Skip to main content
Log in

Neuronal apoptosis in the brainstem medulla of sudden unexpected death in infancy (SUDI), and the importance of standardized SUDI classification

  • Original Article
  • Published:
Forensic Science, Medicine and Pathology Aims and scope Submit manuscript

A Correction to this article was published on 26 January 2019

This article has been updated

Abstract

The purpose of this study was to examine the neuronal expression of apoptotic markers in the rostral medulla of a newly characterized dataset of sudden unexpected death in infancy (SUDI), and to determine the impact of diagnostic groupings on these findings and whether they pertain to the intrinsic apoptotic pathway. Immunohistochemical staining was quantified to determine the percentage of neurons positive for active caspase-9 (specific to the intrinsic apoptotic pathway), active caspase-3 (common to the intrinsic and extrinsic apoptotic pathways) and Terminal deoxynucleotidyl transferase mediated dUTP nick-end labelling (TUNEL) (labels DNA fragmentation) in nine nuclei of the rostral medulla. Expression was compared between groups of SUDI infants where the cause of death was initially classified by a forensic pathologist or subsequently after reclassification by an expert panel using the San Diego Criteria. 68 SUDI infants were studied and originally classified as explained SUDI (n = 12), Sudden Infant Death Syndrome (SIDS) (n = 27) and undetermined (n = 29). Reclassification resulted in a decrease in the number of explained SUDI cases to 7 and a decrease in the number of undetermined cases to 4, with a corresponding increase in the number of SIDS cases to 57 (8 SIDS I; 49 SIDS II). The expression of apoptotic markers was similar in explained SUDI and SIDS I infants. However, TUNEL expression was greater in the cuneate (p < 0.001), vestibular (p = 0.01) and hypoglossal (p < 0.001) nuclei and active caspase-3 expression was lower in the arcuate nucleus (p = 0.037) in SIDS II compared to explained Sudden Unexpected Death in Infancy (eSUDI) infants. Compared to SIDS I infants, SIDS II infants had greater TUNEL expression in the dorsal motor nucleus of the vagus (p < 0.01) and greater active caspase-9 expression in the medial and spinal vestibular nuclei (p = <0.01). Changes in apoptotic expression predominated in SIDS II infants. We postulate that these are due to a combination of contributing risk factors including the presence of an upper respiratory tract infection and bed-sharing/co-sleeping. The absence of changes in active caspase-9 expression compared to eSUDI indicates that the intrinsic apoptotic pathway is not upregulated in SIDS.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Subscribe and save

Springer+ Basic
$34.99 /Month
  • Get 10 units per month
  • Download Article/Chapter or eBook
  • 1 Unit = 1 Article or 1 Chapter
  • Cancel anytime
Subscribe now

Buy Now

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3

Similar content being viewed by others

Explore related subjects

Discover the latest articles and news from researchers in related subjects, suggested using machine learning.

Change history

References

  1. Fleming P, Blair P, Bacon C, Berry J. Sudden unexpected deaths in infancy: the CESDI SUDI studies 1993–1996. London: The Stationery Office; 2000. p. 1–5.

    Google Scholar 

  2. Krous HF, Beckwith JB, Byard RW, Rognum TO, Bajanowski T, Corey T, et al. Sudden infant death syndrome and unclassified sudden infant deaths: a definitional and diagnostic approach. Pediatrics. 2004;114:234–8.

    Article  Google Scholar 

  3. Byard RW, Marshall D. An audit of the use of definitions of sudden infant death syndrome (SIDS). J Forensic Legal Med. 2007;14:453–5.

    Article  Google Scholar 

  4. Hunt CE, Darnall RA, McEntire BL, Hyma BA. Assigning cause for sudden unexpected infant death. Forensic Sci Med Pathol. 2015;11:283–8.

    Article  Google Scholar 

  5. Garcia AJ, Koschnitzky JE, Ramirez JM. The physiological determinants of sudden infant death syndrome. Respir Physiol Neurobiol. 2013;189:288–300.

