, but may not be less than $[{\rm{M}}/{\rm{H}}]$ = −2.6 and will not be treated as such. The resulting cumulative distribution is a piecewise function that remains constant at upper limits and jumps at detections.

The Kaplan–Meier method requires the sample to satisfy two criteria. First, the upper limits must be independent. This is clearly true for our sample, where each measurement is drawn from a different absorber and most are from different sightlines. Second, the probability of a measurement being censored must be uncorrelated with the value of the measurement itself. While our sample likely does not strictly meet this criterion, since lower metallicity systems are more likely to result in non-detections, there is a characteristic to our survey that preserves the randomness of the censoring: all targets were selected using the same criterion, so the priors on metallicity are uniform across the sample. Hence, the selection method should adequately randomize the censoring. Also, since an LLS observation resulting in a metallicity limit partially depends on the signal-to-noise ratio of the spectrum, the brightness of the quasar and observing conditions also serve as randomizing factors. From the discussion in Section 3.3.1, metal column densities generally do not depend strongly on ${N}_{{\rm{H}}\;{\rm{I}}}$, so ${N}_{{\rm{H}}\;{\rm{I}}}$ should not bias whether or not a system gives a metallicity upper limit. Since the metallicity measurements and limits we find are not segregated such that all limits fall below detections, the Kaplan–Meier method is applicable.

We calculate the Kaplan–Meier distributions for our samples using ASURV Rev 1.2 (Isobe & Feigelson 1990; Lavalley et al. 1992), which implements the methods discussed in Feigelson & Nelson (1985). The resulting cumulative distributions are shown in Figure 14.

Figure 14.

Figure 14. Left: cumulative distribution functions for the metal-poor (black) and metal-blind (green) LLS samples, constructed using the Kaplan–Meier estimator. Right: estimates of the full LLS CDF at z ∼ 3.7 extrapolated from the metal-poor (black-dashed) and metal-blind (green-dashed) samples. They disagree at high metallicity since the metal-poor sample does not probe this region.

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We also extrapolate our results for each sample independently to estimate the entire LLS population of z ∼ 3.73, the mean redshift of the metal-poor sample. Since the metal-blind sample is at lower redshift and metallicities evolve with redshift, we can apply a shift to the entire CDF to bring it to the same redshift as the metal-poor sample. Taking the mean slope of the IGM and DLA metallicity with redshift, $[{\rm{M}}/{\rm{H}}]$ ∝ 0.28z (see Section 5.1), we shift the metal-blind CDF by the difference between the mean redshifts of the samples.

Alternatively, we may estimate the full LLS CDF from the metal-poor sample if we assume that all systems with metal lines detected in SDSS have higher metallicity than systems without detected metal lines. This assertion is demonstrably false for some individual cases, but lacking the (forthcoming) fully unbiased set of H i-selected LLS metallicities, it can represent a first attempt at generalization. In this case we may construct the CDF for the entire SDSS sample as

In other words, we scale the CDF by the fraction of LLSs matching our selection criterion (x), then add to it the fraction of LLSs that do not. Since, under our assumption, all LLSs not meeting our criteria have metallicities larger than those that do, this approximates the CDF for metallicities in the range probed by our metal-poor sample. In our scan of the SDSS spectra, we found x = 0.48. We stress that variations in signal-to-noise ratio and ionization fractions may result in some SDSS LLSs that failed to meet our initial selection criteria having lower metallicity than others that did.

In Figure 14 we compare these extrapolations to the metal-poor CDF and to each other. They diverge at high metallicity, because the assumptions on the extrapolation from the metal-poor sample place an unrealistic floor on the corresponding CDF, which is most relevant at higher metallicity. They are in fairly good agreement for metallicities below $[{\rm{M}}/{\rm{H}}]$ = −2.5; both extrapolations suggest ∼20% of LLS at z ∼ 3.73 have $[{\rm{M}}/{\rm{H}}]$ < −2.5, a value roughly 1σ above the measured IGM abundance.

