Abstract
Scaling laws are simple, easily usable and proven relevant models used in geography for validating various urban theories. These non-linear relationships may reveal physical constraints on the structure and evolution of complex systems, and underline the relationship between urban functions, size of cities and innovation cycles. In this contribution, we examine to what extent scaling laws are transferable towards urban theories and in which specific fields of urban geography these models may be relevant. We thus focus on the accuracy of scaling laws when exploring structures and processes of systems of cities, the diffusion of innovation, metropolization and intra-urban dynamics. We therefore use several examples taken in different regions of the world, embedded in various historical, political and economic contexts. However, in some cases, care must be taken not to over-interpret the results obtained from scaling laws and not to give scaling laws more explanatory power than they can describe. We illustrate this point by providing recommendations relying for instance on the sensitivity of measurements to the delineation of each object of the system under study and to the definition of the system itself. These recommendations can help to get robust results in order to understand the generic evolutionary mechanisms in urban systems.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
“Everything is related to everything else, but near things are more related than distant things” (Tobler 1970).
- 2.
The Gini index is based on the Lorenz curve which summarizes the distribution of an attribute among elements (the cumulative frequency of the elements is plotted on the x-axis and the cumulative frequency of the attribute is plotted on the y-axis). The value of the Gini index corresponds to the area between the line of perfect equality (dotted line on Fig. 4) and the Lorenz curve computed for a given attribute. The index varies from 0, a situation of perfect homogeneity, to 1, the maximal inequality or heterogeneity of distribution.
- 3.
Zipf and some of his predecessors (Auerbach 1913; Zipf 1949) have formulated an empirical law, the rank-size rule or Zipf’s law, used in urban geography to illustrate the general hierarchical regularity of city size found in each system of cities in the world. This regularity is expressed as an inverse geometric progression between the population Pi of a city and its rank Ri, as Pi = K/Rα, where K and α are constants, α being the slope of the trend line on a bi-logarithmic graph. α is found to not pull away strongly from 1 (see meta-analysis by Cottineau 2017; see also an application of Zipf’s law on diverse urban systems by Pumain et al. 2015).
References
Arcaute, E., Hatna, E., Ferguson, P., Youn, H., Johansson, A., Batty, M.: Constructing cities, deconstructing scaling laws. J. R. Soc. Interface 12(102), 1–8 (2015). https://doi.org/10.1098/rsif.2014.0745
Auerbach, F.: Das Gesetz der Bevölkerungskonzentration. Petermanns Geogr. Mitt. 59, 74–76 (1913)
Barthelemy, M.: The Structure and Dynamics of Cities. Cambridge University Press, 278p (2016). https://doi.org/10.1017/9781316271377
Batty, M.: The new science of cities. The MIT Press, Cambridge, MA (2013)
Berry, B.J.: Cities as systems within systems of cities. Pap. Reg. Sci. 13(1), 147–163 (1964). https://doi.org/10.1111/j.1435-5597.1964.tb01283.x
Bettencourt, L.M., Lobo, J., Helbing, D., Kuhnert, C., West, G.B.: Growth, innovation, scaling, and the pace of life in cities. Proc. Nat. Acad.Sci. 104(17), 7301–7306 (2007a). https://doi.org/10.1073/pnas.0610172104
Bettencourt, L.M., Lobo, J., Strumsky, D.: Invention in the city: increasing returns to patenting as a scaling function of metropolitan size. Res. Policy 36(1), 107–120 (2007b). https://doi.org/10.1016/j.respol.2006.09.026
Bettencourt, L.M., Lobo, J., West, G.B.: The self-similarity of human social organization and dynamics in cities. In: Lane, D., Pumain, D., van der Leeuw, S., West GB. (eds.) Complexity Perspective in Innovation and Social Change, Methodos Series. Springer, Dordrecht, pp. 221–236 (2009). https://doi.org/10.1007/978-1-4020-9663-1_8
Bettencourt, L.M.: The origins of scaling in cities. Science 340(6139), 1438–1441 (2013). https://doi.org/10.1126/science.1235823
