Abstract
The Palaeogene was the most recent greenhouse period on Earth. Especially for the Late Palaeocene and Early Eocene, several superimposed short-term hyperthermal events have been described, including extremes such as the Palaeocene–Eocene Thermal Maximum. Major faunal and floral turnovers in the marine and terrestrial realms were recorded in association with these events. High-resolution palynological analysis of the early Middle Eocene maar lake sediments at Messel, near Darmstadt, Germany, provides an insight into the dynamics of a climax vegetation during the Middle Eocene greenhouse climate in a time span without significant climatic excursions. Numerical techniques like detrended correspondence analysis and wavelet analysis have been applied to recognize cyclic fluctuations and long-term trends in the vegetation through a time interval of approximately 640 kyr. Based on the numerical zoning of the pollen diagram, three phases in the development of the vegetation may be distinguished. Throughout these phases, the climax vegetation did not change substantially in qualitative composition, but a trend towards noticeably less humid conditions probably in combination with a drop of the water level in the lake may be recognized. A shift in algal population from the freshwater dinoflagellate cyst Messelodinium thielepfeifferae to a dominance of Botryococcus in the uppermost part of the core is interpreted as a response to changes in acidity and nutrient availability within the lake. Time series analyses of pollen assemblages show that variations in the Milankovitch range of eccentricity, obliquity and precession can be distinguished. In addition, fluctuations in the sub-Milankovitch range are indicated. This demonstrates that floral changes during steady depositional conditions in the Middle Eocene of Messel were controlled by orbital forcing.
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Introduction
The Palaeogene was a time of a warm “greenhouse” climate which climaxed in the Early Eocene when subtropical forests of the northern hemisphere spread beyond 60° N latitude (Harrington 2001). After the Early Eocene Climate Optimum (Zachos et al. 2001), a gradual cooling followed which led to the first continental-scale glaciations of Antarctica in the earliest Oligocene (Barrett 1996). Superimposed on the general climatic trend are several transient short-time hyperthermal events. Most prominent among them is the Palaeocene/Eocene Thermal Maximum (PETM or ETM-1), an episode of ~200 kyr of extreme global warming (e.g. Kennett and Stott 1991; Bains et al. 2000; Röhl et al. 2000), followed by other short-term events during the Early Eocene, such as the Elmo or ETM-2 (Lourens et al. 2005; Sluijs et al. 2009) and the “X” event (Röhl et al. 2005).
Numerous climate-related palaeobotanical studies on the Palaeocene and the Eocene focused on these so-called hyperthermal events, particularly on the question whether an important floral turnover was associated with the PETM in mid-latitudes of Europe (Beerling and Jolley 1998; Collinson et al. 2003) and North America (Wing et al. 2005, Harrington et al. 2004, Harrington et al. 2005, Harrington and Jaramillo 2007). However, their conclusions appear to be somewhat inconsistent and generally range from significant to moderate vegetation responses depending on the palaeogeographic position of the studied sections. Since the effects of Eocene hyperthermal events on vegetation appear not to be as dramatic as may be expected from a temperature increase of several degrees and a duration of about 200 kyr, it appears interesting to see whether any vegetation responses to ordinary Milankovitch cycles can be detected during stable greenhouse phases.
Here, we present a temporally highly resolved pollen record from the oil shale of the maar lake of Messel, Germany, spanning a period of 640 kyr within the early Middle Eocene, an episode of the Palaeogene greenhouse phase which was obviously not affected by hyperthermal events. The palynological study thus provides insights into the dynamics of a climax vegetation and serves as a record for vegetation changes and their potential cyclicity within the Palaeogene greenhouse system. Since annually laminated sediments of Quaternary maar lakes have been widely used as ideal archives of vegetation response to rapid climate change in an icehouse system (e.g. Stebich et al. 2009), the Messel oil shale may provide an important reference for understanding the effects of an equable warm climate and orbital forcing on vegetation.
Since the research well Messel 2001 was drilled in the centre of the former lake where a maximum thickness of the remaining lake sediments could be expected, a complete reference section of the Lower and Middle Messel Formation was obtained (Schulz et al. 2002) including 140 m of oil shale and 90 m of clastic lake sediments. This provided the opportunity for a high-resolution quantitative analysis of the palynological assemblages and corresponding time series analyses. The study aims at the recognition of any cyclic fluctuations and long-term trends throughout a time interval of 640 kyr during the Middle Eocene greenhouse climate. The oil shale of Messel is most suitable for that purpose since facies conditions and sedimentation rate remained stable for at least 640 kyr, and changes in the vegetation therefore should have been exclusively caused by climate change. Thus, the deposits of the maar lake of Messel must be regarded as a unique and globally significant archive for the Middle Eocene climate system.
Linkage of the Palaeogene climate to orbital forcing has been proven by several recent studies (e.g. Röhl et al. 2000, 2003, 2004; Westerhold et al. 2007, 2008). Orbital forcing has been recorded for the Eocene from marine (e.g. Pälike et al. 2001; Lourens et al. 2005) and lacustrine sediments (e.g. Fischer 1986; Roehler 1993).
A pronounced reaction of the terrestrial flora to Milankovitch forcing has only been recorded starting from the latest Palaeogene thus far (Herrmann 2007), for instance from the Pliocene Pula maar in Hungary in the range of obliquity and precession (Willis et al. 1999) and of eccentricity and obliquity from the Miocene of Hungary and Spain (Jiménez-Moreno et al. 2005, 2007). Dinoflagellate and sporomorph records show precession driven climate variability in the high latitudes of the southeast Australian continent at the Antarctic margin in the Middle Eocene (Warnaar et al. 2009). However, little is known about the reaction of the terrestrial vegetation to the ordinary Milankovitch rhythms during the Palaeogene greenhouse mode in the (para)tropics. Some kind of climate cyclicity based on palynological data has been proposed for the Eocene by Krutzsch (1992), but this is not based on any statistical analyses.