5. DISCUSSION

In this section, we leverage our dataset to extract physical and cosmological details concerning low-metallicity LLSs and compare with expectations for cold flows from simulations. Since our sample size is small, our intention is to establish an order of magnitude for several key properties.

5.1. Interpreting the Distribution in the Context of Cold Flows

In order to assess whether or not low-metallicity LLSs are consistent with being cold flows, we compare the metallicity CDFs of both the metal-poor and metal-blind samples with a toy model parent CDF. Motivated by the bimodal metallicity distribution found at low redshift (Lehner et al. 2013), we assume a mixed Gaussian model where the absorbers are drawn from a combination of two different parent populations, one being the IGM (representing potential accretion flows) and the other having more highly enriched gas that has been polluted by a local host galaxy. We refer to absorbers drawn from the IGM distribution as cold-flow candidates (CFCs).

We assume that the parent distribution in $[{\rm{M}}/{\rm{H}}]$ for CFCs is the same as the IGM's, which we interpolate from the measurements of Simcoe (2011) to the mean redshift of the sample. Note that this study used the same ionizing background spectrum to measure metallicities, so any systematics from uncertainty in a particular realization of the UVB spectrum are common to both studies.

The parent $[{\rm{M}}/{\rm{H}}]$ distribution of enriched CGM gas is less clear, but for this study we associate this phase with DLA abundances. The exact physical structures giving rise to DLAs are neither fully understood nor expected to be uniform, but they are thought to be locally enriched. Since DLAs have systematically lower abundances than H ii regions measured in emission (e.g., Sanders et al. 2015), this is a conservative choice to represent the non-CFC branch (using larger metallicities for this branch would give a larger fraction of CFCs). We model enriched gas using a lognormal distribution with parameters given by DLA measurements, since DLAs are thought to originate from gas in galaxies (e.g., Rafelski et al. 2011). We use DLA metallicities from Rafelski et al. (2012, and references therein). Compared to LLSs, DLA metallicities have been analyzed more extensively since DLAs are predominantly neutral and tend to have small ionization corrections that do not require modeling. In addition, the Lyα damping wings allow for accurate H i column densities in moderate-resolution spectra.

To compare with the metal-poor (blind) sample we average over all DLAs between z = 3.26–4.37 (2.90–3.25). The model metallicity probability distribution is then

where pIGM and pDLA are Gaussian metallicity distributions with parameters summarized in Table 3, and ${f}_{\mathrm{IGM}}$ is the fraction of the model distribution drawn from the IGM that we are estimating (i.e., the fraction of CFCs).

Table 3.  Metallicity Distribution Parameters

  z $[{\rm{M}}/{\rm{H}}]$IGM σIGM $[{\rm{M}}/{\rm{H}}]$DLA σDLA ${f}_{\mathrm{IGM}}$ 68% c.i. 95% c.i.
Metal-poor 3.73 −3.36 0.8 −1.69 0.48 0.71 0.60–0.84 0.44–0.96
Metal-blind 3.04 −3.12 0.8 −1.49 0.52 0.48 0.34–0.62 0.18–0.79

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We performed Kolmogorov–Smirnov tests to find which IGM fractions are allowed by the two measured distributions (Figure 15). We list the values of ${f}_{\mathrm{IGM}}$ allowed within 68% and 95% confidence intervals (c.i.) in Table 3. Performing a least-squares fit, we find a best fit to the CDFs with ${f}_{\mathrm{IGM}}$ = 0.71 and 0.48 for the metal-poor and metal-blind samples, respectively. We adopt these best-fit ${f}_{\mathrm{IGM}}$ values, with errors given by the 68% confidence intervals, for the remainder of the paper. We caution that the small sample sizes enable intrinsic variation within the LLS population to appreciably influence the results.

Figure 15.

Figure 15. Kolmogorov–Smirnov test P-values as a function of ${f}_{\mathrm{IGM}}$ for the metal-poor (black) and metal-blind (green) samples. The null hypothesis is that the observed CDF is drawn from a parent sample having a fraction ${f}_{\mathrm{IGM}}$ of its metallicities coming from the IGM distribution. Thick bars denote the 68% and 95% confidence intervals.

