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Risk and Opportunity: Lessons from the Human Dignity and Social Exclusion Initiative for Trends in Social Policy

Published online by Cambridge University Press:  18 July 2014

Katherine Duffy
Affiliation:
The Business School, De Montfort University, The Gateway, Leicester LEI 9BHU.K., kbdcor@dmu.ac.uk

Abstract

This article presents first, a summary of the findings of the first phase of the human dignity and social exclusion initiative (HDSE) of the Council of Europe and second, an analysis of the implications for social policy of the four themes identified in the report's conclusions. These four themes are: i) trends in risk, ii) the changing role of the state in relation to risk, iii) convergence in social policy approaches in Europe and iv) the challenge confronting social NGOs in defending the least advantaged in risk society. Thus, the article uses the framework of risk, social exclusion and social rights to explore the implications of social policy trends for the lives of the least advantaged people and to comment on effective strategies for combating poverty and exclusion in the changing environment identified by the HDSE report.

Résumé

Cet article offre d'abord une synthèse des résultats de recherches menées à l'initiative du Conseil de l'Europe dans la première phase du projet Dignité Humaine et Exclusion Sociale (DHES), puis une analyse des implications pour la politique sociale des quatre thèmes identifiés dans les conclusions du rapport. Ces quatre thèmes sont: (1) l'évolution du risque, (2) le rôle changeant de l'Etat par rapport au risque, (3) la convergence des approches de politique sociale en Europe et (4) le défi auquel les ONG qui défendent les moins privilégiés dans la société de risque sont confrontées. Ainsi, l'article utilise le cadre théorique du risque, de l'exclusion et les droits sociaux afin d'étudier les conséquences des orientations de politiques sociales sur la vie des plus démunis et pour discuter de stratégies de lutte contre la pauvreté et l'exclusion dans cet environnement en mutation, identifié par le rapport DHES.

Type
Citizenship, Social Rights and Social Cohesion Citoyenneté, droits sociaux et cohésion sociale
Copyright
Copyright © Canadian Law and Society Association 2001

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References

page 17 Note 1 Duffy, K., Human Dignity and Social Exclusion: Opportunity and Risk: Trends of Social Exclusion in Europe, Council of Europe, HDSE, (1998) at 1.Google Scholar

page 17 Note 2 The correspondents for the first report were: Feliciana Rajevska, Latvia; Anu Narusk, Estonia, Rasa Alisauskiene, Lithuania; Ludmilla Dziewiecka-Bokun, Poland; Magda Kotnková, Czech Republic; Katalin Lévai, Hungary; Moyca Novak, Slovenia; Iveta Radicová, Slovak Republic; Teuta Starava, Albania; Catalin Zamfir, Romania; Tudor Danii, Moldova; Dragana Avramov (housing); Cezary Wlodarczyk (health); Dominique Meurs and Joseph Prelis (employment); Frances Kessler (social protection questionnaire), Georgios Tsiakalos (education questionnaire)

page 18 Note 3 Phase 2 was constructed around four thematic groups with the following foci:

1. The implementation of legal rights of vulnerable groups;

2. Self-help and social work intervention to support the family and personal networks of the most severely disadvantaged individuals and families;

3. The role of the voluntary sector and the social responsibilities of businesses;

4. The role of local communities and public-private partnerships at local level.

Four panels each of three to four persons were responsible for preparation of synthetic reports on the four themes (available from the Council of Europe) following ‘Hearings’ during which evidence was submitted to the panels by invited interested parties, either orally during ‘Hearing Days’, or in documentary form. The priority was to enable representatives of the least advantaged groups to submit evidence. Whereas Phase 1 correspondents were academics, panellists for Phase 2 included representatives of grassroots self-organisations, larger NGOs, municipalities and businesses.

page 18 Note 4 The report was the first attempt to get a perspective on the risks of social exclusion for the least advantaged groups in ‘transition’ countries. It seems likely that a typology which distinguishes between ‘Baltic’, ‘Balkan’ and ‘central European’ countries, would prove a useful starting point for future comparative work. Further categories are likely to be necessary to include east European and central Asian countries.