    Article  Google Scholar 

  6. Neary MT, Breckenridge RA. Hypoxia at the heart of sudden infant death syndrome? Pediatr Res. 2013;74:375–9.

    Article  Google Scholar 

  7. Yue X, Mehmet H, Penrice J, Cooper C, Cady E, Wyatt J, et al. Apoptosis and necrosis in the newborn piglet brain following transient cerebral hypoxia–ischaemia. Neuropathol Appl Neurobiol. 1997;23:16–25.

    Article  CAS  Google Scholar 

  8. Boatright KM, Salvesen GS. Mechanisms of caspase activation. Curr Opin Cell Biol. 2003;15:725–31.

    Article  CAS  Google Scholar 

  9. Annunziato L, Amoroso S, Pannaccione A, Cataldi M, Pignataro G, D'Alessio A, et al. Apoptosis induced in neuronal cells by oxidative stress: role played by caspases and intracellular calcium ions. Toxicol Lett. 2003;139:125–33.

    Article  CAS  Google Scholar 

  10. Elmore S. Apoptosis: a review of programmed cell death. Toxicol Pathol. 2007;35:495–516.

    Article  CAS  Google Scholar 

  11. Machaalani R, Rodriguez M, Waters K. Active caspase-3 in the sudden infant death syndrome (SIDS) brainstem. Acta Neuropathol. 2007;113:577–84.

    Article  CAS  Google Scholar 

  12. Machaalani R, Waters KA. Neuronal cell death in the sudden infant death syndrome brainstem and associations with risk factors. Brain. 2008;131:218–28.

    Article  Google Scholar 

  13. Waters KA, Meehan B, Huang J, Gravel RA, Michaud J, Côté A. Neuronal apoptosis in sudden infant death syndrome. Pediatr Res. 1999;45:166–72.

    Article  CAS  Google Scholar 

  14. Machaalani R, Waters KA. Increased neuronal cell death after intermittent hypercapnic hypoxia in the developing piglet brainstem. Brain Res. 2003;985:127–34.

    Article  CAS  Google Scholar 

  15. Paxinos G, Huang X-F. Atlas of the human brain stem. San Diego: Academic Press; 1995.

    Google Scholar 

  16. Blair PS, Byard RW, Fleming PJ. Sudden unexpected death in infancy (SUDI): suggested classification and applications to facilitate research activity. Forensic Sci Med Pathol. 2012;8:312–5.

    Article  Google Scholar 

  17. Machaalani R, Waters KA. Neurochemical abnormalities in the brainstem of the sudden infant death syndrome (SIDS). Paediatr Respir Rev. 2014;15:293–300.

    PubMed  Google Scholar 

  18. Paine SM, Jacques TS, Sebire NJ. Review: neuropathological features of unexplained sudden unexpected death in infancy: current evidence and controversies. Neuropathol Appl Neurobiol. 2014;40:364–84.

    Article  Google Scholar 

  19. Sparks LD, Hunsaker JC. Neuropathology of sudden infant death (syndrome): literature review and evidence of a probable apoptotic degenerative cause. Childs Nerv Syst. 2002;18:568–92.

    PubMed  Google Scholar 

  20. Kahn A, Groswasser J, Rebuffat E, Sottiaux M, Blum D, Foerster M, et al. Sleep and cardiorespiratory characteristics of infant victims of sudden death: a prospective case-control study. Sleep. 1992;15:287–92.

    Article  CAS  Google Scholar 

  21. O'Kusky JR, Norman MG. Sudden infant death syndrome: increased number of synapses in the hypoglossal nucleus. J Neuropathol Exp Neurol. 1995;54:627–34.

    Article  CAS  Google Scholar 

  22. Krajewski S, Krajewska M, Ellerby LM, Welsh K, Xie Z, Deveraux QL, et al. Release of caspase-9 from mitochondria during neuronal apoptosis and cerebral ischemia. Proc Natl Acad Sci U S A. 1999;96:5752–7.

    Article  CAS  Google Scholar 

  23. Nakajima W, Ishida A, Lange MS, Gabrielson KL, Wilson MA, Martin LJ, et al. Apoptosis has a prolonged role in the neurodegeneration after hypoxic ischemia in the newborn rat. J Neurosci. 2000;20:7994–8004.