Bettencourt, L.M., Lobo J.: Urban scaling in Europe. J. R. Soc. Interface. 13(116), 20160005 (2016). https://doi.org/10.1098/rsif.2016.0005
Bettencourt, L.M., Lobo, J., West, G.B.: Why are large cities faster? Universal scaling and self-similarity in urban organization and dynamics. Eur Phys J B 63(3), 285–293 (2008). https://doi.org/10.1140/epjb/e2008-00250-6
Bettencourt, L.M., Lobo, J., Strumsky, D., West, G.B.: Urban scaling and its deviations: revealing the structure of wealth, innovation and crime across cities. PLoS ONE 5(11), 1–9 (2010). https://doi.org/10.1371/journal.pone.0013541
Bretagnolle, A., Pumain, D., Vacchiani-Marcuzzo, C.: The organization of urban systems. In: Lane, D., Pumain, D., van der Leeuw, S., West G.B. (eds.) Complexity Perspective in Innovation and Social Change, Methodos Series. Springer, Dordrecht, pp. 197–220 (2009). https://doi.org/10.1007/978-1-4020-9663-1_7
Christaller, W.: Die zentralen Orte in Süddeutschland: eine ökonomisch-geographische Untersuchung über die Gesetzmässigkeit der Verbreitung und Entwicklung der Siedlungen mit städtischen Funktionen. University Microfilms (1933)
Cottineau, C.: MetaZipf. A dynamic meta-analysis of city size distributions. PLoS ONE 12(8) (2017). https://doi.org/10.1371/journal.pone.0183919
Cottineau, C., Hatna, E., Arcaute, E., Batty, M.: Diverse cities or the systematic paradox of urban scaling laws. Comput. Environ. Urban Syst. 63, 80–94 (2017). https://doi.org/10.1016/j.compenvurbsys.2016.04.006
Cottineau, C., Finance, O., Hatna, E., Arcaute, E., Batty, M.: Defining urban clusters to detect agglomeration economies. Environ. Plan. B Urban Anal. City Sci. 46(9), 1611–1626 (2018). https://doi.org/10.1177/2399808318755146
Delloye, J., Lemoy, R., Caruso, G.: Alonso and the scaling of urban profiles. In: Geographical Analysis (2019)
Feldman, M.P., Florida, R.: The geographic sources of innovation: technological infrastructure and product innovation in the United States. Ann. Assoc. Am. Geogr. 84(2), 210–229 (1994). https://doi.org/10.1111/j.1467-8306.1994.tb01735.x
Finance, O.: Les villes françaises investies par les firmes transnationales étrangères: des réseaux d’entreprises aux établissements localisés. Ph.D. thesis, Université Paris I Panthéon-Sorbonne, France (2016)
Finance, O., Cottineau, C.: Are the absent always wrong? Dealing with zero values in urban scaling. Environ. Plan. B Urban Anal. City Sci. OnlineFirst (2018). https://doi.org/10.1177/2399808318785634
Gipouloux, F.: Attractivité, concurrence et complémentarité: la place ambiguë des villes côtières chinoises dans la dynamique économique du corridor maritime de l’Asie de l’Est. Outre-Terre 2, 149–160 (2006)
Hägerstrand, T.: Innovation Diffusion as a Spatial Process (1968)
Leitão, J.C., Miotto, J.M., Gerlach, M., Altmann, E.G.: Is this scaling nonlinear? R. Soc. Open Sci. 3(7), 1–13 (2016). https://doi.org/10.1098/rsos.150649
Lemoy R., Caruso G.: Evidence for the homothetic scaling of urban forms. Environ. Plan. B Urban Anal. City Sci. (Online first) (2018). https://doi.org/10.1177/2399808318810532
Levinson, D.: Network structure and city size. PLoS ONE 7(1), 1–11 (2012). https://doi.org/10.1371/journal.pone.0029721
Louf, R., Barthelemy, M.: How congestion shapes cities: from mobility patterns to scaling. Sci. Rep. 4(5561), 1–9 (2014). https://doi.org/10.1038/srep05561
Meirelles, J., Neto, C.R., Ferreira, F.F., Ribeiro, F.L., Binder, C.R.: Evolution of urban scaling: evidence from Brazil. PLoS ONE 13(10), 1–15 (2018). https://doi.org/10.1371/journal.pone.0204574
Moriconi-Ébrard, F.: Geopolis: pour comparer les villes du monde. Paris: Anthropos, coll. “Villes”, pp. 246. ISBN: 2-7178-2721-8 (1994)
Paulus, F.: Coévolution dans les systèmes de villes: croissance et spécialisation des aires urbaines françaises de 1950 à 2000. Ph.D. thesis, Université Paris I Panthéon-Sorbonne, France (2004)
Paulus, F., & Pumain, D.: Lois d’échelle et activités urbaines: une comparaison France-États-Unis. In: Mattéi, MF., & Pumain, D. (eds.) Données urbaines 5. Economica-Anthorpos, Paris, 315–323 (2007)
Paulus, F., Pumain, D.: Salaire et hiérarchie urbaine. In: Pumain, D., Mattéi, MF. (eds.) Données urbaines 6. Economica-Anthropos, Paris, 205–216 (2011)
Pred, A.R.: City Systems in Advanced Economies: Past Growth, Present Processes, and Future Development Options. Wiley (1977)
Pumain, D.: La dynamique des villes. Economica, Paris (1982)