page 18 Note 5 Given the particularly pressing problems in many of the countries of central and eastern Europe the Council of Europe has established a specific Social Cohesion Development Unit. With financial assistance from the Council of Europe Social Development Bank, this Division is engaged in supporting practical projects under a number of key themes. The Bank's change of name signals its change in direction and its new focus on promoting social cohesion.

page 19 Note 6 Communication from the Commission to the Council, the European Parliament, the Economic and Social Committee and the Committee of the Regions, Draft Joint Report on Social Inclusion, online: The European Union http://www.Europa.eu.int p.7, p. 25, p. 39, p. 40, p. 57 (accessed 21 October 2001).

page 19 Note 7 Corden, A. and Duffy, K., “Human Dignity and Social Exclusion” in Sykes, R. and Alcock, P., eds., Developments in European Social Policy, Convergence and Diversity, (Bristol, UK: Policy Press, 1998) at 95.Google Scholar

page 20 Note 8 Luhmann, N., Risk: A Sociological Tlieory, trans. (New York: Rhodes Barrett, Walter de Gruyter, 1993) at 222223.Google Scholar

page 20 Note 9 For a review of the concept see Duffy, K., “Free Markets, Poverty and Social Exclusion” in Avramov, A., ed., Coping with Homelessness: Problems to be Tackled and Best Practice, (London: Ashgate, 1999) 52.Google Scholar

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- Natural capital: natural resources;

- Social capital: social resources, networks, membership groups, trust relations, access to wider institutions of society (important in pursuit of livelihoods);

- Human capital: skills, knowledge, ability to labour and good health (important in pursuing different livelihood strategies);

- Financial capital: financial resources such as savings, credit, remittances, pensions which provide different livelihood options.

page 22 Note 15 Scoones quoted in Carey, ibid., raised several issues relating to livelihood assets that could be used to develop thinking on effective policies to combat multi-dimensional risk. These issues include:

- Sequencing: is one type of capital/resource a prerequisite for gaining access to others?

- Substitution: can one resource be substituted for another? Or are they complementary?

- Clustering: if you have access to one type of capital, do you usually have access to others? Or, are particular groups of people or particular strategies associated with particular clusters?

- Access: this is socially differentiated, dependant on institutional arrangements.

- Trade-offs: in pursuing a particular portfolio of particular livelihood strategies, what are the trade-offs faced by different people with different access to different types of livelihood resources?

- Trends: What are the trends in terms of the availability of different types of livelihood resources? How are different capital assets being depleted and accumulated and by whom? What are the access trends? What new livelihood resources are being created through environmental, economic and social change?

page 22 Note 16 See Ashley, C. and Carney, D., Sustainable Livelihoods: Lessons from Early Experience, (London, DfID, 1999).Google Scholar

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page 23 Note 19 Bernard, ibid. at 15.

page 23 Note 20 ATD Fourth World (UK), Talk with us, not at us, (London: ATD Fourth World, 1996).Google Scholar

page 24 Note 21 A quotation from Père Joseph Wresinski is inscribed in the stone “Là où des hommes sont condamnés à vivre dans la misère, les droits de l'homme sont violés. S'unir pour les faire respecter est un devoir sacré”.

page 24 Note 22 Council of Europe, Steering Committee on Social Policy, 9th Meeting, Strasbourg 2–5 Nov., PS-EV (1992) at 8.

page 24 Note 23 Ibid. at 75.

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page 24 Note 26 Information about the Platform of Social NGOs can be found, online: Citizens' Assembly 2004 http://www.socialplatform.org.

page 24 Note 27 Commission of the European Communities, Reinforcing Political Union and Preparing for Enlargement, (90 final), (Brussels: COM, 1996) at 4.Google Scholar

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page 25 Note 30 Ibid. at 27.

page 25 Note 31 In 2001, the European Commission hosted a large conference on social quality “Social and Labour Market Policies: Investing in Quality”, Brussels 22–23 February.

page 25 Note 32 See for example, Beck, W.L., van der Maesen, F. Thomas, and Walker, A, eds., Social Quality: A vision for Europe (The Hague: Klewer Law. 2001).Google Scholar

page 25 Note 33 The European Foundation on Social Quality can be found online: http://www.sociaiquality.nl/navbalk.htm

page 25 Note 34 Amsterdam Declaration on the Social Quality of Europe, Amsterdam, 10 June 1997.