    Article  CAS  Google Scholar 

  24. Porzionato A, Macchi V, Guidolin D, Sarasin G, Parenti A, Caro RD. Anatomic distribution of apoptosis in medulla oblongata of infants and adults. J Anat. 2008;212:106–13.

    Article  CAS  Google Scholar 

  25. Snider BJ, Gottron FJ, Choi DW. Apoptosis and necrosis in cerebrovascular disease. Ann N Y Acad Sci. 1999;893:243–53.

    Article  CAS  Google Scholar 

  26. Wang X, Zhu C, Wang X, Hagberg H, Korhonen L, Sandberg M, et al. X-linked inhibitor of apoptosis (XIAP) protein protects against caspase activation and tissue loss after neonatal hypoxia–ischemia. Neurobiol Dis. 2004;16:179–89.

    Article  CAS  Google Scholar 

  27. Bigio MRD, Beckery LE. Microglial aggregation in the dentate gyrus: a marker of mild hypoxic-ischaemic brain insult in human infants. Neuropathol Appl Neurobiol. 1994;20:144–51.

    Article  Google Scholar 

  28. Jones KL, Krous HF, Nadeau J, Blackbourne B, Zielke HR, Gozal D. Vascular endothelial growth factor in the cerebrospinal fluid of infants who died of sudden infant death syndrome: evidence for antecedent hypoxia. Pediatrics. 2003;111:358–63.

    Article  Google Scholar 

  29. Leech RW, Alvord EC. Anoxic-ischemic encephalopathy in the human neonatal period: the significance of brain stem involvement. Arch Neurol. 1977;34:109–13.

    Article  CAS  Google Scholar 

  30. Quattrocchi CC, Fariello G, Longo D. Brainstem tegmental lesions in neonates with hypoxic-ischemic encephalopathy: magnetic resonance diagnosis and clinical outcome. World J Radiol. 2016;8:117.

    Article  Google Scholar 

  31. Daugas E, Nochy D, Ravagnan L, Loeffler M, Susin SA, Zamzami N, et al. Apoptosis-inducing factor (AIF): a ubiquitous mitochondrial oxidoreductase involved in apoptosis. FEBS Lett. 2000;476:118–23.

    Article  CAS  Google Scholar 

  32. Susin SA, Daugas E, Ravagnan L, Samejima K, Zamzami N, Loeffler M, et al. Two distinct pathways leading to nuclear apoptosis. J Exp Med. 2000;192:571–80.

    Article  CAS  Google Scholar 

  33. Stecco C, Porzionato A, Macchi V, Sarasin G, Calcagno A, Parenti A, et al. Detection of apoptosis in human brainstem by TUNEL assay. Ital J Anat Embryol. 2004;110:255–60.

    Google Scholar 

Download references

Acknowledgements

The tissue used in this study was provided by the NSW Forensic and Analytical Science Service. The authors acknowledge the facilities, and scientific and technical assistance of the Australian Microscopy and Microanalysis Research Faculty at the Australian Centre of Microscopy and Micro Analysis, University of Sydney. Research was funded by the SIDS Stampede, Australia, and the Miranda Belshaw Foundation.

Funding

This study was funded by philanthropy (SIDS Stampede, Australia and the Miranda Belshaw Foundation, Australia).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Rita Machaalani.

Ethics declarations

Informed consent

This type of study no formal consent was required.

Conflict of interest

The authors declare that they have no conflict of interest.

Ethical approval

Ethical approval was from the NSW Health RPAH Zone (X13–0038 & HREC/13/RPAH/54) and University of Sydney Ethic committees.

Electronic supplementary material

ESM 1

(PDF 178 kb)

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Ambrose, N., Waters, K.A., Rodriguez, M.L. et al. Neuronal apoptosis in the brainstem medulla of sudden unexpected death in infancy (SUDI), and the importance of standardized SUDI classification. Forensic Sci Med Pathol 14, 42–56 (2018). https://doi.org/10.1007/s12024-018-9954-1

Download citation

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s12024-018-9954-1

Keywords