Pumain, D.: Pour une théorie évolutive des villes. L’Espace géographique 26(2), 119–134 (1997). https://doi.org/10.3406/spgeo.1997.1063
Pumain, D.: Scaling laws in urban systems. Santa Fe Institute Working Papers, n°04-02-002, 26p (2004)
Pumain, D.: Alternative explanations of hierarchical differentiation in urban systems. In: Pumain, D. (ed.) Hierarchy in Natural and Social Sciences, Methodos Series. Springer, Dordrecht, pp. 169–222 (2006)
Pumain, D.: Urban systems dynamics, urban growth and scaling laws: the question of ergodicity. In: Portugali, J., Meyer, H., Stolk, E., Tan E. (eds.) Complexity Theories of Cities Have Come of Age. Springer, Berlin (2012). https://doi.org/10.1007/978-3-642-24544-2_6
Pumain, D., Paulus, F., Vacchiani-Marcuzzo, C., Lobo, J.: An evolutionary theory for interpreting urban scaling laws. Cybergeo Eur. J. Geogr. 343 (2006). https://doi.org/10.4000/cybergeo.2519
Pumain, D., Paulus, F., Vacchiani-Marcuzzo, C.: Innovation cycles and urban dynamics. In: Lane, D., Pumain, D., van der Leeuw, S., West GB. (eds.) Complexity Perspective in Innovation and Social Change, Methodos Series. Springer, Dordrecht, pp. 237–260 (2009). https://doi.org/10.1007/978-1-4020-9663-1_9
Pumain, D., Swerts, E., Cottineau, C., Vacchiani-Marcuzzo, C., Ignazzi, C.A., Bretagnolle, A., Delisle, F., Cura, R., Lizzi, L., Baffi, S.: Multilevel comparison of large urban systems. Cybergeo Eur. J. Geogr. document 706 (2015). https://doi.org/10.4000/cybergeo.26730
Rybski, D., Reusser, D.E., Winz, A.-L., Fichtner, C., Sterzel, T., Kropp, J.P.: Cities as nuclei of sustainability? Environ. Plan. B Urban Anal. City Sci. 44(3), 425–440 (2016). https://doi.org/10.1177/0265813516638340
Sarkar, S., Phibbs, P., Simpson, R., Wasnik, S.: The scaling of income distribution in Australia: possible relationships between urban allometry, city size, and economic inequality. Environ. Plan. B Urban Anal. City Sci. 45(4), 603–622 (2018). https://doi.org/10.1177/0265813516676488
Savage, V.M., Gillooly, J.F., Woodruff, W.H., West, G.B., Allen, A., Enquist, B.J., Brown, J.H.: The predominance of quarter-power scaling in biology. Funct. Ecol. 18, 257–282 (2004). https://doi.org/10.1111/j.0269-8463.2004.00856.x
Svejnar, J.: China in light of the performance of Central and East European economies. Working Paper: 41p (2007)
Swerts, E.: Les systèmes de villes en Inde et en Chine. Ph.D. thesis, Université Paris I Panthéon-Sorbonne, France (2013)
Swerts, E.: A data base on Chinese urbanization: ChinaCities. Cybergeo Eur. J. Geogr. 830 (2018). https://doi.org/10.4000/cybergeo.28554
Taylor, P.J.: World City Network: A Global Urban Analysis. Routledge, London (2004)
Tobler, W.R.: A computer movie simulating urban growth in the detroit region. Econ. Geogr. 46(sup1), 234–240 (1970). https://doi.org/10.2307/143141
Um, J., Son, S.W., Lee, S.I., Jeong, H., Kim, B.J.: Scaling laws between population and facility densities. PNAS Proc. Natl. Acad. Sci. USA 106(34), 14236–14240 (2009). https://doi.org/10.1073/pnas.0901898106
Vacchiani-Marcuzzo, C., Paulus, F.: Scalings laws and economic specialization: an experiment United States–France–South Africa. AAG Ann. Meet., Boston (2008)
West, G.B., Brown, J.H., Enquist, B.J.: A general model for the origin of allometric scaling laws in biology. Science 276(5309), 122–126 (1997). https://doi.org/10.1126/science.276.5309.122
West, G.B., Brown, J.H., Enquist, B.J.: The fourth dimension of life: fractal geometry and allometric scaling of organisms. Science 284(5420), 1677–1679 (1999). https://doi.org/10.1126/science.284.5420.1677
Zipf, G.K.: Human behaviour and the principle of least-effort. Addison-Wesley, Reading, Cambridge, MA (1949)
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2020 Springer Nature Switzerland AG
About this chapter
Cite this chapter
Finance, O., Swerts, E. (2020). Scaling Laws in Urban Geography. Linkages with Urban Theories, Challenges and Limitations. In: Pumain, D. (eds) Theories and Models of Urbanization. Lecture Notes in Morphogenesis. Springer, Cham. https://doi.org/10.1007/978-3-030-36656-8_5
Download citation
DOI: https://doi.org/10.1007/978-3-030-36656-8_5
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-030-36655-1
Online ISBN: 978-3-030-36656-8
eBook Packages: Earth and Environmental ScienceEarth and Environmental Science (R0)