Cancer in the context of aging: Health characteristics, function and caregiving needs prior to a new cancer diagnosis in a national sample of older adults

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Abstract

Introduction

As cancer trajectories change due to screening, earlier diagnoses, living longer with illnesses, and new successful treatments, cancer is increasingly a disease of older adults. While cancer diagnoses themselves are very stressful for patients and families, little is known about the health status, functional limitations, and social resources of older patients before they face a new cancer diagnosis.

Materials and Methods

Using the National Health and Aging Trends Study (NHATS), a national survey of older Medicare beneficiaries linked to Medicare claims data, we examined the health characteristics, functional limitations and social and financial resources of older adults before a new diagnosis of lung, breast, prostate or colorectal cancer and how these factors vary by race/ethnicity.

Results

We identified 274 community-dwelling older adults with incident cancer diagnoses: lung (30.6%), breast (20.3%), prostate (30.8%), and colorectal (18.3%) representing 1,202,920 older Medicare beneficiaries. The sample was 81% Non-Hispanic White, 10% Non-Hispanic Black, and 9% Hispanic/Other. Before diagnosis, patients had an average of three comorbidities and 29% of patients reported poor/fair health. Almost one-third were living alone, 13% received help with at least one activity of daily living (ADL), 11% had probable dementia and nearly one in ten already received financial help from family members.

Discussion

Before an older adult has ever been diagnosed with a major cancer, many face significant health and financial challenges and are dependent on others for care. These needs vary based on cancer type and race/ethnicity and must be considered as clinicians develop individualized care plans for patients alongside caregivers.

Introduction

Cancer is increasingly a disease of older adults, with persons over 65 years accounting for 60% of newly diagnosed malignancies and 70% of all cancer deaths [1,2]. As the population of individuals in the United States age 65 years or older is projected to nearly double from 2000 to 2050 [1], and with improved cancer survival, a substantial number of older adults will be living with cancer. Treatment of older adults with cancer is complex [3]. The benefit of treatment to prolong survival must be weighed against potential treatment toxicity and reductions in quality of life (QoL) [2]. Yet minimal effort has been dedicated to developing guidelines for cancer treatment in older adults. Even though there is an increase in clinical trials evaluating patients above the age of 65 years, they are usually excluded and thus not well represented. Thus, new treatments are not effectively being tested in the segment of the population with the highest cancer incidence [4].

In 2018 the American Society of Clinical Oncology (ASCO) released new guidelines recommending geriatric assessment (e.g. function, comorbidity, falls, depression, and cognition) for older adults [5] with the goal of enabling providers to develop an integrated and individualized plan that informs cancer management. Because of their advanced age, many older adults receiving a new cancer diagnosis may already have significant functional and cognitive impairment, and suffer from one or multiple serious illnesses that require support from paid and family caregivers. In addition to physical and mental health conditions, older adults may face social isolation, reduced QoL, financial strain and significant unmet care needs that should be assessed in routine primary care. Such factors may complicate cancer decision-making and treatment adherence and outcomes [1,6]. Patients and families must decide whether to even engage in cancer-directed treatment in the face of competing prognoses, and need to weigh costs versus benefits of treatment (e.g., considering the effect of treatment toxicity [7] on a patient with reduced cognitive function [2,8]). Family caregivers may be faced with increased responsibility for decision-making and associated stress as they are confronted with the intersection of cancer in the context of other health and social challenges.

New cancer diagnoses themselves are highly stressful, and are associated with a decrease in QoL and an increase in depression symptoms and financial strain [[9], [10], [11], [12], [13]]. Yet surprisingly little is known about the health and well-being of older adults at the time of an incident cancer diagnosis. The intersection of these complex issues may necessitate additional support for older patients with cancer and their families. This may be especially true for racial/ethnic minorities who are increasingly burdened with multimorbidity, a more advanced stage at diagnosis and financial strain [14,15].

This study sought to determine the health, well-being and existing challenges faced by patients immediately prior to the diagnosis of the four most common cancers in the United States (lung, breast, prostate, colorectal) [16,17], using a longitudinal dataset consisting of a nationally representative sample of Medicare beneficiaries with detailed data on health status, functional limitations, and caregiving. The specific objectives are to: 1) identify Medicare beneficiaries with incident cancer diagnoses; 2) examine health, functional, financial, and caregiving status for these patients immediately prior to a cancer diagnosis; and 3) examine disparities in pre-diagnosis status based on race.