Palaeogene maar lakes from central Germany that have been studied palynologically with high resolution are the Late Oligocene lake of Enspel and the Middle Eocene lake of Eckfeld. In contrast to the maar lake of Eckfeld where only general statements on climate change have been presented (Nickel 1996), the Enspel palynoflora shows cyclic fluctuations in the vegetation in the range of precession and obliquity (Herrmann 2007). In contrast to Messel, the age of the lake deposits of Enspel is younger (~24.7 Ma; Mertz et al. 2007) and far outside the range of the Palaeogene greenhouse phase.
Based on spectral analyses of gamma ray logs and magnetic susceptibility from a previous well in the Messel oil shale, El Bay et al. (2001) suggested climatic changes induced by orbital parameters like eccentricity (96 kyr), obliquity (40, 53 kyr) and precession (20 ka), however, still without reference to confidence levels.
Geological situation
The oil shale of Messel is the best known among a series of isolated Palaeogene deposits (Felder et al. 2001) on the Sprendlinger Horst, the northern extension of the Odenwald basement, which is flanking the Upper Rhine Graben to the northeast in Southwest Germany (Fig. 1). These deposits represent individual volcanic and tectonic structures which are Middle Eocene in age and predate the later Rhine Graben system (e.g. Harms 2001; Jacoby et al. 2005). The Middle Eocene lake sediments of the Messel pit were defined as the “Messel Formation” which typically consists of highly bituminous shales. A continuous core (“Messel 2001”) drilled in the centre of the basin recovered massive volcanoclastic deposits (diatreme breccia, lapilli tuffs) between 433 m and 228 m the discovery of which ultimately proved that the overlying lake sediments have been deposited within a maar structure (Lorenz 2000; Schulz et al. 2002). The maar diatreme was formed by a phreatomagmatic eruption (Lorenz 2000; Schulz et al. 2002; Harms et al. 2003; Felder and Harms 2004) very early during the magnetochron C21r (47.9–49.0 Myr) (Mertz and Renne 2005; Rolf et al. 2005).
A generalized lithologic succession encountered in core Messel 2001 is shown in Fig. 2. The Lower Messel Formation above 228 m represents the Initial Lake Phase of Lenz et al. (2007a). The Middle Messel Formation above 94 m is almost identical with the classical “Messel Oil Shale”, the finely laminated highly bituminous shale which was formed during a long-term stable meromictic phase of the lake (Fig. 3). This oil shale has been the target of intense mining operations between the 1870s and 1974 (Schaal and Schneider 1995), leaving the present “Messel pit”. The Upper Messel Formation is only preserved in small remnants at the margin of the Messel pit and probably represents the gradual terrestrialization of the lake (Harms et al. 2003), but its relation to the Middle Messel Formation is not known in detail.
Above 94 m, the Messel oil shale is characterized by a very fine light and dark lamination. The time series analyses presented here are based on the assumption that this lamination reflects an annual varve-like stratification (Fig. 3). This was originally suggested for the Middle Messel Formation by Irion (1977) and supported by Goth (1990) who studied the distribution of palynomorphs in individual laminae by SEM. It follows, therefore, that the oil shale is essentially made up of couplets of spring/summer layers mainly composed of algae (Tetraedron minimum) and dark autumn/winter layers mainly composed of terrigenous background sediment. On this basis, Goth (1990) determined a sedimentation rate of 0.15 mm/year by counting oil shale laminae. El Bay et al. (2001) calculated a comparable sedimentation rate of 0.146 ± 0.052 mm/year for an older well by using gamma ray logs and magnetic susceptibility. Similar data from the new core Messel 2001 indicate a sedimentation rate of 0.14 mm/year (Schulz et al. 2002). We therefore accept annual stratification as the basis for the time scale in our analyses and assume continuous sedimentation at a constant rate throughout our study interval.
Following initial palynological studies of the Messel oil shale by Pflug (1952, 1957) and Thomson and Pflug (1953), Thiele-Pfeiffer (1988) published a thorough systematic and taxonomic palynological monograph of the oil shale, based on a previous core from Messel (core 4/1980: Weber and Hofmann 1982; Liebig 2001) which, however, did not penetrate into the oil shale free lake sediments at the base of the Messel Formation. An initial numerical analysis of Thiele-Pfeiffer’s data by Lenz et al. (2005) showed that the composition of pollen assemblages is not as homogenous throughout the sequence as originally stated by Thiele-Pfeiffer (1988). For the initial phase of the lake, we have been able to show how the climax vegetation gradually recolonized the crater wall and the surrounding area after the eruption (Lenz et al. 2007a).
Materials and methods
Sampling and sample processing
The present analysis is restricted to the Middle Messel Formation between 3.08 and 94.60 m of the core since this interval represents the homogeneously laminated oil shale indicating stable meromictic conditions in the lake (Fig. 2).
The laminated oil shale was sampled by removing 1-cm slices at 10-cm intervals. In our study, 458 samples were analysed palynologically by using an equal sample distance of 20 cm. All samples were treated with HCl, HF and KOH following the standard procedures described in Kaiser and Ashraf (1974). In addition, the residue was sieved with a mesh size of 10 μm. Some of the residues were slightly oxidized by applying diluted HNO3 in order to remove flocculating organic matter and to improve transparency of individual palynomorphs.
Raw material, residues and slides of all samples are stored in the Senckenberg Forschungsinstitut und Naturmuseum, Frankfurt am Main, Germany.
