An integrated GIS methodology for the determination and delineation οf juridical bays
Graphical abstract
Introduction
The 1982 United Nations Convention on the Law of the Sea (hereinafter: UNCLOS) (UN, 1982) comprises the legal framework governing relations between countries at sea. In its 320 articles and 9 annexes it codifies, amongst others, the different categories of maritime zones, provides the framework for their delimitation, unilaterally and bilaterally, as well as the competences of the coastal States on them. One of the fundamental concepts of UNCLOS is that of the baseline demarcating land and internal waters from the sea, which constitutes the reference where from the breadth of the maritime zones is measured.
Under normal circumstances the baseline coincides with the low-water line, known as natural or normal baseline, ‘as marked on large-scale charts officially recognized by the coastal state’ (UN, 1982, Article 5), but can be any combination of normal, straight, archipelagic and bay-closing lines. Straight baselines may be used in localities ‘where the coastline is deeply indented or cut into, or if there is a fringe of islands along the coast in its immediate vicinity’ (Article 7(1)). The concept of straight baselines was introduced into the international law with the judgement of International Court of Justice (ICJ) over the Anglo-Norwegian case and the delimitation of the fisheries zone between the two (ICJ (UK v. Norway), 1951), which later bequeathed to UNCLOS. Nonetheless, UNCLOS does not set specific rules for the implementation of straight baselines and even though States have incorporated standards applying such rules (e.g., USA [USDOS, 1987]), something of the kind has not been internationally agreed to date. As a result, the system of straight baselines is often treated as an ‘exception to the normal rules for the determination of baselines … which must be applied restrictively’ (ICJ (Qatar v. Bahrain), 2001). Unlike straight baselines, Article 10 of UNCLOS sets two objective criteria for the implementation of bay-closing lines, namely the criterion of length and that of the semi-circle. With regard to these two criteria, the length of the bay-closing line must not exceed 24 nautical miles (NM) (Article 10(4)) and the enclosed water area must be at least as large as that of the semi-circle the diameter of which equals the length of the closing line (Article 10(2)). When these two criteria are met, the sea body landwards comprises internal waters, which are under the full sovereignty of the coastal State and the bay-closing line becomes part of the ‘baseline system’. Otherwise, the bay is not considered to have legal status and the coastal State is not entitled to close it.
The correct delineation of bay-closing lines and the overall construction of the baselines, where from the breadth of maritime zones is measured, have a significant impact on the efficient ocean and coastal management of living and non-living resources as well as on other sensible cartographical issues. An illustrative example constitutes the responsibility for the production of a seamless Electronic Navigational Charts (ENC) database, a task that the Member States of the International Hydrographic Organization (IHO) assumed after the International Maritime Organization (IMO) set the carriage requirements in Regulation V/19.2.1.4 of the SOLAS Convention (IMO, 1974).
This paper delves into the problem and contributes to its solution by suggesting, implementing, evaluating and validating an automated methodology for the identification of all juridical bays along the coastal State's coastline, aiming at the uniformity and the integrity of the results. This study is the first stage of an extended research programme on the delineation and delimitation of maritime zones, which aims at the improvement of the overall quality of the results and the support of cartographers' work. It includes the development of a methodology in a GIS environment for the automated delimitation of the median line between two or more States, irrespective of the type of baselines.
Section snippets
Problem statement and related work
Formerly, validating both criteria for the identification of bays in the framework of the delineation and delimitation of maritime zones and boundaries was carried out with the use of traditional graphical methods on large-scale paper charts. This approach is complicated and time-consuming, furthermore introducing errors on both length and area measurements. The development of GIS and semi-automatic applications for the validation of the length and semi-circle criteria, made the process more
Methodology analysis
The following paragraphs elaborate on the proposed methodology for the detection of all juridical bays along a coastline formulating the requirements that a fully automated process must address. More specifically:
- (1)
It must examine the coastline points in their entirety, meaning to consider every point on the coastline as a possible entrance point and examine it in combination with every other point aiming at locating all possible pairs that, after joining, lead to acceptable results.
- (2)
Carry out a
Algorithm description
This section presents the algorithm of the proposed methodology, which has been implemented using ArcGIS and Python. Input is a polygon feature class, with each polygon being island or mainland. Each polygon, which must be comprised by at least 5 points so that a bay formation is possible, is examined for the existence of juridical bays along its coastline. A random point pi(xi,yi) on coastline is seriatim joined to every other point pj(xj,yj) of the same polygon creating candidate bay-closing
Results
This section presents the results of the application developed with regard to the successful addressing of the requirements laid down in section 3 for a variety of geographical situations. The first two requirements listed in the same section are the foundation of the proposed methodology and as such, they appear on top of the list, but for better understanding, they are addressed in the end of this section.
To begin with, for the specific geographic situation illustrated in Fig. 2, the
Validation
Essentially, the validation of the proposed methodology and the application developed was carried out in the previous section with the presentation and verification of the results for Lesvos and the adjacent islands. The shoreline of the study area consists of 1354 points at a scale of 1:250.000. The application detected 16 bays, 14 of which are formed by straight bay-losing lines, while the other two with segmented bay-closing lines. Subsequently, the coastline was thoroughly examined manually
Discussion
A number of questions arose during the setting of the requirements that an automated environment must meet. More specifically:
- •
In the effort to interpret the term ‘land-locked waters’ describing what constitutes a bay in the legal sense (Article 10 (2)), cartographers introduced geometric criteria aiming at the identification of the natural entrance points so that they form a bay whose waters are surrounded by the land. In detail, Hodgson and Alexander (1972, 11) proposed the 45° test, Shalowitz
Conclusions
This paper presents a concrete methodology, and its implementation in GIS environment, which considerably enhances the process of determining all the indentations along a coastline that are entitled to be closed as bays according to the UNCLOS provisions. It addresses the issue in its entirety as it examines the formation of bays for the totality of points comprising the coastline. It achieves the maximization of the bay's area by detecting the two outermost points of the mouth that meet the
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Cited by (2)
A cohesive methodology for the delimitation of maritime zones and boundaries
2016, Ocean and Coastal ManagementCitation Excerpt :Particularly, with one of the available software modules the unilateral delineation of the distant constraint maritime zones can be carried out for the entirety of baselines of a single coastal state. With another application, the determination and delineation of juridical bays can be performed without user’s intervention (Kastrisios and Tsoulos, 2016). With third dedicated software, it is feasible to draw the bilateral limits between coastal states but with the following constraints and difficulties.
Application of GIS to define a juridical bay as part of Indonesia's internal waters
2021, IOP Conference Series: Earth and Environmental Science