page 26 Note 35 Sachs, I., Searching for New Development Strategies, Most policy paper No.1 (Paris: UNESCO, 1995).Google Scholar

page 26 Note 36 UNICEF, The State of the World's Children 2000, (Geneva: UNICEF, 2000).Google Scholar

page 26 Note 37 Ibid. at 113.

page 27 Note 38 For example, UNDP, Transition 1999: Human Development Report for Central and Eastern Europe and the CIS (New York: UNDP, 1999).

page 28 Note 39 Beck et al., supra note 32, at 30–33.

page 28 Note 40 Gershuny, J., “Labour market exclusion and labour market marginality,” (Employment and exclusion: What governments can do Conference, London School of Economics, May 6, 1998)Google Scholar [unpublished]. This paper analyses the results of the first two waves of the European Community Household Panel.

page 29 Note 41 See for example, Denscombe, M. and Drucquer, N., “Critical Incidents and Invulnerability to Risk: Young people's experience of serious health related incidents and their willingness to take health risks” (1999) 1:2Health, Risk and Society 195CrossRefGoogle Scholar and Rhodes, T. & Quirk, A., “Drug users' sexual relationships and the social organisation of risk: the sexual relationship as a site of risk management” (1998) 46 Social Science ά Medicine 157.CrossRefGoogle ScholarPubMed

page 29 Note 42 See for example, WHO mortality database online: http://www.who.ch, and UNICEF, Central and Eastern Europe in Transition, Public Policy and Social Conditions; Crisis in Mortality, Health And Nutrition (update). Economies in Transition Studies; Regional Monitoring Report no. 2 (Florence: UNICEF, August 1994).

page 29 Note 43 See Table G7.1 in OECD, Society at a Glance, Social Indicators (OECD: Paris, 2001) at 35.Google Scholar

page 30 Note 44 Ibid. at 64–65.

page 30 Note 45 Commission of the European Communities, Social Protection in the European Union: Modernisation and Improvement (Brussels: CEC, 1997) at 102.Google Scholar

page 30 Note 46 Ibid. at 5.

page 31 Note 47 This old economics debate which began with Keynes is in some ways paralleled by the modern sociological debate about risk society, in particular the work of Beck on ‘reflexive modernisation.’ See Keynes, J.M., The General Theory of Employment, Interest and Money (London: Macmillan, 1993)Google Scholar and Beck, U., Giddens, A., & Lash, S., Reflexive modernization: politics, tradition and aesthetics in the modern social order (Oxford: Polity Press, 1994).Google Scholar

page 32 Note 48 Beck, U., World Risk Society (Cambridge: Polity Press, 1999).Google Scholar

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page 33 Note 50 According to Greenberg, the aims of the programme were:

- To reform welfare through promoting work and time-limited rights to benefits;

- To cut welfare costs of income maintenance;

- To promote parental responsibility;

- To address births outside marriage;

- To promote devolution because federal programmes had ‘failed’.

page 34 Note 51 OECD, The Battle against Exclusion vol. 1 - Social Assistance in Australia, Finland, Sweden and the United Kingdom (1998)Google Scholar; OECD, The Battle against Exclusion, vol. 2 - Social Assistance in Belgium, the Czech Republic, the Netherlands and Norway (1999)Google Scholar; OECD, The Battle against Exclusion, vol. 3 - Social Assistance in Canada and Switzerland (1999).Google Scholar

page 35 Note 52 Brand, R., “Les temps forts” report to Final Conference of the HDSE Project (Helsinki, 1998).Google Scholar This paper is available from the Council of Europe.

page 35 Note 53 ‘Triple A’ is a term sometimes used in the UK to refer to top-quality products or services.

page 36 Note 54 See the concerns expressed, in, for example, OECD, The Reform of Health Care Systems: a Review of Seventeen OECD Countries, Health Policy Studies No. 5 (Paris: OECD, 1994)Google Scholar; and OECD, New Orientations For Social Policy, Social Policy Studies 7, No 12 (Paris: OECD 1994).Google Scholar

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page 38 Note 56 Declaration 23 of the Treaty on European Union, 1992.

page 39 Note 57 Beck, U., World Risk Society (Cambridge: Polity Press, 1999) at 2021.Google Scholar

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