Identification of palynomorphs
Identification of pollen and spores is primarily based on the systematic–taxonomic study of Thiele-Pfeiffer (1988). A minimum of 300 individual sporomorphs per sample were counted at 400 times magnification. Altogether, 97 different taxa of pollen and spores were identified in the Middle Messel Formation (Table 1). Identifiable remains of algae such as Botryococcus or cysts of dinoflagellates and Zygnemataceae (Ovoidites) were also counted. All 458 samples contained sufficient palynomorphs, but preservation of the individual specimens is only moderate throug
hout the oil shale. Thus, a relatively high proportion of 10–20% of the total assemblage could not be positively determined and was recorded as “Varia”.
The pollen diagrams were produced by PanPlot 10.16 (Alfred Wegener Institut für Polare und Marine Forschung, PANGEA). Pollen and spores were calculated to 100%, while the values for algae are plotted as additional percentages (% of the total pollen sum). The taxa are arranged according to their weighted average value (WA regression, ter Braak and Looman 1995) in relation to depth by means of TRAN 1.81 (S. Juggins, University of Newcastle), because an arrangement of pollen curves is necessary to obtain ecologically useful groups (Janssen and Birks 1994).
Statistical evaluation
Because of the great diversity including more than 97 species of pollen and spores and the limited quality of preservation, the number of variables, i.e. families, genera or individual species, has been limited to 52 (Table 1) for numerical analyses. Thereby, taxa were excluded from statistical analysis, which are very rare (average frequency < 1.5%). Other taxa such as various species of Plicatopollis were lumped in order to minimize errors in identification of individual “species”. By applying this approach, loss of information is expected to be minimal.
The program PSIMPOLL 4.10 (Bennett 2005) was used for numerical zoning, randomization tests and zoning modelling. Because of the dominance of few palynomorphs, the frequency data were normalized by square-root transformation. In this way, rare taxa are upweighted to abundant ones (Kovach 1989). This is especially important since the pollen spectra are dominated by only few elements (Plicatopollis plicatus, Tricolpopollenites liblarensis and Tricolporopollenites cingulum) that suppress the other elements in the percentage rate by their mass occurrence.
For numerical treatment of the palynological data, Detrended Correspondence Analyses (Hill and Gauch 1980) were implemented using the software PAST 1.67 (Hammer et al. 2001). For this purpose, percentage values of individual species were grouped into frequency classes. Frequency classes minimize the effect of minor fluctuations in percentage values, but, at the same time, preserve and emphasize the most important signals. Following Gauch (1982), nine cut levels (0 to <0.5 to <1 to <2 to <4 to <8 to <16 to <32 to <64%) were defined for the sporomorph percentages.
For time series analysis, the number of variables has been further reduced by excluding the algae (Botryococcus, dinocysts and Ovoidites). The remaining statistically significant palynomorphs were subsequently grouped into 8 groups according to their frequency distribution by means of cluster analysis (Table 2, Fig. 8; Ward’s method, software: PAST 1.67, Hammer et al. 2001). The resulting frequency graphs of Fig. 9 are the database for our time series analyses. The frequency distribution of the respective clusters turned out to be quite similar to the frequency distribution of individual taxa, but clustering has been applied to improve the statistical significance of the time series signals and to consider elements with low frequencies within the pollen spectrum.
To assess persistent patterns in pollen precipitation, we employed two independent techniques of spectral analysis. First, we applied the Morlet wavelets (Morlet 1983; Torrence and Compo 1998), a continuous wavelet transform, proven and tested in climate time series analysis (Lau and Weng 1995; Dunca et al. 2009; Schöne and Fiebig 2009; Wanamaker et al. 2009). The transform was based on the method described in Torrence and Compo (1998) by means of Wavelet software provided by these authors. Wavelet transforms have the advantage that they can be used to evaluate time series that are non-stationary and contain a variety of frequencies (Daubechies 1990). Since the individual taxa are distributed within the section with great fluctuations and do not always occur with significant values, our pollen data show a typical non-stationary signal. Wavelet analyses transform a time series into time–frequency space visualizing dominant modes of variability and their variation with time (Torrence and Compo 1998).
In addition, spectral analysis was carried out using the program REDFIT 3.8 to test whether peaks in the spectrum of a time series are significant against a red-noise background from a first-order autoregressive (AR1) process (Schulz and Mudelsee 2002).
Age model
Based on a constant sedimentation rate of 0.14 mm/yr, our sample distance of 20 cm corresponds to about 1,400 years. Transformation of the total sampled depth into a time scale (Fig. 9) results in an exceptionally long high-resolution continental record of 640 kyr represented by 91.6 m of oil shale in our core. Thus, except for long eccentricity with a period of 400 kyr the temporal scale of our study should resolve any cycles and trends within the range of the classical Milankovitch frequency band as reflected by the vegetation surrounding the Messel lake.
Results
Pollen zonation
In the pollen diagram for the Middle Messel Formation above the event bed (Fig. 4), taxa are arranged based on the weighted average regression with depth as the predictor variable (Janssen and Birks 1994; ter Braak and Looman 1995). The diagram shows that most of the elements occur over the entire Middle Messel Formation, and changes are restricted to frequency variations.
In order to detect any underlying trend of palaeoecological significance in the relatively uniform pollen spectra, the “optimal splitting by information content” (OSIC; Bennett 2005) is used here to establish a robust zonation. It should be noted that the remains of algae were included in the calculation of the zoning since their dominance within parts of the section is important for the delimitation of the individual zones. As a result, the following six zones are distinguished (Fig. 4).
Zone 1 (94.79–74.28 m)
Zone 1 includes 104 equidistant samples across 20.51 m and covers approximately 143 kyr. Most remarkable for this zone is the abundance of cysts of freshwater dinoflagellates. These cysts, which were noted for the first time in Messel by Thiele-Pfeiffer (1988) and described as Messelodinium thielepfeifferae by Lenz et al. (2007b), represent an important component of the primary production in the lake. This is reflected in values of up to 20% for Messelodinium in zone 1, while evidence of other algae like the coccal green alga Botryococcus is lacking.
