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Automatic Segmentation of Sinkholes Using a Convolutional Neural Network
  • Muhammad Usman Rafique,
  • Junfeng Zhu,
  • Nathan Jacobs
Muhammad Usman Rafique
University of Kentucky
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Junfeng Zhu
University of Kentucky

Corresponding Author:[email protected]

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Nathan Jacobs
University of Kentucky
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Abstract

Sinkholes are the most abundant surface features in karst areas worldwide. Understanding sinkhole occurrences and characteristics is critical for studying karst aquifers and mitigating sinkhole-related hazards. Most sinkholes appear on the land surface as depressions or cover-collapses and are commonly mapped from elevation data, such as digital elevation models (DEMs). Existing methods for identifying sinkholes from DEMs often require two steps: locating surface depressions and separating sinkholes from nonsinkhole depressions. In this study, we explored deep learning to directly identify sinkholes from images of DEMs and DEM derivatives. We used an image segmentation model, U-Net (a type of convolutional neural networks (CNNs)), to locate sinkholes. We trained separate U-Net models based on four input images of elevation data: a DEM image, a slope image, a DEM gradient image, and a DEM shaded relief image. We also explored an aerial image as a model input. Three normalization techniques (Global, Gaussian, and Instance) were applied to improve the model performance. Model results suggest that deep learning is a viable method to identify sinkholes directly from images of elevation data. In particular, DEM gradient data provided the best input for CNN-based image segmentation models to locate sinkholes. The model using the DEM gradient image with Gaussian normalization achieved the best performance with a sinkhole intersection over union (IoU) of 45.38% on the unseen test set. Aerial images, however, were not useful in training deep learning models for sinkholes as the models using an aerial image as input achieved sinkhole IoUs below 3 %.
Feb 2022Published in Earth and Space Science volume 9 issue 2. 10.1029/2021EA002195