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In addition to fitting the CDF, we also tested several fits to the measured metallicities directly and found approximately the same maximum likelihood values and ranges for ${f}_{\mathrm{IGM}}$. We compared mock histograms of metallicities drawn from mixed Gaussian models to the observed histogram, and performed an MCMC analysis using a likelihood function similar to that used for ionization modeling, with Gaussians for measured metallicities and one-sided Gaussians for limits.

Since 48% of the SDSS sample meets our metal-poor criteria, assuming only systems passing our initial cuts can be CFCs implies that the range of acceptable values for ${f}_{\mathrm{IGM}}$ for the entire z ∼ 3.7 LLS population is 0.34 ± 0.06. This is somewhat less than ${f}_{\mathrm{IGM}}$ for the metal-blind sample, suggesting that the assumption regarding the SDSS sample may be questionable, as discussed in Section 4.3, although sample variance may also account for the disagreement.

In Figure 16, we show the best-fit CDF and 68% confidence intervals for both samples, as well as the best-fit probability distribution function with the relative contributions from the enriched and unenriched parent populations.

Figure 16.

Figure 16. Left: model CDFs corresponding to the best-fit ${f}_{\mathrm{IGM}}$ (blue) overlaid onto measured CDFs. The shaded region encompasses 68% confidence on ${f}_{\mathrm{IGM}}$. Right: PDF corresponding to the best-fit ${f}_{\mathrm{IGM}}$ and the contributions from the IGM (dotted) and DLA (dashed) distributions.

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5.2. Mass Fraction of Candidate Cold Flows

Of particular interest is ΩCFC: the mass fraction of the universe (relative to the critical density) at z ∼ 4 contained in LLSs with IGM metallicities (i.e., CFCs). This quantity can be compared to simulations to test whether the global mass contained in cold flows agrees. Using our measurements and ionization models we make an order-of-magnitude estimate of this quantity for comparison with simulations.

The ratio of the CFC mass density to the cosmological critical density (at z = 0), ρc, is given by

where ${N}_{{\rm{H}}}$(${N}_{{\rm{H}}\;{\rm{I}}}$) is the total hydrogen column density of an absorber, fCFC(${N}_{{\rm{H}}\;{\rm{I}}}$) is the frequency distribution of CFCs as a function of neutral hydrogen column density, μ is the reduced mass of the gas, and mH is the mass of the hydrogen atom.

To compute the integral, we need to assume a form for fCFC(${N}_{{\rm{H}}\;{\rm{I}}}$). POW10 find f(${N}_{{\rm{H}}\;{\rm{I}}}$) for z = 3.7 LLSs can be fit by

To estimate fCFC(${N}_{{\rm{H}}\;{\rm{I}}}$), we multiply fLLS by the fraction of LLSs that are CFCs, ${f}_{\mathrm{IGM}}$. (Note ${f}_{\mathrm{IGM}}$ is the fraction of LLS that are CFCs and fCFC is the frequency distribution of these LLSs.) We take ${f}_{\mathrm{IGM}}$ = 0.34 ± 0.06 from Section 5.1.

We assume a reduced mass μ = 1.3, appropriate for absorbers with 75% H and 25% He by mass. The total hydrogen column density is readily found from the H i column density NH = (nH/nH i)${N}_{{\rm{H}}\;{\rm{I}}}$, with the ratio of ionized-to-total hydrogen coming from the ionization model. We use the median value derived from ionization solutions in both of our samples: $\langle {n}_{{\rm{H}}\;{\rm{I}}}/{n}_{{\rm{H}}}\rangle =0.0063.$ The median value for each sample separately is similar. Due to our small sample size, we cannot adequately measure and include in the calculation any variation in fCFC and $\langle {n}_{{\rm{H}}}/{n}_{{\rm{H}}\;{\rm{I}}}\rangle $ with H i column density.