Among the great number of pteridophyte spore taxa known from Messel (Thiele-Pfeiffer 1988), some show their peak abundance in the lower part of the Middle Messel Formation. This is especially true for smooth trilete spores of the genus Leiotriletes which occur in high frequencies in zones 1 and 2. According to Thiele-Pfeiffer (1988), they are mostly attributable to Schizaeaceae and Polypodiaceae s.l., but generic affinities remain unclear. During the initial recolonization of the volcanic site, ferns formed important elements of a pioneering vegetation (Lenz et al. 2007a). Most probably, they later remained important elements of the vegetation along the shoreline and in marginal herbaceous swamps (Wilde 1989).
Similarly, the pollen of the aquatic Hydrocharitaceae, represented by Punctilongisulcites microechinatus (Thiele-Pfeiffer 1988), although not very frequent, reaches its maximum abundance in zones 1 and 2. Thiele-Pfeiffer (1988) found close similarities to pollen of the extant genera Blyxa, Ottelia and Stratiotes, which are entomophilous (Tanaka et al. 1997) and therefore poor pollen producers. Thus, despite the rarity of their pollen, Hydrocharitaceae at Messel probably occupied shoreline habitats similar to their recent counterparts in the tropics and subtropics.
Other taxa such as Tricolporopollenites messelensis and T. solé de portai also show their peak abundance in the lower part of the diagram. Thiele-Pfeiffer (1988) recognized similarities of T. messelensis with the pollen of Ligustrum japonicum (Oleaceae) and Euodia roxburghiana (Rutaceae), while T. solé de portai shows some affinities to pollen of certain extant Rosaceae and Anacardiaceae (Thiele-Pfeiffer 1988). But these assignments remain somewhat uncertain.
Various species of Plicatopollis (Juglandaceae, walnut family) dominate with values of >50% in some samples, but their frequency shows strong fluctuations. The other two dominant taxa in Messel are Tricolpopollenites liblarensis and Tricolporopollenites cingulum. Both taxa include pollen of more than one natural taxon. While T. cingulum is generally attributed to the Fagaceae (beech family), the affinity of T. liblarensis is uncertain with Fagaceae, legumes (Fabaceae), Combretaceae or Verbenaceae being possible sources (Stuchlik 1994).
Some other taxa which occur throughout the entire Middle Messel Formation are frequent in zone 1, but very rare in the two succeeding zones, e.g. Pityosporites labdacus (Pinaceae) and Platycaryapollenites (Juglandaceae, walnut family).
Zone 2 (74.08–66.08 m)
Zone 2 includes 41 samples and covers a time interval of approximately 56 kyr. The freshwater dinoflagellate cysts of Messelodinium continue to occur frequently with a conspicuous peak of >80% at 71.67 m depth. But they almost disappear at the top of zone 2 with only rare specimens in the succeeding zones.
The pollen spectra of zone 2 differ from those of zone 1 mainly in some obvious frequency changes, such as a decrease in Pityosporites labdacus (Pinaceae) and Platycaryapollenites (Juglandaceae). Leiotriletes spp. and Tricolporopollenites solé de portai are still frequent throughout. In contrast, taxa like Tricolporopollenites microreticulatus (Oleaceae, olive family; Lenz 2005) and Polyporopollenites spp. (Ulmaceae, elm family; Lenz et al. 2007a) show remarkable fluctuations within zone 2 including the highest values for the Middle Messel Formation.
Zone 3 (65.88–33.68 m)
Zone 3 includes 162 samples and covers a time interval of approximately 225 kyr. This zone is characterized by distinct changes in the palynomorph spectrum particularly with regard to the algal population in the lake. Messelodinium almost disappears, but the few remaining specimens document that the respective dinoflagellates were still present, perhaps even common as motile stages but with a low rate of cyst formation (Lenz et al. 2007b). On the other hand, this zone includes the first mass occurrence of the green alga Botryococcus with 15–30% in a short interval between 51.50 and 49.70 m covering a period of about 12,500 years.
The temporary occurrence of Botryococcus in zone 3 is associated with temporary but significant changes among other palynomorphs. Although occasional short-term mass occurrences of Polyporopollenites spp. (Ulmaceae) have already been observed in zones 1 and 2, they show a pronounced peak at 48.28 m. Subsequently, Subtriporopollenites spp. (47.88 m) and Tricolporopollenites microreticulatus (47.28 m) show a short-term maximum, followed by a temporary decrease in Plicatopollis spp. (45.68 m).
Within about 40,000 years after the first occurrence of Botryococcus, notable changes in the lake and the surrounding vegetation are apparent and sustained. For example, there is a remarkable decrease in the frequency of the spores Leiotriletes spp. and Laevigatosporites spp. Other taxa like Triatriopollenites excelsus minor (Myricaceae/Juglandaceae group) and Plicapollis pseudoexcelsus (Juglandaceae?) show increasing values at 45 m. Since Platycaryapollenites is again represented by high values, Platycarya can now be considered as permanently established in the vegetation from about 45 m upward.
Zone 4 (33.48–10.48 m)
Zone 4 includes 115 samples and covers a period of approximately 160 kyr. Most obvious is the sudden recurrence of the pinaceous pollen Pityosporites labdacus. Noteworthy, too, is the regular occurrence of Botryococcus with up to 40% in a number of samples.
Apart from that only moderate changes can be recognized in comparison with zone 3. The long-term trends in frequency distribution of some palynomorphs, which started in zone 3, continue in zone 4.
Zone 5 (10.28–7.88 m)
With only 13 samples and a time interval of only 16,800 years, this zone is considerably shorter than the previous zones and characterized by striking peak abundances of Botryococcus (coccal green algae) dominating the samples with up to 280% (relative to the total number of pollen and spores).
