Clinical Investigation
The Role of Postmastectomy Radiation Therapy After Neoadjuvant Chemotherapy in Clinical Stage II-III Breast Cancer Patients With pN0: A Multicenter, Retrospective Study (KROG 12-05)

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Purpose

The purpose of this study was to investigate the role of postmastectomy radiation therapy (PMRT) after neoadjuvant chemotherapy (NAC) in clinical stage II-III breast cancer patients with pN0.

Methods and Materials

We retrospectively identified 417 clinical stage II-III breast cancer patients who achieved an ypN0 at surgery after receiving NAC between 1998 and 2009. Of these, 151 patients underwent mastectomy after NAC. The effect of PMRT on disease-free survival (DFS), locoregional recurrence-free survival (LRRFS), and overall survival (OS) was evaluated by multivariate analysis including known prognostic factors using the Kaplan-Meier method and compared using the log–rank test and Cox proportional regression analysis.

Results

Of the 151 patients who underwent mastectomy, 105 (69.5%) received PMRT and 46 patients (30.5%) did not. At a median follow-up of 59 months, 5 patients (3.3%) developed LRR (8 sites of recurrence) and 14 patients (9.3%) developed distant metastasis. The 5-year DFS, LRRFS, and OS rates were 91.2, 98.1, and 93.3% with PMRT and 83.0%, 92.3%, and 89.9% without PMRT, respectively (all P values not significant). By univariate analysis, only age (≤40 vs >40 years) was significantly associated with decreased DFS (P=.027). By multivariate analysis, age (≤40 vs >40 years) and pathologic T stage (0-is vs 1 vs 2-4) were significant prognostic factors affecting DFS (hazard ratio [HR] 0.353, 95% confidence interval [CI] 0.135-0.928, P=.035; HR 2.223, 95% CI 1.074-4.604, P=.031, respectively). PMRT showed no correlation with a difference in DFS, LRRFS, or OS by multivariate analysis.

Conclusions

PMRT might not be necessary for pN0 patients after NAC, regardless of clinical stage. Prospective randomized clinical trial data are needed to assess whether PMRT can be safely omitted in pN0 patients after NAC and mastectomy for clinical stage II-III breast cancer.

Introduction

Neoadjuvant chemotherapy (NAC) is widely used for patients with locally advanced, operable breast cancer and is also a valid treatment option for patients with early-stage breast cancer 1, 2. NAC allows the eradication of micrometastases without postoperative recovery and the assessment of tumor response to chemotherapy. Additionally, NAC decreases tumor size and allows breast-conserving surgery for patients who would otherwise have required a mastectomy 3, 4. Randomized trials have established that administration of postmastectomy radiation therapy (PMRT) to appropriately selected women who receive adjuvant chemotherapy after mastectomy reduces locoregional recurrence and improves breast cancer survival 5, 6, 7.

However, no randomized trials have been performed to define who benefits from PMRT after NAC 8, 9, 10, 11, 12, 13. In a retrospective study at the University of Texas MD Anderson Cancer Center (MDACC), breast cancer patients with clinical stage II-III disease who were treated with NAC and mastectomy but without PMRT were at significant risk for locoregional recurrence (LRR), even when there was no pathologic evidence of lymph node (LN) involvement or when the patients were in complete remission. In 2008, a multidisciplinary expert panel organized by the National Cancer Institute published a statement that PMRT should be considered for patients presenting with clinical stage III disease or with histologically positive lymph nodes after preoperative chemotherapy (14). However, the background studies for the statement were retrospective analyses with small sample sizes and only included patients treated at the MDACC. Recently, results from studies performed in France have shown no increase in the risk for distant metastasis, LRR, or death when PMRT was omitted after NAC and mastectomy in clinical stage II-III breast cancer patients with pN0 status 15, 16. Given these conflicting results, the purpose of this study was to investigate the role of PMRT in clinical stage II-III breast cancer patients with pN0 after NAC.

Section snippets

Patient population

We retrospectively identified 417 breast cancer patients with tumor size >5 cm or axillary LN metastasis who achieved pN0 after receiving NAC at 9 institutions in Korea between January 1998 and December 2009 according to the date of treatment initiation. Patients with distant metastases, clinically positive supraclavicular or internal mammary lymph nodes, inflammatory or bilateral breast cancer, another previous or concurrent malignancy except for thyroid cancer, previous chemotherapy, or

Patients and tumor characteristics

Of the 151 patients with pN0 status after NAC and mastectomy, 105 (69.5%) patients received PMRT and 46 (30.5%) did not. The clinical and pathologic characteristics of the patient are compared in Table 1. The median age was 47 years (range, 29-78 years). There were no significant differences between the patients in the PMRT and the non-PMRT groups with respect to age, clinical T-stage, N-stage, pathologic T-stage, hormonal status, HER 2/neu receptor status, and tumor grade. A greater percentage

Discussion

NAC is being used more frequently in patients with clinical stage II or III operable breast cancer. However, there are limited data on the appropriate use of PMRT for patients treated with NAC and mastectomy. In this study, we selected clinical stage II and III breast cancer patients with pN0 after NAC and mastectomy. Patients without PMRT had favorable outcomes compared with patients with PMRT, regardless of clinical stage.

Traditionally, the indications for adjuvant PMRT have been determined

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    Conflict of interest: none.

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