We also need to set bounds on the integral. For the lower bound, we use $\mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}=17.5,$ the stated sensitivity limit of the LLS survey in POW10. Although lower column density absorbers are more numerous, larger column density absorbers dominate the mass density, so the result is largely insensitive to the lower bound; this may not be the case in calculations based on larger datasets, where the H i neutral fraction may be found to vary with ${N}_{{\rm{H}}\;{\rm{I}}}$. As an upper bound we take $\mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}=19.5,$ a typical value where systems transition from being considered LLSs to sub-DLAs.

With these parameters, we obtain ΩCFC = 0.0017. Comparing this to the cosmic baryon density, Ωb = 0.04, we find roughly 5% of baryons at z ∼ 3.7 are contained in CFC LLSs. Note that this calculation is sensitive to both the maximum column density set for the integral and the H i ionization fraction; increasing (decreasing) the maximum ${N}_{{\rm{H}}\;{\rm{I}}}$ by 0.2 dex increases (decreases) the result by a factor of ∼1.5, and the H i ionization fractions for individual systems can vary from the median by a factor of ∼5. As we discuss in Section 5.4, our result is fairly consistent with simulated results.

5.3. Comparison with Other Observations

In Figure 17, we compare the metallicities of our samples with DLA metallicities from Rafelski et al. (2012, and references therein). DLAs generally have higher metallicities than both our metal-poor and metal-blind samples, and there are suggestions that DLAs have a metallicity floor, which many LLSs are below. It is clear from this comparison that LLSs and DLAs at high redshift differ significantly in their metallicity distributions.

Figure 17.

Figure 17. Comparison of our results with DLAs (orange) and LLSs (various) from the literature. At high redshift, the DLA and LLS metallicity distributions are more clearly different than at low redshift. The bimodality seen in low-redshift LLS metallicities is not evident at high redshift, although the population of high-redshift LLSs has not been fully explored.

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Also shown are low-redshift LLSs from Lehner et al. (2013, and references therein). They categorized their H i systems as LLS ($16.2\leqslant \mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}\lt 19$) or super LLS (SLLS, $19\leqslant \mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}\lt 20.3$). Their LLS sample is mostly composed of systems with $\mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}\lt 17.5,$ the cutoff for our survey, so some differences are expected.

The low-redshift LLS population clearly exhibits a metallicity bimodality, with most of the lower-metallicity branch below most DLAs, although the difference between the LLS and DLA populations is not as emphasized as at higher redshift. While a bimodal model fits our high-redshift sample well, the two populations blend together more smoothly than they do at lower redshift, where Lehner et al. see very few systems at intermediate abundances. This may be a result of many of the lower abundances at high redshift producing upper limits rather than measurements.

Several LLSs drawn from the literature (Table 4) that exhibit low metallicities and are claimed as potential evidence of cold flows are also included in Figure 17. Our work corroborates the finding of low-metallicity LLSs and provides some statistical context for the population from which they are drawn. The two high-redshift metallicity upper limits are from Fumagalli et al. (2013). Using high-resolution spectra, they were able to model and subtract the Lyα forest to obtain column-density upper limits for C iii λ977 and Si iii λ1206, which provide tighter constraints than the ions available in our medium-resolution spectra (see their Figure S5).

Table 4.  Low-metallicity LLSs in the Literature

QSO ${z}_{\mathrm{LLS}}$ $[{\rm{M}}/{\rm{H}}]$ Source
PG1630+377 0.274 −1.71 ± 0.06 Lehner et al. (2013)
J144535+291905 2.44 −2.0 ± 0.17 Crighton et al. (2013)
HE 0940–1050 2.917 −2.93 ± 0.13 Levshakov et al. (2003)
J113418+574204 3.411 < −4.2 Fumagalli et al. (2013)
Q0956+122 3.096 < −3.8 Fumagalli et al. (2013)

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5.4. Comparison with Simulations

By comparing our sample with structures having analogous properties in simulations, we explore the agreement between simulations and observations and gain insight into the nature of metal-poor LLSs. Fumagalli et al. (2011b) simulated absorption profiles produced by cold flows at z ∼ 2.3 and found that much of the gas is ionized by the UV background, appearing mostly as LLSs. They determined that DLAs have higher metallicities than LLSs and SLLSs, with DLA metallicities fairly consistent with observed systems, and the authors suggested metal-poor LLSs may therefore be an observational signature of cold-flow accretion. Their simulations predict that most of the cold-flow observational signatures are LLSs with $17\lt \mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}\lt 18,$ with a peak metallicity for cold-stream LLSs of one-hundredth solar.