Zone 6 (7.68–1.09 m)
Zone 6 represents the uppermost part of the Middle Messel Formation in the core and includes 33 samples covering a period of approximately 45.000 years. Botryococcus is still very common dropping somewhat to 61% from its peak in zone 5. Plicatopollis still dominates, but on a lower level than in zones 1–3. In contrast, Tricolporopollenites cingulum reaches peak abundance.
Discussion
A stable paratropical climax vegetation typical for inland sites of Western and Central Europe flourished in the vicinity of Messel during the Middle Eocene greenhouse phase at the time of the eruption (Mai 1981, 1995; Schaarschmidt 1988). After severe disturbance by the eruption and a recovery phase represented by the Lower Messel Formation (Lenz et al. 2007a), the same climax vegetation was re-established without changes in floristic composition. The stability of the climax vegetation is confirmed by the fact that no first or last appearances of pollen taxa have been observed in our study during the 640 kyr represented by the Middle Messel Formation. By means of time series analyses, however, we are able to show that frequency fluctuations of individual elements occurred probably in response to orbital cycles within this period of the Middle Eocene greenhouse phase. In addition, a gradual quantitative change in the palynomorph spectrum of the climax vegetation throughout the section may be noted.
Detrended correspondence analysis (DCA) has been applied in order to detect long-term palaeoecological trends and clearly shows a successive change in the composition of vegetation and phytoplankton (Figs. 5, 6, 7). In the scatter plot of the first two axes from the DCA, showing the arrangement of samples, the six palynological zones are contoured (Fig. 5). The first two axes reflect only 17.5% of the total deviation (CA 1: 11.50, CA 2: 6.0), a relatively low value considering the great number of taxa with 0% values and the relatively small changes in the composition of the data set.
There is a clear separation between samples from the first two zones on the left side of the diagram with negative or low positive values and samples from zones 4 to 6 on the right side with positive values above 1. There is only a small gap between the two groups located well within zone 3. Thus, floral development within the Middle Messel Formation can be divided into three phases: The first axis clearly separates an early phase (zones 1, 2) within the Middle Messel Formation from a late phase (zones 4, 5, 6) with an intermediate phase (zone 3) in between, emphasizing that changes in the composition of the vegetation were gradual (Fig. 6).
Correspondingly, the DCA plot of taxa in Fig. 7 shows a group of palynomorphs on the negative side of axis 1 which were only abundant during the early phase. Especially, the dinocyst Messelodinium shows a distinct negative value. On the other hand, taxa particularly occurring in the late phase are located on the positive side of axis 1, on which the value of Botryococcus is rather excentric.
In the pollen assemblages of the Middle Messel Formation, the Juglandaceae (walnut family) are particularly well represented by a total of 14 different pollen taxa (Table 1), primarily by Plicatopollis spp., but pollen of Platycarya, Carya, Engelhardia (Momipites spp.) and Subtriporopollenites spp. are also frequent. Together with an abundant macrofossil record (Wilde 1989, 2004), this is proof of the dominant role of Juglandaceae in the regional flora during the Middle Eocene. A considerable diversity of juglandaceous pollen taxa is also well known from other Palaeogene localities especially in North America, e.g. from the Palaeocene/Eocene boundary section in the Williston Basin in North Dakota, USA (Harrington et al. 2005) and the latest Palaeocene in the US Gulf Coast region (Frederiksen 1998, Harrington and Kemp 2001). The first occurrences of Plicatopollis and Platycaryapollenites probably marked the transition from the latest Palaeocene to the Early Eocene and seem to be the main basis for the proposed floral turnover within the PETM of the US Gulf Coast region.
Two other main elements, Tricolpopollenites liblarensis and Tricolporopollenites cingulum, dominate the pollen spectra with 50–70%. Although T. cingulum can be attributed to the Fagaceae, macroscopic remains of Fagaceae, in contrast to the Juglandaceae, have never been found at Messel (Wilde 1989, 2004). Since the specific taphonomic scenario of maar lakes precludes long-distance transport at Messel for most plant parts, except for pollen, the habitat of the Fagaceae is considered to have been located outside the narrow catchment area of the lake (e.g. Spicer and Greer 1986, Ferguson 1993). A similar relationship may be assumed for Tricolpopollenites liblarensis and the site of its parent plants. Therefore, the frequency of T. liblarensis and T. cingulum is assumed to be least controlled by local effects and to best reflect the true zonal vegetation. The two taxa are closely clustered in the centre of the DCA plot together with Plicatopollis spp. and therefore appear to be ideally suited for time series analyses.
Goth (1990) has shown that the coccal green alga Tetraedron minimum is the most common element of the phytoplankton in the oil shale with Botryococcus and the central diatom Melosira as additional primary producers. However, since Tetraedron is lost in our slides by screening due to its small size of <10μ, and Melosira is only represented by imprints in the organic matter of the oil shale, their distribution cannot be addressed here.
Early phase (Zones 1 and 2)
Palynological zones 1 and 2 represent the early phase of the Middle Messel Formation between 94 and 66 m which is characterized by two elements: the phytoplankton within the lake and the semiaquatic to terrestrial vegetation immediately surrounding it.
Mass occurrences of the dinocyst species Messelodinium thielepfeifferae recorded in the Lower Messel Formation by Lenz et al. (2007a, b) are thought to have resulted from indigenous monospecific populations of freshwater dinoflagellates. They apparently favoured the holomictic conditions during the initial lake phase and quickly declined with the onset of meromictic conditions near the top of the Lower Messel Formation. They return, however, with relatively high frequencies in zones 1 and 2 of the Middle Messel Formation despite the predominance of meromictic conditions. In this early phase, primary production in Lake Messel may have been fuelled by nutrient input from still somewhat unstable crater walls to produce the mass occurrences of freshwater dinoflagellate cysts in some samples. Similarly, Köhler and Clausing (2000) considered ash fall as a source for nutrient concentration in the Oligocene Enspel lake, Westerwald, Germany, followed by acme occurrences of freshwater dinoflagellate cysts.
