Promoting transparency and accountability with district league tables in Sierra Leone and Malawi
Introduction
Transparency and accountability are widely held as key building blocks of a well-functioning health system. Global health initiatives are now almost exclusively based on the paradigm that health providers are held accountable by the public, and transparency is the key to achieve this. In 2015, leaders of the global health agencies signed a five-point call for action to strengthen health measurement and accountability [1]. Two of their main aims are to strengthen country health systems to enable the use of data “at all levels” and promote accountability by holding “transparent review of progress at facility, subnational, national, regional, and global levels” (page 1). These goals are explicitly addressing the slow development of evidence-based management rooted in local data, despite the large progress of many countries to strengthen the data collection and processing capacities.
One set of tools widely implemented to provide patient - provider transparency and support accountability is league tables, that ranks health service providers, both private and public, according to a set of service delivery indicators [2]. While the benefits of league tables include helping to make informed decisions, providing a platform for health service evaluation, and incentivizing behavioral change, these tools also have restraining factors related to data quality issues, creative reporting, and stigmatization of (apparently) poor performers [3]. Similar tools, such as scorecards [4], and the balanced scorecard [5] are also used to enhance transparency and assess countries’ health performance. Common for these efforts is that the tool is linked to a beneficiary-provider relationship, either for patients to assess prospective health service providers, or for funders to assess effects of interventions on a national scale. At the same time, the benefits of strengthening transparency and accountability also within the health system and health provider organizations have received much less attention. Where league tables have been applied as an evaluation and management tool for the health system itself, it is at national or regional levels only. The literature on the use of league tables as a management tool within the health system remains thin, and the literature on development and use of league tables for district level management is almost non-existent.
In this paper, our research objective is to directly address these gaps by looking at the effects of district league tables on transparency and accountability. Based on empirical studies in Sierra Leone and Malawi, we evaluate the introduction of league tables, and the implications within the public health services. We argue that league tables can be a powerful tool for increased performance both intra-organizationally and at district level. We further draw implications by arguing that for this to take place the tool needs to be simple and flexible, focusing on conveying relative performance rather than being an overly intricate management and strategy tool.
Section snippets
Related literature
The World Development Report 2004, published by the World Bank, brought transparency and accountability to the forefront of the international development agenda. The terms have since become widespread, and linked to almost every major international initiative, such as the Millennium Development Goals and now the Sustainable Development Goals. Also in the health sector, countries are urged to put transparency and accountability as leading principles to improve service delivery [1], [6]. Despite
Research objective and methods
Our research is part of the Health Information System Program (HISP), a long-term engagement across the developing world to strengthen health information systems [16]. HISP brings together universities, ministries of health, international agencies, and NGOs for this common goal. The activities centers on the development and implementation of the open source software DHIS2, and with a holistic approach to improve all aspects of health information systems. This includes building capacity and
Findings from Sierra Leone
In the period 2008–2011, Sierra Leone embarked on strengthening their national HMIS. The process included redesigning their reporting forms, introducing electronic data collection and processing, and formalizing the information system organizationally with trained Monitoring and Evaluation (M&E) officers in each district. The M&E officers are in charge of collecting paper reports from the various health facilities, enter this data in the electronic tool, and conduct analysis on relevant health
Findings from Malawi
In Malawi, the routine health management information system (HMIS) is paper based at health facility level and computerized at district and national levels, like the situation in Sierra Leone. The HMIS is used for collecting data routinely, reporting on activities in the health facilities.
Several prototypes of digital league tables were developed based on the HMIS software. The motivation behind this approach was to utilize the already existing system, thus minimizing the need for development
Discussion
In this section, we discuss the two cases of league table implementations related to transparency and accountability. The two cases are relatively limited and cover a too short timeframe to analyze and understand the long term and wider effects of league tables on transparency and accountability. We nonetheless believe there are some general lessons to be learned from them, both relating to appropriate design of both league tables and an app to customize them, and the short-term effects of
Conclusions
To conclude, we summarize the effects of district league tables on transparency and accountability. For Ministries of Health and district managers, we see league tables as a rather simple tool that can be used to make some small, but quick, steps towards improving data quality and service delivery. First, league tables will through its transparency trigger entities to reflect about indicators and own performance, and compare themselves with other entities on the same level. Where data is
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