Section snippets

Sample

This study uses annual survey data collected from the National Health and Aging Trends Study (NHATS) linked to Medicare claims. NHATS, a longitudinal, population-based survey of late-life disability trends and trajectories, drew a random sample of individuals ages 65 years and older living in the contiguous U.S. from the Medicare enrollment file on September 30, 2010 with oversampling of those over age 90 years and non-Hispanic blacks [18,19]. The enrollment file represents 96% of all older

Analysis

Descriptive statistics (percentages for categorical variables; means and standard errors for continuous variables) were performed overall, and by cancer type to examine the challenges (including comorbid conditions, functional limitations, social and financial resources and caregiver needs) present for older adults before a cancer diagnosis, using the responses from the pre-cancer interview. Pre-cancer characteristics were also compared across race/ethnicity, using χ2 tests for categorical

Cancer Incidence

From 2011 to 2016 we identified 274 newly diagnosed cancer cases (82 lung, 57 breast, 86 prostate, 49 colorectal cases), representing 1,202,920 older Medicare beneficiaries nationally with an incident lung, breast, prostate, or colorectal cancer diagnosis (30.6% lung, 20.3% breast, 30.8% prostate, 18.3% colorectal cases).

Overall Characteristics

On average, the pre-cancer interview was conducted twelve months prior to the new cancer diagnosis (range: 0.1–62 months), when participants' mean age was 77.2 years. They were

Discussion

Using a national sample of older adults and a prospective design, we describe the health and social challenges faced by older adults before a new cancer diagnosis. Consistent with previous clinical assessments [3], we find that before diagnosis with a major cancer, older adults commonly face significant challenges, including living with functional impairments that require caregiver assistance. A large proportion of participants have pain, and many already have symptoms of depression and

Financial Challenges

We also find that many older adults already have limited financial resources before a cancer diagnosis, a situation that may be exacerbated by the diagnostic and treatment costs associated with cancer. Financial toxicity related to cancer treatment is associated with poor survival [29]. It is possible that this observed phenomenon is exacerbated among the older and the frail. Patients with dementia are already experiencing healthcare spending and escalated economic burden for these families [30

Vulnerable Populations

Many challenges pre-cancer diagnosis may be more severe for non-White older adults, as our results showed that, compared to their white counterparts, they tended to have poorer overall health, more depression, greater unmet care needs, and fewer financial resources. Furthermore, other studies have reported that black race is associated with lower QoL [28]. Our results emphasize the need for dedicated resources among these more vulnerable populations and we may want to focus intervention efforts

Improving Support for Older Adults and Their Caregivers in Cancer Care

Our findings around complex needs among older adults with cancer is consistent with the significant efforts that have been made to include geriatric assessments that better capture the unique health situations of older patients with cancer for more than a decade [32]. Although geriatric assessment can successfully identify patients at risk of poorer overall survival and treatment toxicity [33], it is not widely implemented in part because it can be highly burdensome for clinicians [34]. The

Limitations and Next Steps

There are a number of limitations to this study. Importantly, while we identify new cancers using self-report data and Medicare claims, cancer cases are not confirmed via registry and lack staging data. In sensitivity analyses, we examined the validity of the claims-based case identification by examining confirmation of a new cancer diagnosis in the post-cancer interview: “Since the time of your last interview has a doctor told you that you had cancer?” We also restricted the cohort to those

Implications

In conclusion, our results have several implications for clinicians and future research. This national survey of older adults with incident cancer found that older adults face multiple existing health, financial and social challenges before a cancer diagnosis, including a reliance on family caregivers. Non-white adults may be especially challenged before a new cancer diagnosis. Early assessment and intervention by clinicians is critical to improving cancer treatment, outcomes, QoL and to aid in

Funding

The National Health and Aging Trends Study (NHATS) is sponsored by the NIA (U01AG032947) through a cooperative agreement with the Johns Hopkins Bloomberg School of Public Health. Dr. Ornstein is supported by the NIA (K01AG047923).

Conflicts/Disclosures

Dr. Smith received an honorarium from Teva Pharmaceuticals. No others disclosures.

Author Contributions

Dr. Ornstein contributed to study design, concept, data acquisition, analysis and manuscript review. Dr. Taioli contributed to study design, concept and manuscript preparation. Dr. Smith assisted with manuscript preparation and review. Dr. Liu assisted with study design, concept, analysis and manuscript preparation and review. Dr. Schwartz assisted with manuscript preparation and review. Ms. Alpert assisted with study design, analysis, and manuscript review.

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