While our measured metallicities tend to be somewhat lower, enrichment of the IGM between z = 3.7 and z = 2.3 may account for some of the difference. An additional difference is that our metal-poor sample is mostly composed of absorbers with $18\lt \mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}\lt 19,$ the higher end of the LLS column-density distribution.

A limitation of the simulations employed in Fumagalli et al. (2011b) and similar studies is the simulated volume. In Fumagalli et al. (2011b), zoom-in simulations of seven halos were considered. This restricts analysis of the covering fraction of LLSs to roughly a few times the virial radius of each galaxy. Although these simulations allowed for a descriptive picture of the neutral-gas content immediately around the seven relatively massive galaxies presented, it remains unclear if a random quasar sightline is more likely to intersect a LLS in the immediate vicinity of one of these systems or elsewhere in the cosmic web. Such questions can only be addressed with larger simulation volumes. Full-volume cosmological simulations can complement the analysis of Fumagalli et al. (2011b) by probing the full range of LLSs that are probed through quasar-selected samples.

To demonstrate this point, we briefly consider the global distribution of neutral hydrogen in the full-volume cosmological simulations presented in Bird et al. (2014). These simulations were run using the cosmological hydrodynamical simulation code AREPO (Springel 2010) in a periodic box of size 10 h−1 Mpc. The simulations contain 5123 dark matter particles and a similar number of baryon resolution elements yielding a mass resolution of 1.4 × 105 M—about an order of magnitude larger than that presented in Fumagalli et al. (2011b). The simulation physics is the same as in the Illustris Simulation (Vogelsberger et al. 2014), which importantly includes star formation-driven winds at a level that allows for appropriate evolution of the galaxy stellar mass function (Genel et al. 2014; Torrey et al. 2014). Neutral hydrogen fractions are obtained assuming a uniform UV background, with self-shielding corrections (Rahmati et al. 2013). Complete simulation and post-processing details are presented in Bird et al. (2014).

We examine the simulations by applying a similar technique to that used in both Fumagalli et al. (2011b) and Bird et al. (2014). Specifically, we project the neutral hydrogen and mass-weighted average metallicity onto a two-dimensional grid. We do this only along one projected direction but do not expect our results to be modified if we considered other projections. We employ a grid of 16,000 by 16,000 cells, which results in converged neutral-hydrogen column-density distribution functions. Projecting the full 10 Mpc box onto a single grid could boost the LLS number count by adding multiple, well-separated systems of low column density. To minimize this effect, we use ten slices each with a thickness of 1 Mpc. We treat each pixel as an independent line of sight.

In Figure 18, we show a map of the neutral-hydrogen column density through one slice of the simulated box at z = 3.5, truncated at $\mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}=17.5$ (to emphasize LLSs), and the corresponding map of metallicities. Lower column density material appears as semi-transparent blue in the column-density map. There is LLS-level column density material tracing the cosmic web extending beyond the virial radii of galaxies in the simulated volume.

Figure 18.

Figure 18. H i column density (left) and metallicity (right) for sightlines with $\mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}\gt 17.5$ in a 1 Mpc thick slice (with area 10 Mpc2) of our cosmological simulation. Lower column density material appears as semi-transparent blue. The simulated LLS gas within halos tends to be enriched, with metal-poor LLSs tracing the cosmic web. This suggests that either inflowing material is being artificially contaminated by feedback or observed metal-poor LLSs are outside large galactic halos.

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Since we do not have explicit projected offsets for the observed quasar sightlines, it is hard to know which part of the IGM/CGM is being probed. It is possible that some fraction of our observed CFCs intersect material still in the IGM, well outside the halo virial radius. In those cases, it is not immediately clear over what timescale the observed neutral gas will fall through the virial radius nor whether it will stay neutral (or be shock heated) as it is accreted. Additionally, most of the simulated LLSs within a halo virial radius are enriched, with the metal-poor LLSs tending to trace the cosmic web. This suggests that either the feedback prescription in the simulation artificially contaminates inflowing material or much of our observed sample is inter-halo material, as opposed to intra-halo.