A pronounced peak of M. thielepfeifferae with more than 80% at 71.67 m is associated with a redeposit between 71.50 and 71.80 m (Fig. 3). In this case, it is conceivable that cysts originally concentrated by wave and wind drift along the shore were transported by slumping to the lake floor. This process has also been invoked to explain similar accumulations of the green alga Botryococcus in the slightly younger Eckfeld maar lake (Nickel 1996).
Among the terrestrial plants those dependent on aquatic habitats and moist substrates are best represented in the assemblages of zones 1 and 2. The DCA plot shows the aquatic Hydrocharitaceae and ferns of the family Schizaeaceae with various species of Leiotriletes at the left side of the diagram (Fig. 7). But an ecological interpretation of Leiotriletes is equivocal since spores of this type occur not only in Lygodium (Schizaeaceae) but also in the families Dicksoniaceae and Matoniaceae (Collinson 2001). Nevertheless, the distribution of Hydrocharitaceae pollen and fern spores indicates extended areas of shallow water and herbaceous swamps around the lake at this early stage of the Middle Messel Formation. This was probably caused by higher lake levels allowing the spread of aquatic plants and fern flats.
The event bed separating the Lower from the Middle Messel Formation (Felder and Harms 2004) indicates a major collapse of the crater walls at the beginning of the Middle Messel Formation, leaving barren areas to be recolonized. Therefore, at the beginning of this early phase the pollen spectra are reminiscent of those from the initial recolonization, especially with regard to the great number and high diversity of fern spores, including Leiotriletes (Lenz et al. 2007a). Schizaeaceae such as Lygodium producing Leiotriletes-type spores are known today from volcanic terrains where they colonize open and disturbed habitats (Collinson 2002).
Open areas on newly collapsed slopes allowed pollen of plants from more distant sources to reach the lake surface. This could explain the relatively high values for pollen of Pinaceae (Pityosporites labdacus) in zone 1. Later, the complete recolonization of the crater slopes by a dense climax vegetation has statistically suppressed the input of airborne pollen such as P. labdacus in the succeeding zones 2 and 3.
Tricolporopollenites messelensis and T. solé de portai which reach their peaks in zones 1 and 2 were found in similar quantities in the Lower Messel Formation. They have been assigned to the Oleaceae/Rutaceae and Rosaceae/Anacardiaceae, respectively (Thiele-Pfeiffer 1988), which may, therefore, be considered as part of a pioneering vegetation.
Intermediate phase (Zone 3)
Zone 3 represents an intermediate phase which shows considerable overlap with the zones of the early and the late phase in the DCA plots of samples (Figs. 5, 6). The overlap is most pronounced with zones 1 and 4, indicating that zone 3 shares characteristics with the “wet” zone 1 and anticipates to some extent the drier conditions of the late phase. Similarities with zone 1 are mainly due to a resedimentation event in the middle of zone 3 which is reflected by a succession of peaks of pollen considered to represent a pioneering vegetation (Lenz et al. 2007a). After a first pronounced but isolated peak of Botryococcus, peaks of Tricolporopollenites messelensis, pollen of Ulmaceae, Subtriporopollenites spp., Tricolpopollenites microreticulatus together with Leiotriletes spp., and Laevigatosporites spp. follow each other. This succession is observed across a core interval of a little more than 4 m representing a time slice of approximately 30,000–32,000 years. It is largely responsible for the strong midterm signal in the wavelet time–frequency spectrum which is probably associated with the 400 kyr Milankovitch frequency band occurring just once within our section (see “Trends and cycles”). Higher up in the section, Plicapollis pseudoexcelsus and Tricolporopollenites cingulum are clearly more frequent and remain at relatively high levels throughout the late phase, indicating that this event was somehow coupled with lasting effects on the regional vegetation and climate, including a sustained trend towards a reduction in humidity.
Late phase (Zones 4, 5 and 6)
Since Pinus is more tolerant to aridity and well-drained soils than most of the plants known as components of the regional climax forest around the Messel site, the sharp increase in pinaceous pollen (Pityosporites labdacus) suggests that the climate became drier near the end of the Middle Messel Formation. Plants especially sensitive to more humid conditions were suppressed by a spread of Pinaceae in the vegetation. The same is indicated by a considerable decline of fern spores, especially Leiotriletes spp. and Laevigatosporites spp.
For the late phase, a fundamental change in the phytoplankton population of the Messel lake is indicated by mass occurrences of Botryococcus especially in zones 5 and 6. Today, Botryococcus has an almost cosmopolitan distribution ranging from the tropics to sub-arctic climates. It predominantly occurs in freshwater lakes (Traverse 1992; Taylor et al. 1998) but also tolerates weakly saline conditions (De Deckker 1988; Batten 1996). Botrycoccus is common across a wide range of trophic conditions (Ruttner 1952; Round and Brook 1959; Round 1981; Komárek and Marvan 1992; Tyson 1995; Batten 1996), including slightly alkaline lakes (Wetzel 1983, De Deckker 1988). Obviously tolerating quite different climatic conditions, optimal conditions for its growth have been recorded from shallow lakes at low precipitation (Guy-Ohlson 1992; Batten and Grenfell 1996).
Mass occurrences of Botryococcus at Messel can therefore be considered to reflect long-term changes in water chemistry which were connected with a change from more humid conditions with higher water levels at the beginning of the Middle Messel Formation to raised evaporation and, consequently, lower water levels. This may have been coupled with an extension of shallow water areas as indicated by the more common occurrence of Nymphaeaceae (water lily family) pollen in this late phase. In view of the probable terrestrialization in the Upper Messel Formation, it is interesting to note that mass occurrences of Botryococcus in combination with pollen of Nymphaea have been commonly found at marl/lignite boundaries in Neogene lake basins of Greece (Riegel et al. 1995).
