Elsevier

Ultramicroscopy

Volume 87, Issue 3, April 2001, Pages 105-121
Ultramicroscopy

A simple model of holography and some enhanced resolution methods in electron microscopy

https://doi.org/10.1016/S0304-3991(00)00097-8Get rights and content

Abstract

A simple pictorial model of electron interference effects based on an extended representation of the autocorrelation function is described and developed. Unlike Abbe's theory of transmission imaging, the model incorporates fully the effect of the loss of phase that occurs in the detector plane. The aperture transfer function and information limit (envelope function) are also incorporated with reference to the simplest scattering geometry of Young's slits. The model is then applied to holography, the diffraction phase problem, ptychography, Wigner distribution deconvolution, conventional bright-field imaging, single side-band imaging and tilt-series reconstruction. Some of these methods require an understanding of four-dimensional integral functions, but the model reduces the problem into a projection of a two-dimensional space. It is hoped that the model will help material scientists who are not specialists in imaging and diffraction theory to understand some recent developments in advanced super-resolution imaging methods.

Introduction

There are a number of advanced transmission electron imaging techniques which may obtain better resolution, or more easily interpretable information, by using unusual scattering geometries combined with inverse computation methods. As computing power becomes cheaper and detector technology is improved, these techniques have increasing potential to deliver real gains in microscope performance. Indeed, it may even be appropriate to change the whole rationale of electron microscopy and steer the instrumentation development in favour of exploiting indirect methods. However, such techniques, especially those that rely on exploiting illumination tilt series or the microdiffraction plane of the scanning transmission electron microscope (STEM), are hard to understand for non-specialists. Furthermore, much scepticism is met by any method which claims to surpass the resolution limit defined in terms of the maximum spatial frequency that can pass through a limited aperture. In this sense, Abbe's theory has become an impediment to our understanding of some indirect super-resolution methods.

In this paper I propose a different way of thinking about transmission imaging theory. The model is simply an extension of Abbe's theory, but it automatically builds in the phase problem and the fact that other variables, such as the angle of illumination (or, in the case of STEM, the extent of the microdiffraction plane) can provide information that greatly surpasses the conventional resolution limits. The model is primarily a way of picturing the consequences of complicated interference effects that are generally expressed as rather complicated integral equations. For the purposes of clarity, I keep to single set of co-ordinates and use a simple pictorial allegory. In practice, the co-ordinates of the data are sometimes in reciprocal space and at other times in real space, but I do not express these differences in the mathematics. Note also that I do not strictly differentiate between convolution and correlation: depending on definitions of physical co-ordinates, the aperture function should in places be reflected along the x-axis, but this is not crucial to the main picture. What matters here is to give the broad scope of how some rather seemingly unrelated techniques–holography, ptychography, single side-band imaging, bright-field imaging, the classic diffraction phase problem, and Wigner distribution deconvolution, tilt series reconstruction–can all be represented in a single diagram.

In the next section, the pictorial representation is introduced without any justification or background but is used to explain the simplest reconstruction method: holography. We write down a simple version of the mathematics in Section 3. After a brief explanation of how the model relates to Young's slits, holography and the classic phase problem in Section 4, we discuss how the limits of interference and the problems of increased resolution impact upon the model in Section 5. Section 6 then describes some of the conventional and super-resolution techniques in the context of the model. Conclusions are presented in Section 7.

Section snippets

The qualitative model

Think of a paintbrush, loaded with paint, drawn diagonally across the surface of a wall, as shown in Fig. 1a. Assume the paintbrush has an uneven distribution of paint loaded onto its bristles, and that this distribution can be represented graphically by a one-dimensional plot, also shown in Fig. 1a. If the value of this one-dimensional function has a certain numerical value corresponding to a particular bristle on the paintbrush, then imagine that this value has now been painted along a line

The mathematical model

The electron wave function is a complex variable. In other words, our paintbrush functions, the surface of our wall, and the final projected function must all be complex variables. Let the two-dimensional surface of the wall be given by the two-dimensional function w, whereinw(x,y)=u(x,y)+iv(x,y),where i is the imaginary number and u(x,y) and v(x,y) are real-valued functions of real co-ordinates x and y which describe positions over the wall. Alternatively, we could writew(x,y)=m(x,y)expiφ(x,y),

Young's slits

Consider Young's slits experiment (Fig. 5). Instead of having two identical empty slits, let each slit have a modulus and a phase: the modulus of a slit corresponds to the fraction of electrons it transmits and the phase could be introduced by having a potential well or phase plate within the slit. When illuminated by a coherent plane wave, we have a wave function in the exit plane of the slits, say Ψ(x), which consists of two spikes with complex amplitudes which we will call B and C,

Apertures and probe functions

So far, we have not made much use of w(x,y), the two-dimensional function formed by the paintbrush functions. As far as the conventional phase problem is concerned, Eq. (9) expresses everything we need to know about the consequences of measuring intensity after a Fraunhofer propagation. However, in the context of microscopy, much more than simply the projection of w(x,y) is accessible in a way which allows indirect solution of the phase problem. Furthermore, if our paintbrush function, Ψ(x),

Resolution and the limits to interference

Interference phenomena are attenuated if the source of the illumination is extended and/or when normal experimental conditions apply: mechanical vibrations, electric power supply instability, magnetic interference, earthing loops, etc. In the Young's slits experiment, the coherence of the wave immediately behind the slits is most easily sabotaged by having an extended incoherent source at a finite distance from the slits, as opposed to the usual illumination by a ‘coherent plane wave’. Magnetic

Conclusions

The conventional Abbe theory of imaging considers three planes related to one another by Fraunhofer Fourier transform propagators: the back focal plane is the Fourier transform of the specimen exit wave; the image is the Fourier transform of the back focal plane. The fact that the detector lying in the image plane is only sensitive to intensity is incorporated as a last step in the analysis. In the present model, we build this fundamental loss of phase as a first step. It is then apparent that

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