We can directly address global statistics of the simulated LLS population. Adopting standard column density limits ($17.5\leqslant \mathrm{log}{N}_{{\rm{H}}\;{\rm{I}}}\lt 19.5$), we find roughly 7% of the simulation baryons reside in LLSs, and it has been previously shown that the column density distribution function for neutral hydrogen in these models is reasonably consistent with observations (Bird et al. 2014). The simulated LLS CDF at redshift z = 3.5 is shown in Figure 19. Our metal-blind sample CDF (when shifted to z = 3.5)8 is in fairly good agreement with the simulated LLS CDF with a peak metallicity for LLSs around one-hundredth solar. Although we are sampling a significantly larger volume, this result is similar to that presented in Fumagalli et al. (2011b). An extrapolation of the full LLS population from the metal-blind sample is in agreement at low metallicities, but diverges at higher metallicities where the simple extrapolation is inadequate.

Figure 19.

Figure 19. Cumulative fraction of LLS abundances from cosmological simulation at z = 3.5. The metal-blind CDF (shifted to z = 3.5 according to the redshift evolution in IGM and DLA metallicities) is in fairly good agreement, while the metal-poor CDF is lower, as expected since it is a metallicity-biased sample. The full LLS distribution extrapolated from the metal-poor sample as discussed in Section 4.3 is in agreement at low metallicities.

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We consider all LLSs with $[{\rm{M}}/{\rm{H}}]$ < −2.5 to be CFCs. The fraction of LLSs constituting CFCs is approximately the ratio of the LLS and CFC mass densities, ΩCFCLLS = 0.312. This is in accordance with the observational result for ${f}_{\mathrm{IGM}}$ extrapolated to the entire LLS population.

However, we find the derived ΩCFC to be smaller for the simulations by a factor of ∼2. Given that the simulations have both a similar ${N}_{{\rm{H}}\;{\rm{I}}}$ distribution function (Bird et al. 2014) and a metal-poor fraction when compared with observations, it is likely this offset is driven by the applied ionization corrections. In our ΩCFC calculation based on observations, we assumed that the hydrogen neutral fraction, nH i/${n}_{{\rm{H}}}$, is independent of ${N}_{{\rm{H}}\;{\rm{I}}}$ due to an insufficient amount of data to measure any such relationship. Since the integrals are heavily weighted toward larger ${N}_{{\rm{H}}\;{\rm{I}}}$ systems, unaccounted-for variations in neutral fraction could systematically and significantly influence the calculation. Hence, the disagreement between simulated and observed values of ΩCFC and ΩLLS may be resolved by improved observational statistics and does not necessarily undermine the agreement on the fraction of LLSs that are metal-poor.

Additionally, we suspect the prevalence of metal-poor LLSs in the simulations can be influenced by (i) the specifics of the adopted feedback model and (ii) the mass and spatial resolution. Further investigations on both of these fronts are warranted, alongside developing an understanding of the dependence of the hydrogen neutral fraction on ${N}_{{\rm{H}}\;{\rm{I}}}$. Full-volume cosmological simulations that are able to simultaneously reproduce the ${N}_{{\rm{H}}\;{\rm{I}}}$ distribution function as well as the low-metallicity tail of the LLS distribution presented in this paper will be helpful in identifying the fraction of low-metallicity LLSs residing within halo virial radii and, thus, the true mass density of cold flows.