Trends and cycles
The three phases of the Middle Messel Formation reflect long-term changes in the vegetation around Lake Messel and the hydrobiology within the lake during the early Middle Eocene. The pollen diagram furthermore shows a general trend from humid to somewhat drier conditions which are overprinted by fluctuations in the frequency of individual taxa, in particular, of the dominant elements such as Plicatopollis spp., Tricolpopollenites liblarensis and Tricolporopollenites cingulum which appear to be independent of the zonation (Fig. 4). In order to test whether these fluctuations follow regular patterns caused by cyclic fluctuations in the pollen rain due to climatic variations, time series analyses have been performed.
Since most Eocene pollen can only be assigned to family level, palaeoecological interpretations are restricted in terms of extant species or genera. Therefore, we use clusters in which taxa with similar climatic and ecologic affinities are grouped (Figs. 8, 9). They mainly consist of the pollen rain of the regional Middle Eocene paratropical climax forest dominated by the pollen of Juglandaceae (e.g. Plicatopollis spp.) and Fagaceae (Tricolporopollenites cingulum), respectively, Leguminosae (Tricolpopollenites liblarensis) but include some influx from seral stages immediately surrounding Lake Messel (Thiele-Pfeiffer 1988; Wilde 2004; Lenz et al. 2007a). The former are mainly combined in clusters 1 and 6–8, the latter concentrated in clusters 2 and 3 (Table 2).
Since lamination of the oil shale is highly uniform, the pollen assemblages obviously were not influenced by changes in taphonomic conditions within the lake or surface runoff from outside. Therefore, we conclude that the frequency distribution of these clusters reflects shifts in the composition of the paratropical climax forest which were essentially induced by climate variability, too moderate, however, to affect the character of the lake sediments.
These shifts especially affected the relative proportion of Fagaceae (Tricolpopollenites liblarensis, Tricolporopollenites cingulum) and Juglandaceae (mainly Plicatopollis spp.) in the regional vegetation as well as seral stages accompanying the lake shore, including aquatic and hydrophilous plants (e.g. Nymphaeaceae and Restionaceae), heliophytes (e.g. lianas of the families Icacinaceae and Araliaceae) and various arborescent and shrubby pioneers (palms, Ulmaceae, Oleaceae). The results of both time series analyses, wavelet transform and spectral analysis, for the percentage values of 4 selected clusters are shown in Figs. 10, 11, 12 and 13 (clusters 1, 2, 5 and 8). The analyses of the other clusters are attached as electronic supplementary material. They clearly show that the vertical distribution of wavelet power signals corresponds to that of the clusters throughout our section. Cluster 1 shows strong signals in the upper part of the section (Fig. 10), cluster 5, to the contrary, only in the lower part (Fig. 12). Only the clusters 7 and 8 which are formed by pollen occurring in mass abundance show signals continuous throughout the section (Fig. 13).
All of the clusters show distinct signals within the range of the Milankovitch frequency band. Most pronounced are the signals for obliquity (about 40–45 kyr) and precession (about 23 kyr). In clusters 1, 2 and 8 (Figs. 10, 11 and 13), it is even possible to distinguish between a long precession in the range between 22 and 25 kyr and a short precession between 16 and 19 kyr. Signals in the range of short eccentricity (about 100 kyr) cannot always be clearly recognized. However, wavelets in the range between 64 and 128 kyr show signals sufficiently distinct to assume affinities to the eccentricity cycle. Obviously, eccentricity cannot be clearly distinguished since the cycle was repeated only six times in our section, while obliquity and precession cycles recurred at least 16, respectively, 30 times. Additional spectral analyses (RedFit) confirm the statistical significance of the individual signals for the Milankovitch frequency range (Figs. 10, 11, 12, 13).
The time interval of 1.4 kyr calculated for the sample distance of 20 cm does not allow for sufficient resolution of periods below 4 kyr. Yet, there are significant sub-Milankovitch signals of around 12 and 6 kyr which are probably linear harmonics of the precession cycle (Berger and Loutre 1997; Berger et al. 2006). Cyclicities beyond the Milankovitch frequency band and their influence on the high-latitude and East African climate are known for the tropical Pleistocene (Trauth et al. 2003; Turney et al. 2004). But, sub-Milankovitch cyclicity in the Messel oil shale is part of an ongoing detailed study.
Our data show that the distribution of palynomorphs as combined by cluster analysis can be related to Milankovitch cyclicity in the short eccentricity, obliquity and long and short precession frequency. Minor deviations from Quaternary frequencies may be due to chaotic orbital evolution (Varadi et al. 2003; Laskar et al. 2004) or intermittent irregularities in the rate of sedimentation.
The strong signals displayed about midterm between 250 and 350 kyr (Figs. 10, 11, 12, 13) by all clusters except cluster 1 may be due to the superposition of several cycles in the 400-kyr-long eccentricity range which must be recorded once within the 640 kyr of our section. The midterm signals are most pronounced in cluster 5 (Fig. 12), but also significant in clusters 2 (Fig. 11) and 3. The ecological significance of cluster 5 is difficult to assess. Cluster 2, however, includes mainly elements considered to represent terminal seral stages, e.g. Ulmaceae and Tricolporopollenites microreticulatus, while cluster 3 includes most of the aquatic and hydrophilous elements in our assemblage (Fig. 8). Thus, this midterm signal may reflect a transient climatic disturbance including an increase in precipitation and, possibly, raised lake levels triggered by the 400-kyr eccentricity band. With some delay, this was succeeded by the most lasting and pronounced change of vegetation involving an increase in pollen of Pinaceae and some Juglandaceae combined in cluster 1 (Pityosporites sp., Plicapollis pseudoexcelsus, Platycaryapollenites sp.) due, perhaps, to a greater expanse of drier habitats in the pollen source area.
Conclusions
Our palynological analysis of the oil shale of the Middle Messel Formation sheds new light on how the Middle Eocene paratropical climax vegetation and the aquatic environment of the Messel lake were affected by climate variability.
Basically, a gradual change of climate took place during the time of the Middle Messel Formation. In the early phase, the vegetation included a high proportion of plants associated with “wet” and humid conditions, mainly raised water levels and higher rainfall. After a transitional period, distinctly less humid conditions dominated in the late phase. The first axis of the DCA separates the vegetation of more humid conditions from the vegetation of less humid conditions (Fig. 7). This suggests that vegetation changes within the Middle Messel Formation were mainly controlled by precipitation and humidity. At the same time, there is no palynological evidence of sustained changes in temperature.
In addition to their impact on vegetation, changes in precipitation also influenced the water chemistry (acidity, nutrient supply) of Lake Messel. Although important primary producers such as the green alga Tetraedron minimum and the diatom Melosira (Goth 1990) were lost by palynological preparation, quantitative data on the distribution of freshwater dinoflagellate cysts and Botryococcus can be used for ecological considerations. In the early phase, dinoflagellate blooms may still have been driven by nutrient input from the somewhat unstable crater wall. The sudden increase in Botryococcus in the uppermost 25 m of the core indicates a substantial change in water chemistry towards increased alkalinity favoured by Botryococcus (Wetzel 1983; Zippi 1998) and possibly due to an increase in evaporation during the late phase of the lake (Wilde et al. 1993; Lenz et al. 2007b).
Our time series analyses clearly show cyclic variation in the quantitative composition of palynomorph assemblages during a 640-kyr interval of the Middle Eocene as represented by 91.6 m of laminated oil shale of the Middle Messel Formation. The observed cycles closely correspond to the short eccentricity, obliquity and precession periods and to some extent to sub-Milankovitch periods. We, therefore, conclude that orbital forcing of climate affected the terrestrial vegetation sufficiently during the Middle Eocene greenhouse phase to be reflected in the pollen rain. However, changes in the vegetation remained transient and were restricted to the quantitative composition since no first or last appearances could be observed within the studied interval. Thus, any changes are definitely on a lower scale than those proposed for the hyperthermal events as known, e.g. from the earlier Palaeogene in North America (Wing et al. 2003; Harrington and Jaramillo 2007). According to the southern hemisphere deep sea temperature data of Zachos et al. (2001) which are commonly regarded as a standard of Cenozoic climate evolution (e.g. Sluijs et al. 2005, Jaramillo et al. 2006) and are clearly reflected by Cenozoic megafloras of Central Europe (Mosbrugger et al. 2005), the 640-kyr interval covered by our section would be located on the “slope” of gradual cooling following the Early Eocene Climatic Optimum and predating the Middle Eocene Climatic Optimum (MECO) by about 4 Myr. However, terrestrial climates are expected to be more effectively controlled by atmospheric heat transport under the Mid-Eocene ocean/continent constellation (Bice et al. 2000) and therefore more susceptible to orbital forcing factors than it is indicated by this gradual cooling trend, with significant effects, at least, on the quantitative composition of the vegetation. While the marine isotope record (Zachos et al. 2001) as well as the analysis of Cenozoic megafloras (Mosbrugger et al. 2005) resolve only long-term climate trends, the high-resolution study of the Middle Eocene lake deposits of Messel provides evidence for superimposed orbital-scale climate variability. In particular, this concerns the role of precipitation in controlling vegetation dynamics during this climatically very stable period. In a monsoonal climate as suggested for Messel by Mai (1995) and Grein et al. (in press), orbitally controlled latitudinal shifts of continental climate belts may have caused changes in the intensity of seasonal precipitation.
Although the Cenozoic climate in Central Europe is characterized by relatively stable and high precipitation rates (>1,000 mm/a), which decreased only from the early Pleistocene onward (Mosbrugger et al. 2005), variations in humidity as a driver of vegetation changes are known from the Cenozoic. For example, palaeobotanical analyses of Early Oligocene terrestrial deposits indicate that climate variability in Central Europe during the Rupelian was predominantly governed by changes in precipitation rather than by temperature fluctuations (Pross and Schmiedl 2002, Schwarzbach 1968, Schuler 1990). The effect on precipitation of early Palaeogene hyperthermal events such as the PETM has variously been interpreted as insignificant or causing even drier conditions in part for North America (Harrington and Kemp 2001, Kraus and Riggins 2007) and seasonal extremes in Spain (Schmitz and Pujalte 2007). Our study now suggests that changes in precipitation may have led to noticeable quantitative changes in the microflora at Messel even during the generally stable phase of the Palaeogene climate.
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Acknowledgments
Our research has been carried out as part of a project financed by the Deutsche Forschungsgemeinschaft under the grant DFG-Wi 1676/6 including the post-doctoral appointment of the first author. This generous support is gratefully acknowledged. The authors also acknowledge the assistance of Dr. M. Felder and Dr. F.-J. Harms in getting access to the core and the lithologic information and the invaluable help of Karin Schmidt and Petra Held in sampling and sample preparation.
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Lenz, O.K., Wilde, V. & Riegel, W. Short-term fluctuations in vegetation and phytoplankton during the Middle Eocene greenhouse climate: a 640-kyr record from the Messel oil shale (Germany). Int J Earth Sci (Geol Rundsch) 100, 1851–1874 (2011). https://doi.org/10.1007/s00531-010-0609-z
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DOI: https://doi.org/10.1007/s00531-010-0609-z