6. SUMMARY

We have completed a medium-resolution spectroscopic survey of 17 Lyman-limit systems exhibiting no statistically significant metal-line absorption in the SDSS discovery spectra (FWHM ≈150 $\mathrm{km}\;{{\rm{s}}}^{-1}$) to probe the low-abundance end of the LLS population. The main results are as follows:

  • 1.  
    Five of the LLSs exhibit no statistically significant absorption at any of the available metal transitions at MagE resolution (FWHM = 60.7 $\mathrm{km}\;{{\rm{s}}}^{-1}$). In total we found nine metallicity upper limits, ranging from $[{\rm{M}}/{\rm{H}}]$ < −1.68 to < −3.08, with three of the upper limits below $[{\rm{M}}/{\rm{H}}]$ = −2.50. The eight remaining LLSs have metallicities ranging from $[{\rm{M}}/{\rm{H}}]$ = −2 to −3 and ionization parameters ranging from $\mathrm{log}U=-1.9$ to −2.6. The median metallicity for the detections is $[{\rm{M}}/{\rm{H}}]$ = −2.21.
  • 2.  
    A sample of ten LLSs at z ≈ 3 selected blindly with respect to metal-line absorption exhibits somewhat different properties. Although the median for the systems with measured metallicities is roughly the same at $[{\rm{M}}/{\rm{H}}]$ = −2.13, only one of the systems has no metal absorption lines. Additionally, this sample contains one LLS with saturated metal lines, leading to a metallicity lower limit of $[{\rm{M}}/{\rm{H}}]$ > −0.75. Taking into the account that over half of the metal-poor sample LLSs have metallicity upper limits, the two samples may have very different metallicity distributions, as demonstrated using survival statistics.
  • 3.  
    LLSs in both samples have typical densities of (1–5) × 10−3 cm−3, with corresponding overdensities ranging from 20–200. Length scales span several tens to hundreds of kiloparsecs, with a median of 160 kpc. However, these are aggregate cloud sizes of all components contributing to an LLS; individual components are likely about 1–10 times smaller.
  • 4.  
    From the CDF that results from a survival analysis of the detections and limits, the metal-poor sample is consistent with ${0.71}_{-0.11}^{+0.13}$ of the metallicities being drawn from the IGM metallicity distribution. Nearly half of the LLSs in SDSS spectra meet our criterion for being metal-poor, implying that 28%–40% of LLSs at z = 3.2–4.4 have IGM-consistent metallicities. The metal-blind sample is consistent with an IGM metallicity fraction of ${0.48}_{-0.12}^{+0.14}.$ A comparison between LLSs and DLAs shows that they have distinct metallicity distributions, with many LLSs having metallicities below the DLA metallicity floor.
  • 5.  
    We find the cosmic density of low-metallicity LLSs (CFCs) to be ΩCFC ∼ 0.0017, accounting for ∼5% of the total baryonic mass budget at this redshift. This is roughly twice the baryonic fraction of CFCs in simulations, with the disagreement likely attributable to limited information on the hydrogen neutral fraction and frequency distribution of low-metallicity LLSs. Simulations agree with our observed fraction of metal-poor LLSs, although simulations call into question what type of gas (inflowing versus IGM) is probed along sightlines with metal-poor LLSs.

This evidence indicates that a statistically significant population of low-metallicity LLSs exists at redshift z = 3.5–4.5; these absorbers have metallicities consistent with being drawn from the IGM and may therefore be an observational manifestation of filamentary cold flows predicted by simulations. Observational and archival programs that will increase the moderate-resolution sample of both the metal-poor and general LLS populations are underway. This will allow for more in-depth discussion of the metallicity distribution and cosmological implications, and further coupling to the increasingly more detailed analysis of simulated volumes, mapping the distribution and flow of LLS gas relative to star-forming galaxies.

Footnotes

  • This paper includes data gathered with the 6.5 m Magellan Telescopes located at Las Campanas Observatory, Chile.

  • Metallicity is denoted as $[{\rm{X/H}}]=\mathrm{log}({N}_{{\rm{X}}}/{N}_{{\rm{H}}})-\mathrm{log}({N}_{{\rm{X}},\odot }/{N}_{{\rm{H}},\odot }),$ where NX is the column density of an arbitrary atomic species. Often we report $[{\rm{M}}/{\rm{H}}]$ to indicate "all metals."

  • The agreement between the unadjusted metal-blind sample and the simulation at z = 3 is similar.

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10.1088/0004-637X/812/1/58